DISTRACTION AND RETRACTION ASSEMBLY

Abstract

An assembly allowing retraction of soft tissue away from a reference plane; the assembly including at least one retracting element each having a distal end with a formation allowing anchorage of the at least one retracting element. The assembly also includes a proximal end of the at least one retracting element capable of movement through at least one degree of freedom relative to the anchorage.

Claims

1. An assembly capable of retraction of soft tissue and distraction of bone during surgical procedures, the assembly comprising: an anchorage which anchors the assembly to said bone; at least one retracting arm having a first free end and a second end, the second end including a formation which allows the at least one retracting arm to be detachably retained by said anchorage, the formation allowing said at least one retracting arm to be capable of movement through at least one degree of freedom relative to said anchorage; wherein each said at least one retracting arm is rotatable about an axis through said second end of said at least one retracting arm; the anchorage including two anchorage elements each having formations to anchor the assembly to said bone and a frame assembly including at least one retaining member which receives said second end of each said retracting arms.

2. An assembly according to claim 1 wherein the frame assembly includes at least one opening each of which receive one said anchorage element enabling fixation of the frame assembly to bone.

3. An assembly according to claim 2 wherein the frame assembly includes two retaining members which receive respective opposing retracting arms.

4. An assembly according to claim 3 wherein, the frame assembly further comprises a bridge joining the retaining members.

5. An assembly according to claim 4 wherein, each retractor arm engages a corresponding formation on the second end of the retaining members, allowing the retractor arms to rotate about the retaining members and slide therealong.

6. An assembly according to claim 5 wherein, each said retaining members have a first end attached to said bridge and a second free end.

7. An assembly according to claim 10 wherein, the frame assembly is generally U shaped such that the first and second retaining arms are parallel and disposed normally to the bridge member.

8. An assembly according to claim 7 wherein, the formation on each said retractor arm is a recess which at least partially receives therein at least part of one said retaining members, allowing the retractor to undergo said rotation and sliding therealong.

9. An assembly according to claim 8 wherein the frame assembly has a secondary bridge including openings to allow engagement with said free ends of said retention members.

10. An assembly according to claim 9 wherein the first and secondary bridges each include an opening to allow penetration of an anchorage pin for screw fixation of the assembly to bone.

11. An assembly according to claim 10 wherein, the retraction arms rotate in a plane normal to a longitudinal axis of said retention members.

12. An assembly according to claim 11 wherein, said retention members include a gripping region which cooperates with the recess in said retractor arms and which facilitates selective rotation of the retractors.

13. An assembly according to claim 12 wherein the retraction arms are incrementally rotationally adjustable about said retention members to increase or decrease soft tissue retraction capacity.

14. An assembly according to claim 13 wherein said anchorage elements allow distraction of bone segments when inserted.

15. An assembly according to claim 14 wherein the assembly is capable of simultaneous distraction of bone by relative movement of the first and secondary bridges and retraction of soft tissue.

16. An assembly according to claim 15 wherein, said anchorage pins are each retained by a sleeve which cooperate to assist distraction.

17. An assembly according to claim 16 wherein, fixation of said pins allows said retractor arms to rotate about respective retention arms.

18. An assembly according to claim 17 wherein, each bone anchor pin includes a leading end screw thread which fixes the pin to said bone.

19. A retraction and distraction assembly for use in soft tissue retraction and bone distraction, the assembly comprising: a frame assembly including two retention members and first and secondary bridge members each having an opening which receives an anchorage for engaging bone to anchors the retraction and distraction assembly; the first bridge member joining the retention members, wherein each said retention members has a first end attached to said first bridge and a second free end; the retention members each receiving and retaining thereon at least one retracting arm having a first free end and a second end, the second end including a formation which allows the retractor arm to be detachably retained by said retention arms enabling said retractor arms to rotate about said retention arms and slide therealong.

20. A frame assembly according to claim 19 wherein, the second bridge member includes openings which engage and cooperate with said retention members.

21. A frame assembly according to claim 20 wherein, the frame assembly includes two retention arms which receive respective opposing retraction arms.

22. A frame assembly according to claim 22 wherein, each retention member engages a co-operating formation on the second end of the retractor arms, allowing the retractor arms to rotate about respective retention members and slide therealong.

23. A frame assembly according to claim 22 wherein, each said retention members have a first end attached to said bridge and a second free end.

24. A frame assembly according to claim 23 wherein, the frame assembly is shaped such that the first and second retention members are parallel and disposed normally to the bridge members.

25. An assembly for combined retraction of wound margins of soft tissue and distraction of vertebrae during spinal surgery; the assembly including; a pair of pins anchored in said vertebrae; sleeves concentrically engaging said pins; means to apply a distraction force to said pins via said sleeves; a first retention member having a first end including a recess capable of engaging one said pins and a second end including connection means which releasably receives a first retractor arm via a cooperating mating profile; a second retention member having a first end including a recess capable of engaging the other of said pins and a second end including connection means which releasably receives a second retractor arm via a mating profile; wherein said first and second retractor arms are capable of selective rotation about said retention members to retract soft tissue margins during surgery.

26. An assembly according to claim 25 wherein sleeves concentrically engage said pins; the assembly further comprising means to apply a distraction force to said pins via said sleeves.

27. An assembly according to claim 26 wherein, the retention members include spline formations providing a mating engagement which allows longitudinal and rotational adjustment of said retraction arms about and along said retention members.

Description

BRIEF DESCRIPTION OF THE DRAWINGS

[0029] FIG. 1 shows a perspective view of a retractor assembly capable of concurrent distraction by cooperating anchor pins according to a preferred embodiment.

[0030] FIG. 2 shows a perspective view of a retractor assembly retraction arm anchored to an anchor pin by a joining member.

[0031] FIG. 3 shows an enlarged view of the retractor arm anchor pin of FIG. 2.

[0032] FIG. 4 shows an elevation view of the arm anchor pin of FIG. 3.

[0033] FIG. 5 shows an elevation view of the arm anchor pin of FIG. 3.

[0034] FIG. 6 shows a perspective view of an assembly including an abbreviated retractor arm and joining member including a locating spline assembly according to one embodiment

[0035] FIG. 7 shows the arrangement of FIG. 6 with retractor arm rotated to an alternative position disposed normally to the plane of the joining member.

[0036] FIG. 8 shows an exploded view of the assembly of FIG. 6.

[0037] FIG. 9 shows a retractor arm and joining member assembly according to an alternative embodiment.

[0038] FIG. 10 shows the retractor arm of FIG. 9 separated from the joining member

[0039] FIG. 11 shows an enlarged view of the joining member of FIG. 9.

[0040] FIG. 12 shows a retractor arm and joining member assembly according to an alternative embodiment.

[0041] FIG. 13 shows an enlarged view of the joining member of FIG. 12.

[0042] FIG. 14 shows a retractor arm and joining member assembly according to an alternative embodiment.

[0043] FIG. 15 shows an enlarged view of the joining member of FIG. 14.

DETAILED DESCRIPTION

[0044] The present invention will now be described in more detail according to a preferred embodiment but non limiting embodiment and with reference to the accompanying illustrations.

[0045] Typically according to one method, cervical distraction of vertebrae involves the use of anchor pins temporarily fixed to the vertebrae to be distracted. Generally two anchor pins are used one above and one below a disc or vertebral body of interest. Traditionally in a Caspar system these pins have only been used for distraction purposes via sliding tubes that fit axially over the pins and connect to an associated distraction mechanism. The role of the pin has been expanded to perform one or more of the following roles. The pin acts as x-ray marker to estimate a midline of a spine for cage or prosthetic disc replacement. The known and commonly used Caspar type distracter is then secured to the spine. Distracter tubes that each slide over respective pins and are secured to the pins via a screw applied at a threaded region. This however, does not have snug hex or square fit at a base of the pin but is round and transfers distraction forces along a length of a round pin. This does not provide optimal load transfer to the spinal vertebrae where distraction force is required but rather applies the load at a moment arm distant from the required load application site. The known technique for distraction force application applies a bending and shear force to the pins which must be transferred down the pin to its point of engagement with the vertebrae. A mechanical advantage during distraction is provided the closer the load is applied to the vertebrae due to a reduced moment arm and elimination of a bending moment on the pins so it is desirable to provide an assembly which meets this objective. In that case a shear force is applied at a base of pins to be distracted.

[0046] Throughout the specification a reference to a retractor arm may be taken to be synonymous with side arms, retractor blade and retraction member. A reference to blades will be taken to include a reference to retractors or retractor arms. To fully appreciate the various embodiments of the invention to be described below a summary of the bone fixation methodology and associated apparatuses and assemblies.

1. Bone Fixation

[0047] Single Point Bone Fixation

[0048] This is accomplished by screws or short spikes or a spike/screw combination. Spikes are useful where a line of pull is oblique to a line of insertion and where anatomy is unfavorable for screws. Multiples screws or spikes may be used. A portion of the screw or spike may engage and link to other components. This portion is referred to as the anchor.

[0049] Anchor recess shapes which may be used (see figures) include the following non limiting embodiments:

Mushroom (conical with enlarged point), Cone, dimple, cup for blade,
Pedestal, Integral hinge and sidearm for connection to blade, Integral hinge allowing rotation in single plane, Integral small ball and socket with shaft for connection to blade.

2. Means of Rotation

[0050] Anchor incorporates means of rotation anchor with built in shaft for blade attachment that allows rotation in 1 plane only.

Anchor with built in ball and socket plus shaft for blade fixation that allows rotation in multiple planes.
Link blade interface allows rotation either with integral or detachable hinge see FIGS. 2, or as in. anterior cx system FIG. 1.

[0051] Linking Components

[0052] The various combinations of component include methods for securing components together, that may permit desired free rotation but may limit movement in other planes likely to produce loosening or fall out. It will be obvious to those skilled in the art that the mechanisms shown limiting unwanted motion are non limiting and that more simple versions of the following components with less stability are envisaged which prevents lift out once rotated. According to one embodiment there are links which lock rotation at the desired point such as the splines on retention members as shown in figure (FIGS. 1, 6, 7 and 8. Flathead with recess for locking pin. Once retractor blade rotates to certain angle e.g. 30 degrees recess is exposed allowing pin to be inserted from above down front of the blade. This pin is easily pulled out allowing free rotation of the blade but by insertion prevents blade returning until pin removed. Locking the retractor blade in this fashion means external handles for the blades or weights to pull the blade outwards are avoided. This reduces number of instruments around the operative field, frees or avoids totally the need for an assistant and facilitates x-rays.

[0053] According to one embodiment a retractor blade clicks into position from above which is an alternative to sliding components together but once together resist pull out directly unless slid out sideways.

[0054] FIG. 1 shows a perspective view of a retractor assembly capable of concurrent retraction and distraction by cooperating anchor pins according to a preferred embodiment. Referring to FIG. 1 there is provided a retraction and distraction assembly 110 comprising retractor arms 111 and 112 terminating respectively in joining members 113 and 114 which engage anchor pin assemblies 115 and 116. Various shapes of retractor joining member/side arms are possible as required. Retractor arm 111 comprises a first free end portion 117 including a recess 118 and spanning therebetween bridge members 119 and 120. Bridge members 119 and 120 define spaces 121 and 122 which may attach to an operating tool not shown. The operating tool facilitates rotational movement of retractor arm 111. Retractor arm 112 comprises a first free end portion 123 including a recess 124 and spanning therebetween bridge members 125 and 126. Bridge members 125 and 126 define spaces 127 and 128 which may receive an operating tool not shown. As with arm 111, the operating tool facilitates rotational movement of retractor arm 112 such that arms 111 and 112 cooperate in maintaining retraction of opposing surgical wound margins. Arms 111 and 112 are in use disposed against opposing soft tissue wound margins during surgery to facilitate and maintain adjustable rotational retraction. Arm 111 further comprises blade region 129 which terminates in a formation 130 which defines a recess 131 which receives and retains therein joining arm 132 of joining member 113. This allows arm 111 to selectively rotate about joining arm 132. Joining member 113 also comprises a bifurcated portion 133 having two arms which define recess 134 which receives and retains anchorage assembly 115. Anchorage assembly 115 comprises an anchorage pin 135 having a leading end 136 terminating in a sharp point 137. Leading end 136 may have thread like screw or pin like to facilitate penetration in bone and a trailing end 138 providing a driving member 138a to facilitate bone penetration of point 137. Pin 135 is housed in guide sleeve 139 which compresses bifurcated portion 133. Joining member 113 locates between base 138a and end 139a of sleeve 139. Anchorage pin 135 which cooperates with sleeve 139 has a leading end 136 terminating in a sharp point 137 to facilitate penetration in bone. Distal end 155 receives a driving member 156 to facilitate compression of sleeve 139a against bifurcated portion 133 securing joining member 113. Pin 135 is housed in guide sleeve 139 which engages bifurcated portion 133. Guide sleeve 139 has connected thereto an ancillary sleeve 140 which receives in recess 141a tool (not shown) to facilitate distraction i.e. separation of anchorage assemblies 116 and 115 along an axis usually but not exclusively parallel to the axes of rotation of arms 111 and 112.

[0055] Arm 112 further comprises blade region 112a which terminates in a formation 142 which defines a recess 143 which receives and retains therein joining arm 144 of joining member 114. This allows arm 112 to selectively rotate about joining arm 144. Joining member 114 also comprises a bifurcated portion 145 having two arms which define recess 146 which receives and retains anchorage assembly 116. Anchorage assembly 116 comprises an anchorage pin 147 having a leading end 148 terminating in a sharp point 149 to facilitate penetration in bone and a trailing end 150 providing a driving member 151 to facilitate compression of sleeve 152 against 145 securing joining member 114. Pin 147 is housed in guide sleeve 152 which engages bifurcated portion 145. Guide sleeve 152 has connected thereto an ancillary sleeve 153 which receives in recess 154 a tool (not shown) to facilitate distraction of anchorage assemblies 116 and 115 along an axis parallel to the axes of rotation of arms 111 and 112. The sleeves 152 and 139 engage onto square portions of respective pins. The bifurcated elements 133 and 145 also engage snugly around square portions of pins 135 and 147. This connection prevents independent rotation of elements. Combined rotation of all elements is prevented by joining two sleeves and pins together with an external distraction assembly. This distraction assembly (not shown) may join with the assembly as shown via recess 154 and 158 or may be integral as in existing Caspar systems.

With the above described assembly 110 a surgeon may selectively effect both distraction (of bone) and retraction (of soft tissues). The assembly allows distraction along an axis parallel to the axes of rotation of arms 111 and 112 and selective opposing rotational adjustments of arms 111 and 112 and if required removal of one or other of arms 111 and 112.

[0056] FIG. 2 shows a perspective view of a part retractor assembly showing retraction arm 160 anchored to an anchor pin 161 by a joining member 162 according to an alternative embodiment. Arm 160 comprises free end portion 163 and blade region 164 which terminates in a formation 165 which defines a recess 166 which receives and retains therein joining arm 167 of joining member 162. This allows retraction arm 160 to selectively rotate about joining arm 167. Joining member 162 also comprises a bifurcated portion 168 having two arms which define recess 169 which releasably receives and retains head 170 of anchorage pin 161 terminating in a sharp point 171 to facilitate penetration in bone. Free end portion 163 includes recess 172 which retains bridge members 173 and 174. Bridge members define openings 176 and 177 which receive an operating tool to facilitate both selective rotation of arm 160 and detachment from either joining member 162 or anchor 161.

[0057] FIG. 3 shows an enlarged view of the retractor arm anchor pin 161 of FIG. 2 with corresponding numbering. Head 170 includes recess 180 which receives bifurcated portion 168 of joining member 162. Bifurcated portion 168 bears on shoulder 181 and locks against underside surface 182 of head 170. Shoulder 181 is optional and could be removed allowing bifurcated portion 168 of 162 to be positioned securely between 182 and base plate 170a.

[0058] FIG. 4 shows an elevation view of the arm anchor pin 161 of FIG. 3 with corresponding numbering. Point 171 may further comprises formations 183 which facilitate bone penetration. FIG. 5 shows an elevation view of the arm anchor pin 161 of FIG. 6. This arrangement of blade secured to anchor pin 161 with mechanism permitting rotation has widespread application in but not limited to orthopaedic and spinal surgery and whenever bone fixation possible. Variations of such devices will be obvious to those skilled in the art.

[0059] Referring to FIG. 6 there is shown a perspective view of an assembly 260 including abbreviated retractor arm 261 and joining member 262 including locating spline assembly 263 according to one embodiment. FIG. 6 shows arm 261 at an oblique angle relative to a horizontal plane through joining member 262. FIG. 7 shows the arrangement of FIG. 6 with arm 261 rotated to an alternative position disposed normally to the plane of joining member 262. FIG. 8 shows an exploded view of the assembly 260 of FIG. 6. Joining member 262 includes a joining shaft 264 terminating in a free end 265 and having a knurled or bevelled surface. Member 262 terminates at its opposite end in a bifurcated member 266 which engages an anchor (not shown) similar to the arrangements previously described. Shaft 264 includes thereon a radial array of splines 267 extending from its circumferential surface 268. Arm 261 terminates in an enlarged region 269 having a wall 270 which defines a recess 271 adapted to axially receive shaft 264. Wall 270 has at one end 272 a radial array of elements 273 arranged to align with intermediate spaces between individual splines in spline array 267. This arrangement allows arm 261 to be selectively released from spline array 267 rotated to alternative positions such as shown in FIGS. 6 and 7. This allows a surgeon to selectively position the angle of repose of arm 261 held securely in position by splines 267. To reposition the angle of arm 261 this is axially released from splines 267, rotated and then reset. Splines provide a strong resistance to rotational loads applied against the arm 261 during use as a retractor.

[0060] In an alternative embodiment it will be appreciated that position of splines 267 on shaft 268 may be varied to opposite end 265 with a corresponding change of mating profile to other end of recess 271 and in a further embodiment blade could contain splines and the shaft the recesses. Opposite gender spline mating may also be employed.

[0061] The number of splines and teeth angles may be varied according to requirements. In an example of a method of use of the assembly, a surgeon may assemble the combined distracter and retractor assembly of FIG. 1 according to the following regime. Typically, the assembly may be employed in an anterior approach to the cervical spine. The first step which is based on a known technique involves insertion of pins in vertebrae to be distracted. Preferably there will be two pins 135 and 147 spaced apart which are distracted to allow access to a disc space in the case for instance where a disc is to be replaced. The distracter pins such as those described as in FIG. 1 are inserted into adjacent vertebrae. The surgeon takes a first retractor arm 111 or 112 whose configuration is selected to accommodate patient anatomy and allows it to directly or indirectly engage a first of said pins causing an associated rod and blade to lie generally parallel to a longitudinal axis of a spine. Arms 111 and 112 are mounted respectively on arms 132 and 144 of joining members 113 and 114. Sleeves 139 and 152 are positioned over respective pins 135 and 147. A retractor blade 111 or 112 such as that described with reference to FIG. 1 is attached if not previously done by sliding respective sleeves (130 and 142) on the blade along the pivot arm of a joining member 132, 144 until mating splines (or other mechanically equivalent engagement) engage. The orientation of the retractor blade is set according to a selected circumferential (rotational) engagement of the respective mating opposed splines. The assembly now formed and shown in FIG. 1 provides an ability to both distract vertebrae and retract soft tissue as required, the distraction occurring when a distraction force is applied through the sleeves or tubes 139 and 152 which axially engage the pins 136 and 147.

[0062] The degree of retraction is set by engaging the splines at a predetermined position so as to set the retractor arms 111 and 112 at an angle of repose which keeps soft tissue margins apart as required by the surgeon. If the aforesaid description relates to a right side distracter arm and retractor blade assembly there will be a corresponding left hand side arrangement which is preferably symmetrical about a transverse line through a disc space. If the aforesaid description relates to a left side distracter arm and retractor blade there will be a corresponding right hand side arrangement which is again symmetrical about a transverse line through the disc space. The distraction forces are applied at the base of the pins 136 and 147 to optimise mechanical advantage and to eliminate pin bending loads. This assembly described above allows variable distraction poses and movement without removal of retractors—side retractor arms and blades.

[0063] FIG. 9 shows a retractor arm and joining member assembly 200 according to an alternative embodiment. Assembly 200 comprises a retractor arm 201 and joining member 202 with the retractor arm 201 in a substantially vertical orientation. Arm 201 includes free end portion 203 and blade 204. End 203 includes bifurcation 205 defining recess 206. Recess 206 includes bridging members 207 and 208 defining recesses 209 and 210 which receive an operating tool (not shown) which in use facilitates arm rotation for retraction of soft tissues. Blade portion 204 terminates in an enlarged formation 211 defining a recess 212 having a partially cut away wall exposing the interior of recess 212. This cut away allows insertion and removal of members 202 and 222 plus rotation once centered. Recess 212 receives and retains joining member 202. FIG. 10 shows the retractor arm 201 of FIG. 9 separated from a joining member 202.

[0064] FIG. 11 shows an enlarged view of the joining member of FIG. 10. Joining member 202 is insertable in recess 212 via pivot arm 214. Pivot arm 214 has preferably intermediate its ends a bridge 215 which terminates in a loop 216 which engages an anchor pin (not shown). Arm 201 may then be rotated through about 30 degrees but it will be appreciated that the wall 217 (see FIG. 10) contains notch 217a that allows rotation of bridge 215 to occur limiting rotation as desired of recess 212 can be configured to achieve an alternative degree (more or less) of rotation.

[0065] FIG. 12 shows a retractor arm and joining member assembly 220 according to an alternative embodiment. Assembly 220 comprises a retractor arm 221 and joining member 222 with the retractor arm 221 abbreviated but in a substantially vertical orientation. Blade portion 223 terminates in an enlarged formation 224 defining a recess 225 having a partially cut away wall exposing the interior of recess 225.

[0066] FIG. 13 shows an enlarged view of the joining member of FIG. 12. Recess 225 receives and retains pivot retention arm 226 about which retractor arm 221 is free to rotate. Pivot arm 226 has preferably intermediate its ends a bridge 227 which terminates in an open saddle 228 which engages an anchor pin (not shown). Arm 221 may then be rotated as required about pivot arm 226.

[0067] FIG. 14 shows a retractor arm and joining member assembly 230 according to an alternative embodiment. Assembly 230 comprises a retractor arm 231 and joining member 232 with the retractor arm 231 abbreviated but in a substantially vertical orientation. Blade portion 233 terminates in an enlarged formation 234 defining a recess 235 having a partially cut away wall exposing the interior of recess 235. FIG. 15 shows an enlarged view of the joining member of FIG. 35. Recess 235 receives and retains pivot arm 236 about which retractor arm 231 is free to rotate. Pivot arm 236 has preferably at one end a bridge 237 which terminates in an open saddle 238 which engages an anchor pin (not shown). Retractor arm 231 may then be rotated as required about pivot arm 236.

[0068] According to one aspect of the invention once the retractor blades are inserted they are fixed at or adjacent to a location where a tip of an end of the Retractor blade is required. This is usually deep in the wound and generally involves firm fixation to an adjacent bony surface via a screw, clamp or other gripping device that connects directly to the blade or via an intermediary linkage.

[0069] In most situations this connection with the fixation device will allow rotation of the blade about the point of fixation, either because the point of fixation itself can rotate. This fixation with rotation allows retractor blades to be left in situ throughout a procedure but allowing the surgeon to release the pressure and the retraction forces while working on another area thus reducing the tissue trauma but without having to remove the retractor blade or reposition the retractor blade. Releasing self retaining retractors leads to repeated tissue trauma every time these are reinserted and/or reopened. This system would therefore reduce tissue trauma and save time. It would also mean that the retractor once appropriately inserted can be secured insitu and not become loose or dislodged and require repositioning. The fixation device described in the cervical assembly utilises a pin with a screw thread into the bone and is first embodiment of this principal.

[0070] This components described have multiple applications for the purpose of retraction of tissues. Such assemblies could also act as components in distraction devices alone or be combined with function as base for rotating retractors as illustrated in FIG. 1.

[0071] It will be appreciated by those skilled in the art that the utilisation of this principal could be used in numerous other applications adapting to the different anatomy and retraction requirements throughout the spine, musculoskeletal system or wherever bony fixation can be utilised, e.g. the head. It will be further recognised by persons skilled in the art that numerous variations and modifications may be made to the invention without departing from the overall spirit and scope of the invention broadly described herein. Such modifications would allow adaptation of key concepts (which is that retractor blades are fixed at or close to critical point of retraction and may rotate) to provide additional retraction devices for use in anterior or posterior spinal surgery throughout length of spine or in orthopaedics or other surgical disciplines where bony fixation is available.