Systems and methods for ultrasonic characterization of permafrost, frozen soil and saturated soil samples
11692972 · 2023-07-04
Assignee
Inventors
Cpc classification
G01N2291/048
PHYSICS
G01N2291/0251
PHYSICS
G01N29/07
PHYSICS
International classification
Abstract
An ultrasonic sensing technique and a signal interpretation method based on a spectral element multiphase poromechanical approach overcomes critical gaps in permafrost, frozen soil, and saturated soil characterization. Ultrasonic sensing produces high-quality response signals that are sensitive to the soil properties. A transfer function denoting a ratio of induced displacement and applied force in the frequency domain, is independent of the distribution of the stress force applied by the transducer to the sample, and allows interpretation of the measured electrical signal using a theoretical transfer function relation to efficiently determine the most probable properties from response signals using an inverse spectral element multiphase poromechanical approach. This ultrasonic sensing technique enables rapid characterization of soil samples in terms of both physical and mechanical properties. The Quantitative Ultrasound (QUS) system can be used in a laboratory setup or brought on site for in-situ investigation of permafrost, frozen, and saturated soil samples.
Claims
1. A system for characterization of a permafrost or frozen soil sample of which a plurality of physical parameters is to be measured, said system comprising: an ultrasonic transmitter operable to emit an input signal through the permafrost or frozen soil sample; an ultrasonic receiver positioned or positionable oppositely of said ultrasonic transmitter to reside across the permafrost or frozen soil sample therefrom, and operable to generate a sample response signal in response to receipt of said input signal from the ultrasonic transmitter during a test of said permafrost or frozen soil sample; one or more non-transitory computer readable media having stored thereon: a data store for storing actual test result data that at least comprises response signal data representative of the sample response signal from the ultrasonic receiver during said test; a predictive poromechanical model useful for calculating predictions of at least some of the actual test result data based on different combinations of potential parameter values for said physical parameters of said permafrost or frozen soil; statements and instructions executable by one or more computer processors to perform the following steps: (a) access said test result data; (b) run the predictive poromechanical model with a plurality of different candidate parameter value combinations as input to thereby derive a plurality of resultant predictive datasets each representing a predicted test result, and apply machine learning-based optimization to identify preferred-candidate parameter value combinations for which the resultant predictive datasets from the predictive poromechanical model better approximate the actual test result data than other candidate parameter value combinations; (c) perform iterative repetitions of step (b), each time using the preferred-candidate parameter value combinations from a prior iteration of step (b) as the input to the predictive poromechanical model, until at least one optimal candidate parameter value combination whose resultant predictive dataset optimally matches the actual test result data is found; and (d) select said at least one optimal candidate parameter value combination as a resultant measurement dataset for quantifying the physical parameters of the permafrost or frozen soil sample.
2. The system of claim 1 wherein a parameter space of the predictive poromechanical model is subdivided into different subspaces, and iteratively applying said machine-learning based optimization in steps (b) and (c) comprises performing iterative inversion within each subspace and thereby deriving a plurality of candidates from among a plurality of the different subspaces, and then selecting said at least one optimal candidate parameter value combination from among said plurality of candidates based on comparative loss function results thereof.
3. The system of claim 1 wherein the at least one optimal candidate parameter value combination comprises two optimal candidate parameter value combinations derived from two candidate clusters.
4. The system of claim 1 wherein step (c) comprises performing said iterative repetitions using a neighbourhood algorithm.
5. The system of claim 1 wherein the response signal data includes, or is processed to derive therefrom, at least: (i) a first arrival time of the input signal at the ultrasonic receiver; and (ii) a length, in time, of at least part of the response signal.
6. The system of claim 1 wherein parameters of the predictive poromechanical model include at least: (i) porosity; (ii) ice content; (iii) unfrozen water content; (iv) bulk modulus; (v) shear modulus; (vi) compressional velocity; and (vii) shear wave velocity.
7. The system of claim 1 wherein: the data store also stores therein: as part of the actual test result data, a test-derived voltage/voltage transform function (H.sub.4) calculated as a ratio, in a frequency domain, between an output voltage from the ultrasonic receiver and an input voltage to the ultrasonic transmitter during said test; a calibration-derived product of a force/voltage transform function (H.sub.1) and a voltage/displacement transform function (H.sub.3), both of which are in the frequency domain, and of which the force/voltage transform function (H.sub.1) is a ratio between an induced force at the ultrasonic transmitter and the input voltage to the ultrasonic transmitter during a calibration procedure, and the voltage/displacement transform function (H.sub.3) is a ratio between the output voltage from the ultrasonic receiver and a displacement at the ultrasonic receiver during said calibration procedure; and a calculated displacement/force transform function (H.sub.2) that is calculated from said test-derived voltage/voltage transform function (H.sub.4) and said calibration-derived product of the force/voltage transform function and said voltage/displacement transform function (H.sub.1 & H.sub.3), and is representative of a ratio, in the frequency domain, between an output voltage from the ultrasonic receiver and an input voltage to the ultrasonic transmitter; and in step (b), running the predictive poromechanical model comprises deriving, for each resultant predictive dataset, both a predictive response signal, and a predictive displacement/force transform function.
8. A method for characterizing a permafrost or frozen soil sample having a plurality of physical parameters, said method comprising: (a) during a test of said permafrost or frozen soil sample (i) from an ultrasonic transmitter, transmitting an input signal through the permafrost or frozen soil sample; (ii) at an ultrasonic receiver positioned oppositely of said ultrasonic transmitter across the permafrost or frozen soil sample, receiving said input signal, and generating a sample response signal in response thereto; (b) digitally storing actual test result data that at least comprises response signal data representative of the sample response signal from the ultrasonic receiver during said test; (c) through execution by one or more processors of statements and instructions stored in one or more non-transitory computer readable media, perform the following steps: (i) access said actual test result data; (ii) run a predictive poromechanical model with a plurality of different candidate parameter value combinations as input to thereby derive a plurality of resultant predictive datasets each representing a predicted test result, and apply machine learning-based optimization to identify preferred-candidate parameter value combinations for which the resultant predictive datasets from the predictive poromechanical model better approximate the actual test result data than other candidate parameter value combinations; (iii) perform iterative repetitions of step (c)(ii), each time using the preferred-candidate parameter value combinations from a prior iteration of step (c)(ii) as the input to the predictive poromechanical model, until at least one optimal parameter value combination whose resultant predictive dataset optimally matches the actual test result data is found; (iv) select said at least one optimal parameter value combination as a resultant measurement dataset for quantifying the physical parameters of the permafrost or frozen soil sample.
9. The method of claim 8 wherein a parameter space of the predictive poromechanical model is subdivided into different subspaces, and iteratively applying said machine-learning based optimization in steps (c)(ii) and (c)(iii) comprises performing iterative inversion within each subspace and thereby deriving a plurality of candidates from among a plurality of the different subspaces, and then selecting said at least one optimal candidate parameter value combination from among said plurality of candidates based on comparative loss function results thereof.
10. The method of claim 8 wherein the at least one optimal candidate parameter value combination comprises two optimal candidate parameter value combinations derived from two candidate clusters.
11. The method of claim 8 wherein step (c)(iii) comprises performing said iterative repetitions using a neighbourhood algorithm.
12. The method of claim 8 wherein the response signal data includes, or is processed to derive therefrom, at least (i) a first arrival time of the input signal at the ultrasonic receiver; and (ii) a length, in time, of at least part of the sample response signal.
13. The method of claim 8 wherein parameters of the predictive poromechanical model include at least: (i) porosity; (ii) ice content; (iii) unfrozen water content; (iv) bulk modulus; (v) shear modulus; (vi) compressional velocity; and (vii) shear wave velocity.
14. The method of claim 8 wherein: step (b) comprises also digitally storing: as part of the actual test result data, a test-derived voltage/voltage transform function (H.sub.4) calculated as a ratio, in a frequency domain, between an output voltage from the ultrasonic receiver and an input voltage to the ultrasonic transmitter during said test; a calibration-derived product of a force/voltage transform function (H.sub.1) and a voltage/displacement transform function (H.sub.3), both of which are in the frequency domain, and of which the force/voltage transform function (H.sub.1) is a ratio between an induced force at the ultrasonic transmitter and the input voltage to the ultrasonic transmitter during a calibration procedure, and the voltage/displacement transform function (H.sub.3) is a ratio between the output voltage from the ultrasonic receiver and a displacement at the ultrasonic receiver during said calibration procedure; and a calculated displacement/force transform function (H.sub.2) that is calculated from said test-derived voltage/voltage transform function (H.sub.4) and said calibration-derived product of the force/voltage transform function and said voltage/displacement transform function (H.sub.1 & H.sub.3), and is representative of a ratio, in the frequency domain, between an output voltage from the ultrasonic receiver and an input voltage to the ultrasonic transmitter; and running the predictive poromechanical model in step (c)(ii) comprises deriving, for each resultant predictive dataset, both a predictive response signal, and a predictive displacement/force transform function.
15. The system of claim 1 wherein the predictive poromechanical model comprises a forward solver having a stiffness matrix formulated with a dot product of S.sub.2.Math.S.sub.1.sup.−1, of which: S.sub.1 is a displacement component matrix containing:
16. A system for characterization of a saturated soil sample of which a plurality of physical parameters is to be measured, said system comprising: an ultrasonic transmitter operable to emit an input signal through the saturated soil sample; an ultrasonic receiver positioned or positionable oppositely of said ultrasonic transmitter to reside across the saturated soil sample therefrom, and operable to generate a sample response signal in response to receipt of said input signal from the ultrasonic transmitter during a test of said saturated soil sample; one or more non-transitory computer readable media having stored thereon: a data store for storing actual test result data that at least comprises response signal data representative of the sample response signal from the ultrasonic receiver during said test; a predictive poromechanical model useful for calculating predictions of at least some of the actual test result data based on different combinations of potential parameter values for said physical parameters of said saturated soil sample; statements and instructions executable by one or more computer processors to perform the following steps: (a) access said actual test result data; (b) run the predictive poromechanical model with a plurality of different candidate parameter value combinations as input to thereby derive a plurality of resultant predictive datasets each representing a predicted test result, and apply machine learning-based optimization to identify preferred-candidate parameter value combinations for which the resultant predictive datasets from the predictive poromechanical model better approximate the actual test result data than other candidate parameter value combinations; (c) perform iterative repetitions of step (b), each time using the preferred-candidate parameter value combinations from a prior iteration of step (b) as the input to the predictive poromechanical model, until at least one optimal candidate parameter value combination whose resultant predictive dataset optimally matches the actual test result data is found; and (d) select said at least one optimal candidate parameter value combination as a resultant measurement dataset for quantifying the physical parameters of the saturated soil sample.
17. A method for characterizing a saturated soil sample having a plurality of physical parameters, said method comprising: (a) during a test of said saturated soil sample (i) from an ultrasonic transmitter, transmitting an input signal through the saturated soil sample; (ii) at an ultrasonic receiver positioned oppositely of said ultrasonic transmitter across the saturated soil sample, receiving said input signal, and generating a sample response signal in response thereto; (b) digitally storing actual test result data that at least comprises response signal data representative of the sample response signal from the ultrasonic receiver during said test; (c) through execution by one or more processors of statements and instructions stored in one or more non-transitory computer readable media, perform the following steps: (i) access said actual test result data; (ii) run a predictive poromechanical model with a plurality of different candidate parameter value combinations as input to thereby derive a plurality of resultant predictive datasets each representing a predicted test result, and apply machine learning-based optimization to identify preferred-candidate parameter value combinations for which the resultant predictive datasets from the predictive poromechanical model better approximate the actual test result data than other candidate parameter value combinations; (iii) perform iterative repetitions of step (c)(ii), each time using the preferred-candidate parameter value combinations from a prior iteration of step (c)(ii) as the input to the predictive poromechanical model, until at least one optimal candidate parameter value combination whose resultant predictive dataset optimally matches the actual test result data is found; (iv) select said at least one optimal candidate parameter value combination as resultant measurement dataset for quantifying the physical parameters of the saturated soil sample.
18. The system of claim 16 wherein the predictive poromechanical model comprises a forward solver having a stiffness matrix formulated with a dot product of S′.sub.2.Math.S′.sup.−1.sub.1, of which: S′.sub.1 is a displacement component matrix:
Description
BRIEF DESCRIPTION OF THE DRAWINGS
(1) Preferred embodiments of the invention will now be described in conjunction with the accompanying drawings in which:
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DETAILED DESCRIPTION
First Working Embodiment (Frozen Soil & Permafrost)
(60) A general schematic of the UPV test setup employed in a first embodiment of the present invention is illustrated in
(61) Here, a case study using synthetic data is presented to show the permafrost characterization process. The sensitivity analysis is firstly performed to show the effect of soil skeleton properties, porosity, and degree of saturation with ice. Then, the highly non-convex nature of this inversion problem is discussed. The inversion algorithms are selected in a way to mitigate the non-convex complexity. Finally, the inversion results (soil parameters) are calculated based on the given synthetic data, poromechanical model, and machine learning inversion algorithms.
(62) The sensitivity analyses are performed to study the effect of mechanical properties of solid skeleton constituents, porosity as well as degree of saturation with ice in the ultrasonic pulse velocity test. The inherent properties of each component are shown in Table 1.1.
(63) TABLE-US-00001 TABLE 1.1 Mechanical properties of each component in frozen soil Bulk modulus Shear modulus Media Density (kg/m.sup.3) (GPa) (GPa) Quartz [1.8] p.sub.s = 2650 K.sub.s = 36.6 μ.sub.s = 45.0 Clay Grain [1.8] p.sub.s = 2580 K.sub.s = 20.9 μ.sub.s = 6.85 Calcite [1.2] p.sub.s = 2710 K.sub.s = 76.8 μ.sub.s = 32 Ice p.sub.s = 920 K.sub.i = 8.58 μ.sub.i = 1.92 Water p.sub.w = 1000 K.sub.w = 2.25 μ.sub.w = 0
The applied ultrasonic impulse load shown in
(64) Similarly, the effect of porosity is shown in
(65) In real practice, the piezoelectric transmitter can generate much more complex motion under a single sinusoidal impulse excitation load. For instance, the displacement of the ultrasonic transmitter measured through laser vibrometer is shown in
(66) In the first embodiment of the present invention, the signals until the first cycle is used for the inversion analysis. It is believed that the signal within the first cycle is mostly contributed by the single sinusoidal load. The loss function is chosen to be the sum of L2 norm in the frequency domain and time domain. A permafrost sample with a porosity of 0.4 and a degree of saturation with unfrozen water of 0.2 is considered; the bulk modulus and shear modulus are 36.6 and 45 GPa, respectively.
(67) As shown in
(68) TABLE-US-00002 TABLE 1.2 Inversion results for the five selected groups Group Number φ S.sub.r K.sub.s μ.sub.s Minimum loss 1 0.1-0.2 0.15-0.25 30-40 40-50 12.00 2 0.3-0.4 0.15-0.25 30-40 40-50 4.79 3 0.4-0.5 0.45-0.55 30-40 40-50 23.51 4 0.3-0.4 0.45-0.55 20-30 50-60 10.97 5 0.5-0.6 0.75-0.85 30-40 40-50 22.68
(69) After determining the possible subspace, the differential evolution algorithm is used to find the optimum parameters that most fit the measured signal. The updates of soil parameters including porosity, degree of saturation with ice, bulk modulus, and shear modulus as well as the corresponding loss function are shown in
(70) The visualization of the differential evolution algorithm can be seen in
First Embodiment Methodology: Multiphase Poromechanical Forward Solver
(71) Kinematics Assumptions
(72) The Green-Lagrange strain tensor (ϵ.sub.ij) for infinitesimal deformations expressed as displacement vector u.sub.i.sup.1, u.sub.i.sup.2 and u.sub.i.sup.3 for solid skeleton, pore water and pore ice are shown in Equation 1.1.
(73)
where δ.sub.ij is the identity tensor.
(74) The strain tensor of pore water ϵ.sub.ij.sup.2 is diagonal since the shear deformation does not exist in pore water component.
(75) Constitutive Model
(76) The constitutive models defined as the relation between the stress and strain tensors for solid skeleton, pore water and pore ice are given in Equation 1.2:
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in which σ.sup.1, σ.sup.2 and σ.sup.3 are the effective stress, pore water pressure and ice pressure, respectively. The definition of each term (e.g., K.sub.1, C.sub.12, C.sub.13, μ.sub.1, μ.sub.13, K.sub.2, C.sub.23, K.sub.3, μ.sub.3) in Equation 1.2 is given in Appendix C. The term θ.sub.m, d.sub.ij.sup.m and ϵ.sub.ij.sup.m (m, ranging from 1 to 3, represents the different phases) are defined as follows:
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(79) Conservation Laws
(80) The momentum conservation considers the acceleration of each component and the existing relative motion of the pore ice and pore water phases with respect to the solid skeleton. The momentum conservation for the three phases is given by Equation 1.3.
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in which the expressions for the density terms (ρ.sub.ij or
(82) Field Equations
(83) Through the infinitesimal kinematic assumptions, the stress-strain constitutive model and conversation of momentum, the field equation can be written in the matrix form, as shown in Equation 1.4.
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in which the matrix
(85) By performing divergence operation (∇.Math.) and curl operation (∇×) on both sides of Equation 1.4, the field equation in the frequency domain can be written as Equation 1.5.
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(87) Using the Helmholtz decomposition theorem allows us to decompose the displacement field, u (equivalent to u.sub.i), into the longitudinal potential and transverse vector components as follows,
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(89) By substituting Equation 1.6 into the field equation of motion, Equation 1.5, we obtain two sets of uncoupled partial differential equations relative to the compressional wave P related to the Helmholtz scalar potentials, and to the shear wave S related to the Helmholtz vector potential, respectively (Equation 1.7). In the axi-symmetric condition, only the second components exits in vector
(90)
(91) Solution for Dilation Wave (P Waves) Using Eigendecomposition
(92) Equation (1.7) shows that ϕ.sub.1, ϕ.sub.2 and ϕ.sub.3 are coupled in the field equations. The diagonalization of such a matrix is required to decouple the system. Equation (1.7) is then rearranged into Equation (1.8):
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where the
where
(94) By setting
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where k is the wave number; coefficient A, B and C will be determined by boundary conditions; D.sub.11, D.sub.22, and D.sub.33 are the diagonal components of
(96) Now, the P wave potentials can be written as:
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where p.sub.ij are the components for the eigenvector of
(98) Solution for Rotational Wave (S Wave)
(99) The solutions for the S wave potentials can be solved in a similar manner. The Equation 1.12 is firstly rearranged into Equation 1.13:
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(101) Since ψ.sub.w can be expressed as a function of ψ.sub.s and ψ.sub.i (shown in Equation 1.14), the Equation 1.13 is further simplified and rearranged into Equation 1.15.
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(104) The
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where J.sub.1 is the Bessel function of the first in with order 1. G.sub.11 an G.sub.22 are the diagonal components of matrix
(106) Finally, the solution of S wave potentials can be written as:
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where Q.sub.ij are the components for eigenvector of
(108) Layer Element with Finite Length
(109) By including both incident wave and reflected wave, the potentials for a layer with finite thickness can be written in Equation 1.19:
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where the components of S.sub.1 is given in Appendix D; the subscript 1 and 2 represent the nodes for the upper and lower layer, respectively. The coefficient A to F is determined by the boundary condition.
(111) The matrix of effective stress, pore water pressure and pore ice pressure in the frequency domain is shown in Equation 1.20 in which the components for matrix S.sub.2 can be found in the Appendix D.
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(113) According to the Cauchy stress principle, the traction force (T) is taken as the dot product between the stress tensor and the unit vector along the outward normal direction. Due to the convection that the upward direction is negative, the upper boundary becomes negative. Similarly, to make the sign consistent, the N matrix is applied to matrix S.sub.2.Math.S.sub.1.sup.−1. In the future, the matrix N.Math.S.sub.2.Math.S.sub.1.sup.−1 will be denoted as the G matrix.
(114)
(115) Ultrasonic Response in Time Domain
(116) In the ultrasonic tests, a vertical impulse load ƒ(t, r) is applied to one end of the soil specimen. The surface is assumed to be permeable, which implies the pore water pressure at the surface is zero. Under such conditions, the displacements in the frequency domain can be written as:
(117)
(118) The impulse load ƒ is defined in time domain and can be decomposed into two independent functions in terms of time variable ƒ.sub.n(t) and radial variable ƒ.sub.r(t):
ƒ(t,r)=ƒ.sub.n(t)ƒ.sub.r(t) (1.24)
(119) The mathematical expression for the function ƒ.sub.n(t) depends mainly on the type of impulse loads created by a signal generator. In this example, a sinusoidal impulse function is used as the external load to simulate the applied load. The load with amplitude of one is mathematically described in Equation (1.25).
ƒ.sub.n(t)=sin(2πft)[1−H(t−1/ƒ)] (1.25)
where t(s) is time and ƒ(Hz) is the frequency; H( ) is the Heaviside step function. The radial component of the applied load decomposed from the external load is defined as:
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where r.sub.0 is the radius of the contacting area of the ultrasonic transmitter; n is the total mode number; r.sub.∞ is the diameter of the soil sample.
First Embodiment Methodology: Inversion Through Pre-Search and Deep-Search
(121) Objective Function
(122) In this embodiment, the Euclidean norm is used to construct the objective function. The problem is formulated as the following form:
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where x=(x.sub.1, x.sub.2, . . . x.sub.m) is the optimization variable; ƒ(x) is the objective function; the constant a.sub.i and b.sub.i are limits or bounds for each variable.
(124) Optimization Method
(125) The update process can be achieved through the gradient-based and gradient-free optimization method. The gradient-based optimization is efficient in large convex problems such as linear least square problems and are commonly used in large optimization problems (e.g. deep learning and adjoint method). Therefore, the gradient based method is preferred in most cases, especially for convex optimization problems.
(126) However, Due to the complex and highly non-linear nature of the forward model, the inversion through the gradient-based optimization becomes almost impossible. Hence, the pre-search is performed using the Bayesian optimization method [1.15]. To address the issue of shallow dimension update (especially for ice content and porosity), the search space is divided into smaller regions. Such operation ensures the parameter space is well explored to avoid the local minimum issue for such problems. The pre-search is performed by Bayesian optimization method. The Bayesian optimization algorithm applies Gaussian process to randomly sample the cost function to avoid the local minimum. It is particularly suitable for objective function that are expensive to evaluate and highly non-convex. Instead of evaluating the cost at each trial point, Bayesian optimization method minimize the number of objective function evaluations through acquisition function [1.1]. After sampling the objective function, the Gaussian process is updated to determine the next point to evaluate. Therefore, the Bayesian optimization can be used to rapidly determine the possible regions (or subspace) where the optimum soil parameters exit.
(127) Deep-search is performed using differential evolution algorithm. Such an algorithm re-quires fewer control variables in comparison to other algorithms (e.g., genetic algorithm) and can be easily implemented in parallel computation [1.14]. In this method, A population of candidate solutions are generated randomly; Then, by moving around in the search space through a combination of the existing temporary solutions, a series of better solutions is expected to be obtained. In the differential evolution, the mutation constant is taken in the range of 0.5 to 1 and the recombination constant is recommended to be 0.9 [1.14].
First Embodiment Summary
(128) In the forgoing embodiment, a novel spectral element-based poromechanical model was developed for ultrasonic wave propagation through permafrost. The ultrasonic waves can be easily generated by means of a simple Ultrasonic Pulse Velocity (UPV) setup in a geotechnical laboratory or in the field. The developed solution predicts the signal obtained at the receiver when the soil specimen is subjected to an ultrasonic impulse load. By matching the measured signal from the receiver and the predicted response, the soil properties can be derived inversely through the proposed machine learning algorithms. It was found that such an inversion analysis is highly non-convex. Therefore, the optimization procedure was divided into pre-search and deep-search. The pre-search was performed using Bayesian optimization to determine the possible subspace in which the prediction matches the measurement to the largest extent. Then, the deep-search for the most optimum solution was performed using a differential evolution algorithm inside the subspace determined by pre-search. Based on the case studies, it was proved that the developed integrated algorithm can be successfully used to determine the permafrost properties such as ice content, porosity, and P and S wave velocities using UPV measurements.
Second Working Embodiment (Frozen Soil & Permafrost)
(129) In ultrasonic tests, an ultrasonic transmitter transforms electrical energy into mechanical energy (piezoelectric effect) to generate stress waves within a soil sample. However, the exact induced mechanical energy (force) still remains unknown due to the complexity of piezoelectric behavior and transducer structure. The preceding embodiment placed primary focus on the mechanism of wave propagation within frozen soils with assumed input force as boundary conditions, leaving room for improved accuracy in the interpretation of the ultrasonic signals.
(130) The ultrasonic setup in the second embodiment once again includes a function generator, receiver amplifier, oscilloscope, ultrasonic transmitter and receiver. The ultrasonic setup is summarized in
(131) In the QUS system of the second embodiment, the output voltage measured at the ultrasonic receiver can be related to the input voltage exciting the ultrasonic transducer in the frequency domain, as shown in Equation 2.1:
(132)
(133) With continued reference to
(134) In a calibration process that proceeds testing of a permafrost or frozen soil sample in the second embodiment, firstly a calibration object of known material properties (e.g. a calibration bar of polymethyl methacrylate with the P-wave and S-wave velocities of 2,717 m/s and 1,516 m/s, respectively, and the density of 2,400 kg/m.sup.3 [2.31]) is used to obtain the transfer function H.sub.2. With the measured transfer function H.sub.4, one can finally determine the product of the transfer functions H.sub.1 and H.sub.3 from this calibration process.
(135) Different soil types including clay, silt, and till (a mix of clay, silt, sand, and limestone) were used to demonstrate the robustness of the proposed QUS setup in characterizing frozen soils. The soils were reconstituted and saturated to minimize the inhomogeneity of the soil samples. Some specimens extracted from the different saturated soil samples were dried in an oven at 110° C. for three days based on the ASTM standards [2.9] to determine the initial porosity of those samples. These samples were then under different isothermal freezing conditions (−20° C., −10° C. and −2° C.) prior to the ultrasonic test. All the frozen soil samples were 170 mm in length and 100 mm in diameter. A summary of the ultrasonic test program including the soil type, temperature and initial porosity of each sample is given in Table 2.1.
(136) TABLE-US-00003 TABLE 2.1 Summary of the test soil type, temperature and initial porosity of each sample Ultrasonic test program Soil type Clay Silt Till Temperature −20° C. −10° C. −2° C. −20° C. −2° C. −20° C. Initial porosity 0.57 0.57 0.60 0.33 0.33 0.28
(137) The initial water content of the clay soil was measure as 0.503. Based on the specific gravity of most clay minerals (ranging from 2 to 3 g/cm.sup.3, but normally around 2.65 g/cm.sup.3 [2.1]), the initial porosity of the sample was most likely around 0.57. The ultrasonic test was performed firstly on the clay sample at a freezing temperature of −20° C. The ultrasonic transmitter applied a sinusoidal impulse with a frequency of 54 kHz to the left end of the sample.
(138)
(139) Non-uniqueness and uncertainty were recognized in the inversion results due to the highly nonlinear and non-convex nature of the inverse poromechanical problem. The optimization space (composed of bulk modulus [K], shear modulus [G], porosity [n], the degree of saturation of unfrozen water [S.sub.r]) was highly non-convex. Direct search in the entire space was almost impossible to find the most optimum soil parameters for test samples. To address this issue, the search space was divided into smaller subspaces, which ensures the parameter space is well explored to mitigate the local minimum issue. The inversion algorithm determines multiple possible solutions for the sample properties based on the measured P1 wave velocity and the transfer function H.sub.2.
(140) The first candidate cluster as shown in
(141)
(142) The ultrasonic test was also performed for the same clay soil sample at a freezing temperature of −10° C. using the same setup and input electrical signals.
(143) As mentioned previously, the ultrasonic tests were also performed for the silt and till soil samples under −20°.
(144) The ultrasonic test was also performed for the silt and clay samples under a freezing temperature of −2° C.
Second Embodiment Methodology Overview
(145)
(146) Spectral Element Multiphase Poromechanical Transfer Function.
(147) The frozen soil sample is considered to be composed of three phases: solid skeleton, pore-water, and pore-ice. Through the infinitesimal kinematic assumption (Equation B.1), the stress-strain constitutive model (Equation B.2), and the conservation of momentum (Equation B.3), the field equations can be written in the matrix form as presented in Equation B.4. The matrices
(148) To obtain the analytical solution, the Helmholtz decomposition is used to decouple the P waves (P1, P2, and P3) and S waves (S1 and S2). The displacement vector (ū) is composed of the P wave scalar potentials ϕ and S wave vector potentials
(149) In the ultrasonic tests, an assumed impulse load {circumflex over (ƒ)}(ω, r) is applied to one end of the soil sample. The surface is assumed to be permeable, which implies the pore water pressure at the surface is zero. Under such conditions, the relation for load vector {right arrow over (ƒ)}, stiffness matrix G and displacement vector {right arrow over (u)} in the frequency domain is shown the Equation 2.2:
(150)
where G is the stiffness matrix described in Equation B.21 by means of the spectral element method. The displacement of the solid skeleton and the relative displacements of pore water and pore ice are denoted by u.sub.i.sup.1, u.sub.i.sup.2 and u.sub.i.sup.3. The radial and vertical components of the displacement vector is denoted by the subscripts r and z, respectively. The subscript n represents the node number, taken as 1 and 2 for the ultrasonic transmitter and receiver locations, respectively. The main steps for the derivation of the stiffness matrix G by means of the spectral element method are given in Appendix B, such as the derivation of solutions for the longitudinal waves (P waves) and shear waves (S waves) by eigen-decomposition.
(151) The impulse load can be decomposed into two independent functions in terms of Fourier or Laplace variable ƒ.sub.n(ω) and radial variable ƒ.sub.r(r):
ƒ(ω,r)=ƒ.sub.n(ω)ƒ.sub.r(r) (2.3)
(152) The mathematical expression for the function ƒ.sub.n(ω) depends mainly on the type of impulse loads created by a function generator and the mechanical force transformed by the ultrasonic transmitter. Meanwhile, the function ƒ.sub.r(r), written using the Fourier-Bessel series (Equation B.23), depends on the diameter of the ultrasonic transmitter. Then the transfer function H.sub.2 (independent of the applied load distribution ƒ.sub.n) is defined as follows:
(153)
where u.sub.z2 is the displacement at the ultrasonic receiver location; û.sub.z2 is the displacement component before applying the external load; ƒ.sub.n is the input force at the ultrasonic transmitter location; m is the total mode number; F.sub.m is the Fourier-Bessel series components (Equation B.23); J.sub.0 is the first kind of Bessel function; k.sub.m is the mode number; r is the radial location of the ultrasonic receiver.
(154) Inversion
(155) The distance between the experimentally measured and numerically predicted P1 wave velocity as well as the Euclidean norm between the experimental and numerical transfer functions H.sub.2 may be used as the components of the loss function. The inversion problem can thus be formulated as follows:
(156)
where ƒ is the loss function; x=(x.sub.1, x.sub.2, . . . x.sub.m) is the optimization variable (e.g., porosity, the degree of saturation of unfrozen water, bulk modulus and shear modulus of solid skeleton); the constant a.sub.i and b.sub.i are the limits or bounds for each variable; m is the total number of variables; y and
(157) Here, use may be made of the Neighborhood algorithm that benefits from the Voronoi cells to search the high-dimensional parameter space and reduce overall cost function [2.32]. The algorithm contains only two tuning parameters. The Neighborhood sampling algorithm includes the following steps: a random sample is initially generated to ensure the soil parameters are not affected by the local minimum. Based on the ranking of each sample, the Voronoi polygons are used to generate better samples with a smaller objective function. The optimization parameters are scaled between 0 and 1 to properly evaluate the Voronoi polygon limit. After generating a new sample, the distance calculation needs to be updated. Through enough iterations of these processes, the aim function can be reduced. The detailed description of the neighborhood algorithm is described by Sambridge [2.32].
Second Embodiment Experimental Summary
(158) A spectral element multiphase poromechanical transfer function method and a Quantitative Ultrasound (QUS) sensing system were developed for use as a portable and instant characterization tool for frozen or permafrost soil samples. With a simple portable setup, the physical and mechanical properties are measured using only a single ultrasonic test. Compared with traditional methods (TDR, FDR, TDT and NMR) for the measurement of only unfrozen water content, the inventive technique offers clear advantages. In the QUS sensing system, the unfrozen water content can be determined without any specific empirical relations unlike the traditional methods that rely on intensive laboratory calibration to determine the empirical equations between the relative dielectric permittivity and unfrozen water content. The spectral element multiphase poromechanical transfer function considers the multiphase physics of wave propagation in the test samples and makes no assumptions about the soil types, ice content, porosity, and testing temperature. Furthermore, the above-mentioned traditional methods (TDR, FDR, TDT and NMR) can only estimate the unfrozen water content; but the information on ice content, porosity and mechanical properties can not be evaluated. In terms of the mechanical properties, the presently disclosed ultrasonic technique also shows clear advantages compared with the traditional RC and BE tests. In the proposed ultrasonic sensing technique, the bulk modulus and shear modulus of solid skeleton particles can be determined at the same time without costly and time-consuming laboratory geophysical setups.
(159) The inverse spectral element multiphase poromechanical algorithm is highly non-linear and non-convex. The components of the stiffness matrix as shown in Appendix D involve soil parameters such as bulk modulus, shear modulus, the saturation degree of unfrozen water, and porosity, which make the algebraic operations highly non-linear. Given the ultrasonic measurements in terms of the P1 wave velocity and experimental transfer function H.sub.2, multiple possible theoretical predictions with similar loss functions can match well with the experimental measurements. The proposed inversion scheme successfully locates these possible solutions that fit well with the measured P1 wave velocity and transfer function H.sub.2. However, additional information may be required to make the final decisions on the most probable soil properties. The non-uniqueness nature and the inherent uncertainty of this inverse problem are due to the lack of constraints of the soil parameters. Supplementary information (e.g., prior tests and typical values for soil properties) can reduce the search space and add constraints on the inversion analysis. For example, the two most probable solutions (clusters) were selected based on the ranking of the loss function in the detailed non-limiting example above. Traditional geotechnical tests performed in the process of preparing soil samples provided estimated soil porosity. Combining with the measured freezing temperature, the first candidate was eliminated from the inversion results at a temperature of −20° C. for the frozen clay sample (
(160) The inversion results were further verified by comparing the predicted soil properties at −20° C. and −10° C. The results showed that the degree of saturation of unfrozen water increased (from 12% to 17%) with the increase in temperature. The porosity slightly decreased (from 0.53 to 0.45) with the increase of temperature. This is explained by the reduction in volume when the in-situ ice is transformed into porewater. In addition, the variation of volumetric ice content (from 0.47 to 0.37, calculated by n(1−S.sub.r)) is consistent with the temperature increase. The volume of ice is about 9% higher than that of water under the same weight. This is consistent with the 8% variation of total volume (the volume reduction is mostly reflected by the reduction in the porosity). Meanwhile, the volumetric unfrozen water content increased from 0.06 to 0.08. Both bulk modulus and shear modulus were reduced (from 6.3 GPa to 6 GPa in the bulk modulus; from 5.9 GPa to 5.4 GPa in shear modulus) when the temperature increased from −20° C. to −10° C. Such a conclusion is consistent with the temperature-dependent feature of elastic properties of frozen soil reported by Wang et al. [2.38]. Comparing the inversion results of the silt sample at −20° C. and −2° C., the degree of saturation of unfrozen water increased from 11% to 26%, which is consistent with the thermodynamic model of silt derived by Xiao et al. [40]. The till soil sample has a relatively lower degree of saturation of unfrozen water in comparison to clay and silt sample due to the existence of sand in the test soil sample. However, the till soil sample has the largest bulk modulus in comparison to other test samples due to the existence of limestone.
(161) System Architecture and Workflow
(162)
(163) Computing device 24 comprises one or more processors 26, non-volatile computer-readable memory 28 for storing data associated with the ultrasonic signals transmitted from receiver amplifier 22, and for storing computer readable statements and instructions executable by the processor(s) 26 to at least, via input/output module 32 control the actuation of ultrasonic source by function generator 14 and ultrasonic transmitter 16, and receive the detected ultrasonic signals from ultrasonic receiver 18 and receiver amplifier 22; and determine the characteristics of a permafrost or frozen soil sample 12 based on the methodology described above. Accordingly, through analysis of these detected ultrasonic signals, the characteristics of permafrost and frozen soil sample 12, such as the amount of ice content, unfrozen water content, and porosity, as well as the shear modulus and bulk modulus may be determined. These results may be stored locally in the local memory 28 of the computing device 24, displayed to a user thereof via a screen 34 or other display of integrated or connected relation to the computing device 24, and/or transmitted over the internet or other network to a remote storage location 36 (dedicated storage server, cloud storage server, etc.) for storage thereat, and later retrieval therefrom by the same or a different computing device. While the illustrated example shows a singular computing device that not only interacts with the local equipment 14, 16, 18, 22 to perform and log the results of the ultrasonic test, but also locally executes the multiphase poromechanical model to derive the sample characteristics, it will be appreciated that a distributed architecture dividing these tasks, or any subcomponents thereof, among a plurality of networked computing devices may alternatively be employed. The same computer setup may be employed in either of the two working embodiments detailed above.
(164) Turning to
(165) At step 15, ultrasonic receiver 18 measures the included response in a calibration bar 12 in terms of electrical voltage signal.
(166) At step 20, computing device 24 obtains transfer function H.sub.4, H.sub.2 for the calibration bar and then calculate the product of transfer function H.sub.1 and H.sub.3.
(167) At step 30, ultrasonic signal by function generator 14 and ultrasonic transmitter 16 is generated to selectively and/or periodically impart energy in the form of an ultrasonic wave through a permafrost or frozen soil sample 12.
(168) At step 35, ultrasonic receiver 18 measures the included response of a permafrost or frozen soil sample 12 in terms of electrical voltage signal, then amplified and denoised by receiver amplifier 22.
(169) At step 40, computing device 24 obtains experimental P1 wave velocity and transfer function H.sub.4, then computes transfer function H.sub.2 for a permafrost or frozen soil sample.
(170) At step 50, initial estimates of the physical and mechanical properties of a permafrost or frozen soil sample 12 are postulated.
(171) At step 60, computing device 24 uses a forward three-phase poromechanical transfer function model to compute the theoretical P1 wave velocity and transfer function H.sub.2.
(172) At step 70, samples within a parameter space of the poromechanical transfer function model are ranked based on the objective function between the experimental measurement and theoretical prediction in terms of P1 wave velocity and transfer function H.sub.2.
(173) At step 80, a Neighborhood sampling for the reduction of objective function is performed.
(174) At step 90, computing device 24 selects at least one optimal candidate parameter value combination to obtain the most likely physical and mechanical properties of a permafrost or frozen soil sample 12, and displays and stores such results.
(175) The results from step 90 may be preliminary results with multiple candidates requiring further consideration and final section, whether in fully automated fashion executed by the system, or by human intervention. In such instances, at additional step 100, the final estimate of physical and mechanical properties of a permafrost or frozen soil sample 12 is determined taking into consideration other complementary information of the test sample, and these final results are then displayed and stored.
Third Working Embodiment (Saturated Soil)
(176) Turning now to
Third Embodiment Methodology: Dynamic Poroelastic Forward Solver
(177) By assuming the infinitesimal deformation of solid skeleton, the dynamic poroelastic governing equations are written as follows:
μu.sub.i,jj+(λ.sub.c+μ)u.sub.j,ji+αMw.sub.j,ji=−ρb.sub.i+ρü.sub.i+ρ.sub.ƒ{umlaut over (w)}.sub.i, (3.1a)
αMu.sub.j,ji+Mw.sub.j,ji=−ƒ+ρ.sub.ƒü.sub.i+m{umlaut over (w)}.sub.i+b{dot over (w)}.sub.i, (3.1b)
where u is the displacement vector of the solid skeleton; w is the fluid displacement relative to the solid skeleton; λ and μ are Lamé constants; α is the Biot coefficient; p is the pore-water pressure; M is
(178)
in which K.sub.ƒ is the bulk modulus of the fluid; K.sub.s is the bulk modulus of the solid skeleton and φ is the porosity. λ.sub.c=λ+α.sup.2M; m=ρ.sub.ƒß/φ in which ß is the tortuosity which is used to describe the diffusion properties in porous media, and ρ.sub.ƒ is the density of pore-water, taken as 1000 kg/m.sup.3. The drag-force damping coefficient b is calculated as [3.21]:
b=η/κF, (3.2)
where η is the fluid dynamic viscosity and κ is the permeability coefficient; F is the viscous correction factor [3.22]:
(179)
in which M, is taken as 1; i=√{square root over (−1)} and ω is the angular frequency.
(180) The governing equations can be written in frequency domain through the Fourier transform by performing convolution with e.sup.−iωt in which ω is the frequency and t denotes time variable. The governing equations in Laplace domain can be obtained by replacing ω with −is where s is the Laplace variable.
(181) To obtain the analytical solution, the Helmholtz decomposition is used to decouple the P and S waves. The displacement vector is usually expressed in terms of a scalar potential (φ) and a vector potential ({right arrow over (ψ)}=[ψ.sub.r, ψ.sub.θ, ψ.sub.z]), as shown in Eqs. 3.4a and 3.4b. In axisymmetric conditions, only the components in r and z directions are considered. Since P wave exits in solid skeleton and fluid, two P wave potentials are used, φ.sub.s and φ.sub.ƒ, respectively.
{right arrow over (u)}(r,z)=∇ϕ.sub.s(r,z)+∇×{right arrow over (ψ)}.sub.s(r,z) and ∇.Math.{right arrow over (ψ)}.sub.s(r,z)=0, (3.4a)
{right arrow over (w)}(r,z)=∇ϕ.sub.ƒ(r,z)+∇×{right arrow over (ψ)}.sub.ƒ(r,z) and ∇.Math.{right arrow over (ψ)}.sub.ƒ(r,z)=0, (3.4b)
The governing equations in frequency domain in terms of potentials are finally obtained as shown in Eqs. 3.5a-3.5d:
(λ.sub.c+2μ)∇.sup.2{circumflex over (ϕ)}.sub.k(r,z)+αM∇.sup.2{circumflex over (ϕ)}.sub.ƒ(r,z)=−ρω.sup.2{circumflex over (ϕ)}.sub.s(r,z)−ρ.sub.ƒω.sup.2{circumflex over (ϕ)}.sub.ƒ(r,z), (3.5a)
−μ∇.sup.2{right arrow over ({circumflex over (ψ)})}.sub.s(r,z)=ρω.sup.2{right arrow over ({circumflex over (ψ)})}.sub.s(r,z)+ρ.sub.ƒω.sup.2{right arrow over ({circumflex over (ψ)})}.sub.ƒ(r,z), (3.5b)
αM∇.sup.2{circumflex over (ϕ)}.sub.ƒ(r,z)+M∇.sup.2{circumflex over (ϕ)}.sub.ƒ(r,z)=−ω.sup.2(ρ.sub.ƒ{circumflex over (ϕ)}.sub.ƒ(r,z)+ρ.sub.m{circumflex over (ϕ)}.sub.ƒ(r,z)), (3.5c)
0=ρ.sub.ƒω.sup.2{right arrow over ({circumflex over (ψ)})}.sub.s(r,z)+ρ.sub.mω.sup.2{right arrow over ({circumflex over (ψ)})}.sub.j(r,z), (3.5d)
where ρ.sub.m=m−ib/ω; {circumflex over ( )}represents the terms in frequency domain.
(182) Solution of Dilation Wave (p Waves) Using Eigen Decomposition
(183) The equations in terms of P wave potentials (Eqs. 3.5a and 3.5b) in a matrix form is shown as:
(184)
It can be seen from Eq. 3.6 that {circumflex over (Φ)}.sub.s and {circumflex over (Φ)}.sub.ƒ are coupled in the governing equations. The diagonalization of such a matrix is required to decouple the system. The Eq. 3.6 is then rearranged into:
(185)
(186) The K matrix can be rewritten using the Eigen decomposition method:
K=PDP.sup.−1, (3.8)
where P is the eigenvector matrix and D is the eigenvalue matrix of the K matrix:
(187)
It should be noted that Eq. 3.8 is still valid after neglecting the term 1/k.sub.21 in the eigenvector matrix P due to the existence of the term P.sup.−1. Introducing Eq. (3.8 into Eq. 3.7 and by multiplying P.sup.−1 and P in the left and right sides, respectively, we can obtain:
P.sup.−1∇.sup.2{right arrow over ({circumflex over (ϕ)})}(r,z)P=DP.sup.−1{right arrow over ({circumflex over (ϕ)})}(r,z)P. (3.9)
(188) By setting {right arrow over ({circumflex over (ϕ)})}(r, z)=P{right arrow over (y)}(r, z) in which {right arrow over (y)}(r, z)=[{circumflex over (ϕ)}.sub.p1(r, z), {circumflex over (ϕ)}.sub.p2(r, z)], the system is finally decoupled as:
∇.sup.2{right arrow over (y)}(r,z)=D{right arrow over (y)}(r,z). (3.10)
(189) Under axisymmetric conditions, Eq. 3.10 for {right arrow over (y)}(r, z)=[{circumflex over (ϕ)}.sub.p1(r, z), {circumflex over (ϕ)}.sub.p2(r, z)] in cylindrical coordinates is written as:
(190)
(191) Since the variables {circumflex over (Φ)}.sub.p1(r, z) and {circumflex over (Φ)}.sub.p2(r, z) are a function of r and z in the cylindrical coordinates, the separation of variable {circumflex over (Φ)}.sub.p1={circumflex over (R)}(r)Z(z) can be used. By setting the both sides equal to −k.sup.2 where k is the wavenumber in the radial direction, we can obtain the following equations:
(192)
The solutions to Eqs. 3.12a and 3.12b are:
(193)
in which J.sub.0 is the Bessel function of the first kind; C.sub.1 and C.sub.2 are the coefficients to be determined from the boundary conditions. Similarly, the solution for {circumflex over (Φ)}.sub.p1 can be obtained. The solution for {right arrow over (y)}=[{circumflex over (Φ)}.sub.p1, {circumflex over (Φ)}.sub.p2] is summarized as:
(194)
where A and B are the coefficients to be determined from the boundary conditions. For simplicity, the term √{square root over (k.sup.2)}+D.sub.11 and √{square root over (k.sup.2)}+D.sub.22 is denoted as k.sub.p1 and k.sub.p2, respectively.
(195) Since {right arrow over (Φ)}=P{right arrow over (y)}, the solution for {right arrow over (Φ)}.sub.s and {right arrow over (Φ)}.sub.ƒ can be finally obtained as:
(196)
(197) Solution of Rotational Wave (S Wave)
(198) The rotational wave is governed by Eqs. 3.5c and 3.5d. By replacing {right arrow over ({circumflex over (ψ)})}.sub.ƒ by {right arrow over ({circumflex over (ψ)})}.sub.s, we obtain
(199)
(200) Under axisymmetric conditions, the solution for Eq. 3.16 in the cylindrical coordinates is obtained as:
(201)
where C is the coefficient to be determined from the boundary conditions and J.sub.1 is the Bessel function of the first kind of order one. For simplicity, the term
(202)
is denoted as k.sub.s.
(203) Displacement, Stress and Pore-Water Pressure in Terms of Potentials
(204) In the cylindrical coordinates (r, θ, z), considering the axisymmetric conditions, the vector potential ψ has only the component in the θ direction that does not vanish. For simplicity, the vector potential ψ in the θ direction is denoted as {circumflex over (Φ)}.sub.s and {circumflex over (Φ)}.sub.ƒ for solid skeleton and porewater, respectively. This property reduces the displacement to the following forms:
(205)
(206) The effective stress and pore-water pressure are written as:
(207)
(208) Spectral Element Formulation for Dynamic Poroelasticity
(209) In u-w formulation (displacement of solid and relative displacement of porewater), the displacement components w.sub.r and w.sub.z are linearly dependent. In this example, only w.sub.z is used in the stiffness matrix. For two-node elements where a layer has a finite thickness, the matrix for the displacement components are written as follows:
(210)
(211) Similarly, the matrix for effective stress components and porewater pressure in frequency domain is shown in Eq. 3.21 in which the components for matrix S′ can be found in Appendix E.
(212)
(213) According to the Cauchy stress principle, the traction force ([
(214)
(215) After obtaining the stiffness matrix for each element, the global stiffness matrix can be obtained by applying the continuity conditions between the layer interfaces. The stiffness assembling method is the same as that shown in
(216) Soil Response Under Dynamic Load (Boundary Conditions)
(217) In the ultrasonic tests, a vertical impulse load ƒ(t, r) is applied to one end of the soil specimen. The surface is assumed to be permeable, which implies the porewater pressure at the surface is zero. Under such conditions, the displacements in the frequency domain can be written as:
(218)
(219) The impulse load ƒ is firstly defined in time domain and can decomposed into two independent functions in terms of time variable ƒ.sub.n(t) and radial variable ƒ.sub.r(r):
ƒ(t,r)=ƒ.sub.n(t)ƒ.sub.r(r). (3.25)
(220) The mathematical expression for the function ƒ.sub.n(t) depends mainly on the type of impulse loads created by the signal generator. In this example, a sinusoidal impulse function is used as the external load to simulate the applied load. The load with amplitude of one is mathematically described in Eq. 3.26.
ƒ.sub.n)=sin(2πft)[1−H(t−1/ƒ)] (3.26)
where t(s) is time and ƒ(Hz) is the frequency; H( ) is the Heaviside step function.
(221) Meanwhile, the function ƒ.sub.r(r) is normally written using the Fourier-Bessel series:
(222)
where r.sub.o is the radius of the contact area; k.sub.m is the mode number; n is the total mode number; r.sub.∞ is the diameter of the soil specimen.
(223) The displacement obtained in Eq. 3.24 is in the frequency domain. To obtain the soil response in time domain, the numerical Durbin inverse transform method is applied [3.23]:.sup.−1{{circumflex over (θ)}(s)}=θ(t)=∫.sub.0.sup.∞{circumflex over (θ)}(s)e.sup.stds. (3.28)
Third Embodiment Case Study
(224) The characterization of porosity has been a challenge because soil porosity can not be captured through traditional low-frequency tests. Such limitations can be explained by comparing the size of pore space and wavelength. A sensitivity analysis of the soil porosity is performed to verify such limitations. In experimental study of the third embodiment, a soil column with a height and radius of 0.1 m was studied. The impulse load was applied to an area with a radius of 1 cm at the center of the top end of the soil column. The displacement at the center (r=0) in the other end was recorded and compared.
(225) The typical values of Young's modulus, porosity, density, permeability and Poisson's ratio are well documented in the literature [3.24-3.27]. For example, high-plasticity clay (CH based on the Unified Soil Classification System (USCS)) has a Young's modulus ranging from 0.35 to 32 MPa and porosity from 0.39 to 0.59; Silts and clays of low plasticity (ML, CL) have a typical value of Young's modulus ranging from 1.5 to 60 MPa and porosity from 0.29 to 0.56; poorly graded sands (SP) normally have a Young's modulus from 10 to 80 MPa and porosity from 0.23 to 0.43; The Young's modulus of well-graded gravel (GW) is between 30-320 MPa and its porosity is from 0.21 to 0.32. The average dry density ranges from 1700 to 2300 kg/m.sup.3. The average permeability varies from 5×10-10 (clay of high plasticity) to 0.4 m/s (sand and gravel). The typical values of Poisson's ratio vary from 0.1 to 0.49 for clay and from 0.3 to 0.35 for silt.
(226) In this case study, two groups of soils were studied: the first group included clay, silt, sand and loose gravel which generally have a relatively low Young's modulus (lower than 100 MPa). The second group included dense gravel which has a Young's modulus equal or greater than 200 MPa.
(227) The effect of impulse load frequency and soil parameters on the dynamic soil response was studied and is summarized in this section for the above-mentioned groups of soils. For the first group, the soil properties were taken as: Young's modulus is 20 MPa; Poisson's ratio is 0.35; dry density is 1800 kg/m.sup.3. The wavelength was calculated using the algorithm shown in Appendix G. Several sensitivity analyses under three impulse loads with various predominant frequencies are performed. The impulse load distributions in time and frequency domains are shown in
(228) As shown in
(229) Similarly, the sensitivity analyses were performed by considering different densities, Young's modulus and Poisson's ratios. The output displacement is shown in
(230) In the case of soil group 2, dense gravel whose Young's modulus was up to 320 MPa, it was found that the load 3 (up to 5 kHz) generates similar displacement outputs at different porosities (0.1, 0.3 and 0.5), as shown in
(231) To demonstrate the process of saturated soil characterization in this case study, a synthetic data set was firstly generated to simulate real measurements. For simplicity, the results are only presented herein for soil group 1. The nature of this inversion problem and inversion algorithm selection are discussed in detail in the following sections. At the end, the inversion results (soil parameters) are given based on the synthetic data and selected inversion algorithm.
(232) Synthetic Data
(233) A synthetic data set (the displacement measured by a piezoelectric receiver) was firstly obtained using the following settings: Young's modulus was 20 MPa; Poisson's ratio as 0.35; density of solid skeleton was 1800 kg/m.sup.3 and porosity was taken as 0.3; The time interval was set to be 2 ms. Under the impulse load 3, as shown in
(234) The response measured at the receiver location is summarized in
(235) Inversion Algorithm
(236) The inversion algorithm takes the measured displacement at the receiver location (shown in
(237) The update process can be achieved through the gradient-based and gradient-free optimization method. The gradient-based optimization is efficient in large convex problems such as linear least square problems and are commonly used in large optimization problems (e.g. deep learning and adjoint method). Therefore, the gradient based method may be preferred in most cases, especially for convex optimization problems. However, such a method is highly likely to be affected by the local minimum since the gradient at any local minimum is zero. Thus, it is not favorable for non-convex problems.
(238) An analysis was performed to show the nature of the soil characterization optimization problem. It was important to determine whether such application belongs to convex or non-convex problem. Then the corresponding optimization algorithm can be selected based on the nature of the problem. The aim (cost) function is defined as the Euclidean norm between the synthetic and predicted data. The optimization space can be visualized by performing parameter sweep. For example, the optimization space for the porosity and Poisson's ratio is shown in
(239) It is shown in
(240) A brief description of the differential evolution algorithm is given in
(241) Inversion Results
(242) Combining the synthetic data (as the input) shown in
(243) The differential evolution algorithm successfully found the global minimum, despite of the existence of multiple local minimum. The spatial distribution of soil parameters updates are shown in
(244) Uncertainty Analysis
(245) The predicted soil properties (Young's modulus, Poisson's ratio, density and porosity) are likely to be affected by the noise level of the measurement data, which could be introduced by the sensor measurement errors and ambient noise. In an uncertainty analysis, random white noise was added to measured displacement data with targeted signal-to-noise (SRN) ratio. For example, the noisy data with 10 and 20 dB of SRN is shown in
(246) In addition, the uncertainty can be introduced by the unknown coupling performance in the interface of piezoelectric sensors and soil specimens. The input electricity signal does not necessarily generate the desired input pressure. To account for such uncertainties, the magnitude of input load is assumed to be in normal distribution, as shown in
(247) The generalized Polynomial Chaos Expansions (PCE) method developed by [3.31] was used for the uncertainty analysis in this case study. The PCE technique, as a rigorous uncertainty quantification method, provided reliable numerical estimates of uncertain physical quantities. It was also reported that the PCE is much faster than Monte Carlo methods when the number of uncertainty parameters are lower than 20 [3.32]. The 90% confident interval of the displacement at the receiver location is calculated through the PCE technique, shown in
(248) Based on the inversion analysis, the predicted soil properties in the 90% confidence interval are shown in Table 3.1. Then, the variation ratio is calculated by comparing the mean values (obtained through uncertainty analysis) with the original predictions. It is found the prediction of porosity could be affected by the uncertainty introduced by the white Gaussian noise, coupling effect between transmitter and soil specimen as well as other factors. However, various signal processing methods can be used to improve the noisy measurements.
(249) TABLE-US-00004 TABLE 3.1 The soil parameter variation rangebased on uncertainty analysis Soil Properties Lower Bound Upper Bound Variation Ratio Young’s Modulus (MPa) 20.42 20.92 3.3% Poisson Ratio 0.352 0.354 0.3% Density (kg/m.sup.3) 1813.59 1878.58 2.6% Porosity 0.26 0.27 11.7%
Third Embodiment Case Study Summary
(250) In this case study, an ultrasonic-based system and methodology for characterization of soil specimens was developed for the instant measurement of soil properties including Young's modulus and Poisson's ratio (compression/shear wave velocity), density and porosity. The developed meshless semi-analytical algorithm reduced the computational effort significantly in comparison to standard numerical techniques such as the finite element method. One advantage of such a solution was that the dynamic response is evaluated at the receiver location only rather than the entire domain. The soil response in other locations was not measured in the real application and did not play a role in the soil characterization.
(251) It was concluded that high-frequency impulse loads (with predominant frequency of up to 5 kHz) was required to trigger the effect of porosity for soils with relatively low Young's modulus (e.g clay, silt and sand). For stiffer materials, such as very dense gravels, an impulse load with predominant frequency of 0.5 MHz was required to characterize their porous nature. The characterization of soil properties proved to be a highly non-convex optimization problem in this case study. The differential evolution algorithm, as a global optimization method, was found efficient and effective in finding the optimum soil properties, such that the difference between the predicted and measured stress waves was minimized. In conclusion, the developed method in interpreting dynamic response of saturated soil can be used for the immediate characterization of Young's modulus, Poisson's ratio, density and porosity for a given soil specimen.
Fourth Working Embodiment (Saturated Soil)
(252) Methodology Overview
(253)
(254) System Calibration
(255) In the QUS system of the fourth embodiment, the output voltage measured at the ultrasonic receiver can be related to the input voltage exciting the ultrasonic transducer in the frequency domain, as shown in Equation 4.1:
(256)
(257) Referring again to
Fourth Embodiment Methodology: Poromechanical Transfer Function
(258) By assuming the infinitesimal deformation of solid skeleton, the dynamic poroelastic governing equations are written as follows:
μu.sub.i,jj+(λ.sub.c+μ)u.sub.j,ji+αMw.sub.j,ji=−ρb.sub.i+ρü.sub.i+ρ.sub.ƒ{umlaut over (w)}.sub.i, (4.1a)
αMu.sub.j,ji+Mw.sub.j,ji=−ƒ+ρ.sub.ƒü.sub.i+m{umlaut over (w)}.sub.i+b{dot over (w)}.sub.i, (4.1b)
where u is the displacement vector of the solid skeleton; w is the fluid displacement relative to the solid skeleton; λ and μ are the Lamé constants; α is the Biot coefficient, p is the pore-water pressure; M is
(259)
in which K.sub.ƒ is the bulk modulus of the fluid; K.sub.s is the bulk modulus of the solid skeleton and φ is the porosity. λ.sub.c=λ+α.sup.2M; m=ρ.sub.ƒß/φ in which ß is the tortuosity which is used to describe the diffusion properties in porous media, and ρ.sub.ƒ is the density of pore-water, taken as 1000 kg/m.sup.3. The drag-force damping coefficient b is calculated as [4.21]:
b=η/κF, (4.2)
where η is the fluid dynamic viscosity and κ is the permeability coefficient; F is the viscous correction factor [4.22]:
(260)
in which M, is taken as 1; i=√{square root over (−1)} and ω is the angular frequency.
(261) The governing equations can be written in frequency domain through the Fourier transform by performing convolution with e.sup.−iωt in which ω is the frequency and t denotes time variable. The governing equations in Laplace domain can be obtained by replacing ω with −is where s is the Laplace variable.
(262) To obtain the analytical solution, the Helmholtz decomposition is used to decouple the P and S waves. The displacement vector is usually expressed in terms of a scalar potential (φ) and a vector potential ({circumflex over (ψ)}=[ψ.sub.r, ψ.sub.θ, ψ.sub.z]), as shown in Eqs. 4.4a and 4.4b. In axisymmetric conditions, only the components in r and z directions are considered. Since P wave exits in solid skeleton and fluid, two P wave potentials are used, φ.sub.s and φ.sub.ƒ, respectively.
{right arrow over (u)}(r,z)=∇ϕ.sub.s(r,z)+∇×{right arrow over (ψ)}.sub.s(r,z) and ∇.Math.{right arrow over (ψ)}.sub.s(r,z)=0, (4.4a)
{right arrow over (w)}(r,z)=∇ϕ.sub.ƒ(r,z)+∇×{right arrow over (ψ)}.sub.ƒ(r,z) and ∇.Math.{right arrow over (ψ)}.sub.ƒ(r,z)=0, (4.4b)
The governing equations in frequency domain in terms of potentials are finally obtained as shown in Eqs. 4.5a-4.5d:
(λ.sub.c+2μ)∇.sup.2{circumflex over (ϕ)}.sub.k(r,z)+αM∇.sup.2{circumflex over (ϕ)}.sub.ƒ(r,z)=−ρω.sup.2{circumflex over (ϕ)}.sub.s(r,z)−ρ.sub.ƒω.sup.2{circumflex over (ϕ)}.sub.ƒ(r,z), (4.5a)
−μ∇.sup.2{right arrow over ({circumflex over (ψ)})}.sub.s(r,z)=ρω.sup.2{right arrow over ({circumflex over (ψ)})}.sub.s(r,z)+ρ.sub.ƒω.sup.2{right arrow over ({circumflex over (ψ)})}.sub.ƒ(r,z), (4.5b)
αM∇.sup.2{circumflex over (ϕ)}.sub.ƒ(r,z)+M∇.sup.2{circumflex over (ϕ)}.sub.ƒ(r,z)=−ω.sup.2(ρ.sub.ƒ{circumflex over (ϕ)}.sub.ƒ(r,z)+ρ.sub.m{circumflex over (ϕ)}.sub.ƒ(r,z)), (4.5c)
0=ρ.sub.ƒω.sup.2{right arrow over ({circumflex over (ψ)})}.sub.s(r,z)+ρ.sub.mω.sup.2{right arrow over ({circumflex over (ψ)})}.sub.j(r,z), (4.5d)
where ρ.sub.m=m−ib/ω; {circumflex over ( )} represents the terms in frequency domain.
(263) Solution of dilation wave (p waves) using eigen decomposition The equations in terms of P wave potentials (Eqs. 4.5a and 4.5b) in a matrix form is shown as:
(264)
It can be seen from Eq. 4.6 that {circumflex over (Φ)}.sub.s is and {circumflex over (Φ)}.sub.ƒ are coupled in the governing equations. The diagonalization of such a matrix is required to decouple the system. The Eq. 4.6 is then rearranged into:
(265)
(266) The K matrix can be rewritten using the Eigen decomposition method:
K=PDP.sup.−1, (4.8)
where P is the eigenvector matrix and D is the eigenvalue matrix of the K matrix:
(267)
It should be noted that Eq. 4.8 is still valid after neglecting the term 1/k.sub.21 in the eigenvector matrix P due to the existence of the term P.sup.−1. Introducing Eq. (4.8 into Eq. 4.7 and by multiplying P.sup.−1 and P in the left and right sides, respectively, we can obtain:
P.sup.−1∇.sup.2{right arrow over (ϕ)}(r,z)P=DP.sup.−1{right arrow over ({circumflex over (ϕ)})}(r,z)P. (4.9)
(268) By setting {right arrow over ({circumflex over (ϕ)})}(r, z)=P{right arrow over (y)}(r, z) in which {right arrow over (y)}(r, z)=[{circumflex over (ϕ)}.sub.p1(r, z), {circumflex over (ϕ)}.sub.p2(r, z)], the system is finally decoupled as:
∇.sup.2{right arrow over (y)}(r,z)=D{right arrow over (y)}(r,z). (4.10)
(269) Under axisymmetric conditions, Eq. 4.10 for {right arrow over (y)}(r, z)=[{circumflex over (ϕ)}.sub.p1(r, z), {circumflex over (ϕ)}.sub.p2(r, z)] in cylindrical coordinates is written as:
(270)
(271) Since the variables {circumflex over (Φ)}.sub.p1(r, z) and {circumflex over (Φ)}.sub.p2(r, z) are a function of r and z in the cylindrical coordinates, the separation of variable {circumflex over (Φ)}.sub.p1={circumflex over (R)}(r)Z(z) can be used. By setting the both sides equal to −k.sup.2 where k is the wavenumber in the radial direction, we can obtain the following equations:
(272)
The solutions to Eqs. 4.12a and 4.12b are:
(273)
in which J.sub.0 is the Bessel function of the first kind; C.sub.1 and C.sub.2 are the coefficients to be determined from the boundary conditions. Similarly, the solution for {circumflex over (Φ)}.sub.p1 can be obtained. The solution for {right arrow over (y)}=[{circumflex over (Φ)}.sub.p1, {circumflex over (Φ)}.sub.p2] is summarized as:
(274)
where A and B are the coefficients to be determined from the boundary conditions. For simplicity, the term √{square root over (k.sup.2)}+D.sub.11 and √{square root over (k.sup.2)}+D.sub.22 is denoted as k.sub.p1 and k.sub.p2, respectively.
(275) Since {right arrow over (Φ)}=P{right arrow over (y)}, the solution for {circumflex over (Φ)}.sub.s and {circumflex over (Φ)}.sub.ƒ can be finally obtained as:
(276)
(277) Solution of Rotational Wave (S Wave)
(278) The rotational wave is governed by Eqs. 4.5c and 4.5d. By replacing by {right arrow over ({circumflex over (ψ)})}.sub.ƒ by {right arrow over ({circumflex over (ψ)})}.sub.s, we obtain
(279)
(280) Under axisymmetric conditions, the solution for Eq. 4.16 in the cylindrical coordinates is obtained as:
(281)
where C is the coefficient to be determined from the boundary conditions and J.sub.1 is the Bessel function of the first kind of order one. For simplicity, the term
(282)
is denoted as k.sub.s.
(283) Displacement, Stress and Pore-Water Pressure in Terms of Potentials
(284) In the cylindrical coordinates (r, θ, z), considering the axisymmetric conditions, the vector potential ψ has only the component in the θ direction that does not vanish. For simplicity, the vector potential ψ in the θ direction is denoted as {circumflex over (Φ)}.sub.s and {circumflex over (Φ)}.sub.ƒ for solid skeleton and porewater, respectively. This property reduces the displacement to the following forms:
(285)
(286) The effective stress and pore-water pressure are written as:
(287)
(288) Spectral Element Formulation for Dynamic Poroelasticity
(289) In u-w formulation (displacement of solid and relative displacement of porewater), the displacement components w.sub.r and w.sub.z are linearly dependent. In this example, only w.sub.z is used in the stiffness matrix. For two-node elements where a layer has a finite thickness, the matrix for the displacement components is written as follows:
(290)
(291) Similarly, the matrix for effective stress components and porewater pressure in frequency domain is shown in Eq. 4.21 in which the components for matrix S′ can be found in Appendix E.
(292)
(293) According to the Cauchy stress principle, the traction force ([
(294)
(295) After obtaining the stiffness matrix for each element, the global stiffness matrix can be obtained by applying the continuity conditions between the layer interfaces. The stiffness assembling method is the same as that shown in
(296) Transfer Function H.sub.2 for Saturated Soils
(297) In the ultrasonic tests, a vertical impulse load ƒ(t, r) is applied to one end of the soil specimen. The surface is assumed to be permeable, which implies the porewater pressure at the surface is zero. Under such conditions, the displacements in the frequency domain can be written as:
(298)
(299) The impulse load ƒ is firstly defined in time domain and can decomposed into two independent functions in terms of time variable ƒ.sub.n(t) and radial variable ƒ.sub.r(r):
ƒ(t,r)=ƒ.sub.n(t)ƒ.sub.r(r). (4.25)
(300) The mathematical expression for the function ƒ.sub.n(t) depends mainly on the type of impulse loads created by the signal generator. In this example, a sinusoidal impulse function is used as the external load to simulate the applied load. The load with amplitude of one is mathematically described in Eq. 4.26.
ƒ.sub.n(t)=sin(2πft)[1−H(t−1/ƒ)], (4.26)
where t(s) is time and ƒ(Hz) is the frequency; H( ) is the Heaviside step function.
(301) Meanwhile, the function ƒ.sub.r(r) is normally written using the Fourier-Bessel series:
(302)
where r.sub.0 is the radius of the contact area; k.sub.m is the mode number; n is the total mode number r.sub.∞ is the diameter of the soil specimen.
(303) The transfer function H.sub.2 (independent of the applied load distribution f.sub.n) is defined as follows:
(304)
(305) Inversion
(306) The distance between the experimentally measured and numerically predicted P1 wave velocity as well as the Euclidean norm between the experimental and numerical transfer functions H.sub.2 may be used as the components of the loss function. The inversion problem can thus be formulated as follows:
(307)
(308) where ƒ is the loss function; x=(x.sub.1, x.sub.2, . . . x.sub.m) is the optimization variable (e.g., Young's modulus, Poisson's ratio, density and porosity); the constant a.sub.i and b.sub.i are the limits or bounds for each variable; m is the total number of variables; y and
(309) System Architecture and Workflow
(310) The same system 12 shown in
(311) Computing device 24 comprises one or more processors 26, non-volatile computer-readable memory 28 for storing data associated with the ultrasonic signals transmitted from receiver amplifier 22, and for storing computer readable statements and instructions executable by the processor(s) 26 to at least, via input/output module 32 control the actuation of ultrasonic source by function generator 14 and ultrasonic transmitter 16, and receive the detected ultrasonic signals from ultrasonic receiver 18 and receiver amplifier 22; and determine the characteristics of a permafrost or frozen soil sample 12 based on the methodology described above. Accordingly, through analysis of these detected ultrasonic signals, the characteristics of saturated soil sample 12, such as the porosity, as well as the shear modulus and bulk modulus may be determined. These results may be stored locally in the local memory 28 of the computing device 24, displayed to a user thereof via a screen 34 or other display of integrated or connected relation to the computing device 24, and/or transmitted over the internet or other network to a remote storage location 36 (dedicated storage server, cloud storage server, etc.) for storage thereat, and later retrieval therefrom by the same or a different computing device. While the illustrated example shows a singular computing device that not only interacts with the local equipment 14, 16, 18, 22 to perform and log the results of the ultrasonic test, but also locally executes the multiphase poromechanical model to derive the sample characteristics, it will be appreciated that a distributed architecture dividing these tasks, or any subcomponents thereof, among a plurality of networked computing devices may alternatively be employed. The same computer setup may be employed in either of the two working embodiments detailed above.
(312) Turning to
(313) At step 15, ultrasonic receiver 18 measures the included response in a calibration bar 12 in terms of electrical voltage signal.
(314) At step 20, computing device 24 obtains transfer function H.sub.4, H.sub.2 FOR the calibration bar and then calculate the product of transfer function H.sub.1 and H.sub.3.
(315) At step 30, ultrasonic signal by function generator 14 and ultrasonic transmitter 16 is generated to selectively and/or periodically impart energy in the form of an ultrasonic wave through a saturated soil sample 12.
(316) At step 35, ultrasonic receiver 18 measures the included response of a saturated soil sample 12 in terms of electrical voltage signal, then amplified and denoised by receiver amplifier 22.
(317) At step 40, computing device 24 obtains experimental P1 wave velocity and transfer function H.sub.4, then computes transfer function H.sub.2 for a saturated soil sample.
(318) At step 50, initial estimates of the physical and mechanical properties of a saturated soil sample 12 are postulated.
(319) At step 60, computing device 24 uses a forward poromechanical transfer function model to compute the theoretical P1 wave velocity and transfer function H.sub.2.
(320) At step 70, samples within a parameter space of the poromechanical transfer function model are ranked based on the objective function between the experimental measurement and theoretical prediction in terms of P1 wave velocity and transfer function H.sub.2.
(321) At step 80, a Neighborhood sampling for the reduction of objective function is performed.
(322) At step 90, computing device 24 selects at least one optimal candidate parameter value combination to obtain the most likely physical and mechanical properties of a saturated soil sample 12, and displays and stores such results.
(323) The results from step 90 may be preliminary results with multiple candidates requiring further consideration and final section, whether in fully automated fashion executed by the system, or by human intervention. In such instances, at additional step 100, the final estimate of physical and mechanical properties of a saturated soil sample 12 is determined taking into consideration other complementary information of the test sample, and these final results are then displayed and stored.
APPENDIX A: CALCULATION OF P1 WAVE VELOCITY (FROZEN SOIL & PERMAFROST)
(324) The P1 wave velocity (ν.sub.p1) is determined by a third degree characteristic equation:
(325)
(326) The roots of the third degree characteristic equation, denoted as Λ.sub.1, Λ.sub.2 and Λ.sub.3, can be found by computing the eigenvalues of the companion matrix. The velocities of the three types of P-wave (V.sub.p1>V.sub.p2>V.sub.p3) are given in the Equation A.2. The P1 wave velocity (V.sub.p1) is the fastest one among those three velocities.
(327)
APPENDIX B: SPECTRAL ELEMENT MULTIPHASE POROMECHANICAL MODEL (FROZEN SOIL & PERMAFROST)
(328) Kinematics Assumptions
(329) The Green-Lagrange strain tensor (ϵ.sub.ij) for infinitesimal deformations expressed as displacement vector u.sub.i.sup.1, u.sub.i.sup.2 and u.sub.i.sup.3 for solid skeleton, pore water and pore ice are shown in Equation B.1.
(330)
where δ.sub.ij is the identity tensor. The strain tensor of pore water ϵ.sub.ij.sup.2 is diagonal since the shear deformation does not exist in pore water component.
(331) Constitutive Model
(332) The constitutive models defined as the relation between the stress and strain tensors for solid skeleton, pore water and pore ice are given in Equation B.2:
(333)
in which σ.sup.1, σ.sup.2 and σ.sup.3 are the effective stress, pore water pressure and ice pressure, respectively. The definition of each term (e.g., K.sub.1, C.sub.12, C.sub.13, μ.sub.1, μ.sub.13, K.sub.2, C.sub.23, K.sub.3, μ.sub.3) in Equation B.2 is given in Appendix C. The term θ.sub.m, d.sub.ij.sup.m and ϵ.sub.ij.sup.m (m, ranging from 1 to 3, represents the different phases) are defined as follows:
(334)
(335) Conservation Laws
(336) The momentum conservation considers the acceleration of each component and the existing relative motion of the pore ice and pore water phases with respect to the solid skeleton. The momentum conservation for the three phases is given by Equation B.3.
(337)
in which the expressions for the density terms (ρ.sub.ij or
(338) Through the infinitesimal kinematic assumptions, the stress-strain constitutive model and conversation of momentum, the field equation can be written in the matrix form, as shown in Equation B.4.
(339)
in which the matrix
(340) By performing divergence operation (∇.Math.) and curl operation (∇×) on both sides of Equation B.4, the field equation in the frequency domain can be written as Equation B.5.
(341)
(342) Using the Helmholtz decomposition theorem allows us to decompose the displacement field, ū (equivalent to u.sub.i), into the longitudinal potential and transverse vector components as follows,
(343)
(344) By substituting Equation B.6 into the field equation of motion, Equation B.5, we obtain two sets of uncoupled partial differential equations relative to the compressional wave P related to the Helmholtz scalar potentials, and to the shear wave S related to the Helmholtz vector potential, respectively (Equation B.7). In the axi-symmetric condition, only the second components exits in vector
(345)
(346) Solution for the Longitudinal Waves (P Waves) by Eigen Decomposition Equation (B.7) shows that ϕ.sub.1, ϕ.sub.2 and ϕ.sub.3 are coupled in the field equations. The diagonalization of such a matrix is required to decouple the system. Equation B.7 is then rearranged into Equation (B.8):
(347)
where the
where
(348) By setting
(349)
where k is the wave number; coefficient A, B and C will be determined by boundary conditions; D.sub.11, D.sub.22, and D.sub.33 are the diagonal components of
(350) Now, the P wave potentials can be written as:
(351)
where p.sub.ij are the components for the eigenvector of
(352) Solution for Shear Waves (S Waves)
(353) The solutions for the S wave potentials can be solved in a similar manner. The Equation B.12 is firstly rearranged into Equation B.13:
(354)
(355) Since ψ.sub.w can be expressed as a function of ψ.sub.s and ψ.sub.i (shown in Equation B.14), the Equation B.13 is further simplified and rearranged into Equation B.15:
(356)
(357) The
(358)
where J.sub.1 is the Bessel function of the first kind with order 1. G.sub.11 and G.sub.22 are the diagonal components of matrix
(359) Finally, the solution of S wave potentials can be written as:
(360)
where Q.sub.ij are the components for eigenvector of
(361) Layer Element with Finite Thickness
(362) By including both incident wave and reflected wave, the potentials for a layer with finite thickness can be written in Equation B.19:
(363)
where the components of S.sub.1 is given in Appendix D; the subscript 1 and 2 represent the nodes for the upper and lower layer, respectively. The coefficient A to F is determined by the boundary condition.
(364) The matrix of effective stress, pore water pressure and pore ice pressure in the frequency domain is shown in Equation B.20 in which the components for matrix S.sub.2 can be found in the Appendix D.
(365)
(366) According to the Cauchy stress principle, the traction force (T) is taken as the dot product between the stress tensor and the unit vector along the outward normal direction. Due to the convection that the upward direction is negative, the upper boundary becomes negative. Similarly, to make the sign consistent, the N matrix is applied to matrix S.sub.2.Math.S.sub.1.sup.−1. In the future, the matrix N.Math.S.sub.2.Math.S.sub.1.sup.−1 will be denoted as the G matrix.
(367)
(368) The radial component of the applied load decomposed from the external load is defined as:
(369)
where r.sub.0 is the radius of the contacting area of the ultrasonic transmitter; n is the total mode number; r.sub.∞ is the diameter of the soil sample.
APPENDIX C: PARAMETERS DEFINITION IN THREE-PHASE POROMECHANICAL MODEL (FROZEN SOIL & PERMAFROST)
(370) The matrices
(371)
b.sub.12=η.sub.wϕ.sub.w.sup.2/κ.sub.s: friction coefficient between the solid skeletal frame and pore water
b.sub.23=η.sub.wϕ.sub.w.sup.2/κ.sub.i: friction coefficient between pore water and ice matrix
b.sub.13=b.sub.13.sup.0(ϕ.sub.iϕ.sub.s).sup.2: friction coefficient between the solid skeletal frame and ice matrix
κ.sub.s=κ.sub.s0s.sub.r.sup.3
κ.sub.i=κ.sub.i0ϕ.sup.3/[(1−s.sub.r.sup.2)(1−ϕ).sup.3]
R.sub.11=[(1−c.sub.1)ϕ.sub.s].sup.2K.sub.av+K.sub.sm+4μ.sub.11/3
R.sub.22=ϕ.sub.w.sup.2K.sub.av
R.sub.33=[(1−c.sub.3)ϕ.sub.i].sup.2K.sub.av+K.sub.im+4μ.sub.33/3
R.sub.12=(1−c.sub.1)ϕ.sub.sϕ.sub.wK.sub.av
R.sub.13=(1−c.sub.1)(1−c.sub.3)ϕ.sub.sϕ.sub.iK.sub.av+2μ.sub.13/3
R.sub.23=(1−c.sub.3)ϕ.sub.wϕ.sub.iK.sub.av
μ.sub.11=[(1−g.sub.1)ϕ.sub.s].sup.2μ.sub.av+μ.sub.sm
μ.sub.33=[(1−g.sub.3)ϕ.sub.i].sup.2μ.sub.av+μ.sub.im
μ.sub.13=(1−g.sub.1)(1−g.sub.3)μ.sub.av
c.sub.1=K.sub.sm/((ϕ.sub.sK.sub.s): consolidation coefficient for the solid skeletal frame
c.sub.3=K.sub.im/(ϕ.sub.iK.sub.i): consolidation coefficient for the ice
g.sub.1=μ.sub.sm/(ϕ.sub.sμ.sub.s)
g.sub.3=μ.sub.im/(ϕ.sub.iμ.sub.i)
K.sub.im=ϕ.sub.iK.sub.i/[1+α(1−ϕ.sub.i)]: bulk modulus of the matrix formed by the ice
μ.sub.im=ϕ.sub.iμ.sub.i/[1+αγ(1−ϕ.sub.i)]: shear modulus of the matrix formed by the ice
K.sub.sm=(1−ϕ.sub.w−
μ.sub.sm=(1−ϕ.sub.w−
Sc.sub.2=C.sub.13−⅓μ.sub.13
Sc.sub.3=K.sub.3−⅔μ.sub.13
Sc.sub.4=C.sub.13−⅓μ.sub.13
K.sub.1=[(1−c.sub.1)ϕ.sub.s].sup.2K.sub.av+K.sub.sm
K.sub.3=[(1−c.sub.3)ϕ.sub.i].sup.2K.sub.av+K.sub.im
APPENDIX D: SPECTRAL ELEMENT MATRIX COMPONENTS (FROZEN SOIL & PERMAFROST)
(372) The components of the S.sub.1 matrix in the Equation B.19 are shown as follows:
(373)
(374)
(375)
(376)
(377)
(378)
(379)
(380)
(381)
(382)
(383) The components of the S.sub.2 stress matrix in the Equation B.20 are shown as follows:
(384)
(385)
(386)
(387)
(388)
(389)
(390)
(391)
(392)
(393)
APPENDIX E: SPECTRAL ELEMENT MATRIX COMPONENTS (SATURATED SOIL)
(394) In the third embodiment, the components of the matrix S′ for effective stress components and porewater pressure in frequency domain are shown as follows:
(395)
APPENDIX F: STIFFNESS MATRIX OF A TWO-LAYER SYSTEM (SATURATED SOIL)
(396)
where G.sub.1 and G.sub.2 are matrix for the first and second layer, respectively.
APPENDIX G: PHASE VELOCITY (SATURATED SOIL)
(397) The algorithm performs a sweep in a broad range of wavenumbers for a given frequency. A rough interval where roots exist needs to be found first and then the classic Brent's method can be applied to accurately locates the roots. The following notations are used in the algorithm: ϵ for the wavenumber sweep increment; n for the number of iterations; k for the initial wavenumber, k for the wavenumber at the current step; k′ for the wavenumber at the previous step; ƒ(k) gives the determinant value of the stiffness matrix at wavenumber k; δ for the tolerance used to check if the determinant of the stiffness matrix is close to zero; Brent(k′, k) is the Brent's method that takes an internal (k′, k) as input where ƒ(k) and ƒ(k′) must have different sign; r is the root calculated from Brent function.
(398) The algorithm is shown as follows:
(399)
APPENDIX H: CALCULATION OF P1 WAVE VELOCITY (SATURATED SOIL)
(400)
where K.sub.sk is the bulk modulus of the soil skeleton; G is the shear modulus of the soil skeleton; K.sub.F is the bulk modulus of pore water; ϕ is the porosity or volumetric water content; ρ.sub.s and ρ.sub.ƒ are the density of soil particles and pore water, respectively.
(401) Since various modifications can be made in my invention as herein above described, and many apparently widely different embodiments of same made, it is intended that all matter contained in the accompanying specification shall be interpreted as illustrative only and not in a limiting sense.
REFERENCES
First Embodiment
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Second Embodiment
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[2.16] Ph Leclaire, Frédéric Cohen-Ténoudji, and Jaime Aguirre-Puente. Extension of biot’s theory of wave propagation to frozen porous media. The Journal of the Acoustical Society of America, 96(6):3753-3768, 1994. [2.17] Jong-Sub Lee and J Carlos Santamarina. Bender elements: performance and signal interpretation. Journal of geotechnical and geoenvironmental engineering, 131(9):1063-1070, 2005. [2.18] Myung W Lee and William F Waite. Estimating pore-space gas hydrate saturations from well log acoustic data. Geochemistry, Geophysics, Geosystems, 9(7), 2008. [2.19] Hongwei Liu, Pooneh Maghoul, and Ahmed Shalaby. Optimum insulation design for buried utilities subject to frost action in cold regions using the nelder-mead algorithm. International Journal of Heat and Mass Transfer, 130:613-639, 2019. [2.20] Hongwei Liu, Pooneh Maghoul, and Ahmed Shalaby. Laboratory-scale characterization of saturated soil samples through ultrasonic techniques. Scientific reports, 10(1):1-17, 2020. 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Third Embodiment
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Proceedings of deformation characteristics of geomaterials, Lyon, France 381-386 (2003). [3.7] O'Donovan, J., O'Sullivan, C. & Marketos, G. Two-dimensional discrete element modelling of bender element tests on an idealised granular material. Granul. Matter 14, 733-747 (2012). [3.8] Arroyo, M., Medina, L. & MuirWood, D. Numerical modelling of scale effects in bender-based pulse tests. NUMOG VIII, Pande, G. N. & Pietruszczak, S. (eds) 589-594 (2002). [3.9] O'Donovan, J., O'sullivan, C., Marketos, G. & Wood, D. M. Analysis of bender element test interpretation using the discrete element method. Granul. Matter 17, 197-216 (2015). [3.10] Biot, M. Theory of elastic waves in a fluid-saturated porous solid. 1. Low frequency range. J. Acoust. Soc. Am. 28, 168-178 (1956). [3.11] Biot, M. A. Theory of propagation of elastic waves in a fluid-saturated porous solid. II. Higher frequency range. The J. acoustical S. America 28, 179-191 (1956). [3.12] Wiebe, T. & Antes, H. A time domain integral formulation of dynamic poroelasticity. Acta Mech. 90, 125-137 (1991). [3.13] Chen, J. Time domain fundamental solution to biot's complete equations of dynamic poroelasticity part ii: three-dimensional solution. Int. J. Solids Struct. 31, 169-202 (1994). [3.14] Chen, J. Time domain fundamental solution to biot's complete equations of dynamic poroelasticity. Part I: Two-dimensional solution. Int. J. Solids Struct. 31, 1447-1490 (1994). [3.15] Maghoul, P., Gatmiri, B. & Duhamel, D. Boundary integral formulation and two-dimensional fundamental solutions for dynamic behavior analysis of unsaturated soils. Soil Dyn. Earthq. Eng. 31, 1480-1495 (2011). [3.16] Maghoul, P., Gatmiri, B. & Duhamel, D. Wave propagation in unsaturated poroelastic media: Boundary integral formulation and three-dimensional fundamental solution. Comput. Model. Eng. Sci. 78, 51-76 (2011). [3.17] Jianwen, L. & Hongbing, Y. Dynamic stiffness matrix of a poroelastic multi-layered site and its green's functions. Earthq. Eng. Eng. Vib. 3, 273 (2004). [3.18] Rajapakse, R. & Senjuntichai, T. Dynamic response of a multi-layered poroelastic medium. Earthq. engineering & structural dynamics 24, 703-722 (1995). [3.19] Panneton, R. & Atalla, N. An efficient finite element scheme for solving the three-dimensional poroelasticity problem in acoustics. The J. Acoust. Soc. Am. 101, 3287-3298 (1997). [3.30] Wenzlau, F. & Müller, T. M. Finite-difference modeling of wave propagation and diffusion in poroelastic media. Geophysics 74, T55-T66 (2009). [3.21] Zhang, Y., Xu, Y. & Xia, J. Analysis of dispersion and attenuation of surface waves in poroelastic media in the exploration-seismic frequency band. Geophys. J. Int. 187, 871-888 (2011). [3.22] Johnson, D. L., Koplik, J. & Dashen, R. Theory of dynamic permeability and tortuosity in fluid-saturated porous media. J. fluid mechanics 176, 379-402 (1987). [3.23] Abate, J. & Valkó, P. P. Multi-precision laplace transform inversion. Int. J. for Numer. Methods Eng. 60, 979-993 (2004). [3.24] Obrzud, R. & Truty, A. The hardening soil model—a practical guidebook z soil. PC100701 Rep. (2012). [3.25] Kézdi, Á. & Rétháti, L. Handbook of soil mechanics, vol. 1 (Elsevier Amsterdam, 1974). [3.26] Prat, M. et al. La modélisation des ouvrages (1995). [3.27] Kulhawy, F. H. & Mayne, P. W. Manual on estimating soil properties for foundation design. Tech. Rep., Electric Power Research Inst., Palo Alto, Calif. (USA); Cornell Univ., Ithaca . . . (1990). [3.28] Lee, C., Truong, Q. H. & Lee, J.-S. Cementation and bond degradation of rubber-sand mixtures. Can. Geotech. J. 47, 763-774 (2010). [3.29] Storn, R. & Price, K. Differential evolution—a simple and efficient heuristic for global optimization over continuous spaces. J. global optimization 11, 341-359 (1997). [3.30] Montgomery, J. & Chen, S. 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Fourth Embodiment
(405) [4.1] DaFonseca, A. V., Ferreira, C. & Fahey, M. A framework interpreting bender element tests, combining time-domain and frequency-domain methods. Geotech. Test. J. 32, 91-107 (2008). [4.2] Arulnathan, R., Boulanger, R. W. & Riemer, M. F. Analysis of bender element tests. Geotech. Test. J. 21, 120-131 (1998). [4.3] Viggiani, G. & Atkinson, J. Interpretation of bender element tests. Géotechnique 45, 149-154 (1995). [4.4] Lee, J.-S. & Santamarina, J. C. Bender elements: performance and signal interpretation. J. geotechnical geoenvironmental engineering 131, 1063-1070 (2005). [4.5] Brocanelli, D. & Rinaldi, V. Measurement of low-strain material damping and wave velocity with bender elements in the frequency domain. Can. Geotech. J. 35, 1032-1040 (1998). [4.6] Greening, P., Nash, D., Benahmed, N., Ferreira, C. & Viana da Fonseca, A. Comparison of shear wave velocity measurements in different materials using time and frequency domain techniques. Proceedings of deformation characteristics of geomaterials, Lyon, France 381-386 (2003). [4.7] O'Donovan, J., O'Sullivan, C. & Marketos, G. Two-dimensional discrete element modelling of bender element tests on an idealised granular material. Granul. Matter 14, 733-747 (2012). [4.8] Arroyo, M., Medina, L. & MuirWood, D. Numerical modelling of scale effects in bender-based pulse tests. NUMOG VIII, Pande, G. N. & Pietruszczak, S. (eds) 589-594 (2002). [4.9] O'Donovan, J., O'sullivan, C., Marketos, G. & Wood, D. M. Analysis of bender element test interpretation using the discrete element method. Granul. Matter 17, 197-216 (2015). [4.10] Biot, M. Theory of elastic waves in a fluid-saturated porous solid. 1. Low frequency range. J. Acoust. Soc. Am. 28, 168-178 (1956). [4.11] Biot, M. A. Theory of propagation of elastic waves in a fluid-saturated porous solid. 11. Higher frequency range. The J. acoustical S. America 28, 179-191 (1956). [4.12] Wiebe, T. & Antes, H. A time domain integral formulation of dynamic poroelasticity. Acta Mech. 90, 125-137 (1991). [4.13] Chen, J. Time domain fundamental solution to biot's complete equations of dynamic poroelasticity part ii: three-dimensional solution. Int. J. Solids Struct. 31, 169-202 (1994). [4.14] Chen, J. Time domain fundamental solution to biot's complete equations of dynamic poroelasticity. Part I: Two-dimensional solution. Int. J. Solids Struct. 31, 1447-1490 (1994). [4.15] Maghoul, P., Gatmiri, B. & Duhamel, D. Boundary integral formulation and two-dimensional fundamental solutions for dynamic behavior analysis of unsaturated soils. Soil Dyn. Earthq. Eng. 31, 1480-1495 (2011). [4.16] Maghoul, P., Gatmiri, B. & Duhamel, D. Wave propagation in unsaturated poroelastic media: Boundary integral formulation and three-dimensional fundamental solution. Comput. Model. Eng. Sci. 78, 51-76 (2011). [4.17] Jianwen, L. & Hongbing, Y. Dynamic stiffness matrix of a poroelastic multi-layered site and its green's functions. Earthq. Eng. Eng. Vib. 3, 273 (2004). [4.18] Rajapakse, R. & Senjuntichai, T. Dynamic response of a multi-layered poroelastic medium. Earthq. engineering & structural dynamics 24, 703-722 (1995). [4.19] Panneton, R. & Atalla, N. An efficient finite element scheme for solving the three-dimensional poroelasticity problem in acoustics. The J. Acoust. Soc. Am. 101, 3287-3298 (1997). [4.30] Wenzlau, F. & Müller, T. M. Finite-difference modeling of wave propagation and diffusion in poroelastic media. Geophysics 74, T55-T66 (2009). [4.21] Zhang, Y., Xu, Y. & Xia, J. Analysis of dispersion and attenuation of surface waves in poroelastic media in the exploration-seismic frequency band. Geophys. J. Int. 187, 871-888 (2011). [4.22] Johnson, D. L., Koplik, J. & Dashen, R. Theory of dynamic permeability and tortuosity in fluid-saturated porous media. J. fluid mechanics 176, 379-402(1987). [4.23] Abate, J. & Valkó, P. P. Multi-precision laplace transform inversion. Int. J. for Numer. Methods Eng. 60, 979-993 (2004). [4.24] Obrzud, R. & Truty, A. The hardening soil model—a practical guidebook z soil. PC100701 Rep. (2012). [4.25] Kézdi, Á. & Rétháti, L. Handbook of soil mechanics, vol. 1 (Elsevier Amsterdam, 1974). [4.26] Prat, M. et al. La modélisation des ouvrages (1995). [4.27] Kulhawy, F. H. & Mayne, P. W. Manual on estimating soil properties for foundation design. Tech. Rep., Electric Power Research Inst., Palo Alto, Calif. (USA); Cornell Univ., Ithaca . . . (1990). [4.28] Lee, C., Truong, Q. H. & Lee, J.-S. Cementation and bond degradation of rubber-sand mixtures. Can. Geotech. J. 47, 763-774 (2010). [4.29] Storn, R. & Price, K. Differential evolution—a simple and efficient heuristic for global optimization over continuous spaces. J. global optimization 11, 341-359 (1997). [4.30] Montgomery, J. & Chen, S. An analysis of the operation of differential evolution at high and low crossover rates. In IEEE congress on evolutionary computation, 1-8 (IEEE, 2010). [4.31] Xiu, D. & Hesthaven, J. S. High-order collocation methods for differential equations with random inputs. SIAM J. on Sci. Comput. 27, 1118-1139 (2005). [4.32] Crestaux, T., Le Maitre, O. & Martinez, J.-M. Polynomial chaos expansion for sensitivity analysis. Reliab. Eng. & Syst. Saf 94, 1161-1172 (2009).