Model-based personalization scheme of an artificial pancreas for type I diabetes applications
11197955 · 2021-12-14
Assignee
Inventors
- Francis J. Doyle, III (Santa Barbara, CA, US)
- Eyal Dassau (Goleta, CA, US)
- Dale E. Seborg (Santa Barbara, CA, US)
- Joon Bok Lee (Santa Barbara, CA, US)
Cpc classification
A61M5/1723
HUMAN NECESSITIES
A61M2005/1726
HUMAN NECESSITIES
International classification
Abstract
A model-based control scheme consisting of either a proportional-integral-derivative (IMC-PID) controller or a model predictive controller (MPC), with an insulin feedback (IFB) scheme personalized based on a priori subject characteristics and comprising a lower order control-relevant model to obtain PID or MPC controller for artificial pancreas (AP) applications.
Claims
1. An insulin pump controller configured with a model-based personalization scheme for an artificial pancreas (AP) system, the controller comprising a discrete control-relevant model incorporating a priori subject information as design criteria in the model, wherein a scaling factor based on the subject's actual basal insulin value is incorporated in the model to attune the controller's action in cases of model and patient glucose mismatch, wherein the subject's actual basal insulin value is the insulin dose to maintain the subject at euglycemia absent meal disturbances, and an insulin feedback scheme (IFB), which takes into account the amount of insulin previously delivered, accelerating the apparent insulin pharmacokinetics.
2. The controller of claim 1, wherein the controller is a model predictive control (MPC) feedback controller.
3. The controller of claim 2, integrated in an artificial pancreas system further comprising a subcutaneous continuous glucose monitor (CGM) and a continuous subcutaneous insulin injection (CSII) pump to deliver insulin, wherein the continuous glucose monitor provides glucose data to the controller, and the controller directs insulin delivery by the pump.
4. A method comprising directing insulin delivery using the controller of claim 3.
5. The controller of claim 1, wherein the controller is an internal model control (IMC) based design of a proportional-integral-derivative (PID) controller.
6. The controller of claim 5, integrated in an artificial pancreas system further comprising a subcutaneous continuous glucose monitor (CGM) and a continuous subcutaneous insulin injection (CSII) pump to deliver insulin, wherein the continuous glucose monitor provides glucose data to the controller, and the controller directs insulin delivery by the pump.
7. A method comprising directing insulin delivery using the controller of claim 6.
8. The controller of claim 1, wherein a total daily insulin (TDI) clinical parameter is also incorporated to further attune the controller's action.
9. The controller of claim 8, integrated in an artificial pancreas system further comprising a subcutaneous continuous glucose monitor (CGM) and a continuous subcutaneous insulin injection (CSII) pump to deliver insulin, wherein the continuous glucose monitor provides glucose data to the controller, and the controller directs insulin delivery by the pump.
10. A method comprising directing insulin delivery using the controller of claim 9.
11. The controller of claim 1, wherein the controller requires only a single tuning parameter to modify controller performance.
12. The controller of claim 11, integrated in an artificial pancreas system further comprising a subcutaneous continuous glucose monitor (CGM) and a continuous subcutaneous insulin injection (CSII) pump to deliver insulin, wherein the continuous glucose monitor provides glucose data to the controller, and the controller directs insulin delivery by the pump.
13. A method comprising directing insulin delivery using the controller of claim 12.
14. The controller of claim 1, integrated in an artificial pancreas system further comprising a subcutaneous continuous glucose monitor (CGM) and a continuous subcutaneous insulin injection (CSII) pump to deliver insulin, wherein the continuous glucose monitor provides glucose data to the controller, and the controller directs insulin delivery by the pump.
15. A method comprising directing insulin delivery using the controller of claim 14.
Description
BRIEF DESCRIPTION OF THE DRAWINGS
(1)
(2)
(3)
DESCRIPTION OF PARTICULAR EMBODIMENTS OF THE INVENTION
(4) Control Specifications
(5) Controllers are assessed as a part of an AP system that utilizes noise-free and noise-included blood glucose measurements and continuous subcutaneous insulin injections. The system is incorporated as a part of a ten subject study using the Food and Drug Administration (FDA) accepted University of Virginia and Padova (UVA/Padova) metabolic simulator [17]. The control sampling period are set to 5 minutes. An unannounced meal is used to challenge the system without prior insulin bolus (feedforward action) to counteract the meal. The control system is evaluated by its performance in
(6) 1) minimizing the postprandial blood glucose concentration peak;
(7) 2) maximizing the time the subject's blood glucose concentration remains within the euglycemic zone (approximately 80-140 mg/dl) [18]; and
(8) 3) minimizing the time the subject's blood glucose concentration spends below the target zone (approximately 70-180 mg/dl) [18].
(9) A controller that is implemented in this manner must meet a variety of challenges. The use of subcutaneous monitoring, while unobtrusive compared to intravenous measurements, adds a measurement delay of approximately 12 minutes [19]. The use of subcutaneous insulin pumps also adds an additional actuation delay of up to one hour before the injected insulin affects glucose concentration [20]. Insulin cannot be delivered in negative values. Consequently, avoidance of excess insulin delivery is imperative.
(10) Model-Based Subject Specific Proportional Integral Derivative Control Algorithm Development
(11) Development of a model that is used for control purposes must be optimized for different objectives than the traditional goal of modeling that is, rather than focusing on deriving an accurate prediction of future glucose values, the model should rather be designed with the specific control goal in mind [14]. In our previous work, we proposed a discrete 3rd order control-relevant model M.sub.r defined as
(12)
(13) where q.sup.−1 is the backward shift operator as described in [14], the units of insulin is expressed as (pmol/min), and blood glucose concentration is expressed as (mg/dl). For further details on the development of this model, the reader is referred to [14].
(14) K can be personalized using a priori subject parameters as
K=K.sub.icSF.sub.b (2)
(15) where K.sub.i is an individualized gain based on the correction factor calculated as
K.sub.i=K.sub.x/TDI (3)
1600≤K.sub.x≤2400 (4)
(16) using the range of rules for calculating correction factor as shown in [18]. TDI represents the subject's total daily insulin requirement, an easily available clinical parameter for any subject with a history of type 1 diabetes. c is a factor to maintain consistency in units as
(17)
(18) with the average clearance time for 99% of 1 U of Humalog insulin analog to leave the system represented as 6.64 h (1 h half time in an average adult [21]) and conversion for 1 U of insulin applied as 6000 pm as per the standard clinical definition. SF.sub.b is a scaling factor based on the actual value of the subject's basal profile, another easily available clinical parameter, versus what is recommended as the standard starting basal quantity calculated from their TDI prior to further adjustments, as follows
SF.sub.b=b.sub.calc/(b) (6)
b.sub.calc(U/h)=(K.sub.yTDI)/24 (7)
0.4≤K.sub.y≤0.6 (8)
(19) Here, b is the subject's actual nominal basal in U/h, and b.sub.calc is the recommended calculation for a subject with T1DM's initial basal rate prior to fine-tuning, with the factor in the formula for the calculation varying between 0.4 and 0.6 depending on the subject's fitness, age, and other characteristics. Basal insulin profile of a subject with T1DM is a standard part of the subject's daily injection regimen, and is designed to maintain the subject at euglycemia absent meal disturbances [18]. Thus, this unitless scaling factor can attenuate the control signal based on how much more or less insulin the subject actually requires to maintain open-loop glucose concentration compared to the standard as calculated by the subject TDI, thus providing a measure of insulin sensitivity greater or less than standard.
(20) The discrete model as shown in (1) can be transformed to continuous domain using a bilinear transform approximation as The discrete model as shown in (1) can be transformed to continuous domain using a bilinear transform approximation as
(21)
(22) where T.sub.s is the sampling time of the discretized model at 5 minutes. The result of this discretization gives M.sub.r1(s) a
(23)
(24) (8) can be converted into a second order plus time delay model through Skogestad's half rule [22]. This results in a second order plus time delay model of the form
(25)
(26) From the original model (8), one can find the new θ, τ.sub.1 and Σ.sub.2 as
θ=140/2+15+3.Math.2+5/2=91.5 (12)
τ.sub.1=247 (13)
τ.sub.2=140+140/2=210 (14)
(27) These calculations give the final model as
(28)
(29) Given a reasonably accurate dynamic model of the process, a method of controller design based on the process model is an approach that holds many advantages. The IMC method allows for model uncertainty and gives the user the capability to modify the tradeoffs of increased robustness versus better performance from tuning just one parameter.
(30) The second order plus time delay model from (15) can be factored with a first order Taylor series approximation of the time delay as
(31)
(32) The IMC method for PID controller tuning relations calls for a low pass filter with a gain of 1 and a tuning parameter τ.sub.c, leading to the calculations of the three PID controller parameters K.sub.c, τ.sub.I and τ.sub.D as [23]
(33)
(34) Consequently, the PID controller settings can be simplified as
(35)
(36) with the choice of either of each rule's extremes to be determined and the specific value of τ.sub.c (min) left as a tuning parameter. As a result of the additional personalization based on the subject's basal profile, the numerical value of the subject TDI is canceled from the controller, leaving the final form of the gain to only include the subject's current basal levels as their target (the units are still maintained).
(37) The control signal as a result of the application of these parameters in the standard parallel form of the PID controller is added on the subject's basal to signal the final suggested insulin delivery ID.sub.PID to the insulin pump. This insulin signal can then be further attenuated by the use of IFB [15], which takes into account the amount of insulin previously delivered, accelerating the apparent insulin pharmacokinetics as
Î.sub.p(n)=K.sub.0ID(n−1)+K.sub.1Î.sub.p(n−1)−K.sub.2Î.sub.p(n−2) (25)
ID(n)=(1+γ)ID.sub.PID(n)−γÎ.sub.p(n−1) (26)
(38) Here, n denotes the most recent time value, ID(n) is the final insulin delivery profile, and I.sub.p(n) is a real time estimate of insulin concentration. K.sub.1, K.sub.2, and γ are constants each reported as 1.966308, 0.966584, and 0.5, with K.sub.0 given as
K.sub.0=: 1−K.sub.1+K.sub.2. (27)
(39) For more details on the development of this IFB scheme, the reader is directed to [15] and [16].
(40) Model-Based Subject Specific Model Predictive Control Algorithm Development
(41) The model as described in (18) can also be used to derive a model predictive controller; that is, a model predictive controller that explicitly employs a model of the process to be controlled when optimizing the input.
(42) An example MPC algorithm employs a linear time-invariant M.sub.r defined as
(43)
(44) where q.sup.−1 is the backward shift operator as described in [14], the units of insulin is expressed as (pmol/min), and blood glucose concentration is expressed as (mg/dl). K can be personalized using a priori subject parameters as
K=K.sub.icSF.sub.b (29)
(45) where K.sub.i is an individualized gain based on the correction factor calculated as
K.sub.i=K.sub.x/TDI (30)
1600≤K.sub.x≤2400 (31)
(46) using the range of rules for calculating correction factor as shown in [18]. TDI represents the subject's total daily insulin requirement, an easily available clinical parameter for any subject with a history of type 1 diabetes. c is a factor to maintain consistency in units as
(47)
(48) with the average clearance time for 99% of 1 U of Humalog insulin analog to leave the system represented as 6.64 h (1 h half time in an average adult [21]) and conversion for 1 U of insulin applied as 6000 pm as per the standard clinical definition. SF.sub.b is a scaling factor based on the actual value of the subject's basal profile, another easily available clinical parameter, versus what is recommended as the standard starting basal quantity calculated from their TDI prior to further adjustments, as follows
SF.sub.b=b.sub.calc/(b) (33)
b.sub.calc(U/h)=(K.sub.yTDI)/24 (34)
0.4≤K.sub.y≤0.6 (35)
Here, b is the subject's actual nominal basal in U/h, and b.sub.calc is the recommended calculation for a subject with T1DM's initial basal rate prior to fine-tuning, with the factor in the formula for the calculation varying between 0.4 and 0.6 depending on the subject's fitness, age, and other characteristics. Basal insulin profile of a subject with T1DM is a standard part of the subject's daily injection regimen, and is designed to maintain the subject at euglycemia absent meal disturbances [18]. Thus, this unitless scaling factor can attenuate the control signal based on how much more or less insulin the subject actually requires to maintain open-loop glucose concentration compared to the standard as calculated by the subject TDI, thus providing a measure of insulin sensitivity greater or less than standard. Next, let
b.sub.1=p.sub.1+2p.sub.2=2.91
b.sub.2=−2p.sub.1p.sub.2−p.sub.2.sup.2=−2.8226
b.sub.3=p.sub.1p.sub.2.sup.2=0.9126. (31)
For use in MPC the linear time-invariant system described by transfer function is re-written in state-space form as
x(k+1)=Ax(k)+BI′(k)
G′(k)=Cx(k) (32)
with system state
(49)
and parameter matrices
(50)
(51) This formulation is explicitly employed by the MPC to predict the evolution of future glucose values, and optimize the insulin delivery based on a specific cost objective that penalizes glycemic/insulin baseline deviations.
(52) To emphasize, the same model can be used in the design and development of both MPC and PID controllers. While an MPC utilizes the model directly, the IMC approach of the design of a PID controller gives exact, analytical expressions of the three constants that define PID controller settings (proportional, integral, and derivative time constants) based on the core model [23]. Thus, this method shows what the parameters of an IMC PID controller should be if it were an exact inversion of the model that describes the target process. In fact, under appropriate tuning, a one-step MPC controller can be realized to be identical to an IMC PID controller [13]. Fundamentally, IMC PID and MPC designs based on the same model are mathematically similar, and their performances will also be closely linked [13]
(53) Results
(54) The performance of the designed PID controller is tested in silico within the FDA accepted UVA/Padova metabolic simulator [17]. The improvement in the performance of the designed PID controller can be directly related to the performance improvements of the designed MPC controller, as the designed MPC controller is derived from an identical model with the same personalization scheme. The simulator contains ten subject models with various time-invariant clinical characteristics that have a large intersubject variability. The simulator also has the capability of providing an optimal bolus injection when given the meal size for each subject based on the subject's basal rate and insulin to carbohydrate ratio (I:C), a clinical parameter that signifies how many grams of carbohydrates are compensated for that specific patient for a unit of insulin.
(55) Optimal regulation, in the context of the disclosed AP, is defined providing the perfect basal rate for each subject that would, given no disturbances, maintain blood glucose concentration at the 110 mg/dl target (average of the euglycemic zone). Further, a perfect bolus should also be provided at the beginning of each meal that does not over or under-compensate for the glucose content of the meal, thus both avoiding late postprandial hypoglycemia and minimizing hyperglycemia prior to returning to the target. On the other hand, the minimum amount of regulation would feasibly still provide the same basal rate but eschew meal disturbance rejection, and thus will be prone to long episodes of hyperglycemia. The performance of each controller is measured using a medically inspired metric that takes into account the three objectives outlined in the control specifications, scored in a linearly scaled approach with the perfect basal-only control scheme serving as the baseline (“0”) and the perfect basal-bolus scheme serving as the top performer (“1”). The specific metrics are
(56) 1) peak postprandial blood glucose concentrations
(57) 2) percent of total time the subject's blood glucose concentration within the euglycemic zone of 80-140 mg/dl;
(58) 3) percent of total time the subject's blood glucose concentration spent within the clinically safe non hyper- and hypoglycemic blood glucose zone of 70-180 mg/dl [18]; and
(59) 4) percent of total time the subject's blood glucose concentration spent within the hyperglycemic zone of greater than 180 mg/dl.
(60) In addition to these metrics, any controller that causes a subject to experience hypoglycemia b virtue of blood glucose concentrations below 70 mg/dl is discarded.
(61) The controller is turned on after an initialization period of 20 minutes from the beginning of the simulation. A 50 g meal is given at 7 hours after the beginning of the simulation. Each subject's blood glucose profile is recorded for 24 hours after the meal disturbance, with total simulation duration of 31 hours. The controller is activated every 5 minutes, and actual insulin delivery is discretized to the nearest 0.05 U to simulate the limits on current generation subcutaneous insulin pumps [24].
(62) The 1600 and 2400 rules for the correction factor portion of the gain, and the choice between 0.4 and 0.6 rules for the basal scaling factor portion of the gain, are first tested [18].
(63) All tested control schemes and their respective ID to be used in the remaining portion of the results are shown in Table I. τ.sub.c was fixed at 180 minutes (3 hours). 2400 correction factor rule and 0.4 basal calculation factor is mathematically identical to 1600 and 0.6. Non-personalized versions of the gain based on [14] with and without insulin feedback are also presented for comparison. The average responses of relevant controller variations in
(64) Using these settings, the value for τ.sub.c is varied as the only tuning parameter from 60 to 300 minutes, in 60 minute intervals. As can be seen in the scaled performance scores in Table II, a τ.sub.c of 120 minutes gives the best response among the tested settings while still avoiding any instances of hypoglycemia. The controller setting with τ.sub.c of 1 h was discarded due to the presence of hypoglycemia.
(65) After the optimal IMC PID controller is found through this method under noise-free conditions, the controller is then detuned accordingly within noisy conditions to test for robustness. τ.sub.c is varied from 2 to 6 hours in 30 minute intervals. τ.sub.c settings of 4 hours or less induced hypoglycemia.
(66) Discussion
(67) This disclosure demonstrates the value of an IMC-based design method with a personalization scheme to calculate PID controller parameters and combine it with IFB for AP applications. This disclosure also demonstrates the value of the personalization scheme for any MPC controller which is derived from the same model that incorporated the personalization scheme. Under the stated simulation conditions, the subject controller with subject specific personalization of the controller's aggressiveness and inclusion of IFB give good control results based on a set of metrics designed to quantify each controller's adherence to medically inspired objectives. Selection of correct personalization methods and an optimal TC value gives a resulting average subject glucose profile that can closely match the optimal basal-bolus scheme, while avoiding hypoglycemia for all 10 tested subjects.
(68) A 3rd order control-relevant model was used to obtain PID controller parameters through an IMC based approach for AP applications. The resulting PID controller with accompanying IFB scheme was personalized based on a priori subject characteristics and tested on ten simulated subjects under the UVA/Padova metabolic simulator. Optimal controller settings were determined through a set of controller performance metrics, and the PID controller based on the resulting choice in personalization rule parameters and TC was able to achieve comparable performance to the optimal basal-bolus scheme. The average post prandial peak was maintained below 185 mg/dl, and 97% of the combined total simulation time for all subjects was maintained within the target safe blood glucose zone of 70-180 mg/dl with 80% of the time remaining within the euglycemic zone of 80-140 mg/dl all without inducing instances of hypoglycemia. The controller can achieve this performance without a time-consuming model identification step, and thus will have greater utility in practical applications.
(69) An MPC controller was also derived from a 3.sup.rd order model control-relevant model that incorporates personalization, identical to one used to derive the IMC PID controller. It has been previously shown that an MPC controller can be realized to be identical to a PID controller under appropriate tuning [13]. Thus, the improvements in performance realized by the personalization of the IMC PID controller also directly translate to the improvements in performance that can be realized by the MPC controller derived from an identical model.
FIGURES
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REFERENCES
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(74) TABLE-US-00001 TABLE I CONTROLLER VARIATIONS TESTED Personalization Rule Variations Controller ID Controller Variant τ.sub.e (min) Correction Factor Rule Basal Calculation Factor 1 Optimal Basal-Bolus — — — 2 Optimal Basal — — — 3 IMC-PID w/feedback 180 1600 0.4 4 IMC-PID w/feedback 180 1600 (2400 equivalent) 0.6 (0.4 equivalent) 5 IMC-PID w/feedback 180 2400 0.4 6 IMC-PID w/feedback 60 1600 0.4 7 IMC-PID w/feedback 120 1600 0.4 8 IMC-PID w/feedback 240 1600 0.4 9 IMC-PID w/feedback 300 1600 0.4 10 IMC-PID w/feedback 180 — — 11 IMC PID w/o feedback 180 — — 12 IMC-PID w/feedback, noise 120 1600 0.4 13 IMC-PID w/feedback, noise 150 1600 0.4 14 IMC-PID w/feedback, noise 180 1600 0.4 15 IMC-PID w/feedback, noise 210 1600 0.4 16 IMC-PID w/feedback, noise 240 1600 0.4 17 IMC-PID w/feedback, noise 270 1600 0.4 18 IMC-PID w/feedback, noise 300 1600 0.4 19 IMC-PID w/feedback, noise 330 1600 0.4 20 IMC-PID w/feedback, noise 360 1600 0.4
(75) TABLE-US-00002 TABLE II Averaged Performance Metrics and Scaled Metric Values for each Controller with Optimal Balal-Bolus and Optimal Basal Control Schemes as Baseline Performances Peak Scaled % Time in Blood Peak Scaled % Scaled % Scaled % Controller Hypoglycemia, Glucose % above % within % within Blood above within within ID <70 mg/dl [mg/dl] 70-180 mg/dl 70-180 mg/dl 80-140 mg/dl Glucose 70-180 mg/dl 70-180 mg/dl 80-140 mg/dl 1 0 (0) 209 (25.2) 13.8 (7.2) 86.2 (7.2) 65.8 (9.1) 0.00 0.00 0.00 0.00 2 0 (0) 162 (14.4) 0.11 (0.3) 99.9 (0.3) 85.6 (8.9) 1.00 1.00 1.00 1.00 3 0 (0) 174 (18.3) 1.64 (2.6) 98.4 (2.6) 83.7 (10.8) 0.74 0.89 0.89 0.90 4 0 (0) 181 (19.7) 3.63 (5.2) 96.4 (5.2) 82.1 (8.8) 0.60 0.74 0.74 0.82 5 0 (0) 187 (21.2) 4.62 (6.0) 95.4 (6.0) 79.1 (9.7) 0.46 0.67 0.67 0.67 6 0.70 (2.2) 167 (16.4) 1.42 (1.4) 99 (2.4) 86 (9.7) 0.90 0.90 0.91 1.03 7 0 (0) 170 (17.6) 0.83 (1.9) 99.2 (1.9) 85.2 (11) 0.82 0.95 0.95 0.98 8 0 (0) 177 (18.9) 2.55 (3.5) 97.5 (3.5) 82.8 (9.9) 0.67 0.82 0.82 0.86 9 0 (0) 180 (19.5) 3.36 (4.7) 96.6 (4.7) 82.4 (8.7) 0.61 0.76 0.76 0.84 10 0 (0) 202 (22.8) 9.95 (6.5) 80.1 (6.5) 71.1 (11.7) 0.15 0.28 0.45 0.27 11 0 (0) 207 (23.6) 11.32 (6.8) 88.7 (6.8) 68.8 (12.3) 0.05 0.18 0.18 0.15 12 1.34 (2.9) 179 (19.3) 1.69 (2.4) 97.0 (4.4) 80.7 (11.4) 0.64 0.88 0.79 0.75 13 0.68 (2.1) 180 (19.4) 1.96 (2.8) 97.4 (3.6) 81.2 (12.0) 0.62 0.86 0.81 0.78 14 0.48 (1.5) 181 (19.4) 2.34 (3.5) 97.2 (3.8) 80.9 (11.7) 0.60 0.84 0.80 0.76 15 0.35 (1.1) 182 (19.5) 2.63 (4.1) 97.0 (4.2) 80.5 (11.5) 0.58 0.81 0.79 0.74 16 0.09 (0.3) 183 (19.6) 3.20 (4.6) 96.7 (4.6) 80.2 (11.0) 0.56 0.77 0.77 0.73 17 0 (0) 183 (19.6) 3.52 (5.1) 96.5 (5.1) 79.9 (10.3) 0.54 0.75 0.75 0.72 18 0 (0) 184 (19.9) 3.74 (5.3) 96.3 (5.3) 80.1 (9.0) 0.52 0.73 0.73 0.72 19 0 (0) 185 (20.1) 3.87 (5.4) 96.1 (5.4) 79.7 (9.1) 0.50 0.72 0.72 0.70 20 0 (0) 186 (20.3) 4.09 (5.5) 95.9 (5.5) 79.4 (9.3) 0.48 0.71 0.71 0.69