System and method for adaptive scheduling of pause maneuvers used for estimation of compliance and/or resistance during mechanical ventilation
11738161 · 2023-08-29
Assignee
Inventors
- Antonio Albanese (Mission Viejo, CA, US)
- FRANCESCO VICARIO (BOSTON, MA, US)
- Caitlyn Marie Chiofolo (New Hyde Park, NY, US)
- NICOLAS WADIH CHBAT (WHITE PLAINS, NY, US)
- Fernando Jose Isaza (Carlsbad, CA, US)
- Smita Garde (Irvine, CA, US)
- Daniel Van Hise (Dover, NH, US)
- ADAM JACOB SEIVER (LOS ALTOS HILLS, CA, US)
Cpc classification
A61M16/0003
HUMAN NECESSITIES
A61M2205/3592
HUMAN NECESSITIES
A61M2016/0036
HUMAN NECESSITIES
G06F17/18
PHYSICS
A61M16/14
HUMAN NECESSITIES
A61M2205/3569
HUMAN NECESSITIES
A61M16/024
HUMAN NECESSITIES
International classification
A61M16/00
HUMAN NECESSITIES
A61M16/20
HUMAN NECESSITIES
Abstract
A ventilation device includes a mechanical ventilator (10), respiratory sensors (30, 32) configured to acquire measurements of respiratory variables including at least measurements of airway pressure and airway flow, and an electronic processor (14) programmed to perform a ventilation method including: operating the mechanical ventilator to provide mechanical ventilation controlled using measurements acquired by the respiratory sensors; performing a pause maneuver comprising closing at least one of an inhalation valve (38) and an exhalation valve (40) for a pause interval and estimating a respiratory mechanics index from one or more respiratory system parameters estimated from measurements acquired by the respiratory sensors during or after the pause interval; and triggering a pause maneuver in response to detecting a change in the estimated respiratory mechanics index.
Claims
1. A ventilation device comprising: a mechanical ventilator; respiratory sensors configured to acquire measurements of respiratory variables including at least measurements of airway pressure and airway flow; an electronic processor; and a non-transitory storage medium storing instructions readable and executable by the electronic processor to perform a ventilation method including: operating the mechanical ventilator to provide mechanical ventilation controlled using measurements acquired by the respiratory sensors, performing a pause maneuver comprising closing at least one of an inhalation valve and an exhalation valve for a pause interval; estimating a respiratory mechanics index from one or more respiratory system parameters estimated from measurements acquired by the respiratory sensors during or after the pause interval including estimating the respiratory mechanics index by computing a time constant (τ) of a decay or airway flow measured by the respiratory sensors during an exhalation phase of a breath, detecting a change in the estimated respiratory mechanics index including detecting the change in the estimated respiratory mechanics index as a detected change in the time constant computed over successive breaths, and triggering a second pause maneuver in response to the detected change in the estimated respiratory mechanics index including: triggering the pause maneuver in response to the detected change in the time constant over successive breaths exceeding a threshold indicative of the detected change in the estimated respiratory mechanics index; and storing the computed time constant as an updated threshold when the detected change in the time constant over successive breaths underruns the threshold.
2. The ventilation device of claim 1, wherein the operating the mechanical ventilator to provide mechanical ventilation comprises: operating the mechanical ventilator to provide mechanical ventilation using a pressure support ventilation (PSV) mode, a proportional assists ventilation (PAV) mode, a synchronized intermittent mandatory ventilation (SIMV) mode, a pressure controlled ventilation (PCV) mode, or a volume controlled ventilation (VCV) mode.
3. The ventilation device of claim 1, wherein the operating of the mechanical ventilator to provide mechanical ventilation is further controlled using the one or more respiratory system parameters estimated from measurements acquired by the respiratory sensors during or after the pause interval.
4. The ventilation device of claim 1, further comprising: a display; wherein the one or more respiratory system parameters estimated from measurements acquired by the respiratory sensors during or after the pause interval include a respiratory resistance and a respiratory compliance or elastance; wherein the ventilation method further includes displaying the respiratory resistance and a respiratory compliance or elastance on the display.
5. A non-transitory storage medium storing instructions readable and executable by an electronic processor to perform operations including: operating a mechanical ventilator to provide mechanical ventilation, performing a pause maneuver comprising closing at least one of an inhalation valve and an exhalation valve of the mechanical ventilator for a pause interval and estimating one or more respiratory system parameters from airway flow and airway pressure measurements acquired by respiratory sensors during or after the pause interval, monitoring an estimated respiratory mechanics index based on at least one of airway flow and airway pressure measured by respiratory sensors over successive breaths including computing on a per-breath basis, a time constant (τ) of a decay of airway flow during an exhalation phase of the breath, detecting a change in the time constant over successive breaths, and triggering a second pause maneuver in response to detecting a change in the estimated respiratory mechanics index over successive breaths including: triggering the pause maneuver in response to the detected change in the time constant over successive breaths exceeding a threshold indicative of the detected change in the estimated respiratory mechanics index; and storing the computed time constant as an updated threshold when the detected change in the time constant over successive breaths underruns the threshold.
6. The non-transitory storage medium of claim 1 wherein operating the mechanical ventilator to provide mechanical ventilation comprises: operating the mechanical ventilator to provide mechanical ventilation using a pressure support ventilation (PSV) mode or a proportional assists ventilation (PAV) mode.
7. The non-transitory storage medium of claim 1 wherein operating the mechanical ventilator to provide mechanical ventilation further comprises adjusting a ventilator setting of the mechanical ventilator based on the one or more respiratory system parameters estimated from measurements acquired by the respiratory sensors during or after the pause interval.
8. A ventilation method including, with an electronic processor: operating a mechanical ventilator to provide mechanical ventilation; estimating a respiratory mechanics index over successive breaths during the operating including computing on a per-breath basis, a time constant (τ) if a decay of airway flow measured during an exhalation phase of the breath; detecting a change in the estimated respiratory mechanics index including detecting flow measured during an exhalation phase of the breath; and triggering a pause maneuver in response to the detected change in the estimated respiratory mechanics index, the pause maneuver comprising closing at least one of an inhalation valve and an exhalation valve of the mechanical ventilator for a pause interval including: triggering the pause maneuver in response to the detected change in the time constant over successive breaths exceeding a threshold indicative of the detected change in the estimated respiratory mechanics index; and storing the computed time constant as an updated threshold when the detected change in the time constant over successive breaths underruns the threshold; and estimating respiratory compliance from airway measurements acquired during or after the pause interval.
Description
BRIEF DESCRIPTION OF THE DRAWINGS
(1) The invention may take form in various components and arrangements of components, and in various steps and arrangements of steps. The drawings are only for purposes of illustrating the preferred embodiments and are not to be construed as limiting the invention.
(2)
(3)
(4)
DETAILED DESCRIPTION
(5) Sanborn et al., U.S. Pub. No. 2007/0272241 A1 discloses an approach in which pause maneuvers are applied at random intervals of 4-10 breaths, to combat the tendency that the patient may consciously or unconsciously alter his or her breathing in anticipation of a pause maneuver. However, there is a disadvantage of this approach. The observation that the patient may consciously or unconsciously alter a breath in anticipation of a pause maneuver implies that the pause maneuvers discomfort or disturb the patient (in the case of conscious breathing adjustment) or interfere with the patient's normal breathing cycle (in the case of unconscious breathing adjustment).
(6) It is further recognized herein that performing the pause maneuver at intervals of 4-10 breaths (on average) is unnecessarily frequent. For a typical adult respiratory rate of 12-20 breaths per minute, intervals of 4-10 breaths corresponds to performing a pause maneuver once to several times each minute. However, respiratory compliance (or elastance) and respiratory resistance do not typically change at such a short time scale. Rather, these respiratory parameters usually change more slowly, due to effects such as fatigue of the thoracic diaphragm and/or chest wall muscles, gradual build-up of fluid in the lungs, phlegm buildup partially occluding the trachea and/or bronchial tubes, gradual onset of pneumonia or some other gradual medical change, or so forth. More rapid changes in respiratory parameters may occur, but these are usually attributable to discrete occurrences, e.g. shifting of an endotracheal tube, volitional patient movement, sudden onset of an acute medical condition, an identifiable treatment operation such as initiating, terminating, or otherwise changing the flow of an aerosolized medication, or so forth. Such discrete occurrences are usually infrequent, and hence represent isolated “step” changes in the respiratory system parameters.
(7) As still further recognized herein, frequent pause maneuvers have certain potential disadvantages, such as introducing noise in the estimated respiratory resistance and/or compliance (or elastance), and compromised therapeutic efficiency of the mechanical ventilation due to the frequent insertion of unnecessary pause maneuvers that interrupt the normal ventilation.
(8) In view of the foregoing, approaches are disclosed herein which enable a substantial reduction in the frequency of pause maneuvers while retaining the ability of the pause maneuver strategy to effectively track actual changes in respiratory system parameters. In the disclosed approaches, a respiratory mechanics index is estimated over successive breaths during the mechanical ventilation. A pause maneuver is performed in response to a detected change in the estimated respiratory mechanics index. The pause maneuver usually entails closing the inhalation valve and/or the exhalation valve of the mechanical ventilator for a pause interval, and estimating one or more respiratory parameters (e.g. compliance/elastance and/or resistance) from airway measurements acquired during or after the pause interval.
(9) In this pause maneuver triggering paradigm, various approaches can be used for estimating the respiratory mechanics index. In one approach, a time constant of decay of airway flow measured by the respiratory sensors during the exhalation phase is monitored for each breath, and a change in estimated respiratory mechanics index is detected as a detected change in the time constant computed over successive breaths. In another approach, a non-pause-based estimate of a respiratory parameter (e.g. respiratory resistance and/or respiratory compliance or elastance) is performed under a (possibly unrealistic) assumption that no respiratory muscle pressure is being applied, and a change in estimated respiratory mechanics index is detected as a detected change in the estimated at least one respiratory parameter.
(10) In both these approaches (monitoring the expiration time constant or monitoring a respiratory parameter estimated under the assumption of no respiratory muscle pressure) the resulting value is not necessarily clinically useful per se. For example, compliance estimated under the untested assumption of no respiratory muscle pressure may be of limited accuracy for an actively breathing patient. The expiration time constant conflates resistance and compliance, making its clinical interpretation difficult. However, the purpose of these values is only to assess respiratory mechanics variations. In this context, a change in the time constant or the non-pause-based respiratory parameter estimate indicates some change in respiratory mechanics—and this change, whatever its cause, motivates the triggering of a pause maneuver to (more accurately) reassess the respiratory parameters.
(11) In a variant embodiment, a non-pause-based estimate of respiratory resistance and respiratory compliance or elastance is performed for successive breaths based on airway flow and airway pressure measured by the respiratory sensors (for example, again assuming no respiratory muscle effort on the part of the patient), and Bayesian modeling of the estimated respiratory resistance and the estimated respiratory compliance or elastance is performed to generate a respiratory resistance probability density function and a respiratory compliance or elastance probability density function. In the case of stable respiration, these distributions should be relatively narrow; on the other hand, a change in respiratory mechanics should be reflected in a broadening of the distribution, at least until a new stable respiratory state is reached at which point the distribution should again narrow. In these embodiments, a change in estimated respiratory mechanics index is detected as a detected broadening of at least one of the respiratory resistance probability density function and the respiratory compliance or elastance probability density function, and a pause maneuver is triggered by such detection.
(12) The respiratory mechanics index estimate can also in some embodiments be based on non-respiratory data. For example, a change in estimated respiratory mechanics index may be detected as a detected change in flow of an aerosolized medication delivered by a nebulizer, under the expectation that a change in aerosolized medication influx may alter respiratory resistance and/or compliance/elastance.
(13) In some embodiments, a pause maneuver may also be triggered under certain circumstances by something other than detection of respiratory mechanics changes. For example, in some embodiments, if the number of breaths (or a time interval) since the last pause maneuver exceeds some maximum value then this triggers a pause maneuver. This optional variant ensures that pause maneuvers are performed at least occasionally—but the maximum number of breaths between pause maneuvers (or the time interval) can be large, e.g. a few dozen or few hundred breaths, or a time interval of minutes to tens of minutes in some non-limiting contemplated implementations.
(14) The disclosed approaches for triggering pause maneuvers on the basis of detected changes in respiratory mechanics index may in generally be employed in conjunction with substantially any ventilation mode, e.g. (by way of non-limiting illustration) with a pressure support ventilation (PSV) mode, a proportional assists ventilation (PAV) mode, a synchronized intermittent mandatory ventilation (SIMV) mode, a pressure controlled ventilation (PCV) mode, or a volume controlled ventilation (VCV) mode. The approaches are particularly useful in the context of ventilation modes that are commonly used for actively breathing patients, such as a PSV mode or a PAV mode.
(15) With reference to
(16) As is typical for mechanical ventilator devices, an inspiration valve 38 and an expiration valve 40 are also provided. The inspiration and expiration valves 38, 40 are mounted in-line on the respective inlet and exhaust air hoses 20, 22, but other configurations are contemplated, e.g. these valves may be mounted as components inside the housing of the mechanical ventilator 10, or may be integral with the face mask 24. To ensure proper flow direction through the ventilation circuit, in a typical valve operational scheme during inhalation the inhalation valve 38 is open and the expiration valve 40 is closed; while during expiration the inhalation valve 38 is closed and the expiration valve 40 is open.
(17) In some suitable embodiments, the electronic processor 14 is a microprocessor or microcontroller operatively connected with auxiliary components (not shown) including a non-transitory storage medium storing instructions readable and executable by the electronic processor. The non-transitory storage medium may, for example, comprise one or more of a read-only memory (ROM), electronically erasable programmable read-only memory (EEPROM), flash memory, or other electronic memory; a disk drive or other magnetic memory; an optical disk or other optical memory; or so forth. The auxiliary components may further include interfacing components for generating and outputting control signals for controlling the mechanical ventilator 10, sensor couplings or input interfaces for reading measurements output by the sensors 30, 32, and so forth. As previously mentioned, the electronic processor 14 may be integral with and disposed inside the housing of the mechanical ventilator 10 (e.g. the electronic processor 14 may be the electronics or electronic controller of the ventilator 10), or may be the processor of a separate component such as a computer (not shown). The electronic processor 14 is programmed via instructions stored on the non-transitory storage medium to perform various functions. If the electronic processor 14 is the controller of the mechanical ventilator 10 then the electronic processor 14 is suitably programmed to operate the mechanical ventilator 10 to perform therapeutic ventilation in accord with a chosen ventilation mode (e.g. PSV or PAV), as well as to receive sensor data from the sensors 30, 32 and to display the sensor data and salient ventilator data on the display 34.
(18) The electronic processor 14 is programmed to receive or estimate airway flow measurements Q(t) from the airway flow sensor 32 and to perform an integration process 42 to time-integrate the airway flow measurements to compute the lung volume V(t)=∫Q(t)dt where t denotes time and the integral is from a defined start time, e.g. starting at the start of inhalation. It will be appreciated that in some embodiments this integration is performed via some other processor and the result V(t) then input to the electronic processor 14—for example, the airway flow sensor 32 may include such an electronic processor programmed to perform the integration process 42 so that the airway flow sensor is a combined air flow/air volume sensor.
(19) The electronic processor 14 is further programmed to perform various types of respiratory data processing 44. This may entail, for example, detecting alert conditions (overpressure, large air leak, or so forth), computing respiratory variables such as positive end-expiratory pressure (PEEP), end-tidal CO.sub.2 (if receiving capnography data), or so forth. The electronic processor 14 is further programmed to perform a pause maneuver by implementing a pause controller 46 that executes a pause by closing the inhalation valve 38 and/or the exhalation valve 40 for a pause interval and acquiring measurements using the respiratory sensors 30, 32 during or after the pause interval. The pause interval is typically short, e.g. on the order of 0.5 seconds or less, and in some embodiments in the range of a few hundred milliseconds. The respiratory data processing 44 then includes computing one or more respiratory system parameters from measurements acquired by the respiratory sensors during or after the pause interval. For example, a formulation of the Equation of Motion of the Lungs can be written as:
(20)
where, as previously defined, R is the respiratory resistance, C is the respiratory compliance, V(t) is the lung volume, Q(t) is the measured airway air flow, P(t) is the measured airway pressure, and P.sub.mus(t) is the respiratory muscle pressure. If the respiratory muscle pressure P.sub.mus(t) is assumed to be zero then Equation (1) reduces to:
(21)
During the pause maneuver with both inspiration and expiration valves 38, 40 closed, V(t) is a constant, Q(t) is zero. If the pause is performed after end of inspiration and after settling of any respiratory muscle recoil-generated pressure then P.sub.mus(t) is also zero, leading to:
(22)
In Equation (3), V.sub.T is the tidal volume during the pause, and can be computed from the integral V(t)=∫Q(t)dt over the breath up to the pause. PEEP is the Peak End-Expiratory Pressure, i.e. the “baseline” pressure at the end of the expiratory period, and P.sub.plat is the “plateau” airway pressure P(t) measured during the pause, after settling of any respiratory muscle recoil pressure. In general, P.sub.plat should be measured when the flow into the lung is zero. The pause duration should be long enough so this condition is achieved as it implies muscle activity otherwise. With C thus estimated, R can be computed from Equation (2) using (P(t),Q(t)) measurements during the expiration period, assuming P.sub.mus(t)=0 which is usually the case during expiration.
(23) The respiratory parameters, e.g. resistance R and compliance C or elastance E, estimated via the pause maneuver, may be used in various ways. For example, these values may be displayed on the display 34 of the mechanical ventilator 10 as real-time numeric values and/or as trend lines (e.g. R versus time and C versus time). These values may be useful information for medical personnel assessing the patient's condition and making clinical decisions such as whether the patient can be safely weaned off the ventilator 10. Additionally or alternatively, the mechanical ventilation provided by the mechanical ventilator 10 may be controlled using the one or more respiratory system parameters estimated from measurements acquired by the respiratory sensors 30, 32 during or after the pause interval. For example, with the values of R and C estimated by the pause maneuver (and possibly a value for PEEP estimated by an end-expiratory pause maneuver), Equation (1) can be solved for P.sub.mus(t).
(24) As further indicated in
(25) With reference to
(26) One suitable approach for computing τ is as follows. The airway pressure and flow data for a generic breath can be described via the following equation (a variant of the Equation of Motion of the Respiratory System of Equation (1)):
P(t)=RQ(t)+E[V(t)−V(0)]+P.sub.mus(t)+P.sub.0 (4)
where V(0) is the volume of air contained in the lungs at time t=0, P(t) is the pressure at the airway opening, Q(t) is the air flow into and out of the patient's lungs, V(t) is the volume of air contained in the lungs, P.sub.mus(t) is the respiratory muscles pressure, P.sub.0 is a constant term used to balance the equation at time t=0, R is the respiratory system resistance, and E is the respiratory system elastance (inverse of the respiratory system compliance C). The starting point of the breath (t=0) is chosen to coincide with the time at which P.sub.mus(t) starts decreasing from baseline zero value indicating the onset of patient's inspiratory effort. Note that in general, the flow at time t=0 (Q(0)) can be different than zero (negative) if intrinsic positive end-expiratory pressure, i.e. PEEP (PEEPi), is developed. In the remaining, it is assumed that this is the case, but the method can be extended without loss of generality to the cases where PEEPi is not present by assuming that Q(0)=0.
(27) Since volume cannot be directly measured, it is convenient to express the term V(t)−V(0) in Equation (4) via the corresponding flow integral:
P(t)=RQ(t)+E∫.sub.0.sup.tQ(τ)dτ+P.sub.mus(t)+P.sub.0 (5)
During exhalation, the respiratory muscles are most likely relaxed. Accordingly, P.sub.mus(t)=0 and Equation (5) becomes:
P(t)=RQ(t)+E∫.sub.0.sup.tQ(τ)dτ+P.sub.0 (6)
Equation (5) evaluated at time t=0 yields:
P(0)=RQ(0)+P.sub.mus(0)+P.sub.0 (7)
Since we have chosen P.sub.mus(0)=0 a value for P.sub.0 can be computed from Equation (7) as:
P.sub.0=P(0)−RQ(0) (8)
Plugging into Equation (6) the definition of P.sub.0 from Equation (8), we obtain:
P(t)=RQ(t)+E∫.sub.0.sup.tQ(τ)dτ+P(0)−RQ(0) (9)
and
P(t)−P(0)=R(Q(t)−Q(0))+∫.sub.0.sup.tQ(τ)dτ (10)
During exhalation, the mechanical ventilator 10 is controlled to provide, after some time from cycling off, a constant positive-end expiratory pressure (PEEP) until a new breath initiates. Therefore, by definition, P(t)=P(0) and Equation (10) becomes:
0=R(Q(t)−Q(0))+E∫.sub.0.sup.tQ(τ)dτ (11)
which can be solved for the respiratory time constant τ=R/E to yield:
(28)
Note that Equation (12) is valid for all the time samples during exhalation at which the mechanical ventilator 10 is providing the set PEEP (P(t)=PEEP). So, it can be applied at multiple time samples and an estimate of the time constant τ can be found via least-squares or other methods (e.g. median, average). Though not required, it may be advantageous to use data between a sample right after the point at which maximum expiratory flow occurs (e.g. Flow=80% of Peak Expiratory Flow, provided that P(t)=PEEP already) and a sample right before flow becomes negligible (e.g. Flow=30% of Peak Expiratory Flow).
(29) With continuing reference to
(30)
where τ(n) is the time constant for the current breath and τ(n−1) is the time constant 66 for the last breath. In the operation 70, if Δτ is greater than a threshold then this is deemed to be a change in respiratory mechanics. The threshold for the detected change Δτ in the time constant over successive breaths to trigger a pause maneuver may be optimized empirically using mechanical ventilation data for a training set of past patients. If the change in time constant Δτ does not meet the threshold then flow passes to a block 72 where the time constant τ(n) is stored as the last time constant value (written another way, τ(n−)←τ(n)) and flow passes back to block 60 to measure the time constant for the next breath.
(31) On the other hand, if the comparison 70 finds that Δτ is greater than the threshold then this is deemed to be a change in respiratory mechanics sufficient to trigger a pause maneuver. In the illustrative example of
(32) Another illustrated variant is that in an operation 78, if a maximum number of breaths has occurred since the last pause maneuver than flow automatically passes to block 76 to trigger a new pause maneuver. This optional operation 78 ensures that pause maneuvers are performed occasionally even if the time constant τ remains constant (within the threshold employed in operation 70).
(33) With reference to
(34) A respiratory mechanics index is derived from the probability density functions p(R) and p(C) 88 under the following rationale. If respiratory mechanics index is stable, then R and C as computed in operation 82 should be relatively constant over successive breaths. This is true even if the passive patient assumption used in operation 82 is unrealistic, since if respiratory mechanics index is stable then P.sub.mus(t) should be similar from breath to breath, so that the error due to non-zero P.sub.mus(t) is stable. A stable value for R and C corresponds to narrow corresponding probability density functions p(R) and p(C). The breadth of these probability density functions may be measured by a suitable distribution parameter such as standard deviation or variance. In
(35) Although not explicitly drawn, in another illustrative embodiment Bayesian modeling analogous to that of
(36) Although not explicitly drawn, in another illustrative embodiment the process flow of
(37) The illustrative embodiments trigger an end-inspiration pause maneuver used to measure respiratory compliance C via Equation (3), and optionally also respiratory resistance R using the estimated C. It will be appreciated that the disclosed approaches can also be used for triggering other pause maneuvers for measuring respiratory parameters, such as an end-expiratory pause maneuver used to measure positive end-expiratory pressure (PEEP). Triggering end-expiratory pause maneuvers using a detected change in estimated respiratory mechanics index provides benefits similar to such triggering of end-inspiration pause maneuvers. In general, the triggered pause maneuver comprises closing at least one of the inhalation valve 38 and the exhalation valve 40 for a pause interval and estimating one or more respiratory system parameters from measurements acquired by the respiratory sensors during or after the pause interval.
(38) In the illustrative embodiments, the respiratory parameters are respiratory resistance R and respiratory compliance C. As is well known, respiratory elastance E is simply the reciprocal of compliance, i.e. E=1/C—accordingly, it is contemplated to substitute respiratory elastance E for respiratory compliance C in any embodiment.
(39) The invention has been described with reference to the preferred embodiments. Modifications and alterations may occur to others upon reading and understanding the preceding detailed description. It is intended that the invention be construed as including all such modifications and alterations insofar as they come within the scope of the appended claims or the equivalents thereof.