EXPLICIT CHANNEL INFORMATION FEEDBACK BASED ON HIGH-ORDER PCA DECOMPOSITION OR PCA COMPOSITION
20210099210 · 2021-04-01
Inventors
- Venkatesh Ramireddy (Erlangen, DE)
- Markus Landmann (Erlangen, DE)
- Marcus Grossmann (Erlangen, DE)
- Florian RÖMER (Saarbrucken, DE)
Cpc classification
H04B7/0456
ELECTRICITY
H04B7/0478
ELECTRICITY
H04B7/0479
ELECTRICITY
H04B7/0626
ELECTRICITY
International classification
Abstract
A communication device for providing an explicit channel state information, CSI, feedback in a wireless communication system includes a transceiver to receive, from a transmitter a radio signal via a radio time-variant frequency MIMO channel, the radio signal including downlink reference signals according to a reference signal configuration, and downlink signals including the reference signal configuration, and a processor. The processor estimates the CSI using measurements on the downlink reference signals of the radio channel according to the reference signal configuration over one or more time instants/slots, constructs a frequency-domain channel tensor using the CSI estimate, performs a higher-order principal component analysis, HO-PCA, on the channel tensor, identifies a plurality of dominant principal components of the channel tensor, thereby obtaining a compressed channel tensor, and reports to the transmitter the explicit CSI including the dominant principal components of the channel tensor.
Claims
1. A communication device for providing an explicit channel state information, CSI, feedback in a wireless communication system, the communication device comprising: a transceiver configured to receive, from a transmitter a radio signal via a radio time-variant frequency MIMO channel, the radio signal comprising downlink reference signals according to a reference signal configuration, and downlink signals comprising the reference signal configuration, and a processor configured to estimate the CSI using measurements on the downlink reference signals of the radio channel according to the reference signal configuration over one or more time instants/slots, construct a frequency-domain channel tensor using the CSI estimate, perform a higher-order principal component analysis, HO-PCA, on the channel tensor, identify a plurality of dominant principal components of the channel tensor, thereby acquiring a compressed channel tensor, and report to the transmitter the explicit CSI comprising the dominant principal components of the channel tensor.
2. The communication device of claim 1, wherein the communication device is configured to receive from the transmitter an explicit CSI report configuration comprising a CSI channel-type information, CSI-Ind, indicator for the CSI report, wherein the CSI-Ind indicator is associated with a channel-type configuration, the channel tensor is a three-dimensional, 3D, channel tensor, or is represented by a 3D channel covariance tensor, a 3D beamformed-channel tensor, or a 3D beamformed channel covariance tensor, as indicated by the CSI-Ind indicator, and wherein the plurality of dominant principal components of the compressed 3D channel tensor of dimension N.sub.rN.sub.tS comprise: a first set of r.sub.1 basis vectors comprised by a matrix .sub.R=[u.sub.R,1, . . . , u.sub.R,r.sub..sup.N.sup.
.sup.N.sup.
.sup.Sr.sup.
3. The communication device of claim 2, wherein the values of r.sub.1, r.sub.2, and r.sub.3 representing the number of dominant principal components with respect to the first, second and third dimension of the compressed 3D channel tensor, respectively, are configured via the CSI report configuration by the transmitter, or reported by the communication device in the CSI report, or pre-determined and known at the communication device.
4. The communication device of claim 2, wherein the processor is configured to quantize the coefficients in the vectors u.sub.R,i, u.sub.T,j, and u.sub.S,k and the HO singular values s.sub.ijk of the 3D channel tensor using a codebook approach, the number of complex coefficients to be quantized being given by N.sub.rr.sub.1+N.sub.tr.sub.2+Sr.sub.3 for the higher-order singular vectors, and a number of real coefficients to be quantized being given by r.sub.1r.sub.2r.sub.3 for the higher-order singular values, respectively.
5. The communication device of claim 1, wherein the channel tensor is a four-dimensional, 4D, channel tensor, or represented either by a 4D channel covariance tensor, a 4D beamformed-channel tensor, or a 4D beamformed channel covariance tensor, as indicated by the CSI-Ind indicator, and wherein the plurality of dominant principal components of the compressed 4D channel tensor of dimension N.sub.rN.sub.tSD comprise: a first set of r.sub.1 basis vectors comprised by a matrix .sub.R=[u.sub.R,1, . . . , u.sub.R,r.sub..sup.N.sup.
.sup.N.sup.
.sup.Dr.sup.
6. The communication device of claim 5, wherein the values of r.sub.1,r.sub.2, r.sub.3, and r.sub.4 representing the number of dominant principal components of the 4D channel tensor are configured via the CSI report configuration by the transmitter, or they are reported by the communication device in the CSI report, or they are pre-determined and known at the communication device.
7. The communication device of claim 5, wherein the processor is configured to quantize the coefficients of the vectors u.sub.R,i, u.sub.T,j, u.sub.S,k, u.sub.D,l and the singular values s.sub.ijkl using a codebook approach, a number of complex coefficients to be quantized being given by N.sub.rr.sub.1+N.sub.tr.sub.2+Sr.sub.3+Dr.sub.4 for the higher-order singular vectors, and a number of real coefficients to be quantized being given by r.sub.1r.sub.2r.sub.3r.sub.4 for the higher-order singular values, respectively.
8. The communication device of claim 1, wherein the explicit CSI comprises a delay-domain CSI for the higher-order singular-value matrix .sub.S, and wherein the processor is configured to calculate a reduced-sized delay-domain higher-order singular-matrix .sub.S from the frequency-domain higher-order singular-matrix .sub.S, wherein the delay-domain higher-order singular-matrix is given by
.sub.SF.sub.S.sub.S, where F.sub.S.sup.SL contains L vectors of size S1, selected from a discrete Fourier transform, DFT, codebook , the size of the compressed delay-domain matrix .sub.S is given by Lr.sub.3, and L is the number of delays, and the oversampled codebook matrix is given by =[d.sub.0, d.sub.1, . . . , d.sub.SO.sub.
.sup.Lr.sup.
9. The communication device of claim 1, wherein the explicit CSI comprises a Doppler-frequency domain CSI for the higher-order singular-value matrices .sub.D, and wherein the processor is configured to calculate a reduced-sized Doppler-frequency domain higher-order singular-matrix .sub.D from the time-domain higher-order singular-matrix .sub.D, wherein the Doppler-frequency domain higher-order singular-matrix is given by
.sub.DF.sub.D.sub.D, where F.sub.D.sup.DG contains G vectors of size D1, selected from a discrete Fourier transform, DFT, codebook , the size of the compressed Doppler-frequency domain matrix .sub.D is given by Gr.sub.4, and G is the number of Doppler-frequency components, and the oversampled codebook matrix is given by =[d.sub.0, d.sub.1, . . . , d.sub.DO.sub.
.sup.Gr.sup.
10. A communication device for providing an explicit channel state information, CSI, feedback in a wireless communication system, the communication device comprising: a transceiver configured to receive, from a transmitter a radio signal via a radio time-variant frequency MIMO channel, the radio signal comprising downlink reference signals according to a reference signal configuration, and downlink signals comprising the reference signal configuration; and a processor configured to estimate the CSI using measurements on the downlink reference signals of the radio channel according to the reference signal configuration over one or more time instants/slots, construct a frequency-domain channel tensor using the CSI estimate, calculate a transformed channel tensor using the channel tensor, rewrite the transformed channel tensor to a transformed channel matrix, perform a standard principal component analysis, PCA, on the transformed channel matrix, identify a plurality of dominant principal components of the transformed channel matrix, thereby acquiring a transformed/compressed channel matrix, and report to the transmitter the explicit CSI comprising the plurality of dominant principal components of the transformed/compressed channel tensor.
11. The communication device of claim 10, wherein the communication device is configured to receive from the transmitter an explicit CSI report configuration comprising a CSI channel-type information, CSI-Ind, indicator for the CSI report, wherein the CSI-Ind indicator is associated with a channel-type configuration, the channel tensor is a three-dimensional, 3D, channel tensor, or is represented either by a 3D channel covariance tensor, a 3D beamformed-channel tensor, or a 3D beamformed channel covariance tensor as indicated by the CSI-Ind indicator, or the channel tensor is a four-dimensional, 4D, channel tensor, or is represented either by a 4D channel covariance tensor, a 4D beamformed-channel tensor, or a 4D beamformed channel covariance tensor as indicated by the CSI-Ind indicator, and wherein the 3D transformed channel tensor of dimension N.sub.rN.sub.tS, or the 4D transformed channel tensor of dimension N.sub.rN.sub.tSD, is rewritten to a transformed channel matrix of dimension N.sub.tN.sub.rSD, where D=1 for the 3D transformed channel tensor and D>1 for the 4D transformed channel tensor, respectively, and the plurality of dominant principal components of the transformed channel matrix comprise: a first set of r basis vectors comprised by a matrix =[u.sub.1, u.sub.2, . . . , u.sub.r].sup.N.sup.
.sup.SDr; a set of r coefficients comprised by a diagonal matrix
.sup.rr with ordered singular values s.sub.i (s.sub.1s.sub.2 . . . s.sub.r) on its diagonal.
12. The communication device of claim 11, wherein the value of r representing the number of dominant principal components of the transformed channel matrix is configured via the CSI report configuration by the transmitter, or reported by the communication device in the CSI report, or pre-determined and known at the communication device.
13. The communication device of claim 11, wherein the processor is configured to quantize the coefficients of the basis vectors u.sub.i, v.sub.i, and the singular values s.sub.i of the transformed channel matrix using a codebook approach.
14. The communication device of claim 1, wherein the processor is configured to apply, after the construction of the 3D channel tensor, a one-dimensional, a two-dimensional, or multi-dimensional transformation/compression of the channel tensor with respect to the space dimension of the 3D channel tensor, or the frequency dimension of the 3D channel tensor, or both the frequency and space dimensions of the 3D channel tensor, or after the construction of the 4D channel tensor, a one-dimensional, a two-dimensional, or multi-dimensional transformation/compression of the channel tensor with respect to the space dimension of the channel tensor, or the frequency dimension of the channel tensor, or the time dimension of the channel tensor, or both the frequency and time dimensions of the channel tensor, so as to exploit a sparse or nearly-sparse representation of the 3D or 4D channel tensor in one or more dimensions.
15. The communication device of claim 14, wherein the processor is configured to apply, after the construction of the 3D channel tensor, a transformation/compression with respect to all three dimensions of the 3D channel tensor of dimension N.sub.rN.sub.tS represented by a (column-wise) Kronecker product as
=
.sub.(1,2,3)(
)
, selected from a codebook matrix .sub.1; b.sub.2,n.sub.
, selected from a codebook matrix .sub.2; b.sub.3,n.sub.
, selected from a codebook matrix .sub.3; .sub.n.sub.
, respectively, or the space dimensions of the 3D channel tensor, represented by
, selected from a codebook matrix .sub.2, and b.sub.1,n.sub.
, selected from a codebook matrix .sub.1, N.sub.rN.sub.r, N.sub.tN.sub.t, S=S, or the frequency dimension of the 3D channel tensor, represented by
=
.sub.(3)(
),
, selected from a codebook matrix .sub.3, N.sub.r=N.sub.r and N.sub.t=N.sub.t, SS.
16. The communication device of any one of claim 15, wherein the 3D transformation function .sub.(1,2,3)(.Math.) is given by a two-dimensional Discrete Cosine transformation (2D-DCT) and a 1D-DFT transformation with respect to the space and frequency dimension of the channel tensor, respectively, the codebook matrices .sub.n, n=1,2 are given by oversampled DCT matrices, and the codebook matrix .sub.3 is given by an oversampled DFT matrix, or the 3D transformation function
.sub.(1,2,3)(.Math.) is given by a 3D-DFT transformation and the codebook matrices .sub.n, n=1,2,3 are given by oversampled DFT matrices, or the 2D transformation function
.sub.(1,2)(.Math.) is given by a 2D-Discrete Cosine transformation (DCT) and the codebook matrices .sub.n, n=1,2 are given by oversampled DCT matrices, or the 1D transformation function
.sub.(3)(.Math.) is given by a 1D-DFT transformation and the codebook matrix .sub.3 is given by an oversampled DFT matrix.
17. The communication device of claim 14, wherein the processor is configured to apply, after the construction of the 4D channel tensor a transformation/compression with respect to all four dimensions of the channel tensor, represented by a (column-wise) Kronecker product as
=
.sub.(1,2,3,4)(
),
, selected from a codebook matrix .sub.1; b.sub.2,n.sub.
, selected from a codebook matrix .sub.2; b.sub.3,n.sub.
, selected from a codebook matrix .sub.3; b.sub.4,n.sub.
, selected from a codebook matrix .sub.4; .sub.n.sub.
, respectively, or the space dimensions of the 4D channel tensor, represented by
, selected from a codebook matrix .sub.2, and b.sub.1,n.sub.
, selected from a codebook matrix .sub.1 and N.sub.rN.sub.r, N.sub.tN.sub.t, S=S and D=D, or the frequency and time dimensions of the 4D channel tensor, represented by
,selected from a codebook matrix .sub.4, b.sub.3,n.sub.
, selected from a codebook matrix .sub.3, b.sub.2,n.sub.
18. The communication device of claim 17, wherein the 4D transformation function .sub.(1,2,3,4)(.Math.) is given by a 4D-DFT transformation and the codebook matrices .sub.n, n=1,2,3,4 are given by oversampled DFT matrices, or the 2D transformation/compression function
.sub.(3,4)(.Math.) is given by a 2D-DFT and the codebook matrices .sub.n, n=3,4 are given by oversampled DFT matrices, or the 2D transformation function
.sub.(1,2)(.Math.) is given by a 2D-Discrete Cosine transformation (DCT) and the codebook matrices .sub.n, n=1,2 are given by oversampled DCT matrices, or the 1D transformation function F.sub.(3)(.Math.) is given by a 1D-DFT transformation and the codebook matrix .sub.3 is given by an oversampled DFT matrix, or the 1D transformation function F.sub.(4)(.Math.) is given by a 1D-DFT transformation and the codebook matrix .sub.4 is given by an oversampled DFT matrix.
19. The communication device of claim 15, wherein the processor is configured to select the transformation vectors from codebook matrices .sub.n, and store the selected indices in a set of g-tuples, where g refers to the number of transformed dimensions of the channel tensor, and report the set
as a part of the CSI report to the transmitter.
20. The communication device of claim 8, wherein the oversampling factors of the codebooks are configured via the CSI report configuration, or via higher layer or physical layer by the transmitter, pre-determined and known at the communication device.
21. A communication device for providing an explicit channel state information, CSI, feedback in a wireless communication system, the communication device comprising: a transceiver configured to receive, from a transmitter a radio signal via a radio time-variant frequency MIMO channel, the radio signal comprising downlink reference signals according to a reference signal configuration, and downlink signals comprising the reference signal configuration; and a processor configured to estimate the CSI using measurements on the downlink reference signals of the radio channel, construct a frequency-domain channel matrix using the CSI estimate, perform a standard principal component analysis, PCA, on the channel matrix, identify the dominant principal components of the channel matrix, the channel matrix comprising a first set of r basis vectors comprised by a matrix =[u.sub.1, u.sub.2, . . . , u.sub.r].sup.N.sup.
.sup.Sr; and a third set of r coefficients comprised by a diagonal matrix
.sup.rr with ordered singular values s.sub.i (s.sub.1s.sub.2 . . . s.sub.r) on its diagonal; calculate a reduced-sized delay-domain matrix {tilde over (V)} from the frequency-domain matrix
.sup.SL contains L vectors of size S1, selected from a discrete Fourier transform, DFT, codebook , the size of the compressed delay-domain matrix {tilde over (V)}=[{tilde over (v)}.sub.1, {tilde over (v)}.sub.2, . . . , {tilde over (v)}.sub.r] is given by Lr, and L is the number of delays, and the oversampled codebook matrix is given by =[d.sub.0, d.sub.1, . . . , d.sub.SO.sub.
22. The communication device of claim 21, wherein the value of r representing the number of dominant principal components of the transformed channel matrix is configured via the CSI report configuration by the transmitter, or it is reported by the communication device in the CSI report, or it is pre-determined and known at the communication device.
23. The communication device of claim 21, wherein the processor is configured to quantize the coefficients of the basis vectors u.sub.i, {tilde over (v)}.sub.i, and the singular values s.sub.i of the channel matrix using a codebook approach.
24. The communication device of claim 1, wherein the communication device is configured with one or more scalar codebooks for the quantization of each entry of each basis vector of the plurality of dominant principal components of the channel tensor or the compressed channel tensor and the singular values or high order singular values, or with one or more unit-norm vector codebooks for the quantization of each basis vector of the plurality of dominant principal components of the channel tensor or the compressed channel tensor, and wherein the communication device selects for each basis vector a codebook vector to represent the basis vector, and the communication device is configured to report the indices corresponding to the selected entries in the scalar or vector codebook as a part of the CSI report to the transmitter.
25. A transmitter in a wireless communication system, the transmitter comprising: an antenna array comprising a plurality of antennas for a wireless communication with one or more communication devices of claim 1 for providing a channel state information, CSI, feedback to the transmitter; and a precoder connected to the antenna array, the precoder to apply a set of beamforming weights to one or more antennas of the antenna array to form, by the antenna array, one or more transmit beams or one or more receive beams, a transceiver configured to transmit, to the communication device, downlink reference signals (CSI-RS) according to a CSI-RS, and downlink signals comprising the CSI-RS configuration; and receive uplink signals comprising a plurality of CSI reports comprising an explicit CSI from the communication device; and a processor configured to construct a precoder matrix applied on the antenna ports using the explicit CSI.
26. A wireless communication network, comprising: at least one communication device for providing an explicit channel state information, CSI, feedback in a wireless communication system, the communication device comprising: a transceiver configured to receive, from a transmitter a radio signal via a radio time-variant frequency MIMO channel, the radio signal comprising downlink reference signals according to a reference signal configuration, and downlink signals comprising the reference signal configuration, and a processor configured to estimate the CSI using measurements on the downlink reference signals of the radio channel according to the reference signal configuration over one or more time instants/slots, construct a frequency-domain channel tensor using the CSI estimate, perform a higher-order principal component analysis, HO-PCA, on the channel tensor, identify a plurality of dominant principal components of the channel tensor, thereby acquiring a compressed channel tensor, and report to the transmitter the explicit CSI comprising the dominant principal components of the channel tensor, and at least one transmitter of claim 25.
27. The wireless communication network of claim 26, wherein the communication device and the transmitter comprises one or more of: a mobile terminal, or stationary terminal, or cellular IoT-UE, or an IoT device, or a ground based vehicle, or an aerial vehicle, or a drone, or a moving base station, or road side unit, or a building, or a macro cell base station, or a small cell base station, or a road side unit, or a UE, or a remote radio head, or an AMF, or an SMF, or a core network entity, or a network slice as in the NR or 5G core context, or any transmission/reception point (TRP) enabling an item or a device to communicate using the wireless communication network, the item or device being provided with network connectivity to communicate using the wireless communication network.
28. A method for providing by a communication device in a wireless communication system an explicit channel state information, CSI, feedback, the method comprising: receiving, from a transmitter a radio signal via a radio time-variant frequency MIMO channel, the radio signal comprising downlink reference signals according to a reference signal configuration, and downlink signals comprising the reference signal configuration, estimating the CSI using measurements on the downlink reference signals of the radio channel according to the reference signal configuration over one or more time instants/slots, constructing a frequency-domain channel tensor using the CSI estimate, performing a high-order principal component analysis, HO-PCA, on the channel tensor, identifying a plurality of dominant principal components of the channel tensor, thereby acquiring a compressed channel tensor, and reporting the explicit CSI comprising the dominant principal components of the channel tensor from the communication device to the transmitter.
29. A method for providing by a communication device in a wireless communication system an explicit channel state information, CSI, feedback, the method comprising: receiving, from a transmitter a radio signal via a radio time-variant frequency MIMO channel, the radio signal comprising downlink reference signals according to a reference signal configuration, and downlink signals comprising the reference signal configuration, estimating the CSI using measurements on the downlink reference signals of the radio channel according to the reference signal configuration over one or more time instants/slots, constructing a frequency-domain channel tensor using the CSI estimate, calculating a transformed channel tensor using the channel tensor, rewriting the transformed channel tensor to a transformed channel matrix, performing a standard principal component analysis, PCA, on the transformed channel matrix, identifying a plurality of dominant principal components of the transformed channel matrix, thereby acquiring a transformed/compressed channel matrix, and reporting the explicit CSI comprising the plurality of dominant principal components of the transformed/compressed channel tensor from the communication device to the transmitter.
30. A method for providing by a communication device in a wireless communication system an explicit channel state information, CSI, feedback, the method comprising: receiving, from a transmitter, a radio signal via a radio time-variant frequency MIMO channel, the radio signal comprising downlink reference signals according to a reference signal configuration, and downlink signals comprising the reference signal configuration; and estimating the CSI using measurements on the downlink reference signals of the radio channel, constructing a frequency-domain channel matrix using the CSI estimate, performing a standard principal component analysis, PCA, on the channel matrix, identifying the dominant principal components of the channel matrix, the channel matrix comprising a first set of r basis vectors comprised by a matrix =[u.sub.1, u.sub.2, . . . , u.sub.r].sup.N.sup.
.sup.Sr; and a third set of r coefficients comprised by a diagonal matrix
.sup.rr with ordered singular values s.sub.i (s.sub.1s.sub.2 . . . s.sub.R) on its diagonal; calculating a reduced-sized delay-domain matrix {tilde over (V)} from the frequency-domain matrix
.sup.SL contains L vectors of size S1, selected from a discrete Fourier transform, DFT, codebook , the size of the compressed delay-domain matrix {tilde over (V)}=[{tilde over (v)}.sub.1, {tilde over (v)}.sub.2, . . . , {tilde over (v)}.sub.r] is given by Lr, and L is the number of delays, and the oversampled codebook matrix is given by =[d.sub.0, d.sub.1, . . . , d.sub.SO.sub.
31. A method for transmitting in a wireless communication system comprising a communication device a communication device of claim 1 and a transmitter, the method comprising: transmitting, to the communication device, downlink reference signals (CSI-RS) according to a CSI-RS configuration, and downlink signals comprising the CSI-RS configuration; receiving, at the transmitter, uplink signals comprising a plurality of CSI reports comprising an explicit CSI from the communication device; constructing a precoder matrix for a precoder connected to an antenna array comprising a plurality of antennas; applying the precoder matrix on antenna ports using the explicit CSI so as to apply a set of beamforming weights to one or more antennas of the antenna array to form, by the antenna array, one or more transmit beams or one or more receive beams.
32. A non-transitory digital storage medium having a computer program stored thereon to perform the method for providing by a communication device in a wireless communication system an explicit channel state information, CSI, feedback, the method comprising: receiving, from a transmitter a radio signal via a radio time-variant frequency MIMO channel, the radio signal comprising downlink reference signals according to a reference signal configuration, and downlink signals comprising the reference signal configuration, estimating the CSI using measurements on the downlink reference signals of the radio channel according to the reference signal configuration over one or more time instants/slots, constructing a frequency-domain channel tensor using the CSI estimate, performing a high-order principal component analysis, HO-PCA, on the channel tensor, identifying a plurality of dominant principal components of the channel tensor, thereby acquiring a compressed channel tensor, and reporting the explicit CSI comprising the dominant principal components of the channel tensor from the communication device to the transmitter; when said computer program is run by a computer.
Description
BRIEF DESCRIPTION OF THE DRAWINGS
[0061] Embodiments of the present invention will be detailed subsequently referring to the appended drawings, in which:
[0062]
[0063]
[0064]
[0065]
[0066] of dimension N.sub.rN.sub.tS;
[0067]
[0068]
[0069]
[0070]
[0071]
[0072]
[0073]
[0074]
[0075]
[0076]
[0077]
[0078]
[0079]
[0080]
DETAILED DESCRIPTION OF THE INVENTION
[0081] In the following, embodiments of the present invention are described in further detail with reference to the enclosed drawings in which elements having the same or similar function are referenced by the same reference signs.
[0082] Embodiments of the present invention may be implemented in a wireless communication system or network as depicted in
Communication Device
[0083] The present invention provides a communication device 202 for providing an explicit channel state information, CSI, feedback in a wireless communication system, the communication device comprising a transceiver 202b configured to receive, from a transmitter 200 a radio signal via a radio time-variant frequency MIMO channel 204, the radio signal including downlink reference signals according to a reference signal configuration, and downlink signals comprising the reference signal configuration, and a processor 202a configured to [0084] estimate the CSI using measurements on the downlink reference signals of the radio channel according to the reference signal configuration over one or more time instants/slots, [0085] construct a frequency-domain channel tensor using the CSI estimate, [0086] perform a higher-order principal component analysis, HO-PCA, on the channel tensor, [0087] identify a plurality of dominant principal components of the channel tensor, thereby obtaining a compressed channel tensor, and [0088] report to the transmitter 200 the explicit CSI comprising the dominant principal components of the channel tensor.
[0089] In accordance with embodiments, the communication device is configured to receive from the transmitter an explicit CSI report configuration containing a CSI channel-type information, CSI-Ind, indicator for the CSI report, wherein the CSI-Ind indicator is associated with a channel-type configuration, the channel tensor is a three-dimensional, 3D, channel tensor, or is represented by a 3D channel covariance tensor, a 3D beamformed-channel tensor, or a 3D beamformed channel covariance tensor, as indicated by the CSI-Ind indicator, and wherein the plurality of dominant principal components of the compressed 3D channel tensor of dimension N.sub.rN.sub.tS comprise: [0090] a first set of r.sub.1 basis vectors contained in a matrix .sub.R=[u.sub.R,1, . . . , u.sub.R,r.sub..sup.N.sup.
.sup.N.sup.
.sup.Sr.sup.
[0094] In accordance with embodiments, the values of r.sub.1, r.sub.2, and r.sub.3 representing the number of dominant principal components with respect to the first, second and third dimension of the compressed 3D channel tensor, respectively, are [0095] configured via the CSI report configuration by the transmitter, or [0096] reported by the communication device in the CSI report, or [0097] pre-determined and known at the communication device.
[0098] In accordance with embodiments, the processor is configured to quantize the coefficients in the vectors u.sub.R,i, u.sub.T,j, and u.sub.S,k and the HO singular values s.sub.ijk of the 3D channel tensor using a codebook approach, the number of complex coefficients to be quantized being given by N.sub.rr.sub.1+N.sub.tr.sub.2+Sr.sub.3 for the higher-order singular vectors, and a number of real coefficients to be quantized being given by r.sub.1r.sub.2r.sub.3 for the higher-order singular values, respectively.
[0099] In accordance with embodiments, the channel tensor is a four-dimensional, 4D, channel tensor, or represented either by a 4D channel covariance tensor, a 4D beamformed-channel tensor, or a 4D beamformed channel covariance tensor, as indicated by the CSI-Ind indicator, and the plurality of dominant principal components of the compressed 4D channel tensor of dimension N.sub.rN.sub.tSD comprise: [0100] a first set of r.sub.1 basis vectors contained in a matrix .sub.R [u.sub.R,1, . . . , u.sub.R,r.sub..sup.N.sup.
.sup.N.sup.
.sup.Sr.sup.
.sup.Dr.sup.
[0105] In accordance with embodiments, the values of r.sub.1, r.sub.2, r.sub.3, and r.sub.4 representing the number of dominant principal components of the 4D channel tensor are configured via the CSI report configuration by the transmitter, or they are reported by the communication device in the CSI report, or they are pre-determined and known at the communication device.
[0106] In accordance with embodiments, the processor is configured to quantize the coefficients of the vectors u.sub.R,i, u.sub.T,j, u.sub.S,k, u.sub.D,l and the singular values s.sub.ijkl using a codebook approach, a number of complex coefficients to be quantized being given by N.sub.rr.sub.1+N.sub.tr.sub.2+Sr.sub.3+Dr.sub.4 for the higher-order singular vectors, and a number of real coefficients to be quantized being given by r.sub.1r.sub.2r.sub.3r.sub.4 for the higher-order singular values, respectively.
[0107] In accordance with embodiments, the explicit CSI comprises a delay-domain CSI for the higher-order singular-value matrix .sub.S, and wherein the processor is configured to calculate a reduced-sized delay-domain higher-order singular-matrix .sub.S from the frequency-domain higher-order singular-matrix .sub.S, wherein the delay-domain higher-order singular-matrix is given by
.sub.SF.sub.SS,
where [0108] F.sub.S.sup.SL contains L vectors of size S1, selected from a discrete Fourier transform, DFT, codebook , the size of the compressed delay-domain matrix .sub.S is given by Lr.sub.3, and L is the number of delays, and [0109] the oversampled codebook matrix is given by =[d.sub.0, d.sub.1, . . . , d.sub.SO.sub.
i{0, . . . , SO.sub.f1}, and O.sub.f{1,2,3, . . . } denotes the oversampling factor of the DFT-codebook matrix;
quantize the coefficients in vectors .sub.S=[.sub.S,1, . . . , .sub.S,r.sub..sup.Lr.sup.
report to the transmitter the explicit CSI containing the coefficients of .sub.S instead of .sub.S, along with the L delays, represented by a set of indices that correspond to the selected DFT-vectors in the codebook .
[0110] In accordance with embodiments, the explicit CSI comprises a Doppler-frequency domain CSI for the higher-order singular-value matrices .sub.D, and wherein the processor is configured to
calculate a reduced-sized Doppler-frequency domain higher-order singular-matrix U from the time-domain higher-order singular-matrix .sub.D, wherein the Doppler-frequency domain higher-order singular-matrix is given by
.sub.DF.sub.D.sub.D,
where [0111] F.sub.D.sup.DG contains G vectors of size D1, selected from a discrete Fourier transform, DFT, codebook , the size of the compressed Doppler-frequency domain matrix .sub.D is given by Gr.sub.4, and G is the number of Doppler-frequency components, and [0112] the oversampled codebook matrix is given by =[d.sub.0, d.sub.1, . . . , d.sub.DO.sub.
i{0, . . . , O.sub.tD1}, and O.sub.t{1,2,3, . . . }denotes the oversampling factor of the DFT-codebook matrix;
quantize the coefficients in vectors .sub.D=[.sub.D,1, . . . , .sub.D,r.sub..sup.Gr.sup.
report to the transmitter the explicit CSI report containing the coefficients of .sub.D instead of .sub.D, along with the G Doppler-frequency components, represented by a set of indices that correspond to the selected DFT-vectors in the codebook .
[0113] The present invention provides a communication device 202 for providing an explicit channel state information, CSI, feedback in a wireless communication system, the communication device comprising a transceiver 202b configured to receive, from a transmitter 200 a radio signal via a radio time-variant frequency MIMO channel 204, the radio signal including downlink reference signals according to a reference signal configuration, and downlink signals comprising the reference signal configuration; and a processor 202a configured to [0114] estimate the CSI using measurements on the downlink reference signals of the radio channel according to the reference signal configuration over one or more time instants/slots, [0115] construct a frequency-domain channel tensor using the CSI estimate, [0116] calculate a transformed channel tensor using the channel tensor, [0117] rewrite the transformed channel tensor to a transformed channel matrix, [0118] perform a standard principal component analysis, PCA, on the transformed channel matrix, [0119] identify a plurality of dominant principal components of the transformed channel matrix, [0120] thereby obtaining a transformed/compressed channel matrix, and [0121] report to the transmitter the explicit CSI comprising the plurality of dominant principal components of the transformed/compressed channel tensor.
[0122] In accordance with embodiments, the communication device is configured to receive from the transmitter an explicit CSI report configuration containing a CSI channel-type information, CSI-Ind, indicator for the CSI report, wherein the CSI-Ind indicator is associated with a channel-type configuration, the channel tensor is a three-dimensional, 3D, channel tensor, or is represented either by a 3D channel covariance tensor, a 3D beamformed-channel tensor, or a 3D beamformed channel covariance tensor as indicated by the CSI-Ind indicator, or the channel tensor is a four-dimensional, 4D, channel tensor, or is represented either by a 4D channel covariance tensor, a 4D beamformed-channel tensor, or a 4D beamformed channel covariance tensor as indicated by the CSI-Ind indicator, and the 3D transformed channel tensor of dimension N.sub.rN.sub.tS, or the 4D transformed channel tensor of dimension N.sub.tN.sub.tSD, is rewritten to a transformed channel matrix of dimension N.sub.tN.sub.rSD, where D=1 for the 3D transformed channel tensor and D>1 for the 4D transformed channel tensor, respectively, and the plurality of dominant principal components of the transformed channel matrix comprise: [0123] a first set of r basis vectors contained in a matrix =[u.sub.1, u.sub.2, . . . , u.sub.r]
.sup.N.sup.
.sup.SDr. [0125] a set of r coefficients contained in a diagonal matrix
.sup.rr with ordered singular values s.sub.i (s.sub.1s.sub.2, . . . , s.sub.r) on its diagonal.
[0126] In accordance with embodiments, the value of r representing the number of dominant principal components of the transformed channel matrix is [0127] configured via the CSI report configuration by the transmitter, or [0128] reported by the communication device in the CSI report, or [0129] pre-determined and known at the communication device.
[0130] In accordance with embodiments, the processor is configured to quantize the coefficients of the basis vectors u.sub.i, v.sub.i, and the singular values s.sub.i of the transformed channel matrix using a codebook approach.
[0131] In accordance with embodiments, the processor is configured to apply,
after the construction of the 3D channel tensor, a one-dimensional, a two-dimensional, or multi-dimensional transformation/compression of the channel tensor with respect to the space dimension of the 3D channel tensor, or the frequency dimension of the 3D channel tensor, or both the frequency and space dimensions of the 3D channel tensor, or
after the construction of the 4D channel tensor, a one-dimensional, a two-dimensional, or multi-dimensional transformation/compression of the channel tensor with respect to the space dimension of the channel tensor, or the frequency dimension of the channel tensor, or the time dimension of the channel tensor, or both the frequency and time dimensions of the channel tensor,
so as to exploit a sparse or nearly-sparse representation of the 3D or 4D channel tensor in one or more dimensions.
[0132] In accordance with embodiments, the processor is configured to apply, after the construction of the 3D channel tensor, a transformation/compression with respect to
all three dimensions of the 3D channel tensor of dimension N.sub.rN.sub.tS represented by a (column-wise) Kronecker product as
where [0133] b.sub.1,n.sub., selected from a codebook matrix .sub.1; [0134] b.sub.2,n.sub.
, selected from a codebook matrix .sub.2; [0135] b.sub.3,n.sub.
, selected from a codebook matrix .sub.3; [0136] .sub.n.sub.
, respectively, or
the space dimensions of the 3D channel tensor, represented by
where [0138] b.sub.3,s is a transformation vector of all zeros with the s-th element being one, [0139] b.sub.2,n.sub., selected from a codebook matrix .sub.2, and [0140] b.sub.1,n.sub.
, selected from a codebook matrix .sub.1, N.sub.rN.sub.r, N.sub.tN.sub.t, S=S, or
the frequency dimension of the 3D channel tensor, represented by
where [0141] b.sub.2,n.sub., selected from a codebook matrix .sub.3, N.sub.r=N.sub.r and N.sub.t=N.sub.t, SS.
[0143] In accordance with embodiments, (i) the 3D transformation function .sub.(1,2,3))(.Math.) is given by a two-dimensional Discrete Cosine transformation (2D-DCT) and a 1D-DFT transformation with respect to the space and frequency dimension of the channel tensor, respectively, the codebook matrices .sub.n, n=1,2 are given by oversampled DCT matrices, and the codebook matrix .sub.3 is given by an oversampled DFT matrix, or (ii) the 3D transformation function
.sub.(1,2,3)(.Math.) is given by a 3D-DFT transformation and the codebook matrices .sub.n, n=1,2,3 are given by oversampled DFT matrices, or (iii) the 2D transformation function
.sub.(1,2)(.Math.) is given by a 2D-Discrete Cosine transformation (DCT) and the codebook matrices .sub.n, n=1,2 are given by oversampled DCT matrices, or (iv) the 1D transformation function
.sub.(3)(.Math.) is given by a 1D-DFT transformation and the codebook matrix .sub.3 is given by an oversampled DFT matrix.
[0144] In accordance with embodiments, the processor is configured to apply, after the construction of the 4D channel tensor a transformation/compression with respect to
all four dimensions of the channel tensor, represented by a (column-wise) Kronecker product as =
.sub.(1,2,3,4)(
),
where [0145] b.sub.1,n.sub., selected from a codebook matrix .sub.1; [0146] b.sub.2,n.sub.
, selected from a codebook matrix .sub.2; [0147] b.sub.3,n.sub.
, selected from a codebook matrix .sub.3; [0148] b.sub.4,n.sub.
, selected from a codebook matrix .sub.4; [0149] .sub.n.sub.
, respectively, or
the space dimensions of the 4D channel tensor, represented by =
.sub.(1,2)(
),
where [0151] b.sub.4,d is a transformation vector of all zeros with the d-th element being one, [0152] b.sub.3,s is a transformation vector of all zeros with the s-th element being one, [0153] b.sub.2,n.sub., selected from a codebook matrix .sub.2, and [0154] b.sub.1,n.sub.
, selected from a codebook matrix .sub.1 and N.sub.rN.sub.r, N.sub.tN.sub.t, S=S and D=D, or
the frequency and time dimensions of the 4D channel tensor, represented by =
.sub.(3,4)(
),
where [0155] b.sub.4,n.sub.,selected from a codebook matrix .sub.4, [0156] b.sub.3,n.sub.
, selected from a codebook matrix .sub.3, [0157] b.sub.2,n.sub.
[0159] In accordance with embodiments, (i) the 4D transformation function .sub.(1,2,3,4)(.Math.) is given by a 4D-DFT transformation and the codebook matrices .sub.n, n=1,2,3,4 are given by oversampled DFT matrices, or (ii) the 2D transformation/compression function
.sub.(3,4)(.Math.) is given by a 2D-DFT and the codebook matrices .sub.n, n=3,4 are given by oversampled DFT matrices, or (iii) the 2D transformation function
.sub.(1,2)(.Math.) is given by a 2D-Discrete Cosine transformation (DCT) and the codebook matrices .sub.n, n=1,2 are given by oversampled DCT matrices, or (iv) the 1D transformation function
.sub.(3)(.Math.) is given by a 1D-DFT transformation and the codebook matrix .sub.3 is given by an oversampled DFT matrix, or (v) the 1D transformation function
.sub.(4)(.Math.) is given by a 1D-DFT transformation and the codebook matrix .sub.4 is given by an oversampled DFT matrix.
[0160] In accordance with embodiments, the processor is configured to
select the transformation vectors from codebook matrices Q.sub.n, and store the selected indices in a set of g-tuples, where g refers to the number of transformed dimensions of the channel tensor, and
report the set as a part of the CSI report to the transmitter.
[0161] In accordance with embodiments, the oversampling factors of the codebooks are [0162] configured via the CSI report configuration, or via higher layer or physical layer by the transmitter, [0163] pre-determined and known at the communication device.
[0164] The present invention provides a communication device 202 for providing an explicit channel state information, CSI, feedback in a wireless communication system, the communication device comprising a transceiver 202b configured to receive, from a transmitter 200 a radio signal via a radio time-variant frequency MIMO channel 204, the radio signal including downlink reference signals according to a reference signal configuration, and downlink signals comprising the reference signal configuration; and a processor 202a configured to [0165] estimate the CSI using measurements on the downlink reference signals of the radio channel, [0166] construct a frequency-domain channel matrix using the CSI estimate, [0167] perform a standard principal component analysis, PCA, on the channel matrix, [0168] identify the dominant principal components of the channel matrix, the channel matrix comprising [0169] a first set of r basis vectors contained in a matrix =[u.sub.1, u.sub.2, . . . , u.sub.r].sup.N.sup.
.sup.Sr; and [0171] a third set of r coefficients contained in a diagonal matrix
.sup.rr with ordered singular values s.sub.i (s.sub.1s.sub.2 . . . s.sub.r) on its diagonal; [0172] calculate a reduced-sized delay-domain matrix {tilde over (V)} from the frequency-domain matrix
where [0173] F.sub.V.sup.SL contains L vectors of size S1, selected from a discrete Fourier transform, DFT, codebook , the size of the compressed delay-domain matrix {tilde over (V)}=[{tilde over (v)}.sub.1, {tilde over (v)}.sub.2, . . . , {tilde over (v)}.sub.r] is given by Lr, and L is the number of delays, and [0174] the oversampled codebook matrix is given by =[d.sub.0, d.sub.1, . . . , d.sub.SO.sub.
i{0, . . . , SO.sub.f1}, and O.sub.f{1,2,3, . . . }denotes the oversampling factor of the DFT-codebook matrix; and [0175] report to the transmitter the explicit CSI containing the identified first set of r basis vectors, the second reduced-sized delay-domain set of r basis vectors, along with the L delays, represented by a set of indices that correspond to the selected DFT-vectors in the codebook .
[0176] In accordance with embodiments, the value of r representing the number of dominant principal components of the transformed channel matrix is configured via the CSI report configuration by the transmitter, or it is reported by the communication device in the CSI report, or it is pre-determined and known at the communication device.
[0177] In accordance with embodiments, the processor is configured to quantize the coefficients of the basis vectors u.sub.i, {tilde over (v)}.sub.i, and the singular values s.sub.i of the channel matrix using a codebook approach.
[0178] In accordance with embodiments, the communication device is configured with [0179] one or more scalar codebooks for the quantization of each entry of each basis vector of the plurality of dominant principal components of the channel tensor or the compressed channel tensor and the singular values or high order singular values, or [0180] with one or more unit-norm vector codebooks for the quantization of each basis vector of the plurality of dominant principal components of the channel tensor or the compressed channel tensor, and wherein the communication device selects for each basis vector a codebook vector to represent the basis vector, and
the communication device is configured to report the indices corresponding to the selected entries in the scalar or vector codebook as a part of the CSI report to the transmitter.
Transmitter
[0181] The present invention provides a transmitter 200 in a wireless communication system, the transmitter comprising: [0182] an antenna array ANT.sub.T having a plurality of antennas for a wireless communication with one or more of the inventive communication devices 202a, 202b for providing a channel state information, CSI, feedback to the transmitter 200; and a precoder 206 connected to the antenna array ANT.sub.T, the precoder 206 to apply a set of beamforming weights to one or more antennas of the antenna array ANT.sub.T to form, by the antenna array ANT.sub.T, one or more transmit beams or one or more receive beams,
a transceiver 200b configured to [0183] transmit, to the communication device 202a, 202b, downlink reference signals (CSI-RS) according to a CSI-RS, and downlink signals comprising the CSI-RS configuration; and [0184] receive uplink signals comprising a plurality of CSI reports including an explicit CSI from the communication device 202a, 202b; and
a processor 200a configured to construct a precoder matrix applied on the antenna ports using the explicit CSI.
System
[0185] The present invention provides a wireless communication network, comprising at least one of the inventive communication devices 202a, 202b, and at least one of the inventive transmitters 200.
[0186] In accordance with embodiments, the communication device and the transmitter comprises one or more of a mobile terminal, or stationary terminal, or cellular IoT-UE, or an IoT device, or a ground based vehicle, or an aerial vehicle, or a drone, or a moving base station, or road side unit, or a building, or a macro cell base station, or a small cell base station, or a road side unit, or a UE, or a remote radio head, or an AMF, or a SMF, or a core network entity, or a network slice as in the NR or 5G core context, or any transmission/reception point (TRP) enabling an item or a device to communicate using the wireless communication network, the item or device being provided with network connectivity to communicate using the wireless communication network.
[0187] Methods
[0188] The present invention provides a method for providing by a communication device in a wireless communication system an explicit channel state information, CSI, feedback, the method comprising:
receiving, from a transmitter a radio signal via a radio time-variant frequency MIMO channel, the radio signal including downlink reference signals according to a reference signal configuration, and downlink signals comprising the reference signal configuration, estimating the CSI using measurements on the downlink reference signals of the radio channel according to the reference signal configuration over one or more time instants/slots,
constructing a frequency-domain channel tensor using the CSI estimate,
performing a high-order principal component analysis, HO-PCA, on the channel tensor,
identifying a plurality of dominant principal components of the channel tensor, thereby obtaining a compressed channel tensor, and
reporting the explicit CSI comprising the dominant principal components of the channel tensor from the communication device to the transmitter.
[0189] The present invention provides a method for providing by a communication device in a wireless communication system an explicit channel state information, CSI, feedback, the method comprising:
receiving, from a transmitter a radio signal via a radio time-variant frequency MIMO channel, the radio signal including downlink reference signals according to a reference signal configuration, and downlink signals comprising the reference signal configuration,
estimating the CSI using measurements on the downlink reference signals of the radio channel according to the reference signal configuration over one or more time instants/slots,
constructing a frequency-domain channel tensor using the CSI estimate,
calculating a transformed channel tensor using the channel tensor,
rewriting the transformed channel tensor to a transformed channel matrix,
performing a standard principal component analysis, PCA, on the transformed channel matrix,
identifying a plurality of dominant principal components of the transformed channel matrix, thereby obtaining a transformed/compressed channel matrix, and
reporting the explicit CSI comprising the plurality of dominant principal components of the transformed/compressed channel tensor from the communication device to the transmitter.
[0190] The present invention provides a method for providing by a communication device in a wireless communication system an explicit channel state information, CSI, feedback, the method comprising:
receiving, from a transmitter, a radio signal via a radio time-variant frequency MIMO channel, the radio signal including downlink reference signals according to a reference signal configuration, and downlink signals comprising the reference signal configuration; and
estimating the CSI using measurements on the downlink reference signals of the radio channel,
constructing a frequency-domain channel matrix using the CSI estimate,
performing a standard principal component analysis, PCA, on the channel matrix,
identifying the dominant principal components of the channel matrix, the channel matrix comprising [0191] a first set of r basis vectors contained in a matrix =[u.sub.1,u.sub.2, . . . ,u.sub.r].sup.N.sup.
.sup.Sr; and [0193] a third set of r coefficients contained in a diagonal matrix
.sup.rr with ordered singular values s.sub.i (s.sub.1s.sub.2 . . . s.sub.R) on its diagonal;
[0194] calculating a reduced-sized delay-domain matrix {tilde over (V)} from the frequency-domain matrix
[0196] F.sub.V
.sup.SL contains L vectors of size S1, selected from a discrete Fourier transform, DFT, codebook , the size of the compressed delay-domain matrix {tilde over (V)}=[{tilde over (v)}.sub.1, {tilde over (v)}.sub.2, . . . , {tilde over (v)}.sub.r] is given by Lr, and L is the number of delays, and [0197] the oversampled codebook matrix is given by =[d.sub.0, d.sub.1, . . . , d.sub.SO.sub.
i{0, . . . , SO.sub.f1}, and O.sub.f{1,2,3, . . . }denotes the oversampling factor of the DFT-codebook matrix; and [0198] reporting the explicit CSI containing the identified first set of r basis vectors, the second reduced-sized delay-domain set of r basis vectors, along with the L delays, represented by a set of indices that correspond to the selected DFT-vectors in the codebook from the communication device to the transmitter.
[0199] The present invention provides a method for transmitting in a wireless communication system including a communication device a communication device of any one of the claims 1 to 14 and a transmitter, the method comprising:
transmitting, to the communication device, downlink reference signals (CSI-RS) according to a CSI-RS configuration, and downlink signals comprising the CSI-RS configuration;
receiving, at the transmitter, uplink signals comprising a plurality of CSI reports including an explicit CSI from the communication device;
constructing a precoder matrix for a precoder connected to an antenna array having a plurality of antennas;
applying the precoder matrix on antenna ports using the explicit CSI so as to apply a set of beamforming weights to one or more antennas of the antenna array to form, by the antenna array, one or more transmit beams or one or more receive beams.
Computer Program Product
[0200] The present invention provides a computer program product comprising instructions which, when the program is executed by a computer, causes the computer to carry out one or more methods in accordance with the present invention.
[0201] Thus, the present invention provides several low feedback overhead approaches for explicit CSI reporting based on channel transformations and compression techniques, and embodiments relate to wireless communications systems and, more specifically, to frequency-domain, delay-domain, time domain or mixed frequency/delay and time/Doppler-frequency domain explicit CSI feedback to represent a downlink channel between a gNB and a single UE in the form of a channel tensor or matrix, a beamformed channel tensor or matrix, a covariance channel tensor or matrix, dominant eigenvectors of a channel tensor or matrix or dominant eigenvectors of a beamformed channel tensor or matrix. In the following, several embodiments of low feedback overhead approaches for explicit (frequency-domain, delay-domain, time domain or mixed frequency/delay and time/Doppler-frequency domain) CSI reporting based on combinations of channel transformations and compression techniques will be described.
High Order PCA on Frequency-Domain Channel Tensor
[0202] In accordance with a first embodiment 1, a UE is configured to report explicit CSI Type I that represents a compressed form of a channel tensor, or a beam-formed channel tensor, or a channel covariance tensor, or a beam-formed channel covariance tensor over the configured subbands (SB), PRBs or subcarriers, according to the following sub-embodiments. Here, an SB corresponds to a set of consecutive PRBs. For example, for a bandwidth part of 10 MHz, 6 subbands each having 8 PRBs are configured.
[0203] The compressed CSI is based on a high-order principal component analysis (HO-PCA) of the channel tensor to exploit the correlations of the channel tensor in the space- and frequency-domains.
[0204] An illustration of this approach is shown in .sup.N.sup.
[0209] Then, the UE performs a HO-PCA on the channel tensor , such that
is represented by
where [0210] U.sub.R=[U.sub.R,1, . . . ,U.sub.R,N.sub..sup.N.sup.
; [0211] U.sub.T=[u.sub.T,1, . . . ,u.sub.T,N.sub.
.sup.N.sup.
; [0212] U.sub.S=[u.sub.S,1, . . . , u.sub.S,R]
.sup.SR is a matrix containing the higher order singular vectors with respect to the frequency dimension (third dimension of the channel tensor
) with R=min(S, N.sub.tN.sub.r); [0213] S.sub.ijk are the higher order singular values, sorted as s.sub.ijks.sub.ijk with ii, jj, kk.
[0214] Moreover, the symbol represents the outer product operator which is the generalization of the outer product of two vectors (giving rise to a matrix that contains the pairwise products of all the elements of the two vectors) to multi-way matrices/tensors. The outer product of an R-way tensor (i.e., a matrix that is indexed by R indices and a P-way tensor
is a (R+P)-way tensor
containing all pairwise products of all the elements of
and
. Note that vectors and matrices may be seen as 1-way and 2-way tensors respectively. Therefore, the outer product between two vectors is a matrix, the outer product between a vector and a matrix is a 3-way tensor, and so on.
[0215] To reduce the number of channel coefficients, the channel tensor i is approximated by (r.sub.1,r.sub.2,r.sub.3), (1r.sub.1N.sub.r, 1r.sub.2N.sub.t, 1r.sub.3S) dominant principal components with respect to the first, second and third dimensions and the corresponding left, right and lateral singular matrices, respectively. The compressed explicit frequency-domain channel tensor (explicit CSI) is given by
where
.sub.R=[u.sub.R,1, . . . ,u.sub.R,r.sub..sup.N.sup.
.sub.T=[u.sub.T,1, . . . ,u.sub.T,r.sub..sup.N.sup.
.sub.S=[u.sub.S,1, . . . ,u.sub.S,r.sub..sup.Sr.sup.
[0216] To report the compressed frequency-domain channel tensor (explicit CSI) from the UE to the gNB, the UE quantizes the coefficients of the vectors u.sub.R,i, u.sub.T,j, and u.sub.S,k and the HO singular values s.sub.ijk using a codebook approach.
[0217] The gNB reconstructs the compressed channel tensor as
[0218] The number of complex coefficients that need to be quantized for the frequency-domain HO-PCA approach is given by N.sub.rr.sub.1+N.sub.tr.sub.2+Sr.sub.3 for the higher-order singular vectors and number of real coefficients that need to be quantized for the frequency-domain HO-PCA approach is r.sub.1r.sub.2r.sub.3, for the higher-order singular values, respectively. In comparison, for the standard (non-high order) PCA, it is needed to quantize N.sub.rN.sub.tr+Sr+r values for the singular vectors and the singular values with r=min(N.sub.rN.sub.t, S). For small values of (r.sub.1, r.sub.2, r.sub.3) (low rank approximation of the channel tensor), the compression achieved by the HO-PCA is higher than the compression achieved by the standard non-HO PCA approach.
[0219] In one method, the values of (r.sub.1, r.sub.2, r.sub.3), representing the number of dominant principal components with respect to the first, second and third dimension of the channel tensor, respectively, are configured via higher layer (e.g., RRC, or MAC-CE) signaling from the gNB to the UE. In another method, the UE reports the preferred values of (r.sub.1,r.sub.2,r.sub.3) as a part of the CSI report, or they are known at the UE.
[0220] In accordance with a sub-embodiment 1-1 of the first embodiment 1, as illustrated in
.sub.SF.sub.S.sub.S,
where F.sub.S.sup.SL is non-square, or square matrix of size SL consisting of L discrete Fourier transform (DFT) vectors. The size of the compressed delay-domain matrix .sub.S is given by Lr.sub.3. A compression is achieved when L<S.
[0221] The DFT vectors in F.sub.S are selected from a oversampled DFT-codebook matrix =[d.sub.0, d.sub.1, . . . , d.sub.SO.sub.
i=0, . . . , O.sub.fS1. Here, 0.sub.f{1,2,3, . . . }denotes the oversampling factor of the DFT-codebook matrix. The indices of the vectors in F.sub.S selected from the codebook are stored in a set =(i.sub.1, i.sub.2, . . . , i.sub.L).
[0222] The UE quantizes the coefficients of the vectors in .sub.R=[u.sub.R,1, . . . ,u.sub.R,r.sub..sup.Lr.sup.
that correspond to the selected DFT vectors in the codebook , to the gNB. The gNB reconstructs the frequency-domain channel tensor
.sub.c according to embodiment 1, where .sub.S is calculated as .sub.S=[u.sub.S,1, . . . , u.sub.S,r.sub.
[0223] In one method, the number of delays L is configured via higher layer (e.g., RRC, or MAC) signaling from the gNB to the UE. In another method, the UE reports the preferred value of L as a part of the CSI report, or it is known at the UE.
[0224] The oversampled factor O.sub.f of the DFT codebook matrix is configured via higher layer (e.g., RRC, or MAC) or physical layer (via the downlink control indicator (DCI)) signaling from the gNB to the UE, or it is known at the UE.
Standard (Non-High-Order) PCA of Frequency-Domain Channel Matrix with Delay-Domain Compression
[0225] In accordance with a second embodiment 2, a UE is configured to report explicit CS Type II that represents a compressed form of a channel matrix, or a beam-formed channel matrix, or a channel covariance matrix, or beam-formed channel covariance matrix over the configured subbands (SB), PRBs or subcarriers, according to the following sub-embodiments.
[0226] The compressed CSI performs a standard non-high-order principal component analysis (non-HO-PCA) on a channel matrix combined with a delay-domain transformation and compression of the channel matrix.
[0227] An illustration of this approach is shown in .sup.N.sup.
[0232] The UE applies a standard PCA-decomposition to the frequency-domain channel matrix H, represented by
where [0233] U=[u.sub.1, u.sub.2, . . . , u.sub.R] is the N.sub.tN.sub.rR left-singular matrix; [0234] V=[v.sub.1, v.sub.2, . . . , v.sub.R] is the SR right-singular matrix; [0235] is a RR diagonal matrix with ordered singular values s.sub.i (s.sub.1s.sub.2 . . . S.sub.R) on its main diagonal, and R=min(S, N.sub.tN.sub.t).
[0236] To reduce the number of channel coefficients, the channel matrix H is approximated by r, 1rR dominant principal components. The compressed channel matrix H.sub.c is given by
H.sub.c=
where =[u.sub.1, u.sub.2, . . . , u.sub.r],
[0237] Furthermore, the UE calculates from the frequency-domain right-singular matrix
where F.sub.V.sup.SL is a squared, or non-squared DFT matrix of size SL. The size of the compressed delay-domain left-singular matrix is given by Lr. A compression is achieved for L<S.
[0238] The columns of the transformation/compression matrix F.sub.V are selected from a DFT codebook matrix () of dimension SSO.sub.f, where O.sub.f denotes the oversampling factor of the DFT codebook-matrix. The indices of the selected vectors in F.sub.V from the codebook are stored in a set =(i.sub.1, i.sub.2, . . . , i.sub.L).
[0239] The UE quantizes the frequency-domain left singular-matrix , the delay-domain right singular-matrix {tilde over (V)} and the singular values s.sub.1, s.sub.2, . . . , s.sub.r using a codebook approach, and then reports them along with the L delays, represented by the index set to the gNB.
[0240] The gNB reconstructs the explicit CSI as
H.sub.c=
[0241] In one method, the number of delays L is configured via higher layer (e.g., RRC, or MAC) signaling, or physical layer (via the downlink control indicator (DCI)) signaling from the gNB to the UE. In another method, the UE reports the preferred value of L as a part of the CSI report, or it is known at the UE.
[0242] In one method, the value of r, representing the number of dominant principal components of the channel matrix is configured via higher layer (e.g., RRC, or MAC-CE) signaling from the gNB to the UE. In another method, the UE reports the preferred value of r as a part of the CSI report, or it is known at the UE.
[0243] The oversampled factor O.sub.f of the DFT codebook matrix is configured via higher layer (e.g., RRC, or MAC) or via DCI physical signaling from the gNB to the UE, or it is known at the UE.
Transformation/Compression of Channel Tensor in Combination with HO-PCA
[0244] In accordance with a third embodiment 3, a UE is configured to report explicit CSI Type III that represents a transformed and compressed form of a channel tensor, or a beam-formed channel tensor, or a channel covariance tensor, or a beam-formed covariance tensor over the configured subbands (SB), PRBs or subcarriers with respect to the space, frequency, or space and frequency dimension of the channel tensor. The CSI combines channel tensor transformation with data compression by exploiting the sparse representation in the delay domain and the correlations of the channel coefficients in the spatial and frequency/delay domains.
[0245] An illustration of this approach is shown in .sup.N.sup.
[0250] After the construction of the frequency-domain channel tensor , a one-dimensional (1D), two-dimensional (2D) or three-dimensional (3D) transformation of the channel tensor is applied with respect to the space, frequency, or frequency and space dimensions of the channel tensor. The aim of the transformation is to obtain a sparse or nearly-sparse representation of the channel tensor in one, two, or three dimensions. After the transformation and compression step, the size of the channel tensor is reduced and a compression with respect to one, two or three dimensions of the channel tensor is achieved. For example, a transformation/compression with respect to all three dimensions of the channel tensor
is represented by a (column-wise) Kronecker product as
where [0251] b.sub.1,n.sub., selected from a codebook matrix .sub.1; [0252] b.sub.2,n.sub.
, selected from a codebook matrix .sub.2; [0253] b.sub.3,n.sub.
, selected from a codebook matrix .sub.3; [0254] .sub.n.sub.
, respectively.
[0256] The transformed/compressed channel coefficients .sub.n.sub. of dimension N.sub.rN.sub.tS, where N.sub.rN.sub.r, N.sub.tN.sub.t, SS.
[0257] For example, a transformation/compression with respect to the two space dimensions of the channel tensor is represented by
where b.sub.3,s is a vector of all zeros with the s-th element being one, b.sub.2,n.sub., selected from a codebook matrix .sub.2, b.sub.1,n.sub.
, selected from a codebook matrix .sub.1 and N.sub.rN.sub.rN.sub.tN.sub.t, S=S.
[0258] For example, a transformation/compression with respect to the frequency dimension of the channel tensor is represented by
where b.sub.2,n.sub., selected from a codebook matrix .sub.3, and N.sub.r=N.sub.r, N.sub.t=N.sub.t and SS.
[0259] The indices of the selected vectors b.sub.1,n.sub. of g-tuples, where g refers to the number of transformed dimensions.
[0260] For example, for g=1, the set is represented by
={i.sub.1, i.sub.2, i.sub.T}, where T denotes the number of selected vectors with respect to the transformed/compressed dimension of the channel tensor
. For example, in the case of a transformation/compression with respect to the frequency dimension, T=S.
[0261] For example, for g=3, the set is represented by 3-tuples (i.sub.1,n.sub.
is given by
={(i.sub.1,0,i.sub.2,0,i.sub.3,0), . . . ,(i.sub.1,N.sub.
[0262] In one method, the size of the set is configured via higher layer (e.g., RRC, or MAC) or physical layer signaling from the gNB to the UE. In another method, the UE reports the preferred size of the set as a part of the CSI report or it is known at the UE.
[0263] The codebook matrices .sub.n are given by matrices .sub.n=[d.sub.n,0, d.sub.n,1, . . . , d.sub.n,TO.sub.
[0264] The oversampled factors O.sub.f,n of the codebook matrices are configured via higher layer (e.g., RRC, or MAC) or via DCI physical layer signaling from the gNB to the UE, or they are known at the UE.
[0265] As an example, the selection of the transformation/compression vectors and transformed/compressed channel coefficients for a transformation/compression with respect to the second and third dimension, can be calculated by
minvec()vec(
.sub.(2,3)(
)).sub.2.sup.2.
The optimization problem may be solved by standard algorithms such as orthogonal matching pursuit. As a result, the indices of the vectors in the transformation matrices selected from the codebooks and the transformed channel coefficients associated with each domain are known.
[0266] After the channel transformation/compression, the UE performs a HO-PCA on the transformed/compressed channel tensor , such that
is represented by
where [0267] U.sub.R=[u.sub.R,1, . . . , u.sub.R,N.sub..sup.N.sup.
; [0268] U.sub.T=[u.sub.T,1, . . . , U.sub.T,N.sub.
.sup.N.sup.
; [0269] U.sub.S=[u.sub.S,1, . . . , U.sub.S,R]
.sup.SR is a matrix containing the high-order singular vectors with respect to the third dimension of the channel tensor
with R=min(S,N.sub.tN.sub.r) [0270] S.sub.ijk are the high-order singular values, sorted as s.sub.ijks.sub.ijk, with ii, jj, kk.
[0271] To further compress the number of channel coefficients, the transformed/compressed channel tensor is approximated by (r.sub.1,r.sub.2,r.sub.3), (1r.sub.1N.sub.r, 1r.sub.2N.sub.t, 1r.sub.3S) dominant principal components with respect to the first, second and third dimensions and the corresponding left, right and lateral singular matrices. The transformed/compressed explicit channel tensor (explicit CSI) is then given by
where
.sub.R=[u.sub.R,1, . . . ,u.sub.R,r.sub..sup.N.sup.
.sub.T=[u.sub.T,1, . . . ,u.sub.T,r.sub..sup.N.sup.
.sub.S=[u.sub.S,1, . . . ,u.sub.S,r.sub..sup.Sr.sup.
[0272] The UE quantizes the coefficients of the vectors U.sub.R,i, U.sub.T,j, U.sub.S,k and the singular values s.sub.ijkl using a codebook approach. The quantized vectors u.sub.R,i, U.sub.T,j, U.sub.S,k and the quantized singular values s.sub.ijk along with the index set are reported to the gNB.
[0273] The gNB reconstructs first the transformed/compressed channel tensor, as
[0274] Then, based on the transformed/compressed channel tensor .sub.c and the signaled index set
, the frequency-domain channel tensor
is reconstructed as
vec()(
.sub.(1,2,3)(
.sub.c)(three-dimensional transformation/compression);
vec()
.sub.(1,2)(
.sub.c)(two-dimensional transformation/compression);
vec()
.sub.(3)(
.sub.c)(one-dimensional transformation/compression).
[0275] The number of coefficients that need to be quantized for the frequency-domain HO-PCA approach is given by N.sub.rr.sub.1+N.sub.tr.sub.2+Sr.sub.3+r.sub.1r.sub.2r.sub.3, for the higher-order singular vectors and the higher-order singular values.
[0276] In one method, the values of (r.sub.1,r.sub.2,r.sub.3), representing the number of dominant principal components with respect to the first, second and third dimension of the transformed/compressed channel tensor .sub.c, respectively, are configured via higher layer signaling from the gNB to the UE. In another method, the UE reports the preferred values of (r.sub.1,r.sub.2,r.sub.3) as a part of the CSI report or they are known at the UE.
[0277] In accordance with a sub-embodiment 3 1 of the third embodiment 3, the 3D transformation/compression function .sub.(1,2,3)(
) is given by a two-dimensional Discrete Cosine transformation (2D-DCT) with respect to the space dimensions and a 1D-DFT transformation with respect to the frequency dimension of the channel tensor. The codebook matrices .sub.n, n=1,2 are given by oversampled discrete cosine transform (DCT) matrices. The codebook matrix .sub.3 is given by an oversampled DFT matrix.
[0278] In accordance with a sub-embodiment 3 2 of the third embodiment 3, the 3D transformation/compression function .sub.(1,2,3)(
) is given by a 3D-DFT transformation and the codebook matrices .sub.n, n=1,2,3 are given by oversampled DFT matrices.
[0279] In accordance with a sub-embodiment 3 3 of the third embodiment 3, the 2D transformation/compression unction .sub.(1,2)(
) is given by a 2D-Discrete Cosine transformation (DCT) and the codebook matrices .sub.n, n=1,2 are given by oversampled DCT matrices.
[0280] In accordance with a sub-embodiment 3 4 of the third embodiment 3, the 1D transformation/compression function .sub.(3)(
) is given by a 1D-DFT transformation and the codebook matrix .sub.3 is given by an oversampled DFT matrix.
Transformation/Compression of Channel Matrix in Combination with Standard Non-HO-PCA
[0281] In accordance with a fourth embodiment 4, a UE is configured to report explicit CSI Type IV that represents a transformed and compressed form of a channel matrix, or a beam-formed channel tensor, or a channel covariance tensor over the configured subbands (SB), PRBs or subcarriers with respect to the space, frequency, or space and frequency dimension of the channel matrix. The CSI combines channel tensor transformation with data compression by exploiting the sparse representation in the delay domain and the correlations of the channel coefficients in the spatial and frequency/delay domains.
[0282] An illustration of this approach is shown in .sup.N.sup.
[0287] After the construction of the frequency-domain channel tensor , a one-dimensional (1D), two-dimensional (2D) or three-dimensional (3D) transformation and compression of the channel tensor is applied with respect to the space, frequency, or frequency and space dimensions of the channel tensor. The aim of the transformation is to obtain a sparse or nearly-sparse representation of the channel tensor in one, two, or three dimensions and to extract the dominant coefficients having the highest energy. After the transformation/compression step, the size of the channel tensor is reduced and a compression with respect to one, two or three dimensions of the channel tensor is achieved.
[0288] For example, a transformation/compression with respect to all three dimensions of the channel tensor is represented by a (column-wise) Kronecker product as
where [0289] b.sub.1,n.sub., selected from a codebook matrix .sub.1; [0290] b.sub.2,n.sub.
, selected from a codebook matrix .sub.2; [0291] b.sub.3,n.sub.
, selected from a codebook matrix .sub.3; [0292] .sub.n.sub.
, respectively.
[0294] The transformed/compressed channel coefficients .sub.n.sub. of dimension N.sub.rN.sub.tS.
[0295] For example, a transformation/compression with respect to the two space dimensions of the channel tensor is represented by
where b.sub.3,s is a vector of all zeros with the s-th element being one, S=S, b.sub.2,n.sub., selected from a codebook matrix .sub.2, b.sub.1,n.sub.
, selected from a codebook matrix .sub.1, N.sub.rN.sub.r,N.sub.tN.sub.t and S=S.
[0296] For example, a transformation/compression with respect to the frequency dimension of the channel tensor is represented by
where b.sub.2,n.sub., selected from a codebook matrix .sub.3, N.sub.r=N.sub.r, N.sub.t=N.sub.t and SS.
[0297] As an example, the selection of the transformation/compression vectors and transformed/compressed channel coefficients for a transformation/compression with respect to the second and third dimension, can be calculated by
minvec()vec(
.sub.(2,3)(
)).sub.2.sup.2.
The optimization problem may be solved by standard algorithms such as orthogonal matching pursuit. As a result, the indices of the vectors in the transformation matrices selected from the codebooks and the transformed channel coefficients associated with each domain are known.
[0298] The indices of the selected vectors b.sub.1,n.sub. of g-tuples, where g refers to the number of transformed dimensions.
[0299] For example, for g=1, the set is represented by
={i.sub.1, i.sub.2, . . . , i.sub.T}, where T denotes the number of selected vectors with respect to the transformed/compressed dimension of the channel tensor
. For example, in the case of a transformation/compression with respect to the frequency dimension, T=S.
[0300] For example, for g=3, the set is represented by 3-tuples (i.sub.1,n.sub.
is given by
={(i.sub.1,0,i.sub.2,0,i.sub.3,0), . . . ,(i.sub.1,N.sub.
In one method, the size of the set is configured via higher layer signaling from the gNB to the UE. In another method, the UE reports the preferred size of the set as a part of the CSI report or it is known at the UE.
[0301] The codebook matrices n are given by matrices .sub.n=[d.sub.n,0, d.sub.n,1, . . . , d.sub.n,TO.sub.
[0302] The oversampled factors O.sub.f,n of the codebook matrices are configured via higher layer or via DCI physical layer signaling from the gNB to the UE, or they are known at the UE.
[0303] After the channel transformation/compression, the UE rewrites the transformed/compressed channel tensor to a transformed/compressed channel matrix , and applies a standard PCA decomposition, represented by
where [0304] U=[u.sub.1,u.sub.2, . . . ,u.sub.R] is the N.sub.tN.sub.rR left-singular matrix; [0305] V=[v.sub.1, v.sub.2, . . . ,v.sub.R] is the SR right-singular matrix; [0306] is a RR diagonal matrix with ordered singular values s.sub.i (s.sub.1s.sub.2 . . . S.sub.R) on its main diagonal, and R=min(S, N.sub.tN.sub.r).
[0307] The transformed/compressed channel matrix .sub.c is then constructed using r, 1rR dominant principal components as
.sub.c=
where =[u.sub.1, u.sub.2, . . . , u.sub.r] and
[0308] The UE quantizes U, V and the singular values s.sub.1, s.sub.2, . . . , s.sub.r using a codebook approach, and then reports them along with the index set , to the gNB.
[0309] The gNB reconstructs first the transformed/compressed channel matrix .sub.c as
.sub.c=
[0310] Then, based on the transformed/compressed channel matrix, the gNB constructs the transformed/compressed channel tensor .sub.c. Using the signaled index set
, the frequency-domain channel tensor
is reconstructed as
vec()
.sub.(1,2,3)(
.sub.c)(three-dimensional transformation/compression);
vec()
.sub.(1,2)(
.sub.c)(two-dimensional transformation/compression);
vec()
.sub.(3)(
.sub.c)(one-dimensional transformation/compression).
[0311] In one method, the value of r representing the number of dominant principal components of the transformed/compressed channel matrix .sub.c is configured via higher layer signaling from the gNB to the UE. In another method, the UE reports the preferred values of (r.sub.1, r.sub.2, r.sub.3) as a part of the CSI report or they are known at the UE.
[0312] In accordance with a sub-embodiment 4 1 of the fourth embodiment 4, the 3D transformation/compression function .sub.(1,2,3)(
) is given by a 2D-DCT transformation with respect of the space dimensions and a 1D-DFT transformation with respect to the frequency dimension of the channel tensor. The codebook matrices .sub.n, n=1,2 are given by oversampled DCT matrices. The codebook matrix .sub.3 is given by an oversampled DFT matrix.
[0313] In accordance with a sub-embodiment 4 2 of the fourth embodiment 4, the 3D transformation/compression function .sub.(1,2,3)(
) is given by a 3D DFT transformation and the codebook matrices .sub.n, n=1,2,3 are given by oversampled DFT matrices.
[0314] In accordance with a sub-embodiment 4 3 of the fourth embodiment 4, the 2D transformation/compression function .sub.(1,2)(
) is given by a 2D Discrete Cosine transformation (DCT) and the codebook matrices .sub.n, n=1,2 are given by oversampled DCT matrices.
[0315] In accordance with a sub-embodiment 4 4 of the fourth embodiment 4, the 1D transformation/compression function .sub.(3)(
) is given by a 1D DFT transformation and the codebook matrix .sub.3 is given by an oversampled DFT matrix.
Extension to Doppler Frequency Domain: High Order PCA on Four-Dimensional Frequency-Domain Channel Tensor
[0316] In accordance with a fifth embodiment 5, a UE is configured to report explicit CSI Type V that represents a compressed form of a channel tensor, or a beam-formed channel tensor, or a channel covariance tensor, or a beam-formed channel covariance tensor over the configured subbands (SB), PRBs or subcarriers according to the following sub-embodiments.
[0317] The compressed CSI is based on a high-order principal component analysis (HO-PCA) of the four-dimensional channel tensor to exploit the correlations of the channel tensor in the space-, frequency- and time/Doppler-frequency domains.
[0318] An illustration of this approach is shown in .sup.N.sup.
[0323] Then, the UE performs a HO-PCA on the four-dimensional channel tensor , such that
is represented by
where [0324] U.sub.R=[U.sub.R,1, . . . ,u.sub.R,N.sub..sup.N.sup.
); [0325] U.sub.T=[u.sub.T,1, . . . , u.sub.T,N.sub.
.sup.N.sup.
); [0326] U.sub.S=[u.sub.S,1, . . . , u.sub.S,S]
.sup.SS is a matrix containing the higher order singular vectors with respect to the frequency dimension (third dimension of the channel tensor
); [0327] U.sub.D=[u.sub.D,1, . . . , u.sub.D,R]
.sup.DR is a matrix containing the higher order singular vectors with respect to the time/channel snapshot dimension (fourth dimension of the channel tensor
), where R is the rank of the channel tensor given by R=min{N.sub.rN.sub.tS, D}; [0328] s.sub.ijkl are the higher order singular values, sorted as s.sub.ijkls.sub.ijkl with ii, jj, kk, ll.
[0329] To reduce the number of channel coefficients, the channel tensor is approximated by (r.sub.1,r.sub.2,r.sub.3,r.sub.4), (1r.sub.1N.sub.r, 1r.sub.2N.sub.t, 1r.sub.3S, 1r.sub.4D) dominant principal components with respect to the first, second, third and fourth dimensions and the corresponding 1-mode (left), 2-mode (right) and 3-mode (lateral) and 4-mode singular matrices. The compressed explicit frequency-domain channel tensor (explicit CSI) is given by
.sub.c=.sub.1=1.sup.r.sup.
where
.sub.R=[u.sub.R,1, . . . ,u.sub.R,r.sub..sup.N.sup.
.sub.T=[u.sub.T,1, . . . ,u.sub.T,r.sub..sup.N.sup.
.sub.S=[u.sub.S,1, . . . ,u.sub.S,r.sub..sup.Sr.sup.
.sub.D=[u.sub.D,1, . . . ,u.sub.D,r.sub..sup.Dr.sup.
[0330] To report the compressed frequency-domain channel tensor (explicit CSI) from the UE to the gNB, the UE quantizes the coefficients of the vectors u.sub.R,i, u.sub.T,j, U.sub.S,k, U.sub.D,l and the singular values s.sub.ijkl using a codebook approach.
[0331] The gNB reconstructs the compressed channel tensor as
[0332] The number of complex coefficients that need to be quantized for the frequency-domain HO-PCA approach is given by N.sub.rr.sub.1+N.sub.tr.sub.2+Sr.sub.3+Dr.sub.4 for the higher-order singular vectors, and the number of real coefficients that need to be quantized for the frequency-domain HO-PCA approach is given by r.sub.1r.sub.2r.sub.3r.sub.4 for the higher-order singular values, respectively. In comparison, for the standard (non-high order) PCA (see
[0333] In one method, the values of (r.sub.1, r.sub.2, r.sub.3, r.sub.4), representing the number of dominant principal components with respect to the first, second, third and fourth dimension of the channel tensor, respectively, are configured via higher layer signaling from the gNB to the UE. In another method, the UE reports the preferred values of (r.sub.1, r.sub.2, r.sub.3, r.sub.4) as a part of the CSI report or they are known at the UE.
[0334] In accordance with a sub-embodiment 5 1 of the fifth embodiment 5, a UE is configured to report explicit CSI Type V with delay-domain CSI for the higher-order singular-value matrix .sub.S. In this configuration, the UE calculates an approximated reduced-sized (compressed) delay-domain higher-order singular-matrix .sub.S from the frequency-domain higher-order singular-matrix .sub.S. The delay-domain higher-order singular-matrix is given by
.sub.SF.sub.S.sub.S,
where F.sub.SE.sup.SL is an DFT matrix of size SL. The size of the compressed delay-domain matrix .sub.S is given by Lr.sub.3. A compression is achieved when L<S.
[0335] The DFT vectors in F.sub.S are selected from an oversampled DFT-codebook matrix of dimension SSO.sub.f. Here, O.sub.f{1,2,3, . . . } denotes the oversampling factor of the DFT-codebook matrix. The indices of the selected vectors in F.sub.S from the codebook are stored in a set =(i.sub.1, i.sub.2, . . . , i.sub.L).
[0336] The UE quantizes the coefficients of the vectors in .Math..sub.R=[u.sub.R,1, . . . , u.sub.R,r.sub..sup.Lr.sup.
that correspond to the selected DFT vectors in the codebook , to the gNB.
[0337] The gNB reconstructs the frequency-domain channel tensor .sub.c according to this embodiment where .sub.S is calculated as .sub.S=[u.sub.S,1, . . . , u.sub.S,r.sub.
[0338] An illustration of this approach is shown in
[0339] In one method, the number of delays L is configured via higher layer signaling from the gNB to the UE. In another method, the UE reports the preferred value of L as a part of the CSI report or it is known at the UE
[0340] The oversampled factor O.sub.f of the DFT codebook matrix is configured via higher layer or via DCI physical layer signaling from the gNB to the UE or it is known at the UE.
[0341] In accordance with a sub-embodiment 5 2 of the fifth embodiment 5, a UE is configured to report explicit CSI Type V with Doppler-frequency domain CSI for the higher-order singular-value matrix .sub.D. In this configuration, the UE calculates an approximated reduced-sized (compressed) Doppler-frequency domain higher-order singular-matrix .sub.D from the time domain higher-order singular-matrix .sub.D.
[0342] The Doppler-frequency domain higher-order singular-matrix is given by
.sub.DF.sub.D.sub.D,
where F.sub.D.sup.DG is an DFT matrix of size DG. The size of the compressed doppler-domain matrix .sub.D is given by Gr.sub.4. A compression is achieved when G<D.
[0343] The DFT vectors in F.sub.D are selected from an oversampled DFT-codebook matrix of dimension DDO.sub.t, where O.sub.t{1,2,3, . . . } denotes the oversampling factor of the DFT-codebook matrix. The indices of the selected vectors in F.sub.D from the codebook are stored in a set =(i.sub.1, i.sub.2, . . . , i.sub.G).
[0344] The UE quantizes the coefficients of the vectors in .sub.R=[u.sub.R,1, . . . , u.sub.R,r.sub..sup.Gr.sup.
that correspond to the selected DFT vectors in the codebook , to the gNB.
[0345] The gNB reconstructs the frequency-domain channel tensor .sub.c according to this embodiment, where .sub.D is calculated as .sub.D=[u.sub.D,1, . . . , u.sub.D,r.sub.
[0346] An illustration of this approach is shown in
[0347] In one method, the number of Doppler-frequency values G is configured via higher layer signaling from the gNB to the UE. In another method, the UE reports the preferred value of G as a part of the CSI report or it is known at the UE.
[0348] The oversampled factor O.sub.t of the DFT codebook matrix is configured via higher layer or via physical layer signaling (via DCI) from the gNB to the UE or it is known at the UE.
Extension to Doppler Frequency Domain: Compression of Four-Dimensional Channel Tensor in Combination with HO-PCA
[0349] In accordance with a sixth embodiment 6, a UE is configured to report explicit CSI Type VI that represents a transformed and compressed form of a channel tensor, or a beam-formed channel tensor, or a channel covariance tensor, or a beam-formed covariance tensor over the configured subbands (SB), PRBs or subcarriers with respect to the space, frequency, time or frequency and space, or frequency and time, or space and time of the channel tensor. The CSI combines channel tensor transformation with data compression by exploiting the correlations of the channel coefficients in the spatial, frequency, delay and time/channel snapshot domain.
[0350] An illustration of this approach is shown in .sup.N.sup.
[0354] After the construction of the frequency-domain channel tensor , a one-dimensional (1D), two-dimensional (2D) or three-dimensional (3D) or four-dimensional (4D) transformation of the channel tensor is applied with respect to the space, frequency, or time dimensions of the channel tensor. The aim of the transformation is to obtain a sparse or nearly-sparse representation of the channel tensor in one, two, three or four dimensions. After the transformation and compression step, the size of the channel tensor is reduced and a compression with respect to one, two or three dimensions or four dimensions of the channel tensor is achieved.
[0355] For example, a transformation/compression with respect to all four dimensions of the channel tensor is represented by a (column-wise) Kronecker product as
where [0356] b.sub.1,n.sub., selected from a codebook matrix .sub.1; [0357] b.sub.2,n.sub.
, selected from a codebook matrix .sub.2; [0358] b.sub.3,n.sub.
, selected from a codebook matrix .sub.3; [0359] b.sub.4,n.sub.
, selected from a codebook matrix .sub.4; [0360] .sub.n.sub.
, respectively.
[0362] The transformed/compressed channel coefficients .sub.n.sub. of dimension N.sub.rN.sub.tSD, where N.sub.rN.sub.r, N.sub.tN.sub.t, SS, DD.
[0363] For example, a transformation/compression with respect to the two space dimensions of the channel tensor is represented by
where b.sub.4,d is a vector of all zeros with the d-th element being one, b.sub.3,s is a vector of all zeros with the s-th element being one, b.sub.2,n.sub., selected from a codebook matrix .sub.2, b.sub.1,n.sub.
, selected from a codebook matrix .sub.1 and N.sub.rN.sub.r, N.sub.tN.sub.t, S=S and D=D.
[0364] For example, a transformation/compression with respect to the frequency and time dimension of the channel tensor is represented by
[0365] Where b.sub.4,n.sub., selected from a codebook matrix .sub.4, b.sub.3,n.sub.
, selected from a codebook matrix .sub.3, b.sub.2,n.sub.
[0366] For example, a transformation/compression with respect to the frequency dimension of the channel tensor is represented by
where b.sub.4,d is a vector of all zeros with the d-th element being one, b.sub.3,n.sub., selected from a codebook matrix .sub.3, b.sub.2,n.sub.
[0367] For example, a transformation/compression with respect to the time dimension of the channel tensor is represented by
=
.sub.(4)(
),
where b.sub.4,n.sub., selected from a codebook matrix .sub.4, b.sub.3,s is a vector of all zeros with the s-th element being one, b.sub.2,n.sub.
[0368] As an example, the selection of the transformation/compression vectors and transformed/compressed channel coefficients for a transformation/compression with respect to the second and third dimension, can be calculated by
minvec(vec()vec(
).sub.(2,3)(
)).sub.2.sup.2.
[0369] The optimization problem may be solved by standard algorithms such as orthogonal matching pursuit. As a result, the indices of the vectors in the transformation matrices selected from the codebooks and the transformed channel coefficients associated with each domain are known.
[0370] The indices of the selected vectors b.sub.1,n.sub. of g-tuples, where g refers to the number of transformed dimensions.
[0371] For example, for g=1, the set is represented by
={i.sub.1, i.sub.2, . . . ,i.sub.T}, where T denotes the number of selected vectors with respect to the transformed/compressed dimension of the channel tensor
. For example, in the case of a transformation/compression with respect to the frequency dimension, T=S.
[0372] For example, for g=4, the set is represented by 4-tuples (i.sub.1,n.sub.
is given by
={(i.sub.1,0,i.sub.2,0,i.sub.3,0,i.sub.4,0), . . . ,(i.sub.1,N.sub.
[0373] In one method, the size of the set is configured via higher layer signaling from the gNB to the UE. In another method, the UE reports the preferred size of the set as a part of the CSI report or it is known at the UE.
[0374] The codebook matrices .sub.n, are given by matrices .sub.n=[d.sub.n,0, d.sub.n,1, . . . , d.sub.n,TO.sub.
[0375] The oversampled factors O.sub.f,n of the codebook matrices are configured via higher layer (e.g., RRC, or MAC) or via DCI physical layer signaling from the gNB to the UE, or they are known at the UE or it is known at the UE.
[0376] After the channel transformation/compression, the UE performs a HO-PCA on the transformed/compressed channel tensor , such that
is represented by
where [0377] U.sub.R=[u.sub.R,1, . . . , u.sub.R,N.sub..sup.N.sup.
; [0378] U.sub.T=[u.sub.T,1, . . . , u.sub.T,N.sub.
.sup.N.sup.
; [0379] U.sub.S=[u.sub.S,1, . . . , u.sub.S,S]
.sup.SS is a matrix containing the high-order singular vectors with respect to the third dimension of the channel tensor
. [0380] U.sub.D=[u.sub.D,1, . . . , u.sub.D,R]
.sup.DR is a matrix containing the higher order singular vectors with respect to the time/channel snapshot dimension (fourth dimension of the channel tensor
, where R is the rank of the channel tensor given by R=min{N.sub.rN.sub.tS, D}; [0381] s.sub.ijkl are the higher order singular values, sorted as s.sub.ijkls.sub.ijkl with ijj, kk, ll.
[0382] To reduce the number of channel coefficients, the channel tensor is approximated by (r.sub.1, r.sub.2, r.sub.3, r.sub.4), (1r.sub.1N.sub.r, 1N.sub.t, 1r.sub.2N.sub.t, 1r.sub.3S, 1r.sub.4D) dominant principal components with respect to the first, second, third and fourth dimensions and the corresponding 1-mode (left), 2-mode (right) and 3-mode (lateral) and 4-mode singular matrices. The compressed explicit frequency-domain channel tensor (explicit CSI) is given by
.sub.c=.sub.i=1.sup.r.sup.
where
.sub.R=[u.sub.R,1, . . . ,u.sub.R,r.sub..sup.N.sup.
T=[u.sub.T,1, . . . ,u.sub.T,r.sub..sup.N.sup.
.sub.S=[u.sub.S,1, . . . ,u.sub.S,r.sub..sup.Sr.sup.
.sub.D=[u.sub.D,1, . . . ,u.sub.D,r.sub..sup.Dr.sup.
[0383] The UE quantizes the coefficients of the vectors u.sub.R,i, u.sub.T,j, u.sub.S,k, u.sub.D,l and the singular values s.sub.ijkl using a codebook approach. The quantized vectors u.sub.R,i, u.sub.T,j, u.sub.S,k, u.sub.D,l and the quantized singular values s.sub.ijkl along with the index set are reported to the gNB.
[0384] The gNB reconstructs first the transformed/compressed channel tensor .sub.c as
[0385] Then, based on the transformed/compressed channel tensor .sub.c and the signaled index set
, the frequency-domain channel tensor
is reconstructed as
vec()
.sub.(1,2,3,4)(
.sub.c)(four-dimensional transformation/compression);
vec()
.sub.(1,2)(
.sub.c)(two-dimensional transformation/compression);
vec()
.sub.(3,4)(
.sub.c)(two-dimensional transformation/compression);
vec()
.sub.(3)(
.sub.c)(one-dimensional transformation/compression).
vec()
.sub.(4)(
.sub.c)(one-dimensional transformation/compression).
[0386] The number of complex coefficients that need to be quantized for the frequency-domain HO-PCA approach is given by N.sub.rr.sub.1+N.sub.tr.sub.2+Sr.sub.3+Dr.sub.4+r.sub.1r.sub.2r.sub.3r.sub.4, for the higher-order singular vectors and the higher-order singular values.
[0387] In one method, the values of (r.sub.1, r.sub.2, r.sub.3, r.sub.4), representing the number of dominant principal components with respect to the first, second, third and fourth dimension of the transformed/compressed channel tensor .sub.c, respectively, are configured via higher layer (e.g., RRC, or MAC-CE) signaling from the gNB to the UE. In another method, the UE reports the preferred values of (r.sub.1, r.sub.2, r.sub.3, r.sub.4) as a part of the CSI report or they are known at the UE.
[0388] In accordance with a sub-embodiment 6 1 of the sixth embodiment 6, the 4D transformation/compression function .sub.(1,2,3,4)(
) is given by a two dimensional (2D-DCT) with respect to the space dimensions and a 2D-DFT transformation with respect to the frequency and time dimensions of the channel tensor. The codebook matrices .sub.n, n=1,2 are given by oversampled DCT matrices and the codebook matrix .sub.3 and .sub.4 are given by an oversampled DFT matrices.
[0389] In accordance with a sub-embodiment 6 2 of the sixth embodiment 6, the 4D transformation/compression function .sub.(1,2,3,4)(
) is given by a 4D-DFT transformation and the codebook matrices .sub.n, n=1,2,3,4 are given by oversampled DFT matrices.
[0390] In accordance with a sub-embodiment 6 3 of the sixth embodiment 6, the 2D transformation/compression function .sub.(1,2)(
) is given by a 2D-Discrete Cosine transformation (DCT) and the codebook matrices .sub.n, n=1,2 are given by oversampled DCT matrices.
[0391] In accordance with a sub-embodiment 6 4 of the sixth embodiment 6, the 2D transformation/compression function .sub.(3,4)(
) is given by a 2D-Discrete Fourier transformation (DFT) and the codebook matrices .sub.n, n=3,4 are given by oversampled DFT matrices.
[0392] In accordance with a sub-embodiment 6 5 of the sixth embodiment 6, the 1D transformation/compression function .sub.(3)(
) is given by a 1D-DFT transformation and the codebook matrix .sub.3 is given by an oversampled DFT matrix.
[0393] In accordance with a sub-embodiment 6 6 of the sixth embodiment 6, the 1D transformation/compression function .sub.(4)(
) is given by a 1D-DFT transformation and the codebook matrix .sub.4 is given by an oversampled DFT matrix.
Extension to Doppler Frequency Domain: Compression of Four-Dimensional Channel Tensor in Combination with Non-HO-PCA (Standard PCA)
[0394] In accordance with a seventh embodiment 7, a UE is configured to report explicit CSI Type VII that represents a transformed and compressed form of a channel tensor, or a beam-formed channel tensor, or a channel covariance tensor, or a beam-formed covariance tensor over the configured subbands (SB), PRBs or subcarriers with respect to the space, frequency, time or frequency and space, or frequency and time, or space and time of the channel tensor. The CSI combines channel tensor transformation with data compression by exploiting the sparse representation in the delay domain and time domain and the correlations of the channel coefficients in the spatial and frequency/delay/time domains.
[0395] An illustration of this approach is shown in .sup.N.sup.
[0399] After the construction of the frequency-domain channel tensor , a one-dimensional (1D), two-dimensional (2D) or three-dimensional (3D) or four-dimensional (4D) transformation of the channel tensor is applied with respect to the space, frequency, and/or time dimensions of the channel tensor. After the transformation and compression step, the size of the channel tensor is reduced and a compression with respect to one, two or three dimensions or four dimensions of the channel tensor is achieved.
[0400] For example, a transformation/compression with respect to all four dimensions of the channel tensor is represented by a (column-wise) Kronecker product as
where [0401] b.sub.1,n.sub., selected from a codebook matrix .sub.1; [0402] b.sub.2,n.sub.
, selected from a codebook matrix .sub.2; [0403] b.sub.3,n.sub.
, selected from a codebook matrix .sub.3; [0404] b.sub.4,n.sub.
, selected from a codebook matrix .sub.4; [0405] .sub.n.sub.
, respectively.
[0407] The transformed/compressed channel coefficients .sub.n.sub. of dimension N.sub.rN.sub.tSD, where N.sub.rN.sub.r, N.sub.tN.sub.t, SS, DD.
[0408] For example, a transformation/compression with respect to the two space dimensions of the channel tensor is represented by
where b.sub.4,d is a vector of all zeros with the d-th element being one, b.sub.3,s is a vector of all zeros with the s-th element being one, b.sub.2,n.sub., selected from a codebook matrix .sub.2, b.sub.1,n.sub.
, selected from a codebook matrix .sub.1 and N.sub.rN.sub.r, N.sub.tN.sub.t, S=S and D=D
[0409] For example, a transformation/compression with respect to the frequency and time dimension of the channel tensor is represented by
where b.sub.4,n.sub., selected from a codebook matrix .sub.4, b.sub.3,n.sub.
, selected from a codebook matrix .sub.3, b.sub.2,n.sub.
[0410] For example, a transformation/compression with respect to the frequency dimension of the channel tensor is represented by
where b.sub.4,d is a vector of all zeros with the d-th element being one, b.sub.3,n.sub., selected from a codebook matrix .sub.3, b.sub.2,n.sub.
[0411] For example, a transformation/compression with respect to the time dimension of the channel tensor is represented by
=
.sub.(4)(
),
where b.sub.4,n.sub.,selected from a codebook matrix .sub.4, b.sub.3,s is a vector of all zeros with the s-th element being one, b.sub.2,n.sub.
[0412] As an example, the selection of the transformation/compression vectors and transformed/compressed channel coefficients for a transformation/compression with respect to the third and fourth dimension, can be calculated by
minvec()vec(
.sub.(3,4)(
)).sub.2.sup.2.
[0413] The optimization problem may be solved by standard algorithms such as orthogonal matching pursuit. As a result, the indices of the vectors in the transformation matrices selected from the codebooks and the transformed channel coefficients associated with each domain are known.
[0414] The indices of the selected vectors b.sub.1,n.sub. of g-tuples, where g refers to the number of transformed dimensions.
[0415] For example, for g=1, the set is represented by
={i.sub.1, i.sub.2, . . . , i.sub.T}, where T denotes the number of selected vectors with respect to the transformed/compressed dimension of the channel tensor
. For example, in the case of a transformation/compression with respect to the frequency dimension, T=S.
[0416] For example, for g=4, the set is represented by 4-tuples (i.sub.1,n.sub.
is given by
={(i.sub.1,0,i.sub.2,0,i.sub.3,0,i.sub.4,0), . . . ,(i.sub.1,N.sub.
[0417] In one method, the size of the set is configured via higher layer signaling from the gNB to the UE. In another method, the UE reports the preferred size of the set as a part of the CSI report or it is known at the UE.
[0418] The codebook matrices .sub.n, are given by matrices .sub.n=[d.sub.n,0, d.sub.n,1, . . . , d.sub.n,TO.sub.
[0419] The oversampled factors O.sub.f,n of the codebook matrices are configured via higher layer (e.g., RRC, or MAC) or via DCI physical layer signaling from the gNB to the UE, or they are known at the UE.
[0420] After the channel transformation/compression, the UE rewrites the transformed/compressed channel tensor to a transformed/compressed channel matrix of size N.sub.tN.sub.rSD, (see
where [0421] U=[u.sub.1,u.sub.2, . . . , u.sub.R] is the N.sub.tN.sub.rR left-singular matrix; [0422] V=[v.sub.1, v.sub.2, . . . , v.sub.R] is the SDR right-singular matrix; [0423] is a RR diagonal matrix with ordered singular values s.sub.i (s.sub.1s.sub.2 . . . s.sub.R) on its main diagonal, and R=min(SD, N.sub.tN.sub.r).
[0424] The transformed/compressed channel matrix .sub.c is then constructed using r, 1rR dominant principal components as
.sub.c=
where =[u.sub.1, u.sub.2, . . . , u.sub.r,] and
[0425] The UE quantizes , to the gNB.
[0426] The gNB reconstructs first the transformed/compressed channel matrix .sub.c as
.sub.c=
[0427] Then, based on the transformed/compressed channel matrix, the gNB constructs the transformed/compressed channel tensor . Using the signaled index sets
, the frequency-domain channel tensor
, is reconstructed as
vec()
.sub.(1,2,3,4)(
.sub.c)(four-dimensional transformation/compression);
vec()
.sub.(1,2)(
.sub.c)(two-dimensional transformation/compression);
vec()
.sub.(3,4)(
.sub.c)(two-dimensional transformation/compression);
vec()
.sub.(3)(
.sub.c)(one-dimensional transformation/compression).
vec()
.sub.(4)(
.sub.c)(one-dimensional transformation/compression).
[0428] In one method, the value of r representing the number of dominant principal components of the transformed/compressed channel matrix .sub.c is configured via higher layer (e.g., RRC, or MAC-CE) signaling from the gNB to the UE. In another method, the UE reports the preferred value of r as part of the CSI report or it is known at the UE.
[0429] In accordance with a sub-embodiment 7 1 of the seventh embodiment 7, the 4D transformation/compression function .sub.(1,2,3,4)(
) is given by a two dimensional (2D-DCT) with respect to the space dimensions and a 2D-DFT transformation with respect to the frequency and time dimension of the channel tensor. The codebook matrices .sub.n, n=1,2 are given by oversampled DCT matrices and the codebook matrix .sub.3 and .sub.4 are given by an oversampled DFT matrices.
[0430] In accordance with a sub-embodiment 7 2 of the seventh embodiment 7, the 4D transformation/compression function .sub.(1,2,3,4)(
) is given by a 4D-DFT transformation and the codebook matrices .sub.n, n=1,2,3,4 are given by oversampled DFT matrices.
[0431] In accordance with a sub-embodiment 7 3 of the seventh embodiment 7, the 2D transformation/compression function .sub.(1,2)(
) is given by a 2D-DCT and the codebook matrices .sub.n, n=1,2 are given by oversampled DCT matrices.
[0432] In accordance with a sub-embodiment 7 4 of the seventh embodiment 7, the 2D transformation/compression function .sub.(3,4)(
) is given by a 2D-DFT and the codebook matrices .sub.n, n=3,4 are given by oversampled DFT matrices.
[0433] In accordance with a sub-embodiment 7 5 of the seventh embodiment 7, the 1D transformation/compression function .sub.(3)(
) is given by a 1D-DFT transformation and the codebook matrix .sub.3 is given by an oversampled DFT matrix.
[0434] In accordance with a sub-embodiment 7 6 of the seventh embodiment 7, the 1D transformation/compression function .sub.(4)(
) is given by a 1D-DFT transformation and the codebook matrix .sub.4 is given by an oversampled DFT matrix.
CSI Type Configurations and Needed Signaling
[0435] In accordance with an eighth embodiment 8, the explicit CSI reporting is performed according to one of different proposed standard PCA or HO-PCA based CSI transformation/compression schemes. The gNB sends the explicit CSI report configuration to the UE. The explicit CSI report configuration contains
explicit CSI Type I: [0436] CSI channel type (channel, covariance of channel, beamformed-channel, covariance of beamformed-channel); [0437] the values (r.sub.1, r.sub.2, r.sub.3) of dominant principal components with respect to the first, second and third dimension of the channel tensor;
explicit CSI Type I with delay-domain CSI for the higher-order singular matrix .sub.S: [0438] CSI channel type (channel, covariance of channel, beamformed-channel, covariance of beamformed-channel); [0439] the values (r.sub.1, r.sub.2, r.sub.3) of dominant principal components with respect to the first, second and third dimension of the channel tensor; [0440] the number of delays L reported by the UE; [0441] the oversampling factor O.sub.f of the DFT-codebook;
explicit CSI Type II: [0442] CSI channel type (channel, covariance of channel, beamformed-channel, covariance of beamformed-channel); [0443] the value r of the dominant principal components of the channel matrix; [0444] the number of delays L reported by the UE; [0445] the oversampling factor O.sub.f of the DFT-codebook;
explicit CSI Type III: [0446] CSI channel type (channel, covariance of channel, beamformed-channel, covariance of beamformed-channel); [0447] the transformation function type of the channel tensor (3D-DFT, 2D-DCT, 2D-DCT+1D-DFT, 1D-DFT); [0448] the oversampling factors O.sub.f,n of the codebooks with respect to the three dimensions of the channel tensor; [0449] the values (r.sub.1, r.sub.2, r.sub.3) of dominant principal components with respect to the first, second and third dimension of the transformed/compressed channel tensor;
explicit CSI Type IV: [0450] CSI channel type (channel, covariance of channel, beamformed-channel, covariance of beamformed-channel); [0451] the transformation function type of the channel tensor (3D-DFT, 2D-DCT, 2D-DCT+1D-DFT, 1D-DFT) [0452] the oversampling factors O.sub.f,n of the codebooks with respect to the three dimensions of the channel tensor; [0453] the value r of the dominant principal components of the transformed/compressed channel matrix;
explicit CSI Type V: [0454] CSI channel type (channel, covariance of channel, beamformed-channel, covariance of beamformed-channel); [0455] the values (r.sub.1, r.sub.2, r.sub.3, r.sub.4) of dominant principal components with respect to the first, second, third and fourth dimension of the channel tensor;
explicit CSI Type V with delay-domain CSI for the higher-order singular matrix IL: [0456] CSI channel type (channel, covariance of channel, beamformed-channel, covariance of beamformed-channel); [0457] the values (r.sub.1, r.sub.2, r.sub.3, r.sub.4) of dominant principal components with respect to the first, second, third and fourth dimension of the channel tensor; [0458] the number of delays L reported by the UE; [0459] the oversampling factor O.sub.f of the DFT-codebook;
explicit CSI Type V with time/Doppler-frequency-domain CSI for the higher-order singular matrix .sub.D: [0460] CSI channel type (channel, covariance of channel, beamformed-channel, covariance of beamformed-channel); [0461] the values (r.sub.1, r.sub.2, r.sub.3, r.sub.4) of dominant principal components with respect to the first, second, third and fourth dimension of the channel tensor; [0462] the number of doppler frequencies G reported by the UE; [0463] the oversampling factor O.sub.t of the DFT-codebook;
explicit CSI Type VI: [0464] CSI channel type (channel, covariance of channel, beamformed-channel, covariance of beamformed-channel); [0465] the transformation function type of the channel tensor (4D-DFT, 2D-DCT, 2D-DCT+2D-DFT, 2D-DFT for frequency- and time/Doppler-frequency domain, 1D-DFT for time/Doppler-frequency-domain, 1D-DFT for frequency-domain) [0466] the oversampling factors O.sub.f,n of the codebooks with respect to the four dimensions of the channel tensor; [0467] the values (r.sub.1, r.sub.2, r.sub.3, r.sub.4) of dominant principal components with respect to the first, second, third and fourth dimension of the transformed/compressed channel tensor;
explicit CSI Type VII: [0468] CSI channel type (channel, covariance of channel, beamformed-channel, covariance of beamformed-channel); [0469] the transformation function type of the channel tensor (4D-DFT, 2D-DCT, 2D-DCT+2D-DFT, 2D-DFT for frequency- and time/Doppler-frequency domain, 1D-DFT for time/Doppler-frequency domain, 1D-DFT for frequency-domain) [0470] the oversampling factors O.sub.f,n for the codebooks with respect to the four dimensions of the channel tensor; [0471] the value r of the dominant principal components of the transformed/compressed channel matrix;
[0472] In response, the UE [0473] performs measurements of CSI-RS over D time instants/slots [if D is configured] [0474] constructs the channel tensor or channel matrix depending on the configured CSI channel type for each SB in which it is configured to report explicit CSI; [0475] applies a transformation/compression function to the channel tensor or channel matrix and calculates the index set depending on the configuration as explained with reference to embodiments 1-7; [0476] performs a standard PCA on the channel matrix, or an HO-PCA on the channel tensor depending on the configuration as explained with reference to embodiments 1-7; [0477] finally quantizes the singular matrices, singular values and reports them along with the index set
to the gNB.
[0478] The gNB reconstructs the channel tensor or channel matrix as explained with reference to embodiments 1-7.
Codebook for Singular-Value Matrices and Singular Values Quantization
[0479] In accordance with a ninth embodiment 9, a UE is configured with separate codebooks, or a joint codebook for the quantization of
explicit CSI Type I [0480] entries of each vector of .sub.R=[u.sub.R,1, . . . , u.sub.R,r.sub.
explicit CSI Type I in combination with delay-domain CSI for the higher-order singular matrix U: [0484] entries of each vector of .sub.R=[u.sub.R,1, . . . , u.sub.R,r.sub.
explicit CSI Type II: [0488] entries of each vector of =[u.sub.1, u.sub.2, . . . , u.sub.r]; [0489] entries of each vector of {tilde over (V)}=[{tilde over (v)}.sub.1, {tilde over (v)}.sub.2, . . . , {tilde over (v)}.sub.r]; [0490] singular values
explicit CSI Type III: [0491] entries of each vector of .sub.R=[u.sub.R,1, . . . , u.sub.R,r.sub.
explicit CSI Type IV: [0495] entries of each vector of =[u.sub.1, u.sub.2, . . . , u.sub.r]; [0496] entries of each vector of
explicit CSI Type V: [0498] entries of each vector of .sub.R=[u.sub.R,1, . . . , u.sub.R,r.sub.
explicit CSI Type V in combination with delay-domain CSI for the higher-order singular matrix .sub.S: [0503] entries of each vector of .sub.R=[u.sub.R,1, . . . , u.sub.R,r.sub.
explicit CSI Type V in combination with Doppler-frequency domain CSI for the higher-order singular matrix .sub.D: [0508] entries of each vector of .sub.R=[u.sub.R,1, . . . , u.sub.R,r.sub.
explicit CSI Type VI: [0513] entries of each vector of .sub.R=[u.sub.R,1, . . . , u.sub.R,r.sub.
explicit CSI Type VII: [0518] entries of each vector of =[u.sub.1, u.sub.2, . . . , u.sub.r] [0519] entries of each vector of
according to the following embodiments.
[0521] In accordance with a sub-embodiment 9 1 of the ninth embodiment 9, a UE is configured with a scalar codebook for the quantization of each entry of vector of the HO-PCA, or standard-PCA singular-matrices according to the following alternatives: [0522] Common codebook: each entry of each HO-PCA, or standard-PCA singular-matrix is quantized with the same resolution/codebook, with k bits for the amplitude and n bits for the phase; [0523] Separate codebooks: the entries of each HO-PCA, or standard-PCA singular-matrix are quantized with different resolutions/codebooks. For example, for the HO-PCA channel compression, entries of each vector of .sub.R are quantized with k.sub.1 bits for the amplitude and n.sub.1 bits for the phase, and entries of each vector of .sub.T are quantized with k.sub.2 bits for the amplitude and n.sub.2 bits for the phase, and entries of each vector of .sub.S are quantized with k.sub.3 bits for the amplitude and n.sub.3 bits for the phase, and entries of each vector of .sub.D are quantized with k.sub.4 bits for the amplitude and n.sub.4 bits for the phase.
[0524] The codebook(s) is/are a priori known by the UE, or configured via higher layer signaling from the gNB to the UE.
[0525] In accordance with a sub-embodiment 9 2 of the ninth embodiment 9, a UE is configured with unit-norm vector codebook(s) for the quantization of each vector of the HO-PCA, or standard-PCA singular-matrices.
[0526] Let C.sub..sub.
explicit CSI Type I: [0527] Codebook C.sub..sub.
explicit CSI Type I in combination with delay-domain CSI for the higher-order singular matrix U: [0530] Codebook C.sub..sub.
explicit CSI Type II: [0533] Codebook C.sub. comprises a set of unit-norm vectors, each of size N.sub.tN.sub.r1, [0534] Codebook C.sub.{tilde over (V)} comprises a set of unit-norm vectors, each of size L1.
explicit CSI Type III: [0535] Codebook C.sub..sub.
explicit CSI Type IV: [0538] Codebook C.sub. comprises a set of unit-norm vectors, each of size N1, [0539] Codebook C.sub.
explicit CSI Type V: [0540] Codebook C.sub..sub.
explicit CSI Type V in combination with delay-domain CSI for the higher-order singular matrix .sub.S: [0544] Codebook C.sub..sub.
explicit CSI Type V in combination with d time/Doppler-frequency-domain CSI for the higher-order singular matrix .sub.n: [0548] Codebook C.sub..sub.
explicit CSI Type VI: [0552] Codebook C.sub..sub.
explicit CSI Type VII: [0556] Codebook C.sub. comprises a set of unit-norm vectors, each of size N.sub.tN1, [0557] Codebook C.sub.
[0558] The UE selects for each vector/column in matrix A (where A represents one of the following matrices .sub.R, .sub.T, .sub.S, .sub.S, .sub.D, .sub.D, or ,
[0559] In accordance with a sub-embodiment 9 3 of the ninth embodiment 9, a UE is configured with a scalar codebook to quantize the high-order singular values s.sub.ijk or s.sub.ijk the non-HO singular values in matrix
Overhead Reduction
[0560] In accordance with a tenth embodiment 10, a UE is configured with explicit CSI reporting as described in embodiments 1-7 and to reduce overhead the UE reports, depending on the explicit CSI configuration, the HO singular matrices (.sub.R, .sub.T, .sub.S or .sub.S, .sub.D or .sub.D) or the non-HO singular matrices (,
CSI-RS-BurstDuration
[0561] In accordance with further embodiments, the gNB or base station sends a CSI-RS configuration and CSI report configuration to the UE, and the CSI-RS configuration may include a CSI-RS resource(s) configuration with respect to sub-clause 7.4.1.5 in TS 38.211 (3GPP TS 38.211 V15.1.0, 3rd Generation Partnership Project; Technical Specification Group Radio Access Network; NR; Physical channels and modulation (Release 15), March 2018) and with sub-clause 6.3.2 in TS.38.331 (3GPP TS 38.331 V15.1.0, 3rd Generation Partnership Project; Technical Specification Group Radio Access Network; NR; Radio Resource Control (RRC); Protocol specification (Release 15), March 2018. Further, an additional higher layer parameter configuration referred to as CSI-RS-BurstDuration is included.
[0562] The CSI-RS-BurstDuration is included to provide a CSI-RS design allowing to track the time-evolution of the channel. In accordance with embodiments, a UE is configured with a CSI-RS resource set(s) configuration with the higher layer parameter CSI-RS-BurstDuration, in addition to the configurations from clause 7.4.1.5 in TS 38.211 and clause 6.3.2 in TS.38.331 mentioned above, to track the time-evolution of CSI. The time-domain-repetition of the CSI-RS, in terms of the number of consecutive slots the CSI-RS is repeated in, is provided by the higher layer parameter CSI-RS-BurstDuration. The possible values of CSI-RS-BurstDuration for the NR numerology are 2.sup..Math.X.sub.B slots, where X.sub.B{0,1,2, . . . , maxNumBurstSlots1}. The NR numerology =0,1,2,3,4 . . . defines, e.g., a subcarrier spacing of 2.sup..Math.15 kHz in accordance with the NR standard.
[0563] For example, when the value of X.sub.B=0 or the parameter CSI-RS-BurstDuration is not configured, there is no repetition of the CSI-RS over multiple slots. The burst duration scales with the numerology to keep up with the decrease in the slot sizes. Using the same logic used for periodicity of CSI-RS.
[0564] The burst-CSI-RS across multiple consecutive slots enables the extraction of time-evolution information of the CSI and for reporting the explicit CSI, in a way as described in more detail above. In other words, the UE may calculate the explicit CSI according to the embodiments described above with a repetition of the CSI-RS resource(s) over multiple consecutive slots, and report them accordingly.
[0565] In accordance with the embodiments, the wireless communication system may include a terrestrial network, or a non-terrestrial network, or networks or segments of networks using as a receiver an airborne vehicle or a spaceborne vehicle, or a combination thereof.
[0566] In accordance with the embodiments, the UE may comprise one or more of a mobile or stationary terminal, an IoT device, a ground based vehicle, an aerial vehicle, a drone, a building, or any other item or device provided with network connectivity enabling the item/device to communicate using the wireless communication system, like a sensor or actuator.
[0567] In accordance with the embodiments, the base station may comprise one or more of a macro cell base station, or a small cell base station, or a spaceborne vehicle, like a satellite or a space, or an airborne vehicle, like a unmanned aircraft system (UAS), e.g., a tethered UAS, a lighter than air UAS (LTA), a heavier than air UAS (HTA) and a high altitude UAS platforms (HAPs), or any transmission/reception point (TRP) enabling an item or a device provided with network connectivity to communicate using the wireless communication system.
[0568] In accordance with embodiments, the wireless communication system may include a terrestrial network, or a non-terrestrial network, or networks or segments of networks using as a receiver an airborne vehicle or a spaceborne vehicle, or a combination thereof.
[0569] In accordance with embodiments, the UE may comprise one or more of a mobile or stationary terminal, an IoT device, a ground based vehicle, an aerial vehicle, a drone, a building, or any other item or device provided with network connectivity enabling the item/device to communicate using the wireless communication system, like a sensor or actuator.
[0570] In accordance with embodiments, the base station may comprise one or more of a macro cell base station, or a small cell base station, or a spaceborne vehicle, like a satellite or a space, or an airborne vehicle, like a unmanned aircraft system (UAS), e.g., a tethered UAS, a lighter than air UAS (LTA), a heavier than air UAS (HTA) and a high altitude UAS platforms (HAPs), or any transmission/reception point (TRP) enabling an item or a device provided with network connectivity to communicate using the wireless communication system.
[0571] The embodiments of the present invention have been described above with reference to a communication system employing a rank 1 or layer 1 communication. However, the present invention is not limited to such embodiments and may also be implemented in a communication system employing a higher rank or layer communication. In such embodiments, the feedback includes the delays per layer and the complex precoder coefficients per layer.
[0572] The embodiments of the present invention have been described above with reference to a communication system in which the transmitter is a base station serving a user equipment, and the communication device or receiver is the user equipment served by the base station. However, the present invention is not limited to such embodiments and may also be implemented in a communication system in which the transmitter is a user equipment station, and the communication device or receiver is the base station serving the user equipment. In accordance with other embodiments, the communication device and the transmitter may both be UEs communicating via directly, e.g., via a sidelink interface.
[0573] Although some aspects of the described concept have been described in the context of an apparatus, it is clear that these aspects also represent a description of the corresponding method, where a block or a device corresponds to a method step or a feature of a method step. Analogously, aspects described in the context of a method step also represent a description of a corresponding block or item or feature of a corresponding apparatus.
[0574] Various elements and features of the present invention may be implemented in hardware using analog and/or digital circuits, in software, through the execution of instructions by one or more general purpose or special-purpose processors, or as a combination of hardware and software. For example, embodiments of the present invention may be implemented in the environment of a computer system or another processing system.
[0575] The terms computer program medium and computer readable medium are used to generally refer to tangible storage media such as removable storage units or a hard disk installed in a hard disk drive. These computer program products are means for providing software to the computer system 350. The computer programs, also referred to as computer control logic, are stored in main memory 356 and/or secondary memory 358. Computer programs may also be received via the communications interface 360. The computer program, when executed, enables the computer system 350 to implement the present invention. In particular, the computer program, when executed, enables processor 352 to implement the processes of the present invention, such as any of the methods described herein. Accordingly, such a computer program may represent a controller of the computer system 350. Where the disclosure is implemented using software, the software may be stored in a computer program product and loaded into computer system 350 using a removable storage drive, an interface, like communications interface 360.
[0576] The implementation in hardware or in software may be performed using a digital storage medium, for example cloud storage, a floppy disk, a DVD, a Blue-Ray, a CD, a ROM, a PROM, an EPROM, an EEPROM or a FLASH memory, having electronically readable control signals stored thereon, which cooperate (or are capable of cooperating) with a programmable computer system such that the respective method is performed. Therefore, the digital storage medium may be computer readable.
[0577] Some embodiments according to the invention comprise a data carrier having electronically readable control signals, which are capable of cooperating with a programmable computer system, such that one of the methods described herein is performed.
[0578] Generally, embodiments of the present invention may be implemented as a computer program product with a program code, the program code being operative for performing one of the methods when the computer program product runs on a computer. The program code may for example be stored on a machine readable carrier.
[0579] Other embodiments comprise the computer program for performing one of the methods described herein, stored on a machine readable carrier. In other words, an embodiment of the inventive method is, therefore, a computer program having a program code for performing one of the methods described herein, when the computer program runs on a computer.
[0580] A further embodiment of the inventive methods is, therefore, a data carrier (or a digital storage medium, or a computer-readable medium) comprising, recorded thereon, the computer program for performing one of the methods described herein. A further embodiment of the inventive method is, therefore, a data stream or a sequence of signals representing the computer program for performing one of the methods described herein. The data stream or the sequence of signals may for example be configured to be transferred via a data communication connection, for example via the Internet. A further embodiment comprises a processing means, for example a computer, or a programmable logic device, configured to or adapted to perform one of the methods described herein. A further embodiment comprises a computer having installed thereon the computer program for performing one of the methods described herein.
[0581] In some embodiments, a programmable logic device (for example a field programmable gate array) may be used to perform some or all of the functionalities of the methods described herein. In some embodiments, a field programmable gate array may cooperate with a microprocessor in order to perform one of the methods described herein. Generally, the methods are performed by any hardware apparatus.
[0582] While this invention has been described in terms of several embodiments, there are alterations, permutations, and equivalents which fall within the scope of this invention. It should also be noted that there are many alternative ways of implementing the methods and compositions of the present invention. It is therefore intended that the following appended claims be interpreted as including all such alterations, permutations and equivalents as fall within the true spirit and scope of the present invention.