METHOD AND APPARATUS FOR STRATIFYING RESPIRATORY INFECTED PATIENTS
20240118191 ยท 2024-04-11
Inventors
- Cristiana Raquel DA SILVA CARPINTEIRO (Matosinhos, PT)
- Joana Isabel SANTOS PAIVA (Matosinhos, PT)
- Sim?o Pedro MARQUES PINTO DE FARIA (Matosinhos, PT)
- Vanessa Patr?cia DIAS PINTO (Matosinhos, PT)
Cpc classification
G01N21/31
PHYSICS
G01N2021/4769
PHYSICS
G01N21/474
PHYSICS
International classification
G01N21/31
PHYSICS
Abstract
A method for stratifying a patient infected with a respiratory disease is disclosed. The method comprises providing (1510) a fluid sample (9) from the patient, producing (1520) a light signal from a laser (1), illuminating (1530) the fluid sample (9) with the light signal through a lens in a sensing probe (8), acquiring (1540) a spectrogram from the fluid sample (9), extracting (1550) a plurality of spectrogram features from the light signal, comparing (1560) the extracted plurality of spectrogram features with a model in a database to determine a degree of severity of the respiratory disease. A result is then output (1570) to indicate the degree of severity of the respiratory disease.
Claims
1. A method for stratifying a patient infected with a respiratory disease comprising: providing (1510) a fluid sample (9) from the patient: producing (1520) a light signal from a laser (1); illuminating (1530) the fluid sample (9) with the light signal through a lens in a sensing probe (8); acquiring (1540) a spectrogram from the fluid sample (9); extracting (1550) a plurality of spectrogram features from the light signal; comparing (1560) the extracted plurality of spectrogram features with a model in a database to determine a degree of severity of the respiratory disease; and outputting (1570) a result.
2. The method of claim 1, wherein the fluid sample (9) is one of a plasma sample or a serum sample.
3. The method of claim 1, wherein the extracting (1550) of the plurality of features comprises extraction of time features and frequency derived features.
4. The method of claim 1 further comprising providing (1555) of demographic features of comorbidities derived from a patient's health record and comparing (1560) both the demographic features and the spectrogram features with the model to determine the degree of severity of the respiratory disease.
5. The method of claim 1, wherein the model is a combination one or more of a support vector machine (SVM), k nearest neighbors, or random forests, and a convolutional neural network (CNN) model.
6. The method of claim 1, further comprising modulating (110) the light signal from the laser (I).
7. The method of claim 1, wherein the extraction (138) of the plurality of spectrogram features in the light signal is carried out over periods of time.
8. The method of claim 1, wherein the model is created by one of a supervised learning method, for example a support vector machine, k nearest neighbors, or random forests, or an unsupervised learning method, for example a clustering algorithm, or a regression model.
9. The method of claim 1, wherein the respiratory disease is a viral disease.
10. A device for stratifying a patient infected with a respiratory disease comprising: a laser (1) connected through an optical fiber with a sensing probe (8) with a microlens for illuminating a fluid sample (9) from the patient; a detector (16) for acquiring (130) a spectrogram from the sample (9); a temperature measurement device, and a computer (17) adapted to analyze the spectrogram, extract (1550) spectrogram features from the spectrogram, compare (1560) the extracted spectrogram features with stored features in a model and output (1570) a result of the degree of severity of the respiratory disease.
11. The device of claim 10, wherein the sensing probe (8) comprises a microlens at the end of the optical fiber.
12. The device of claim 10, wherein the computer (17) is further adapted to obtain demographic features of comorbidities derived from a patient's health record and compare (1560) both the demographic features and the spectrogram features with the model to determine the degree of severity of the respiratory disease.
13. The device of claim 10, wherein the model is a combination of one or more of a support vector machine (SVM), k nearest neighbors, or random forests, and a convolutional neural network (CNN) model.
14. The device of claim 10, wherein the respiratory disease is a viral disease
15. A method for creation of a model for stratifying a patient infected with a respiratory disease, the creation of the model using a plurality of spectrogram features from a light signal and a plurality of demographic features from the patient health record, the method comprising: producing (1520) a light signal from a laser (1); illuminating (1530) with the light signal through a microlens in a sensing probe (8) a series of fluid samples (9) of healthy and diseased patients with known comorbidities and health outcomes; acquiring (1540) a spectrogram from the fluid sample (9); extracting (1550) the plurality of spectrogram features from the light signal; entering (1555) the plurality of demographic features and health outcomes; and applying a learning method to the extracted plurality of spectrogram features and the entered plurality of demographic features to correlate the extracted plurality of spectrogram features and the entered plurality of demographic features with the health outcomes to create the model in a database.
16. The method of claim 15, wherein the learning method is at least one of a supervised learning method, such as a support vector machine, an unsupervised learning method, such as clustering algorithms, or a regression model.
17. The method of claim 15, wherein the applying of the learning method comprises a training a convolutional neural network using the spectrogram features and then training a support vector machine using an output of the trained convolutional neural network and the demographic features.
18. The method of claim 13 wherein the applying of the learning method comprises a training of a first set of encoding blocks of a convolutional neural network with the spectrogram features and then further training the convolutional neural network with the demographic features.
19. The method of claim 16 further comprising using time and frequency features of the light signal in the learning method.
20. The method of claim 16, wherein the respiratory disease is a viral disease.
Description
DESCRIPTION OF THE FIGURES
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DETAILED DESCRIPTION OF THE INVENTION
[0041] The invention will now be described on the basis of the drawings. It will be understood that the embodiments and aspects of the invention described herein are only examples and do not limit the protective scope of the claims in any way. The invention is defined by the claims and their equivalents. It will be understood that features of one aspect or embodiment of the invention can be combined with a feature of a different aspect or aspects and/or embodiments of the invention.
[0042] This document will describe two types of experiments which had the objectives of assessing to see whether the system set out in the Applicant's co-pending patent application Nr. LU 102007 filed on 20 Aug. 2020 is capable of differentiating serum/plasma samples collected from healthy controls from the serum/plasma samples collected from patients infected with COVID-19 infected samples infected with the corona virus. The back-scattered signature of serum samples derived from blood samples provided from healthy control donors and COVID-19 infected patients was used to train an AI model to stratify blind samples from unknown subjects and its performance was evaluated (Stratification among COVID-19 infected patients and healthy control patients).
[0043] The AI model was trained by associating fingerprints of the serum/plasma samples collected at the time of diagnosis with later clinical outcome within three categories (Severe symptoms or ICU patients, Mild/Light Symptoms or Internment patients or Non-severe symptoms) to predict the evolution of the infection in terms of severity degree in a two weeks/one-month time windowafter the time of the diagnosis. The fingerprints were based on the back-scattered signature of the serum/plasma samples together with any patient-related information regarding comorbidities. The evolution outcome severity of the patient was used to train an AI model. This AI model was used to stratify blind serum/plasma samples and forecast the impact of the infection in the patient over time. In this context, stratification refers to distinguishing between severe and non-severe cases within COVID-19 infected patients.
[0044] The dataset used for training the AI model came from the serum/plasma samples collected from 87 different subjects (provided by Centro Hospitalar Universitirio S?o Jo?oCHUSJ). Basic demographic data, such as age, gender and comorbidities statistics of the sample's donors are shown in Table 1. The prevalence of the comorbidities per groups of diseases are also shown in the Table 1. The most prevalent comorbidities were cardiovascular diseases and associated risk factors (including, for instance, hypertension, which is an important risk factor for a COVID-19 associated poor prognosis), diabetes, immunodeficiency disorders (for example, patients with an immunocompromised immune system caused by a cancer and transplanted patients), kidney diseases, obesity, and respiratory diseases. Parkinson's disease, dementia, depression, dyslipidemia, chronic gastritis, benign prostatic hyperplasia, osteoporosis, diverticulosis, sleep apnea or Traumatic Brain Injury (TBI) were other conditions characterized by this group of infected patients.
TABLE-US-00001 TABLE 1 Demographic data, such as gender, age, and comorbidities of the 87 COVID-19 infected subjects considered for this study. Values are expressed as mean ? SD or number N (%). COMORBIDITIES PER TYPE AGE (Y) GENDER groups of DISEASEs ICU 68 ? 12 27% Female 34% Cardiovascular disease 73% Male 14% Diabetes 10% Immunodepressed 8% Respiratory disease 7% Kidney disease 6% Obesity 28% Other diseases INTERNMENT 67 ? 20 52% Female 28% Cardiovascular disease 48% Male 11% Diabetes 11% Immunodepressed 9% Respiratory disease 4% Kidney disease 2% Obesity 38% Other diseases MILD 57 ? 23 60% Female 32% Cardiovascular disease 40% Male 9% Diabetes 3% Immunodepressed 0% Respiratory disease 3% Kidney disease 3% Obesity 53% Other diseases
[0045] The serum/plasma samples collected from healthy controls (provided by BioIVT-Burgess Hill, UK) were also included in this study (10 samples from 10 different subjects in total). Demographic data of this subject's subset can be found in Table 2. Values are expressed as mean?standard deviation or percentage (%).
TABLE-US-00002 TABLE 2 Demographic data of Healthy controls. TYPE AGE GENDER HEALTHY CONTROLS 42 ? 13 100% Male
[0046] Both COVID-19 serum or plasma samples were used in this study. The serum samples and the plasma samples were processed from whole blood collected at Hospital S?o Jo?o (HSJ), Centro Hospitalar Universitario de S. Jo?o, EPE, from the patients that were admitted into the emergency department. The samples were collected at the time of the diagnosis based on a real time (RT)-PCR analysis. For the samples, the severity of the disease was monitored considering each patient and documented in a two-weeks/one-month time frame after the collection time of the samples. The samples from the patients (collected at the time of diagnosis) were then sub-divided into three different groups based on disease evolution: 1) as ICU patients, which showed severe symptoms and were hospitalized at ICU, 2) as Internment patients, whose symptoms were milder but that also required hospitalization and 3) as Light symptoms patients that were asymptomatic or showed minor symptoms and were sent home for recovering and staying at quarantine/isolation. All the samples were stored at ?80? C. and, prior to use, thawed on ice and processed into serum (in case of plasma samples). Analyses were conducted using diluted ones of the serum samples in a ratio of 1:2 in a solution of phosphate-buffered saline (1?PBS). Samples from 87 different COVID-19 infected subjects were included in this study.
[0047] The serum or plasma samples from individual healthy control donorsBioIVT (Burgess Hill, UK)were also stored at ?80? C. and, prior to use, were thawed on ice. A defibrination procedure was carried out as follows. The plasma samples were thawed on ice and a volume of 4-4,5 ?L of [611 U/mL] Thrombin (System Biosciences, CA, USA) was added per 500 ?L of plasma to achieve a final concentration of [5 U/mL] Thrombin. The samples were incubated at room temperature (RT) for 5 minutes while gently mixing. The tubes were then centrifuged at 10,000 rpm, for 5 minutes. After centrifuge, a fibrin pellet was noticed, and the supernatant transferred to a new clean tube. The plasma samples already thawed and converted to serum were immediately diluted after the defibrination protocol, while the serum samples were thawed on ice prior the dilution step. All serum samples were analyzed after a 1:2 dilution in 1?PBS.
[0048] The optical fiber used in the optical apparatus requires a polymeric lens which is manufactured as follows. The polymeric microstructures used for the lens are fabricated through a guided wave photopolymerization process on top of cleaved optical fibers [25-27], a process in which the cross-linking of monomers is triggered by light with a specific wavelength. Two components must be present in the solution for the photopolymerization process to take place, a monomer, and a photo-initiator. In this non-limited aspect, the monomer was pentaerythritol triacrylate (PETIA) (n=1.48) and the photo-initiator used Bis(2,4,6-trimethylbenzoyl)-phenylphosphineoxide (IRGACURE 819). This photo-initiator is sensitive to wavelengths between 375 nm and 450 nm.
[0049] Once the correct proportion between the monomer and the photo-initiator is achieved, an optical setup consisting of a couple of mirrors and a CW laser is used to excite the photo-initiator. In this setup, a laser emitting at a wavelength of 405 nm (Omicron, Rodgay-Dudenhofen, Germany, #Model LuxX cw, 60 mW) is incident at 45? in two consecutive mirrors, resulting in a square shape optical path. After the second reflection, the laser is coupled into an optical fiber by an objective. Since the optical fiber (Thorlabs, Newton, New Jersey, USA #Model SM 980-5.8-125) has a multi-mode behavior for this wavelength, a multitude of optical modes can be excited, resulting in a different optical output pattern and a consequent difference in the geometry imprinted in the tip.
[0050] The ideal shape of the polymeric tip structure is a spherical, lens-like termination so that the polymeric tip structure efficiently focuses the incident light. This requires the excitation of a mode with a Gaussian or Gaussian-like profile. Such profiles can be attained with the LP01 and LP02 optical fiber modes. Careful alignment of the setup is required to guarantee the excitement of one of these modes and hence maximum reproducibility.
[0051] Once the setup is aligned, i.e., one of the LP01 or LP02 modes is observable at the output of the cleaved fiber, the laser is turned off and the fiber is vertically dipped in a drop of the monomer containing a percentage of photo-initiator between 0.2% to 0.5% in weight. When the fiber is retrieved, a drop of solution stays on the apex of the cleaved fiber, and once the laser is turned on the photopolymerization process occurs. The process is characterized by a self-assembly effect and results in a refractive index increase in the areas on which the laser beam is incident, creating a self-guiding effect that will prevent radiation from scattering to other areas of the drop. A 10-seconds exposure is enough to obtain the desired shape. A long exposure period would result in a flat tip surface and not on the desired mode imprint.
[0052] After rinsing the non-polymerized left off polymer with ethanol (96%), the final structure has the diameter of the excited fiber mode and the visual aspect of a spherical lensed tip as depicted in
[0053] During the fabrication procedure, some geometrical parameters, such as diameter and length, and the curvature radius of the tip should be controlled. This can be done through the manipulation of some fabrication parameters, such as the optical fiber mode excited during polymerization, as previously mentioned, but also the percentage of the photo-initiator present in the solution, the exposure time, and laser power used during the photo-initiation, etc. To assure a high reproducibility of these tips, these parameters must be left constant throughout the whole fabrication process of a batch of polymeric optical tips. The requirements that must be kept constant as well as the parameters to control are summarized in Table 3.
TABLE-US-00003 TABLE 3 Requirements and parameters to control during tip production. Requirement Parameters to control Spherical top Excited optical mode Similar tip radius for all tips Laser Power Exposure Time Photo-initiator concentration Similar tip length for all tips Monomer drop left on the fiber Laser Power Similar refractive index for all tips Laser Power Similar protective structure Second monomer drop (Geometry and refractive index) Laser Power Exposure Time Photo-initiator concentration
[0054] For the purposes of the work presented in this document, the fabrication parameters used in the photopolymerization process were the following: [0055] Laser Power (Tip): ?4 ?W [0056] Laser Power (Protection): ?25 ?W [0057] Exposure Time (Tip): 10 s [0058] Exposure Time (Protection): 3 min [0059] Photo-initiator concentration (Tip & Protection): 0.3%
[0060] These parameters resulted in the tip structures with lengths ranging from 30 ?m to 50 ?m, with the basis of the tips having diameters that range from 4 ?m to 7 ?m, depending on the mode at the fiber's output. Pending on the mode, the curvature radius of the lens structures also varied between the values of 1.5 ?m to 3 ?m. The numerical apertures (NA) values range between 0.25 and 0.5 (values evaluated in a water medium) and a focused spot with dimensions of about ?.sup.rd to ?.sup.th of the base diameter of the lens was obtained. The protective structure does not significantly affect the light propagation in the simple tip underneath the protective structure. The protective structure increases the contact area between fiber and polymer to the totality of the optical fiber cross-section, improving the mechanical resistance of the polymeric tip to the successive media crossings to which the polymeric tip will be exposed (e.g., air to plasma, air to serum, etc.). This protective structure has the aspect of a cupula placed around the initial tip, always having a height lower than the tip itself.
[0061] It will be appreciated that the probes to apply in this technique are not limited to the polymeric ones described above. Any structure capable of focusing light to a small spot and thus generate an electric field gradient can successfully be used in the method described in this document. Such structure can be built on the apex or on the side of an optical fiber or on a planar substrate. These structures include optical fiber tapers, phase Fresnel plates (fiber or planar), a single nanometric hole, or an array of nanometric holes on a metallic surface, for plasmonic effects. The latter can either be deposited on an optical fiber or on a transparent planar substrate. To summarize, any type of metalens, be it metallic or dielectric, built on an optical fiber or on a planar substrate is suitable for this application.
[0062] The setup used for acquiring the back-scattered signal from the liquid dispersion samples using the spherical-lensed optical fiber tip was composed by the following modules shown in
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[0064] A detailed schematic of the data acquisition apparatus is depicted in
[0065] The irradiation laser (1: Lumentum Operations LLC, San Jose, CA, Catalog #S28-7602-500), emitting at 976 nm wavelength, was modulated in frequency by a sinusoidal signal (fundamental frequency of 1 kHz, to escape from the electrical grid 50 Hz harmonics) digitally generated at a sampling rate of 10 kHz using a custom-build MATLAB script according to the equation:
1.45+0.045*sin(2*?*1000*t), t=time in seconds
so that, considering the laser driver's gain, the laser characteristic curve, and the optical loss along the fiber components, the lens' maximal output optical power was 40 mW. This value was determined in accordance with the values used in the literature for optical delivery, collection and manipulation effects through optical fibers considering the selected wavelength value range, and to cause as little damage as possible to the biological human-derived samples [28].
[0066] The modulation signal was externally injected into the laser driver (2: MWTechnologies Lda, Portugal, Model #cLDD) through one of the output digital-to-analog ports of the data acquisition board (3: NI, Austin, TX, Model #USB-6212 BNC). The resulting optical signal, mirroring the modulation equation, is inserted into the optical fiber and passes through a 1/99 optical coupler (4: Laser Components GmbH, Germany, Model #3044214). While most of the radiation follows to the rest of the optical circuit, 1% of the radiation is monitored using a silicon photodetector (5: Thorlabs Inc, Newton, NJ, Model #PDA-36A2) connected to one DAQ analog-input port.
[0067] The modulation signal was calculated by a modulation equation which was dependent on one or more of the gain of the laser driver 2, the characteristic of the laser and the optical loss along the optical fiber. The modulation signal was chosen to reduce power losses along the optical path from the laser to fiber tip and thus increase the energy of the signal reflected by any particles in the blood or serum samples. This enabled the identification of particles in the 70-110 nm range, which appears to be typical of the corona virus, as reported by Kim, J. M., Chung, Y. S., et al. (2020). Identification of Coronavirus Isolated from a Patient in Korea with COVID-19, Osong public health and research perspectives, 11(1): 3-7. https://doi.org/10.24171/j.phrp.2020.11.1.02, Prasad, S., Potdar, V., et al. (2020). Transmission electron microscopy imaging of SARS-CoV-2, The Indian journal of medical research, 151(2 & 3): 241-243. https://doi.org/10.4103/ijmr.IJMR_577_20, or Menter, T., et al. (2020), Postmortem examination of COVID-19 patients reveals diffuse alveolar damage with severe capillary congestion and variegated findings in lungs and other organs suggesting vascular dysfunction, Histopathology, 77(2), 198-209. https://doi.org/10.1111/his.14134.
[0068] The data acquisition device should also be able to detect other types of viruses, such as influenza viruses, adenoviruses, human metapneumovirus (hMPV) or respiratory syncytial virus (RSV). For example, human parainfluenza viruses have an average size of 150 nm, as reported by Henrickson K. J. (2003). Parainfluenza viruses. Clinical microbiology reviews, 16(2): 242-264. https://doi.org/10.1128/CMR.16.2.242-264.2003. Influenza A viruses are reported to be 80 to 120 nm in diameter by Noda, T., et al (2006). Architecture of ribonucleoprotein complexes in influenza A virus particles. Nature 439: 490-492. https://doi.org/10.1038/nature04378. Influenza A and B viruses are very identical and the spherical forms of both have around 100 nm in diameter, while the filamentous forms above 300 nm in length, as discussed in Bouvier, N. M., & Palese, P. (2008). The biology of influenza viruses. Vaccine, 26 Suppl 4(Suppl 4), D49-D53. https://doi.org/10.1016/j.vaccine.2008.07.039.
[0069] Adenoviruses virions are known to range in size from 70 to 100 nm (see Doerfler W (1996). Adenoviruses. In: Baron S, editor. Medical Microbiology. 4.sup.th edition. Galveston (TX): University of Texas Medical Branch at Galveston; Chapter 67. https://www.ncbi.nlm.nih.gov/books/NBK8503/ and Kennedy, M. A., & Parks, R. J. (2009). Adenovirus virion stability and the viral genome: size matters. Molecular therapy: the journal of the American Society of Gene Therapy, 17(10): 1664-1666. https://doi.org/10.1038/mt.2009.202). Human metapneumovirus (hMPV) particles were found in the range of 150 to 600 nm in size (see van den Hoogen, B. G. et al. (2001). A newly discovered human pneumovirus isolated from young children with respiratory tract disease. Nature medicine, 7(6): 719-724. https://doi.org/10.1038/89098). Respiratory syncytial virus (RSV) is also variable in shape, but the average diameter of both spherical and filamentous forms is, approximately and respectively, 150 nm and 100 to 120 nm (T B?chi; Direct observation of the budding and fusion of an enveloped virus by video microscopy of viable cells. J Cell Biol 1 Nov. 1988; 107 (5): 1689-1695. https://doi.org/10.1083/jcb.107.5.1689, Reena Ghildyal, Adeline Ho, David A. Jans, (2006). Central role of the respiratory syncytial virus matrix protein in infection, FEMS Microbiology Reviews, 30(5): 692-705. https://doi.org/10.1111/j.1574-6976.2006.00025.x and Griffiths, C., Drews, S. J., & Marchant, D. J. (2017). Respiratory Syncytial Virus: Infection, Detection, and New Options for Prevention and Treatment. Clinical microbiology reviews, 30(1), 277-319. https://doi.org/10.1128/CMR.00010-16).
[0070] A 50/50, 1?2, optical coupler (6: AFW Technologies Pty Ltd, Australia, Model #FOSC-1-98-50-L-1-H64F-2) establishes a bidirectional connection between the incoming light from the laser module, the sensing photodetector (7: Thorlabs Inc, Newton, NJ, Model #PDA-36A2) and the sensing probe (8: the microlensed optical fiber with its end just outside a metal capillary). This allows the sensing probe to simultaneously focus the light coming from the laser and the collection of the back-scattered radiation arising from the liquid dispersion sample (9) to be analyzed. To provide further information about the samples' conditions/properties, temperature readings are obtained using a Type-T Thermocouple (10: Omega Engineering Ltd, Manchester, UK, Model #TC-TT-TI-24-2M), connected to a USB data logger (11: Omega Engineering Ltd, Manchester, UK, Model #OM-EL-USB-TC-LCD).
[0071] By controlling the temperature of the sample and the laser output, it was also possible to correct signal artifacts correlated with particles diffusion coefficient's behaviour increasing our signal-to-noise ratio and, consequently, distinguish particles with different sizes with a narrower range within our spectrum.
[0072] The sensing probe 8 is manipulated using a 4 axis (x, y, z, and tilt) right-hand micromanipulator (12: Siskiyou Corporation, Grants Pass, OR, Model #:MX7600) with a probe holder where the capillary is fixed. This manipulator is connected to a closed-loop dial controller (Siskiyou Corporation, Grants Pass, OR, Model #:MC1000e-R1/4T) that allows a more precise displacement of the probe into and inside the sample.
[0073] The visualization and imaging module is composed by a self-made inverted microscope setup using a standard white LED light source (13), an objective (14, currently at 20?, but higher amplification can be used to observe smaller volumes), a mirror (15) and a zoom lens (16: Edmund Optics, Barrington, NJ, Model #VZM 450). This microscope drives the desired imaging plane to a digital camera (17, Edmund Optics, Barrington, NJ, USA Model EO-1312C #Catalog 83-770). The image is observed in real-time in the lab's computer (18) using IDS:'s software uEye Cockpit. The camera's sensing region allows for the visualization of the focused infrared beam and its reaction with the sample's constituents.
[0074] To prevent cross-contamination between samples, a standard cleaning protocol was followed. The sensing probe 8 was inserted into a solvent (e.g., diluted bleach) between any two samples to remove any biological traces. Then, the sensing probe 8 was dipped in distilled water to remove any trace of bleach. While in the water, one to two signal acquisitions (as above) were performed to ascertain any degradation issues and ensure probe prime conditions.
[0075] Before the feature extraction, the back-scattered signal was pre-processed. After that, a set of 98 features were calculated for each 10 second time window (and these features are shown in Table 3). These features can be divided into two types: time and frequency derived. Within the time domain features it is possible to group them into time domain metrics and non-linear. On the other hand, frequency related features can be subdivided in wavelet packet decomposition, DCT-derived and spectral features. The feature extraction step was implemented with a custom-built python 3 script, using the scipy, pandas, PyWavelets, librosa and, numba python libraries. It will be appreciated that the set of 98 features is not limiting of the invention and that fewer features can be extracted or more features could be developed.
[0076] One or more of the following features were extracted.
TABLE-US-00004 Type Group Feature Time- Time Standard Deviation domain domain Interquartile range metrics Kurtosis Skewness Mean Root mean square Signal power Entropy Root sum of squares level Area under the curve histogram Non- Approximate entropy linear Singular value decomposition entropy Petrosian fractal dimension Higuchi fractal dimension Detrended fluctuation analysis coefficient Hurst Exponent Hjorth complexity Hjorth mobility Frequency- DCT- 1.sup.st to 30.sup.th DCT coefficients (30) domain derived Number of DCT coefficients that capture 98% of the original signal Total spectrum Area Under Curve Spectral Entropy 1.sup.st to 10.sup.th Hilbert peaks (10) Number of Hilbert coefficients that capture 98% of the original signal Haar Relative Power of the first 6 levels (6) Db10 Relative Power of the first 6 levels (6) Symlet Relative Power of the first 6 levels (6) Db4 Relative Power of the first 6 levels (6) Spectral Spectral contrast std Spectral contrast mean Spectral contrast max Spectral roll-off frequency std Spectral roll-off frequency mean Spectral roll-off frequency max Spectral flatness std Spectral flatness mean Spectra flatness max Spectral centroid std Spectral centroid mean Spectra centroid max
[0077] For the extraction of all numeric features, the back-scattered signals were first pre-processed using the pipeline schematized in
[0078] Each acquisition was first filtered using a second-order 500 Hz Butterworth high-pass filter to remove noisy low-frequency components of the acquired signal (e.g., 50 Hz electrical grid component). Then, the signal of each acquisition was normalized using the z-score. The z-score can be calculated using the following equation:
where mean(x) and SD(x) represent, respectively, the signal average and standard deviation. After this transformation, each whole acquisition was split into time windows of 10 seconds. Features were calculated for each 10 second time window.
[0079] Time domain metrics such as mean, standard deviation, root mean square, signal power, root sum of squares level (RSSQ), skewness, kurtosis, interquartile range, and entropy were used, given its adequacy in differentiating types of periodic signals. The skewness reflects the distribution symmetry degree while kurtosis quantifies whether the shape of the data distribution matches the Gaussian distribution. The interquartile range is a variability measure. Additionally, the area under the curve of the histogram distribution of the voltage values was considered.
[0080] Non-linear features are useful to describe the complexity and regularity of a signal and are often used to describe the phase behavior of predominantly stochastic signals, such as EEG. A total of 8 non-linear features were considered: approximate entropy, singular value decomposition (SVD) entropy, Petrosian fractal dimension, Hurst exponent, Detrended fluctuation analysis (DFA), Higuchi fractal dimension, Hjorth complexity and mobility. The approximate entropy is used to quantify the amount of regularity and the unpredictability of fluctuations over time-series data, whereas the SVD entropy is an indicator of the number of eigenvectors that are necessary for an adequate explanation of the data set, in other words, it measures the dimensionality of the data.
[0081] The term fractal relates to fluctuations in time that possess a form of self-similarity whose dimension cannot be described by an integer value. Therefore, a fractal dimension (FD) is a ratio that provides a statistical index of complexity and the degree of irregularity of a waveform. It is a highly sensitive measure for the detection of hidden information contained in physiological time series. Petrosian's algorithm provides a fast computation of the FD of a signal by translating the series into a binary sequence, while Higuchi is iterative in nature and is especially useful to handle waveforms as objects. Finally, DFA is a method for quantifying fractal scaling and correlation properties in the time-series.
[0082] The Hurst exponent is a measure of the long-term memory of a time series. It can be used to determine whether the time series is more, less, or equally likely to increase if it has increased in previous steps. Hjorth parameters are indicators of the statistical properties of a signal in the time domain. The mobility parameter is defined as the square root of the ratio of the variance of the first derivative of the signal and that of the signal y(t):
[0083] The mobility parameter represents the mean frequency or the proportion of standard deviation of the power spectrum.
[0084] On the other hand, the complexity parameter indicates how the shape of a signal is like a pure sine wave, this value converges to 1 as the shape of the signal gets more similar to a pure sine wave. The complexity parameter is defined by the following expression:
[0085] Regarding the frequency-domain analysis of the back-scattered signal, three sets of features were extracted: Discrete Cosine Transform (DCT) parameters, Wavelet derived coefficients and spectral features. The DCT was applied to each time window. The DCT can capture minimal periodicities of the signal, without injecting high-frequency artifacts in the transformed data. Besides being highly adequate to short signals, it is highly attractive for this type of problems which require to differentiate target classes, because DCT coefficients are uncorrelated. Thus, they can be used as suitable features for characterizing each peptide class. Additionally, the DCT can embed most of the signal energy into a small number of coefficients. The first n coefficients of the DCT of the scattering echo signal are defined by the following equation:
where ?.sub.i is the signal envelope estimated using the Hilbert transform. The following features were extracted from DCT analysis: the number of coefficients needed to represent about 98% of the total energy of the original signal, the first 30 DCT coefficients, the Area Under the Curve (AUC) of the DCT spectrum for all the frequencies before the modulation frequency (1 kHz) and, the entropy of the DCT spectrum. A similar analysis was conducted using the Hilbert transform. The Hilbert transform when applied to the signal produces an analytical real-valued representation of it. The 10 highest amplitude peaks of the Hilbert transformed signal were used as features, as well as the number of coefficients needed to represent about 98% of the total energy of the original signal.
[0086] Some parameters based on the information extracted from wavelet analysis of each original signal portion were also considered as features. Using wavelet packet decomposition, it is possible to extract, in each frequency band, certain tonal information of the original signal depending on the frequency range and content of the back-scattered signal. For this process, it is necessary to choose a suitable mother wavelet, that will be used as a prototype to be compared with the original signal and extract frequency sub band information. Four mother waveletsHaar, Daubechies (db10 and db4) and Symletwere selected to characterize the backscattered signal portions. Six features for each type of mother Wavelet based on the relative power of the Wavelet packet-derived reconstructed signal (one to six levels) were considered.
[0087] Spectral features characterize the signal's power spectrum, which is the distribution of power across the frequency components composing that signal. It is obtained using the Fourier Transform. Four measures were derived from the spectrum: spectral flatness, spectral centroid, spectral contrast and spectral roll-off. A total of 12 features were calculated from these measures. The spectral contrast is defined as the difference between valleys and peaks in a spectrum. For each sub-band, the energy contrast is estimated by comparing the mean energy in the top quantile (peak energy) to that of the bottom quantile (valley energy). The spectral flatness (or tonality coefficient) quantifies the degree to which a signal is noise-like a signal is. A high spectral flatness (closer to 1.0) indicates that the spectrum is like white noise. The spectral roll-off frequency is defined as the center frequency for a spectrogram bin such that at least 85% of the energy of the spectrum is contained in this bin and in the bins below. Finally, the spectral centroid indicates where the center of mass of each frequency bin in the spectrogram is located. For each one of these measures three features were calculated: the mean, the maximum, and the standard deviation.
[0088] The subject's metadata was encoded into eight demographic features (as shown in table 5)the patient's age, the total number of reported comorbidities and six binary features descriptive of the patient's health record. These features were designed to accommodate the most conditioning factors for COVID-19 disease. It will be appreciated that it is possible to use a subset of the demographic features and that other demographic features may be used.
TABLE-US-00005 TABLE 5 Demographic Features derived from the reported comorbidities. Subject's health record features Age Total number of comorbidities Health report not available Type of comorbidities Respiratory disease Diabetes Kidney disease Cardiovascular disease Immunodepression
[0089] A spectrogram is a visual representation of the signal's frequency spectrum as the frequency spectrum varies with time. A total of 5 spectrograms was calculated for each 30 second acquisition in this example, but this is not limiting of the invention. The spectrogram captures the behavior of a 10 second window. The windows have an overlap of 5 seconds. The spectrograms were calculated using the Fast Fourier Transform (FFT). The signal was broken up into NFFT segments, overlapping in N overlap points. The FFT was then used to calculate the magnitude of the frequency spectrum for each part. Each segment corresponds to a vertical line in the imagea measurement of magnitude versus frequency for a specific moment in time. These spectrums are finally stacked to form the image. In this non-limiting example, the NFFT was set to 1024 and the N overlap to 512, which results in a 513 by 194 spectrogram. Each pixel encodes information for a 10 Hz frequency interval and a 50-millisecond time interval. An example of a spectrogram can be observed in
[0090] The spectrogram allows the use of 2D convolutions that correlate in both the time and frequency domains and is used in the application of the deep learning strategies set out in this disclosure. The combination of this type of data representation (that allowed the transformation of the information from 1D to 2D) and the application of deep learning methods unlock several attributes that were only possible to extract in the 2D domain and increase by N.sup.2 the quantity of information about the particles analyzed.
[0091] Temperature Sensing Based on Back-Scattered Frequency Features
[0092] The relationship between the temperature and the frequency features was studied by calculating the correlation between the temporal evolution of the features and the temperature variation throughout the experiment. Correlation values were calculated considering the average temperature between the sample's initial and final temperatures along each acquisition. Similarly, the mean value of each feature was calculated for each acquisition, so that the two time-series to be compared (temperature and each light scattered-derived feature) had the same number of points. The correlation was calculated using the following formula:
Where x.sub.i represents the temperature time-series values and y.sub.i the feature values. Each time-series was normalized so that the correlation value lies between 0 and 1.
[0093] Four different models for the AI algorithms used for COVID-19 patient stratification were developed. The architecture of conventional algorithms such as the SVM or CNN had to be changed to match the different types of generated data (image, numeric and metadata). In addition to these two models, two additional architectures that modify and combine these two models were designed. The models used in each stratification task varied depending on the type and quantity of data available.
[0094] Support Vector Machine (SVM)
[0095] Support Vector machines can deal with either linear or non-linear input data, which makes the SVMs suitable for high-dimensionality problems. In a nutshell, the SVM can distinguish between two different groups of data points by finding a separating hyperplane with the maximal margin between the groups (also called classes). Three general attributes define the SVM classifier: Ca hyper-parameter which controls the trade-off between margin maximization and error minimization, the kernela function that maps the training data into a high-dimensional feature space and, the sigma, which controls the size of the kernel. The type of kernel function used is a factor on the performance of SVM classification algorithm. The kernel function implicitly maps non-linear features into a high-dimensional features space, where the kernel function can then use linear approaches for solving learning and estimation issues. The types of the kernel function most frequently used are the linear and the Gaussian, or more commonly known as Radial Basis Function SVM (RBF SVM). However, by selecting the RBF kernel function, a third parameter must be optimized: sigma (i.e., the width of the Gaussian function). Larger values of the attribute C are associated to a smaller margin, if the decision function is better at classifying all training points correctly classifier. A lower value of the attribute C encourages a larger margin, therefore a simpler decision function and a less complex classifier. The margin corresponds to the separation between the different classes. A smaller margin means a smaller separation difference between the classes and a larger margin means a large difference between the classes. In the case of sigma (RBF SVM), if sigma is large, the effect of the attribute C becomes negligible. If sigma is small, the attribute C affects the model in the same way as it affects a linear kernel. Several combinations of these parameters were tested to find the optimal model. The reason for this is that, for high values of sigma, the data points need to be very close to each other to be considered in the same group (or class). As a result, high values of gamma typically produce highly flexed decision boundaries, and low values of gamma often results in a decision boundary that is more linear. When signal is large, the decision function is too far from being a linear one and C becomes negligible.
[0096] A Convolutional Neural Network (CNN) is a deep learning algorithm commonly used in image analysis. The CNNs distinguish themselves from conventional classification algorithms by their ability to automatically extract the most important features from an image. The algorithm can assign importance (learnable weights and biases) to various aspects of the images and use them to differentiate between image classes. A CNN consists of an input layer, multiple hidden layers, and an output layer. The hidden layers of a CNN typically consist of a series of convolutional layers. These layers will compute the output of neurons that are connected to local regions in the input, each computing a dot product between their weights and a small region they are connected to in the input.
[0097] The architecture implemented can be observed in
[0098] The first layer 610 is the input layer, which holds the raw pixel values of the spectrogram image, i.e., the spectrogram features. Each encoding block 620a-620d is composed by a convolutional layer followed by an activation layer, a pooling layer, and a dropout layer. The convolution layer that uses multiple filters can extract features from the image dataset while preserving spatial information. After that, the activation layer applies an elementwise ReLU (Rectified Linear Unit) activation function. The ReLU is half rectified, which means that the output f(z) of the function is zero when an input z is negative, and the output f(z) is equal to the input z when z is higher or equal to zero.
[0099] The pooling layer follows subsequently. The pooling operation, also called subsampling, is used to reduce the dimensionality of the feature maps resulting from the convolution operation. Pooling is performed using the max-pooling method, which calculates the maximum value for each patch of the feature map. This operation was performed with a 2?2 filter in all encoding blocks. Consequently, the pooling layer will reduce the size of each feature map by a factor of 2, reducing the number of pixels or values in each feature map to one quarter of the size. After that, there is the dropout layer. The dropout layer randomly sets a percentage of input units to 0 at each step during the training time, which helps prevent overfitting.
[0100] In the first encoding block 620a, convolution was performed using a kernel size of 5?5 and eight filters in total. In the second encoding block 620b, the same kernel was used, but the number of filters doubled (16 filters in total). The kernel size applied in the third and fourth encoding blocks 620c and 620d was 3?3, while the number of filters was changed to 32 and 64, respectively. The output of the fourth encoding block 620d with a shape of 32?12?64 was then flattened to a 1?24576 tensor 630. Finally, there is the fully connected layer 640, which, as the name suggests, connects every neuron in one layer to every activation unit of the next layer. This layer compiles the data extracted by the previous layers and, after passing through a sigmoid activation function, the layer outputs in 650 the final classification probability.
[0101] In addition to the above SVM- and CNN-based models, an alternative architecture that combines the two models was built. This combination was developed by creating a new dataset, which results from the aggregation of the CNN output probability 710 (from
[0102] Construction of a hybrid CNN. The architecture of the CNN was adjusted to combine the features extracted from the spectrogram with both non-spectral and metadata features. This novel architecture can be observed in
[0103] Stratification between COVID-19 infected patients and healthy control patients. The model used for this stratification task was chosen to consider the dataset constraints. The dataset was composed by samples of 10 healthy subjects and the same number of samples of COVID-19 infected patients. A simple SVM model was used to perform the classification task. The model was trained using a cross-validation strategy. The cross-validation strategy is used to obtain performance values and choose the most suitable model. This cross-validation strategy involves partitioning the data into several subsets. The SVM model is trained used a first one of the subsets (called the training set) and subsequently validated using the other subset (called the validation set). To reduce variability of the model, multiple rounds of the cross-validation are performed using the same initial dataset with different partitions, and the validation results are combined (e.g., averaged) over the rounds to give an estimate of the model's predictive performance. The overall performance of the model is calculated as the average ROC AUC across all validation folders and the optimal model was chosen based on the ROC (Receive Operating Curve) area under the curve (=AUC) across all validation folders.
[0104] Stratification among COVID-19 infected patientsprediction of the disease evolution. The dataset used to predict COVID-19 patient's evolution was significantly larger, 87 patients, being then possible to apply deep learning approachesthe two CNN-based architectures shown in
[0105] The training data were used as an input to the models in a way that the models could be adjusted to the data. This is discussed further with reference to
[0106] Results
[0107] Stratification between COVID-19 infected patients from healthy control patients
[0108] The performance results regarding this stratification task are depicted in table 6.
TABLE-US-00006 TABLE 6 Performance of the COVID-19 detection model during the cross-validation stage. Training Validation ROC AUC 0.94 ? 0.01 0.75 ? 0.07 Accuracy 0.85 ? 0.02 0.64 ? 0.04
[0109] The mean training ROC AUC and accuracy across all the validation folders suggests that the model was able to detect and learn differences between the optical fingerprints of the two classes (healthy controls versus infected patients). However, the drop in performance during validation (column 2 of data) suggests that the model overfitted the training set, which may be explained by the smaller dataset size.
[0110] Stratification among COVID-19 infected patientsprediction of the disease evolution.
[0111] Metadata SVM. The validation and test ROC curves corresponding to the SVM trained with the patients' metadata are depicted in
TABLE-US-00007 Validation Test Accuracy 0.82 0.61 F1-score 0.82 0.53 ROC AUC 0.86 0.62
[0112] CNN and SVM Stack Model
[0113] The validation and test ROC curves of the CNN and SVM stack architecture can be depicted in
[0114] The validation ROC curve obtained to this model was a perfect ROC curveROC AUC equal to 1, which indicates that the algorithm was able to learn the differences between the two classes in the training set and generalize them to the validation set. The ROC AUC in the test set was significantly smaller ?0.67, meaning that the model may have suffered overfitting. The drop in accuracy and f1-scoresee table 8supports this idea. Table 8 shows the results of an evaluation of the CNN and SVM stack model's performance in the validation and test with the following metrics: accuracy, f1-score, and ROC area under the curve.
TABLE-US-00008 TABLE 8 VALIDATION TEST ACCURACY 0.85 0.52 F1-SCORE 0.85 0.57 ROC AUC 1.00 0.67
[0115] However, by adding the information regarding the optical fingerprint to the patient's metadata, the performance of the stratification improved by 5% the ROC AUC in test stage, respectively, in comparison with the SVM model built only with the information provided from patient's metadata. Additionally, there was an increase of 14% in the ROC AUC in the validation stage using the combination of the two sources of information than only using metadata.
[0116] Hybrid CNN. The ROC curves of the hybrid CNN are represented in
[0117] Table 9 shows an evaluation of the Hybrid CNN's performance in the validation and test with the following metrics: accuracy, f1-score, and ROC area under the curve (AUC).
TABLE-US-00009 Validation Test Accuracy 0.83 0.72 F1-score 0.81 0.66 ROC AUC 0.69 0.70
[0118] An overview of the method of the invention is set out in
[0119] In step 1555, a plurality of demographic features of comorbidities derived from a patient's health record comparing are also obtained. The extracted plurality of spectrogram features and the plurality of demographic features are then compared with the model in a database to determine a degree of severity of the respiratory disease in step 1560 to output a result in step 1570 which is representative of the degree of severity of the respiratory disease.
[0120] The creation of the model in the database is shown in
[0121] A verification step was carried out in step 1650 with new data, i.e., spectrogram features and demographic features from a different set of samples.
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REFERENCE NUMERALS
[0163] 610 Input Layer [0164] 620a-d Encoding block [0165] 630 Tensor [0166] 640 Fully connected layer [0167] 650 Output [0168] 700 Alternative architecture [0169] 710 CNN output probability [0170] 720 Metadata feature [0171] 730 Support vector machine [0172] 820a-d Encoding blocks [0173] 830 Fully connected block [0174] 840 Non-spectral feature set [0175] 850 Metadata feature set [0176] 860 Full connected layer [0177] 870 Layer [0178] 880 Dense layer [0179] 890 Output