Synthesis of moving and beating moiré shapes
11351810 · 2022-06-07
Assignee
Inventors
Cpc classification
G07D7/207
PHYSICS
B42D25/351
PERFORMING OPERATIONS; TRANSPORTING
International classification
Abstract
The present invention proposes a method for producing an authenticable moiré shape that simultaneously moves and shows a beating effect. The method relies on a combination of the 1D or the 2D moiré and the level line moiré. When tilting a compound showing such a moiré, the moiré shape moves, its intensity levels change significantly but its shape remains the same and is recognizable. Embodiments comprise a base layer made of patterned metallic tiny shapes and a revealing layer made of a 1D array of cylindrical lenslets or of a 2D array of spherical or aspherical lenslets.
Claims
1. A method for producing an authenticable moiré shape that simultaneously moves and shows a beating effect, the method comprising steps of: creating a height map representing a recognizable shape; creating a base elevation profile comprising an array of replicated base shapes obtained by a linear transformation of said height map; creating a modified base by performing operations comprising a modulo addition between said base elevation profile and a grating of gradients; superposing the modified base and a revealing layer formed by a grating of sampling elements; authenticating a moiré obtained by superposition of the modified base and the revealing layer by verifying that both a movement and a beating of said moiré shape are present, where the beating effect is embodied by moiré shape intensities evolving according to displacements of the revealing layer's sampling locations on top of said modified base, and where despite evolving moiré shape intensities, there remains a contrast at boundaries of the moving moiré shape.
2. The method of claim 1, where after the modulo addition operation, a subsequent halftoning operation ensures that the modified base is a bilevel layer.
3. The method of claim 1, where the moiré shape intensities evolve according to a circular shift.
4. The method of claim 1, where the revealing layer is selected from grating of transparent lines, grating of cylindrical lenslets, grating of transparent dots and grating of spherical or aspherical lenslets.
5. The method of claim 1, where the superposition of the modified base and the revealing layer occurs within a compound having on one side the revealing layer and on the other side the modified base and where the moving and beating moiré shape is observed by tilting the compound.
6. The method of claim 1, where a further authentication step consists in verifying that at a given tilt angle similar elements of the moiré shape have similar intensities.
7. The method of claim 1, where the moiré shape has properties of a 1D moiré which moves only along one dimension, where the base elevation profile is made of an array of base shapes, said base shapes being replicated in one dimension and where the linear transformation of the height map comprises a downscaling operation.
8. The method of claim 1, where the moiré shape has properties of a 2D moiré which moves along two dimensions, where the base elevation profile is made of an array of base shapes replicated in one or two dimensions, where the linear transformation of the height map comprises a downscaling operation and where the movement of the moiré along one dimension does not create a beating effect and the movement in the other dimension creates the beating effect.
9. The method of claim 8, where the linear transformation of the height map also comprises a rotation operation and where fundamental frequency vectors of the base are rotated in respect to fundamental frequency vectors of the revealing layer.
10. A compound for authenticating documents and goods comprising a superposition of a modified base layer and of a revealing layer, where the modified base layer is formed by an array of shapes and the revealing layer by an array of sampling lenslets, where upon tilting of the compound, a moiré shape moves in at least one direction, where while moving, intensity levels of said moiré shape change, yielding within said moiré shape a visible beating effect, and where despite changes of moiré intensity levels, there remains a contrast at boundaries of said moiré shape.
11. The compound of claim 10, where authentication features comprise both movement and the changes of moiré intensity levels while keeping the moiré shape recognizable.
12. The compound of claim 11, where the moiré shape is acquired by a camera and the authentication features are checked by a computing system running authentication software.
13. The compound of claim 10, where the array of shapes within the modified base layer comprises shapes whose intensity profiles are different at different positions within the array.
14. The compound of claim 10, where the modified base layer is obtained by operations applied to a height map representing a shape to be displayed as moiré shape, said operations comprising a downscaling operation and a modulo addition.
15. The compound of claim 10, where upon tilting of the compound in one direction, the moiré shape moves and its intensity levels change and where upon tilting of the compound in perpendicular direction, the moiré shape moves and its intensity levels remain similar.
16. The compound of claim 10, where the modified base layer is a bi-level layer whose foreground, or respectively background parts are patterned by metal and whose background, or respectively foreground parts are transparent, thereby allowing authenticating the compound both in transmission and reflection modes.
17. The compound of claim 10, where said array of shapes are halftoned shapes which are patterned by metal.
18. The compound of claim 10, where the modified base layer is a bi-level layer whose foreground, or respectively background parts are patterned by metal and whose background, or respectively foreground parts are diffusely reflective, thereby allowing authenticating the compound in reflection mode.
19. The compound of claim 10, where upon tilting in a first direction the moiré shape moves in a second direction and its intensity levels do not change and where upon tilting in said second direction, the moiré shape moves in said first direction and its intensity levels change.
20. The compound of claim 10 attached to or incorporated into an item selected from the set of valuable documents comprising identity cards, driver licenses, entry cards, passports, tax stamps, financial instruments, credit cards, debit cards, banknotes, checks, business documents and article labels.
21. The compound of claim 10 attached to or incorporated into an item selected from the set of valuable articles comprising branded products, watches, jewelry, smartphones, computers, vehicles, toys, bottles, packages, pharmaceuticals, drugs and fashion articles.
Description
BRIEF DESCRIPTION OF THE DRAWINGS
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
(13)
(14)
(15)
(16)
(17)
(18)
(19)
(20)
(21)
(22)
(23)
(24)
(25)
(26)
(27)
(28)
(29)
(30)
(31)
(32)
(33)
(34)
DETAILED DESCRIPTION OF THE INVENTION
(35) The moiré shapes generated by 1D and 2D moiré techniques, as well as the level line moiré result from sampling a base layer comprising foreground (black) and background (white) shapes by a revealing layer made of an array of lenslets. The present invention aims at combining the 1D and 2D moiré techniques with the level-line moiré technique, in order to obtain moiré shapes that while moving in one direction show a circular shift of their gray levels.
(36) Vocabulary
(37) We use the general terms of “sampling grating”, “sampling array”, “grating of sampling elements” or “array of sampling elements” in one dimension (1D) both for a sampling grating of transparent lines and for a sampling grating of cylindrical lenslets. In two dimensions (2D), the terms “sampling grating”, “sampling array”, “grating of sampling elements” or “array of sampling elements” are used both for a 2D array of transparent dots or holes and for a 2D array of spherical or aspherical lenslets.
(38) In the context of base layer tiny shapes and of lenslets, the terms “array” and “grating” are used interchangeably. We use the term “cylindrical lenslets” as a generic term for lenslets whose cross-section are e.g. a section of a circular disk or a section of a parabola and that follow a straight or a curvilinear path. A grating of cylindrical lenslets may cover a region of the plane. Between each lenslet of a grating of cylindrical lenslets, there may be no space or a small space. The period of such a grating is defined as the repetition period of its cylindrical lenslets. Revealing layer gratings are often made of an array of cylindrical lenses following a straight path. More complex revealing layer gratings may follow a curvilinear path such as a cosinus path or a path given by a curve segment (parabolic curve, spiral, etc. . . . ).
(39) We use the term “spherical lenslets”, “aspherical lenslets”, “spherical lenslet grating”, “2D lenslet grating” or “2D array of lenslets” as a generic term for lenslets that may fill the space in a repetitive 2D manner, e.g. with the top section of a small sphere repeating itself along two dimensions. Their shape may be spherical or aspherical. They behave as focussing elements.
(40) In respect to the category of 1D moirés, the “base layer” refers to repeated base bands incorporating flattened shapes. In respect to the category of 1D moving and beating moirés, the flattened shapes have intensities that are circularly shifted on successive base bands (compare
(41) In respect to the category of 2D moirés, the “base layer” refers to a two-dimensional array of repeated elements formed by scaled-down shapes. In respect to the category of 2D moving and beating moirés, the scaled-down shapes have intensities that are circularly shifted on successive elements along one of the two orientations (
(42) Often the term “revealing layer” is replaced by the term “revealer” and the term “base layer” by the term “base”.
(43) We use the term “wedge of intensity values” for a section of a band (
(44) Where nothing else is specified, the x-axis of the coordinate system points to the right and the y-axis points downwards, see for example the coordinate axes x and y in
(45) The term “moiré setup” or “compound” refers to a fixed setup comprising superposed base and revealing layer gratings. In general, the revealing layer grating and the base layer grating are located on two parallel planes, located on the two sides of a substrate having a certain thickness. In general, the revealing layer grating samples the light transmitted or reflected by the base layer array of shapes.
(46) The 1D moiré is characterized by a moiré shape moving in one dimension when the revealing layer grating samples successive locations of the base layer grating. When the surface of the moiré layer is sufficiently large, several instances of the moiré shape are visible. The replica are distant one from another by the moiré replication vector p=(p.sub.x, p.sub.y), see
(47) The 2D moiré has the capability of moving in two dimensions when the revealing layer grating samples successive locations of the base layer grating. The moiré can move along a vector that is a linear combination of two main directions given by the two replication vectors v.sub.m1=(v.sub.m1x, v.sub.m1y) and v.sub.m2=(v.sub.m2x, v.sub.m2y), see
(48) We use the term “recognizable shape” for a moiré shape resulting from the superposition of the modified base tiny shape grating and the revealing layer lenslet grating. “Recognizable” means that either a human being or a computing system is capable of recognizing the element that is represented by the moiré shape, such as a flag, a face, a house, a forest, an animal, a string of letters and digits, a 1D or 2D barcode, or a QR-code. These moiré shapes may be acquired by a camera and recognized by the authentication software running on the computing system (e.g. a smartphone).
(49) Obtaining Period Vectors from Frequency Vectors
(50) In the context of 2D or 2D-LL moirés, a layer (base, revealing or moiré layer) is formed by parallelogram tiles whose sides define two support vectors (v.sub.1, v.sub.2) named “period vectors” or “replication vectors”. Replicating these tiles repeatedly along the two replication vectors paves the plane. In Fourier spatial frequency space, the fundamental frequencies of the considered layer are described by two frequency vectors (f.sub.1, f.sub.2). The formula (2) and (4) for obtaining the period vectors as a function of the frequency vectors and vice-versa are stated in the book by I. Amidror, The Theory of the Moiré Phenomenon, Vol. 1, Periodic Layers, 2.sup.nd Edition, Springer, 2009, page 466. Let us consider the matrix P of period vectors v.sub.1, v.sub.2 and the matrix F of frequency vectors f.sub.1, f.sub.2:
(51)
(52) The formula for obtaining the period vectors from the frequency vectors and for obtaining the frequency vectors from the period vectors are the following:
P=[(F).sup.T].sup.−1;F=[(P).sup.T].sup.−1 (2)
where [ ].sup.T is the transpose operator and where [ ].sup.−1 is the matrix inversion operator. Expressed in terms of the vector coefficients we obtain for the period vector as a function of the frequency vectors:
(53)
(54) Linear Transformation from Base Layer Space to Moiré Layer Space
(55) The base layer space is defined by the replication vectors v.sub.b1=(v.sub.b1x, v.sub.b1y) and v.sub.b2=(v.sub.b2x, v.sub.b2y) of its parallelogram tiles. The moiré layer is also defined by the replication vectors v.sub.m1=(v.sub.m1x, v.sub.m1y) and v.sub.m2=(v.sub.m2x, v.sub.m2y) of its moiré tiles. The linear transformation described by the coefficients b.sub.11, b.sub.12, b.sub.21, b.sub.22 from base layer space to moiré space is obtained by requiring the base replication vector to be mapped onto the moiré replication vectors, i.e. by solving the following equation:
(56)
(57) With the Mathematica software for example, one can easily solve this equation and obtain the base to moiré transformation coefficients:
(58)
(59) Short Description of the Level-Line Moiré
(60) Level-line moiré (
(61)
(62) The revealing layer shown in
(63) In the present example, the transparent line grating (
(64) Short Description of the 1D Moiré
(65) A thorough description of the 1D moiré is given in U.S. Pat. No. 10,286,716.
(66)
(67) where T.sub.r is the revealer sampling line period. Equation (7) expresses with its matrix the linear relationship L between base space coordinates (x′,y′) and moiré space coordinates (x,y).
(68) By inserting the components (t.sub.x, t.sub.y) of base band replication vector t as (x′,y′) into Eq. (1), and equating t.sub.y=T.sub.b, one obtains the moiré replication vector p=(p.sub.x, p.sub.y). This calculation shows that the moiré replication vector p is the base band replication vector t multiplied by T.sub.r/(T.sub.r−T.sub.b). The moiré height H.sub.M is equal to the vertical component p.sub.y of the moiré replication vector p, i.e. H.sub.M=p.sub.y. Therefore,
(69)
(70) A designer can freely choose his moiré image height H.sub.M and the direction of its movement am by defining replication vector p=(p.sub.x, p.sub.y), with p.sub.y=H.sub.M and p.sub.x=−H.sub.M tan α.sub.m (see
(71)
(72) After selecting a suitable value for the revealing layer period T.sub.r, an imaging software module can then linearly transform a moiré image defined in the moiré coordinate space (x,y) into a base band defined in the base layer coordinate space (x′,y′) by applying the inverse of Eq. (7), i.e.
(73)
(74) Let us take as example of the rectilinear 1D moiré the shape “VALID” shown in
(75)
(76) Note that the 1D moiré replication vector p is the equivalent of the 2D moiré replication vectors v.sub.m1 and v.sub.m2 and the 1D base replication vector t corresponds to 2D base replication vectors v.sub.b1 and v.sub.b2.
(77) The 1D moirés need not be rectilinear. As described in U.S. Pat. No. 10,286,716, the moiré shape may be laid out along a curvilinear path such as for example a circular path (US Pat. 10,286,716,
(78) Synthesis of a Combined 1D and Level-Line Moiré
(79) We disclose here a method for synthesizing special 1D moiré shapes that have the same moving behaviour as the 1D moiré shapes shown in
(80) The definition of the height map includes its parameters, mainly the moiré replication vector p whose vertical component p.sub.y is equal to the moiré height, i.e. H.sub.M=p.sub.y. The height map should be designed in a similar manner as the elevation profiles used for the level-line moiré. It is especially important that there is a high intensity gradient at the boundaries of the letters, numbers and symbols, as shown in the height map 600 of
(81) The resulting 1D-LL modified base 608 (enlarged 603 and 611) replaces the classical base present in 1D moirés (e.g.
(82) If the modified base needs to be binary, for example in the case it is formed by the presence or absence of a metallic layer, then halftoning is recommended. In that case it is advisable to halftone the 1D-LL modified base 608 (enlarged: 603 or 611) for example by dithering with a dither matrix as described in the Section “Combined 2D and level-line moiré: freely chosen layout”.
(83)
(84)
(85)
(86) When the period of the grating of gradients and the period of the revealing layer are identical, then, in the resulting moiré shape, constant intensities follow the level-lines of the target moiré height map (
(87) In the case of security documents or valuable objects, having both the 1D moving moiré effect and the beating effect proves that the document or the valuable object is authentic. It would be very difficult for potential counterfeiters to ensure that the repetition period T.sub.g of the grating of gradients is exactly the same as the revealer period T.sub.r. Small deviations of the repetition period or of the superposition angle between base and revealer lead to distortions of the revealed moiré. Such distortions yield a clear degradation or destruction of the shape that the moiré should show.
(88) Short Description of 2D Moirés
(89) The theory regarding the analysis and synthesis of 2D moiré images is known, see the publications [Kamal, Vöilkel & Alda 1998], [Amidror 2009], listed at end of the present document. In addition, U.S. Pat. No. 10,286,716 gives a short description of how to synthesize 2D moirés.
(90) The sampling of a 2D array of tiny shapes (
(91) The revealing layer is embodied by a 2D array of microlenses (
(92) According to [Chosson 2006, p. 57-65, formula (63)], for the rectilinear 2D moiré having a horizontally and vertically laid out revealing layer, the equation bringing moiré layer coordinates into base layer coordinates by an affine transformation is the following:
(93)
(94) where v.sub.m1=(v.sub.m1, v.sub.m1y) is defined as a first moiré displacement vector and v.sub.m2=(v.sub.m2x, v.sub.m2y) is defined as a second displacement vector and where T.sub.rx and T.sub.ry are the revealing layer horizontal and vertical periods. As an example,
(95) Inserting the coordinates of the moiré vertices A, B, C, D shown in
(96)
(97) By scanning the base layer (x″, y″) at successive x″ and y″ coordinates, scanline by scanline, the computer program finds according to Eq. (13) the corresponding locations x, y within the moiré image, reads at each location the intensity or color and copies it back into the current base layer location (x″, y″). This enables creating the corresponding base layer 2D array of tiny shapes.
(98) U.S. Pat. No. 10,286,716 explains in detail how to extend formula (12) and (13) in order to obtain curvilinear 2D moiré layouts, e.g. a circular layout of the moiré shapes. This is achieved by specifying a geometrical transformation M(x.sub.t,y.sub.t) from curvilinear moiré space (x.sub.t,y.sub.t) to rectilinear moiré space (x,y). Formula (14) given below enables calculating a transformation H(x.sub.t,y.sub.t) that maps locations from curvilinear base layer space to the rectilinear base layer space incorporating a “virtual” 2D array of tiny shapes. This virtual 2D array of tiny shapes is defined by the transformation given by formula (13) mapping the rectilinear base layer space (x″, y″) into the rectilinear moiré space (x,y).
(99) In order to generate the base layer that upon superposition with the revealing layer produces the desired curvilinear moiré, one first specifies the desired curvilinear moiré layout by the geometrical transformation M(x.sub.t,y.sub.t). Then according to the selected layout of the revealing layer G(x.sub.t),y.sub.2), one obtains the transformation H(x.sub.t,y.sub.t) that maps locations from curvilinear base layer (x.sub.t,y.sub.t) space to the rectilinear base layer space (x″, y″). Formula (14) enables calculating this transformation.
(100) Transformations M, G, and H are defined as follows: M(x.sub.t,y.sub.t)=(m.sub.x(x.sub.t,y.sub.t), m.sub.y(x.sub.t,y.sub.t)), G(x.sub.t,y.sub.t)=(g.sub.x(x.sub.t,y.sub.t), g.sub.y(x.sub.t,y.sub.t)), and H(x.sub.t,y.sub.t)=(h.sub.x(x.sub.t,y.sub.t), h.sub.y(x.sub.t,y.sub.t)). Then, according to [Chosson 2006, pp. 111-112] transformation H(x.sub.t,y.sub.t) is obtained by computing
(101)
(102) By scanning the curvilinear base layer (x.sub.t,y.sub.t) at successive x.sub.t and y.sub.t coordinates, scanline by scanline, the computer program finds according to transformation H(x.sub.t,y.sub.t) the corresponding locations (x″, y″) within the rectilinear base layer, and from there within the rectilinear instance of the desired moiré the corresponding location (x,y), reads at that location the intensity or color and copies it back into the current curvilinear base layer coordinate (x.sub.t,y.sub.t). This enables creating the corresponding base layer 2D curvilinear array of tiny shapes. When superposed with the revealing layer specified by transformation G(x.sub.t,y.sub.t), it generates the moiré that is specified by the moiré transformation M(x.sub.t,y.sub.t).
(103) Synthesis of a Combined 2D and Level-Line Moiré
(104) We disclose here a method for synthesizing special 2D moiré shapes that have the same moving behaviour as classical moving 2D moiré shapes and that in addition have along one main orientation a beating shape behaviour that is similar to the one shown in
(105) Let us consider first the simple case where both the base and revealing layer gratings have in the spatial frequency Fourier (u,v) plane only horizontal and vertical frequency vectors of different lengths (“iso-orientation base and revealer layouts”).
m.sub.1=f.sub.1−g.sub.1;m.sub.2=f.sub.2−g.sub.2;−m.sub.1=−f.sub.1+g.sub.1: −m.sub.2=f.sub.2+g.sub.2 (15)
(106) The moiré that appears has also horizontal m.sub.1 and vertical m.sub.2 frequency vectors, i.e. frequency vectors having the same orientation as the base and revealer frequency vectors (“iso-orientation moiré layout”). The moiré is replicated along the horizontal and vertical axes. Upon horizontal or vertical displacement of the sampling revealer on the base, it also moves horizontally and vertically, respectively. As an example of such as case, consider a fixed compound made of a revealing layer 2D grating of horizontally and vertically laid out microlenses sampling a horizontally and vertically laid out 2D array of tiny shapes. By tilting the compound vertically around the horizontal axis, the revealer samples successive locations located in the vertical direction and the moiré shapes move vertically. By tilting the compound horizontally around the vertical axis, the revealer samples new positions located along the horizontal direction and the moiré shapes move horizontally. This kind of movement is called “intuitive moiré movement”.
(107) The more general case is the case where the base and revealing layer gratings have spatial frequency vectors that have a similar length but have slightly different orientations (e.g.
(108) Combined 2D and Level-Line Moiré: Iso-Orientation Layouts of Base, Revealer and Moiré
(109) Let us describe the operations necessary to create a 2D-LL moiré that both moves and shows a beating effect. We consider first the simpler case of base and revealer having frequency vectors of the same angular orientation (iso-orientation base, revealer and moiré layouts, here horizontal and vertical orientations). Tilting a compound made of such a base and revealer yields an intuitive moiré movement. 1. Define a “Height map” (
(110)
(111) Combined 2D and Level-Line moiré: Freely Chosen Layout
(112) Let us show how to create a moiré combining 2D and level-line moiré that moves in an non-intuitive way when tilting a compound incorporating such as base and revealer. As illustrated in
(113) In order to map the height map (
(114) Halftoning is recommended in case that the base layer is made of binary elements, for example the presence or absence of metal. In order to obtain a nice distribution of intensity levels within the moiré, it is advisable to halftone the 2D-LL modified base 1708, for example by applying a dithering operation to the variable intensity 2D-LL modified base (see enlargement 1706, 1707).
(115) A compound made of a revealing layer forming a 2D grating of sampling microlenses superposed with the halftoned 2D-LL modified base whose respective frequency vectors (g.sub.1, g.sub.2) and (f.sub.1,f.sub.2) have a slightly different orientation (as shown in
(116) In contrast, when tilting the compound vertically around the horizontal axis, the revealer samples increasing or decreasing vertical positions and the resulting moiré moves along the near horizontal direction (m.sub.2 or −m.sub.2), which is also counter-intuitive.
(117) The compound that creates the moirés shown as photographs in
(118) Curvilinear Combined 2D and Level-Line Moiré
(119) The creation of 2D-LL moirés following a curvilinear trajectory requires in addition to the steps enumerated previously for synthesizing rectilinear 2D-LL the following elements.
(120) The moiré designer needs to specify a geometric transformation M(x.sub.t,y.sub.t)=(m.sub.x(x.sub.t,y.sub.t), m.sub.y(x.sub.t,y.sub.t)) mapping the layout of the desired curvilinear 2D moiré into a rectilinear height map, as the ones shown in
(121) By scanning the curvilinear 2D-LL modified base layer (x.sub.t,y.sub.t) at successive x.sub.t and y.sub.t coordinates, scanline by scanline, the computer program finds according to transformation H(x.sub.t,y.sub.t) the corresponding locations (x″, y″) within the rectilinear 2D-LL base layer, reads at that location the intensity or color and copies it back into the current curvilinear modified base layer coordinate (x.sub.t,y.sub.t). This enables creating the corresponding curvilinear 2D-LL base layer array of tiny shapes. When superposed with the revealing layer specified by transformation G(x.sub.t,y.sub.t), it generates the moiré that is specified by the moiré transformation M(x.sub.t,y.sub.t). In the same manner as in the case of a rectilinear 2D-LL moiré, tilting the device in one direction creates a movement without change of intensities and tilting the device in the other direction creates a movement with a change of intensities, but keeps the moiré shape motif intact.
(122) Embodiments of Base and Revealer for Producing 1D-LL or 2D-LL Moirés
(123) A compound formed by a revealing layer superposed with a modified base layer can be realized in various ways.
(124) Let us consider first a reflective compound, i.e. a compound where the incident light hits the compound on the front side. In a reflective compound, the modified base layer substrate is diffusely reflecting. The base patterns or shapes can be printed, for example by ink-jet, by gravure, or by offset on the reflecting medium (e.g. paper or opaque white plastic). The revealer can be formed by a film comprising a grating of transparent lines on a black background. Alternately, the revealer can be formed by an array of cylindrical lenslets in case of a 1D-LL moiré or of an array of aspherical or spherical lenslets in case of a 2D-LL moiré. Finally, it is also possible to realize a reflective device by having a metallic layer covering the surface parts that are either the “white” or the “black” areas of the halftoned 1D-LL or 2D-LL modified base layer (e.g. the “white” areas in
(125) As a further embodiment of a modified base, one may fabricate by laser cutting a metallic plate with holes, where the metallic parts are e.g. the “halftoned black” parts that reflect the light and the holes e.g. the halftone white parts that let the light pass through without reflecting. Thin metallic connections ensure that metallic parts surrounded by holes are connected to the other metallic parts.
(126) Regarding a transmissive compound, i.e. a compound where light comes from behind the compound, the same variants are available as for the reflective compound, but with the difference that the base substrate must be transmissive, e.g. a transparent plastic substrate. The base layer patterns or shapes (e.g. the “white” or the “black” areas in
(127) A further embodiment of a transmissive compound can be realized with small cylindrical lenses covering the “black halftone” areas of the modified halftoned base, and either no lenses or small randomly sized spherical lenses cover the “white halftone” areas of the modified halftoned base. This embodiment is explained in detail in patent U.S. Pat. No. 10,286,716, Section “Creating 2D moirés with the multi-lenslet imaging setup”, with reference to
(128) Calculating the Radius of Curvature of the Sampling Lenslets
(129) The revealing layer lens array samples the underlying modified base layer. The optimal distance between lens top and base layer is the nominal focal length (
(130)
(131) By developing (13) in order to express the lens curvature radius R as a function of the lens width w and the cap-height h, we obtain
(132)
(133) The focal length f.sub.s within the lens medium is defined by the well-known relationship (Hecht, Optics, Chapter 5, formula 5.10):
(134)
(135) where n.sub.lens is the index of refraction of the lens material (for plastic: n.sub.lens=1.5) and n.sub.m is the index of refraction of the surrounding medium, in the case of air, n.sub.m=1. The relation between focal length f.sub.s, lenslet substrate thickness d and the sag-height h is the following:
h=f.sub.s−d (16)
(136) In many cases, input parameters are the substrate thickness d and the lenslet width w, which is preferably made equal to the lens repetition period T.sub.r. With equations (14), (15) and (16), and by the change of variables m=n.sub.lens/(n.sub.lens−n.sub.m) we obtain the following relation between lens radius R, substrate thickness d and lens width w:
R.sup.2.Math.4m(m−2)+R.Math.8d(1−m)+w.sup.2+4d.sup.2=0 (17)
(137) The solution for radius R is:
(138)
(139) Note that it is also possible to have a substrate thickness d′ smaller than f.sub.s−h. Starting with a given optimal solution for the radius R and the substrate thickness d, one may decide to have a flatter lens with a larger radius R′ and a larger focal length f′. Or one may, starting from the optimal solution, decide to have a smaller substrate thickness d′, e.g. reduced to 70% of the original size. In both cases, the effect will be a slight blur of the resulting moiré.
(140) After having calculated the curvature radius R of the cylindrical or spherical lenslets, one can fabricate the lenslets by a reflow technique, as described in the next section. One can also create a mould having the right shape, i.e. the negative of a 1D array of cylindrical lenslets having a circular profile of radius R or the negative of a 2D array of spherical lenslets having a spherical profile of radius R. One can also convert the 1D array of cylindrical lenslets or the 2D array of spherical or aspherical lenslets into a surface mesh, that serves as input data to a 3D printer that will print the revealing layer and possibly also the base layer to form a same compound.
(141) Fabrication of the Base and Revealing Layers for 1D-LL or 2D-LL Moirés
(142) Both base and revealing layers can be created on film with a filmsetter or imagesetter. In case of a transparent substrate, the filmsetter illuminates the parts of the base that are represented by “black” (see
(143) One of these lenslet fabrication methods relies on the reflow of positive resist, see [Daly et al. 1990]. The gratings of cylindrical lenslets are fabricated by spin coating the positive resist, by laser writing and by reflow. The arrays are replicated in PDMS and finally used for UV imprint with photocurable polymer. At the end of the process, a further step can be executed for the encapsulation of the device. As an example, the different steps are shown as cross-sections in
(144) The reflow method mentioned above can be extended for mass production by using the molds created in step D above and attaching them to a rotating belt encircling a rolling wheel. For the mass production of the revealing layer, the rolling wheel rotates, curable material such as Ormocomp is deposited and pressed into the PDMS molds. This material is then cured by UV illumination.
(145) Regarding the fabrication of the base layer, a large film or imagesetters can produce at once many base layer film samples. Alternately, base layer samples can also be printed. In case of a base layer made of metallic parts, lithography-based techniques can be applied to remove by etching surface elements of the metallic layer deposited on a plastic or glass substrate. Alternately a method called lift-off can be used to obtain the metallic patterns on a transparent substrate. This process starts by creating the photo-resist structures, then depositing the metal through them before finally removing the photo-resist and all the metallic parts that are not in direct contact with the substrate.
(146) Compounds comprising lenslet gratings on top of a base may be manufactured by 3D printing with a plastic material. The 3D shape of the transparent lenslet gratings together with its partly non-absorbing and partly absorbing base layer parts is described by a surface model such as the wavefront “.obj” format. This surface description is entered into the software converting the surface model to printer commands specifying the x-y horizontal displacements and the z vertical displacements of the 3D print head. The resulting printed 3D plastic element incorporates the revealing layer lenslet grating on top of the plastic base layer. In case of reflection moirés, the plastic base layer comprises diffusely reflecting and as well as absorbing parts. In case of transmissive moirés, the base layer comprises transparent and absorbing parts.
(147) The resulting printed 3D volume compound is directly usable to view and authenticate the moiré image. Such a compound can be attached to or incorporated into documents or products that need to be authenticated.
(148) Verification of the Authenticity of the Moiré Compound
(149) Counterfeiters do not have at their disposable the professional tools to reproduce very faithfully existing moiré shapes. Their fake moirés will have certain alignment errors between base and revealer, such as a small undesired rotation and/or a small scaling error.
(150) This shows that even on a low resolution example (300 dpi), small rotational and scaling errors can lead to strong deformations of the moiré shapes as well as to undesired modifications of their intensity profiles. At higher resolutions of 2400, 4800 or 9600 dpi, and at a size of 0.8 cm by 0.8 cm, identical, 2 times smaller or even 4 times smaller rotational and/or scaling errors, respectively, will produce the distorted moiré shapes shown in
(151) The verification of the correctness of the moiré shape as well as the identification of the presence of constant intensities on similar parts of the different letters can be performed by a human observer. When tilting the compound showing the moiré shape, one can also verify both the movement of the moiré and the changes in intensity profiles at the different parts of the moiré shape and check that they are consistent, i.e. that similar intensities are present on parts of the moiré shape that have a similar elevation. In addition, one can verify that despite the change in intensities of the different parts of the moving moiré shape, on can still recognize the presence of a same moiré shape. For example
(152) This kind of verification can also be performed by acquisition with a camera and with a computing system such as a smartphone running authentication software operable for comparing the movement of the actual moiré with “authentic” moiré movements and the intensities of the moiré shapes with “authentic” intensities. An “authentic” moiré movement is a movement that does not significantly change the predefined size and orientation of the moiré. An “authentic” change of moiré intensities is a change that preserves within a single moiré shape similar moiré intensities on areas of the moiré shape that have a similar elevation profile, for example the centerline of the moiré character shape. An “authentic” change of moiré intensities also preserves the overall moiré shape.
(153) Placement of the Moving and Beating Moiré Compound onto Valuable Documents and Products
(154) The moiré compound incorporating on its recto the revealing layer grating of lenslets and on its verso the base layer gratings can be made part of a security document such as an ID card by fabricating the revealing layer grating of lenslets on the top of the card substrate and the base layer grating on the bottom of the card substrate. The card substrate can be transparent or semi-transparent. The base layer grating can incorporate absorbing and transparent areas or reflecting and transparent areas. In both cases, the authenticity of the ID card can be checked in transmissive and in reflective mode. The verification is carried out by tilting the ID card and verifying that the moiré shapes do not get distorted and that at any tilt angle, similar parts of the moiré shapes, e.g. the centerlines of the letters have a similar intensity profile. The revealing layer lenslet grating can further be protected by encapsulating it into a polymer with a lower index of refraction than the index of refraction of the lenslets.
(155) The setup with the moving and beating moiré compound can also be applied on any package of a valuable good for its authentication. For example, a package containing drugs may incorporate the moiré compound. When tilting the package, the moving and beating moiré appears and the observer can verify the that the moiré displacement does not distort the moiré shapes and that the change of intensities within the moiré shapes is consistent between the different shapes parts, for example the centerlines of the letter shapes.
(156) The moiré compound may also be incorporated on separate security labels or stickers that are affixed or otherwise attached to the product itself or to the package. The moiré compound can also be made part of a banknote having a section with a transparent plastic substrate, by having the base patterned on one side of the banknote and the revealer lenslets formed on the other side of the banknote.
(157) Documents and products on which or in which a moiré compound can be attached, fixed or integrated are the following: (a) government documents such as passports, ID cards, driver's licenses, visas, birth certificates, social security cards, bonds, postage stamps, and tax stamps; (b) credit cards, debit cards, gift cards, bank cards; (c) documents such as licenses, diplomas, and certificates; (d) financial instruments such as bank checks, personal checks, bank vouchers, stock certificates, traveller checks; (e) branded products such as drinks, perfumes, cosmetics, fragrances, pharmaceuticals; (f) equipment such as medical apparatus, electronic equipment, computers, smartphones; (g) jewellery and watches; (h) handbags; (i) art; (j) vehicles and toys; (k) labels, hangtags, tags, threads, tear strips, over-wraps.
(158) Advantages of the Present Invention
(159) The present invention offers a higher protection against counterfeits compared with the prior art described in U.S. Pat. No. 6,249,588 (2D moiré). U.S. Pat. No. 7,710,551 (1D moiré), U.S. Pat. No. 7,305,105 (level line moiré) and U.S. Pat. No. 10,286,716 (two layers of lenslets). The moving and beating moiré produced by combining 1D and level-line moiré or 2D and level-line moiré shows simultaneously the moving effect present in 1D or 2D moirés and the beating effect present in level-line moirés. The beating effect is obtained by the circular shift of intensity values when tilting the moiré compound around the horizontal or vertical axis. A further feature of the moiré moving and beating effect is that despite the change in intensity levels, the moiré shape remains the same and remains recognizable by a human observer or by a computing system, see
(160) In addition to simultaneously moving and beating moirés, a further verification feature consists in checking that at a fixed tilt angle, similar parts of the moirés shapes exhibit similar intensities. Similar parts of the moiré shapes are defined as parts which have a similar elevation profile.
REFERENCES TO SCIENTIFIC ARTICLES
(161) [Amidror 2009], I. Amidror, The theory of the moiré phenomenon, Vol. 1, Section 4.4, pp. 96-108, p. 466 (2009).
(162) [Chosson and Hersch 2014] “S. Chosson, R. D. Hersch, Beating Shapes Relying on Moiré Level Lines, ACM Transactions on Graphics (TOG), Vol. 34 No. 1, November 2014, Article No. 9, 1-10.
(163) [Chosson 2006] S. Chosson, PhD thesis “Synthèse d′images moiré” (in English: Synthesis of moiré images), EPFL Thesis 3434, 2006, relevant pages: pp. 57-64, 111-112.
(164) [Daly et al. 1990] D. Daly, R. F. Stevens, M. C. Hutley, and N. Davies, “The manufacture of microlenses by melting photoresist,” Measurement Science and Technology, Vol. 1, 759-766 (1990)
(165) [Hersch and Chosson 2004] R. D. Hersch, S. Chosson, Band Moiré Images, Proc. SIGGRAPH 2004, ACM Trans. on Graphics, Vol. 23, No. 3, 239-248
(166) [Kamal, Völkel & Alda 1998] H. Kamal, R. Völkel, J. Alda, Properties of the moiré magnifiers, Optical Engineering, Vol. 37, No. 11, pp. 3007-3014 (1998).
(167) [Walger et al. 2019] T. Walger, T. Besson, V. Flauraud, R. D. Hersch, and J. Brugger, 1D-moiré shapes by superposed layers of micro-lenses, Optics Express Vol. 27, No. 26, 37419-37434 (2019), published 23.sup.rd of Dec. 2019, incorporated by reference.
(168) [Walger et al. 2020 Walger; T. Besson; V. Flauraud; R. D. Hersch; J. Brugger, Level-line moirés by superposition of cylindrical microlens gratings, Journal of the Optical Society of America, Vol. A37, num. 2, p. 209-218, published 10.sup.th of Jan. 2020, incorporated by reference.