CHECKING THE AUTHENTICITY OF VALUE DOCUMENTS
20210019976 · 2021-01-21
Inventors
Cpc classification
G07F7/10
PHYSICS
International classification
Abstract
A method for testing a value document having a luminescence feature involves guiding the value document past a test sensor in a transport direction. A scanning sequence occurs that repeats itself multiple times upon guiding the value document past the test sensor. The method involves irradiating a test region of the test sensor such that the test radiation is arranged to be remitted by the value document at least partially in a detection spectral range of the test sensor. Excitation radiation is arranged to cause an emission radiation of the luminescence feature in the detection spectral range. The method further involves scanning at least one location-dependent remission spectral value in the test region in the first irradiation phase, irradiating the test region only with the excitation radiation in a second irradiation phase, and scanning at least one location-dependent emission spectral value in the test region after the first irradiation phase.
Claims
1.-23. (canceled)
24. A method for testing a value document, which is guided past a test sensor in a transport direction, wherein a luminescence feature is present in substantially homogeneously distributed manner in or on a security region extending over the value document in the transport direction, wherein a scanning sequence that repeats itself multiple times upon guiding the value document past the test sensor, comprising the steps of: irradiating a test region of the test sensor that overlaps the security region at least partially with an excitation radiation and a test radiation in a first irradiation phase, wherein the test radiation is arranged to be remitted by the value document at least partially in a detection spectral range of the test sensor, and the excitation radiation is arranged to cause an emission radiation of the luminescence feature in the detection spectral range; scanning at least one location-dependent remission spectral value in the test region in the first irradiation phase; irradiating the test region only with the excitation radiation in a second irradiation phase; and scanning at least one location-dependent emission spectral value in the test region after the first irradiation phase.
25. The method according to claim 24, wherein a step for testing authenticity, according to which the value document is classified as authentic or inauthentic on the basis of the at least one location-dependent remission spectral value scanned multiple times in spatially resolved manner, and the at least one location-dependent emission spectral value scanned multiple times in spatially resolved manner.
26. The method according to claim 24, wherein the dimension of the value document in the transport direction is ascertained by means of the number of significant remission spectral values, wherein an emission spectral value and/or a remission spectral value is considered significant when it is above a lower threshold value and optionally below an upper threshold value.
27. The method according to claim 25, wherein for the authenticity test the number of significant remission spectral values is tested to the number of significant emission spectral values.
28. The method according to claim 25, wherein the value document is classified as authentic when a spatially resolved remission curve formed from the at least one location-dependent remission spectral value scanned multiple times and a spatially resolved emission curve formed from the at least one location-dependent emission spectral value scanned multiple times have a qualitatively comparable curve progression.
29. The method according to claim 28, wherein the dimension of the value document in the transport direction is ascertained by means of the number of significant remission spectral values under the, preferably smoothed, remission curve, and the remission curve and the emission curve are considered qualitatively comparable when the emission curve has significant emission spectral values substantially in such locations in which also the remission curve has significant remission spectral values.
30. The method according to claim 24, wherein the time duration of the first irradiation phase is between 0.5 s and 500 s, and the ratio between the time duration of the first irradiation phase and the time duration of the scanning sequence is between 1: 1000 and 1:4, wherein the transport speed at which the value document is guided past the test sensor is between 1 m/s and 13 m/s
31. The method according to claim 24, wherein the scanning of the at least one remission spectral value is effected towards the end of the first irradiation phase, wherein the second irradiation phase immediately follows the first irradiation phase, and in that the scanning of the at least one emission spectral value is effected towards the end of the second irradiation phase, wherein the scanning sequence begins again after concluding the second irradiation phase.
32. The method according to claim 24, wherein the scanning sequence comprises a resting phase following the second irradiation phase, in which resting phase the value document is not irradiated by the test sensor, wherein the scanning sequence begins again after concluding the resting phase and the scanning of the at least one location-dependent emission spectral value is effected in the resting phase, preferably towards the end of the resting phase.
33. The method according to claim 24, wherein multiple scanning of at least one location-dependent emission spectral value within the scanning sequence, wherein a rise/decay behavior of the luminescence feature is ascertained by means of the several scanned, at least one emission spectral values, said behavior being taken into account in the test.
34. The method according to claim 24, wherein by means of at least one emission spectral values scanned within one single scanning sequence a location-dependent authenticity test is carried out by comparing the scanned at least one emission spectral values with reference spectral values and/or by ascertaining by means of several scanned at least one emission spectral values a rise/decay behavior of the luminescence feature, which is compared with a reference rise/decay behavior.
35. The method according to claim 24, wherein the value document is irradiated with a narrow-band test radiation, which is arranged to cause no or only a weak emission radiation of the luminescence feature in the detection spectral range, and is irradiated with a, preferably narrow-band, excitation radiation in the ultraviolet, visible and/or infrared spectral range.
36. The method according to claim 24, wherein the test radiation is produced by a test radiation source, which comprises an LED or semiconductor laser radiation source, and that the excitation radiation is produced by an excitation radiation source, which comprises an LED or semiconductor laser radiation source.
37. The method according to claim 24, wherein the scanned remission spectral values and/or emission spectral values are corrected, in particular before forming, where provided, the remission curve and/or emission curve, by substantially eliminating from the remission spectral values and/or the emission spectral values scatter radiation proportions or electronic disturbing radiation proportions by an offset correction, wherein correction parameters of the offset correction are ascertained by the test sensor by scanning a reference substrate or by the test sensor by scanning prior to a first scanning sequence or between two value documents guided past the test sensor.
38. The method according to claim 24, wherein the scanned remission spectral values are corrected, in particular before forming, where provided, the remission curve, by extracting those spectral proportions from the remission spectral values which result from remitted radiation proportions of the test irradiation and/or eliminating those spectral proportions from the remission spectral values which result from the emission radiation of the luminescence feature.
39. The method according to claim 28, wherein an offset between the remission curve and the emission curve resulting from guiding the value document past the test sensor is compensated for by shifting the emission curve relative to the remission curve by the time duration between the scanning of the at least one remission spectral value and the scanning of the at least one emission spectral value.
40. The method according to claim 28, wherein the transport speed at which the value document is guided past the test sensor and the time duration of the scanning sequence are mutually coordinated such that the remission curve and/or the emission curve has a spatial resolution that is sufficient for a reliable authenticity test.
41. A test sensor for testing a value document or authenticity, comprising: a test radiation source adapted to produce a test radiation which is remitted by the value document at least partially in a detection spectral range of the test sensor; an excitation radiation source adapted to produce an excitation radiation which causes a luminescence feature present in or on the value document to emit an emission radiation in the detection spectral range; a scanning unit adapted to scan test radiation remitted and emission radiation emitted by the value document in the detection spectral range; wherein the test sensor is adapted, while the value document is guided past the test sensor, to repeat a scanning sequence multiple times within the scope of which the value document is irradiated by the test radiation source and by the excitation radiation source in a first irradiation phase and is irradiated only by the excitation radiation source in a second irradiation phase, wherein the scanning unit scans at least one location-dependent remission spectral value in the first irradiation phase and scans at least one location-dependent emission spectral value after the first irradiation phase.
42. The test sensor according to claim 41, further comprising an evaluation unit adapted to classify the value document as authentic or inauthentic on the basis of the at least one location-dependent remission spectral values scanned multiple times in spatially resolved manner and the at least one location-dependent emission spectral values scanned multiple times in spatially resolved manner.
43. The test sensor according to claim 42, wherein the evaluation unit classifies the value document as authentic when a spatially resolved remission curve formed from the at least one location-dependent remission spectral value scanned multiple times and an emission curve formed from the at least one spatially resolved emission spectral value scanned multiple times have a qualitatively comparable curve progression.
44. The test sensor according to claim 41, wherein the test sensor is configured and adapted to test a value document guided past the test sensor for authenticity and/or completeness.
45. A testing device, comprising a test sensor according to claim 41, and a transport device adapted to transport a value document past the test sensor in the transport direction, such that the value document can be tested for authenticity and/or completeness.
46. Use of a test sensor according to claim 41 for testing a value document for authenticity and/or completeness.
Description
[0037] Further features and advantages of the invention will result from the present description of embodiment examples according to the invention and further alternative embodiments in connection with the following drawings, which show:
[0038]
[0039]
[0040]
[0041]
[0042]
[0043]
[0044]
[0045] The security region 2 is equipped with the luminescence feature 3 preferably along the entire expansion of the value document 1 in a transport direction T. Deviating from
[0046] In contrast,
[0047] The method according to the invention according to
[0048] While the value document 1 is guided along the transport direction T and over a time axis t past the test sensor 10, the steps S1 to S4 of the scanning sequence A are repeated multiple times. In a first step S1 the value document 1 is first irradiated within the scope of a first irradiation phase A1 with both the test radiation P and the excitation radiation L. An accordingly adapted scanning unit 14 of the test sensor 10 then in step S2 scans spectral proportions of both the remitted test radiation P and the emission radiation emitted by the luminescence feature 3 resulting from the first irradiation phase A1. Instead of spectral proportions, spectrally superimposed intensity proportions can be scanned by the scanning unit 14.
[0049] This situation is also represented in
[0050] Preferably, the remission spectral values R are scanned synchronously and very fast, so that the intensities allocatable to the individual spectral channels of the scanning unit 14 can be evaluated in parallel. The fast scan prevents a blurring of the respective spectral channels while the value document 1 moves in the transport direction T. The scanning step S2 can be effected here by means of photo diodes and suitable sample-and-hold circuits, or by CCD or CMOS detectors with charge accumulation and a suitable array architecture with synchronous shifting of the charges of an entire spectral line to a darkened storage region of the test sensor 10.
[0051] At the transition between the first irradiation phase A1 and the second irradiation phase A2, thus immediately after the scanning step S2, the test radiation P is turned off, while the irradiation with the excitation radiation L is continued and lasts during the entire second irradiation phase A2 (step S3). In step S4, the scanning unit 14 is finally read out again to ascertain emission spectral values E, which have sufficiently strong emission intensities due to the optical inflating of the luminescence feature 3 already during the first irradiation phase A1. The separate scanning of emission spectral values E without superimposed spectral proportions of the remitted test radiation P in step S4 allows a particularly accurate and reliable testing of the luminescence feature 3, since otherwise incorrect or deviating emission radiations, caused by counterfeited luminescence features for example, possibly cannot be recognized reliably when the emission spectral values E are not scanned with sufficient intensity or are overlapped by the test radiation P.
[0052] As shown in
[0053]
[0054] At such short pulse lengths of the test radiation P it can be required, in dependence on the specific configuration of the scanning unit 14 and an evaluation unit 17 of the test sensor 10, to effect the scanning of the remission spectral values R (step S2) only after completion of the first irradiation phase A1, in order to take account of the time constant of an either parasitically occurring or intentionally built-in low-pass filtering of the scanning unit 14, since it is then necessary to wait for a certain time until the remission spectral values R evoked by the short pulse length of the test radiation P have formed also electronically and can be scanned efficiently.
[0055] The value document 1 is further irradiated continuously with the excitation radiation L in the second irradiation phase A2 (step S3) after turning off the test radiation P to further optically inflate the luminescence feature 3. Towards or with the end of this phase of the optical inflating, thus at the end of the second irradiation phase A2, emission spectral values E can then be scanned (step S4) which are substantially attributable exclusively to the emission radiation of the optically inflated and/or maximally excited luminescence feature 3.
[0056] Immediately following the scanning of the emission spectral values E in step S4, the scanning sequence A begins again with the first irradiation phase A1 by effecting a further pulsed irradiation with the test radiation P (step S1), as shown in
[0057] Although
[0058] In the scanning sequence A in accordance with
[0059] Therefore, the time proportion of the first illumination phase A1 of the entire scanning sequence A is between 0.1% and 25%, and preferably between 1% and 20%. The absolute time duration of the first irradiation phase A1, thus the pulse length of the test irradiation P, here is within the range of 0.5 s to 500 s, preferably in the range of 1 s to 50 s. Preferably, the duration of the entire scanning sequence A is determined by the sum of the durations of the phases A1+A2+A3 and therein dominated by the duration of the second illumination phase A2, i.e. also the duration of the resting phase A3 is dimensioned to be relatively short. The absolute time duration of the resting phase A3 is preferably in the range of 0.1 s to 500 s, in particular in the range of 10 s to 100 s. This allows a particularly good inflating also of relatively slow luminescence features 3 with good spatial resolution at the same time.
[0060] Deviating from
[0061] For evaluating the measured remission R and emission spectral values E in step S5, correction and compensation methods are applied first. For this purpose the two spectral values R, E are subjected to an offset or background correction, in which any spectral proportions caused by scatter radiation or electronic/electromagnetic radiation are eliminated. The correction parameters employed here either can be firmly predetermined in the evaluation unit 17 or can be ascertained only in the course of the test method according to the invention, for example by dark measurements without test irradiation P and excitation irradiation L at time points at which no value document 1 is present. Alternatively or additionally it is also possible to normalize the scanned remission/emission spectral values R, E to predetermined or currently detected intensities or to reference spectral values measured by means of a calibration substrate.
[0062] In the case of the remission spectral values R in narrow-band test irradiation P preferably only one spectral channel of the scanning unit 14 is read out, and in the case of a broader spectrum of the remitted test irradiation P several spectral channels are read out simultaneously. Only those spectral channels of the scanning unit 14 are evaluated here which correspond to the spectrum of the remitted test irradiation P by eliminating spectral proportions from the remission spectral values R which result from the emission radiation excited during the first irradiation phase A1. The relevant parameters of this spectral filtering in turn can be either firmly predetermined in the evaluation unit 17 or ascertained in the course of the test method. Likewise, in the case of a spectral overlap between the emission radiation and the test radiation, the intensity contribution of the emission radiation can be corrected on the corresponding spectral channels of the remission spectral values R. In this case, estimated values are ascertainedfor the time profile of the intensity of the emission radiation on the basis of a linear or exponential model which model the temporal emission behavior of the luminescence feature 3. In this manner, disturbing proportions are eliminated from the scanned remission spectral values R which result from rise/decay effects of the emission radiation during the first irradiation phase A1.
[0063] If a luminescence feature 3 with a short rise/decay time in comparison to the time duration of the first irradiation duration A1 is tested, those spectral proportions which are attributable to an emission radiation of the luminescence feature 3 during the first irradiation phase A1 can be eliminated directly at least approximately, thus without a temporal modeling of the rise/decay behavior of the luminescence feature 3.
[0064] The remission spectral values R corrected in this manner are then stored in a memory of the test sensor 10 for evaluation by the evaluation unit 17 together with the associated measurement positions in the value document 1. Likewise, the corrected emission spectral values E are stored together with the associated measurement positions.
[0065] The location-dependent, optionally corrected remission spectral values R and/or emission spectral values E are then respectively summarized to form a spatially resolved remission curve RC and/or emission curve EC over the time axis t.
[0066] Subsequently, a smoothing of one or both curves RC, EC is effected, for example by computing a moving average value, a moving median or a moving percentile of several adjacent spectral values R, E of the respective curve RC, EC. Optionally, the curves RC, EC can additionally be normalized to a suitable intensity value, for example to the respective intensity maximum or the respective intensity median, however wherein, in particular in the case of the emission curve EC, an additional test in terms of the overshooting of an absolute lower intensity threshold is expedient in order to be able to identify any counterfeits with a feature intensity that is too weak.
[0067] In dependence on the spatial resolution of the scanning sensor 19 and the transport speed of the value document 1 along the transport direction T a motion compensation can be carried out in addition. For this purpose, the two curves EC, RC are mutually shifted to the extent of the time interval between the scanning of the remission spectral values R (step S2) and the scanning of the emission spectral values E (step S4). At a high spatial resolution in particular it is thus possible to correct a local/temporal offset between the remission spectral values R recorded at a somewhat earlier time and the emission spectral values E recorded at a somewhat later time in view of the qualitative comparison of the curves RC, EC.
[0068] Subsequently, the actual local dimension of the value document 1 along the transport direction T is determined by an edge detection of the remission curve RC, for example by digital edge or high-pass filtering. In the simplest case, those extreme positions of the remission curve RC can be ascertained where the remission spectral values R rise above the intensity median or fall below the intensity median again. There is a lower susceptibility to noise, however, when a linear interpolation is carried out between a suitable intensity quantile (e.g. 75%, almost corresponds to white) and a minimum of the remission curve RC or an intensity quantile of about 5%, and to ascertain therefrom those (two) positions of the remission curve RC where the remission curve RC intersects the intensity quantile of 50% (or alternatively the average value of the 5% and the 75% quantile). From the difference of the two positions there results the expansion of the value document 1 along the transport direction T. The intensity quantiles are determined here in dependence on the respective appearance or the remitted intensity distribution to be expected of the value document 1 to be tested.
[0069] The authenticity of the tested value document 1 and/or its integrity or completeness is then determined to exclude a snippet counterfeit finally when the width of the corrected remission curve RC is qualitatively comparable to the width of the corrected emission curve EC. An index for the completeness of the value document 1 here is the quotient of the number of the curve points (or pixels) with significant or above-threshold emission spectral values E and the number of curve points (or pixels) with significant or above-threshold remission spectral values R, which substantially correspond to the expansion of the value document 1 along the transport path T. The significant emission spectral values E then are such values whose intensity is between lower and upper threshold values which are predetermined or ascertained during the test.
[0070] By means of the curve progressions of
[0071] The method according to the invention according to
[0072] The scanning unit 14 captures an emission radiation emitted by the luminescence feature 3 in a certain detection spectral range of the scanning sensor 19 and delivers emission spectral values E which reproduce the spectral properties of the scanned emission radiation. For exciting the luminescence feature 3 an excitation radiation source 13 irradiates the test region 4 with the excitation radiation L. The excitation radiation L is coordinated with the luminescence feature 3 such that an emission radiation is caused in the optical range, for example in the ultraviolet (UV), visible (VIS) or infrared spectral range (IR). The excitation radiation L here is preferably spectrally narrow-band, but can also be broadband or comprise a superposition of various narrow-band and/or broadband radiation proportions.
[0073] The test region 4 is additionally irradiated with the test radiation P by a radiation source 12 to ascertain by means of the remitted remission spectral values R the presence of a value document 1 in the test region 4 at the time point of scanning and/or to ascertain its expansion in the transport direction T by evaluating the resulting remission curve RC.
[0074] The test radiation source 12 here produces a test radiation P with a spectral distribution which partially or preferably completely overlaps the detection spectral range of the scanning unit 14 and/or of the scanning sensor 19. Particularly preferably, the test radiation P is spectrally narrow-band, and is verifiable in only one or few spectral channels of the scanning sensor 19. The produced test radiation P is preferably arranged spectrally such that it does not excite the luminescence feature 3 to any significant emission radiation. Preferably, the proportion of an emission radiation caused by the luminescence feature 3 of the intensity of the scanned remission spectral values R is preferably less than 10%.
[0075] The test radiation source 12 produces the test radiation P with a suitable light source, for example a light emitting diode or laser diode, particularly preferably with an edge emitter or a VCSEL or a VCSEL array. If required, additional optical units, filters or fluorescent substance converters are incorporated in the beam path of the test sensor 10 to ensure a desired, optionally narrow-band spectrum of the test radiation P with corresponding spectral overlap with the spectrum of the emission radiation emanating from the luminescence feature 3 in the detection spectral range of the scanning sensor 19. Here, the optics of the test sensor 10 is configured such that the test radiation P is coupled into a beam path to the scanning unit 14 by remission and/or scattering on the surface of a value document 1 as soon as the value document 1 moves into the test region 4.
[0076] Further, the test sensor 10 comprises a control/evaluation unit 17, which controls the test radiation source 12 and the excitation radiation source 13 such that a scanning sequence A in accordance with
[0077] The test sensor 10 according to
[0078] In the test sensor 10 according to
[0079] The typical polarization dependence in the spectral edge region of dielectric interference filters on dichroic mirrors can be utilized, for example by diverting a linearly polarized radiation (in particular test radiation) at a dichroic mirror with high reflectivity (preferably higher than 80%), while the radiation diffusely remitted by the value document 1 also comprises spectral proportions of the polarization component orthogonal thereto, which are thus transmitted sufficiently well, for example in a range of more than 40%.