Moire magnification device
10127755 · 2018-11-13
Assignee
Inventors
Cpc classification
G02B3/0056
PHYSICS
G07D7/207
PHYSICS
B42D25/351
PERFORMING OPERATIONS; TRANSPORTING
International classification
B42D15/00
PERFORMING OPERATIONS; TRANSPORTING
G07D7/207
PHYSICS
B42D25/351
PERFORMING OPERATIONS; TRANSPORTING
G09C3/00
PHYSICS
Abstract
A moir magnification device including a transparent substrate carrying: an array of micro-focusing elements, the focusing elements defining a focal plane; a first array of microimage elements in a first colour and a second array of microimage elements in a second colour, the first and second arrays of microimage elements are located in a plane substantially coincident with the focal plane of the focusing elements, the second array of microimage elements being laterally offset from the first. The pitches of the micro-focusing elements, first and second arrays of microimage elements and their relative locations are such that the array of micro-focusing elements cooperates with each of the first and second arrays of microimage elements to generate respective magnified versions of the microimage elements due to the moir effect. An interruption zone is perceived between the magnified versions of the first and second microimage arrays, respectively, and exhibits no magnified versions.
Claims
1. A moir magnification device comprising a transparent substrate carrying: i) a periodic array of micro-focusing elements on a first surface, the micro-focusing elements defining a focal plane; ii) a first array of microimages in an ink of a first color and located in a plane coincident with the focal plane of the micro-focusing elements; and iii) a second array of microimages, in an ink of a second color different from the first color, and located in a plane coincident with the focal plane of the micro-focusing elements, the second array of microimages being laterally offset from the first, wherein pitches of the micro-focusing elements and first and second arrays of microimages and their relative locations are such that the array of micro-focusing elements cooperates with each of the first and second arrays of microimages to generate respective magnified versions of the microimages of each array due to a moir effect, and such that when viewing the arrays of microimages simultaneously, an interruption zone of non-zero width is perceived between the magnified version of the first microimage array and the magnified version of the second microimage array, the interruption zone exhibiting no magnified version of either microimage array, wherein the first array of microimages is laterally spaced from the second array of microimages by a boundary region of non-zero width which is free of microimages, thereby giving rise to the perceived interruption zone, and wherein the width of the microimage element-free boundary region is greater than a maximum pitch of either of the microimage element arrays.
2. The device according to claim 1, wherein the microimage-free boundary region carries an interruption layer, the interruption layer taking a form of a uniform or patterned printing or coating.
3. The device according to claim 2, wherein, in the microimage-free boundary region, the interruption layer is disposed between the substrate and at least one of the first and second arrays of microimages.
4. The device according to claim 1, wherein the periodic array of micro-focusing elements comprises first and second periodic arrays of micro-focusing elements laterally spaced from one another by a boundary region of non-zero width which is free of functioning micro-focusing elements, the boundary region being aligned with a transition between the first array of microimages and the second, thereby giving rise to the interruption zone perceived.
5. The device according to claim 4, wherein the width of the boundary region is greater than a largest dimension of individual micro-focusing elements.
6. The device according to claim 5, wherein the width of the boundary region is greater than a maximum pitch of either of the micro-focusing element arrays.
7. The device according to claim 4, wherein the boundary region comprises a layer of material formed on micro-focusing elements in that region, the material being of a same refractive index as that of the micro-focusing elements, such that the micro-focusing elements in the boundary region are non-functional.
8. The device according to claim 4, wherein the boundary region comprises a region devoid of micro-focusing elements.
9. The device according to claim 1, wherein the micro-focusing elements comprise microlenses.
10. The device according to claim 1, wherein the microimages are printed on the substrate or are formed as grating structures, recesses or other relief patterns on the substrate.
11. A security device according to claim 1.
12. The security device according to claim 11, formed as a security thread, label or patch.
13. The security device according to claim 11, the security device being provided in a transparent window of a security document.
14. An article provided with an optical device according to claim 1, wherein the article comprises one of a banknote, a check, a passport, identity card, certificate of authenticity, fiscal stamp and other document of security value or personal identity.
15. A security document comprising a document substrate having at least two transparent or translucent windows spaced apart from one another, and a device comprising a transparent substrate carrying: i) a periodic array of micro-focusing elements on a first surface, the micro-focusing elements defining a focal plane; ii) a first array of microimages in an ink of a first color and located in a plane coincident with the focal plane of the micro-focusing elements; and iii) a second array of microimages, in an ink of a second color different from the first color, and located in a plane coincident with the focal plane of the micro-focusing elements, wherein the first array of microimagesn is laterally spaced from the second array of microimages by a microimage element-free boundary region of non-zero width which is free of microimages, wherein the width of the microimage element-free boundary region is greater than a maximum pitch of either of the microimage element arrays, and wherein pitches of the micro-focusing elements and first and second arrays of microimages and their relative locations are such that the array of micro-focusing elements cooperates with each of the first and second arrays of microimages to generate respective magnified versions of the microimages of each array due to a moir effect, the device being incorporated into or applied on to the document substrate in alignment with the at least two windows, the device being registered to the document substrate such that, simultaneously, the magnified version of the first microimage array is visible through a first window of the two windows and the magnified version of the second microimage array is visible through a second window of the two windows, and such that the microimage element-free boundary region between the two microimage arrays is concealed by the document substrate between the two windows.
16. A moir magnification device comprising a transparent substrate carrying: i) a periodic array of micro-focusing elements on a first surface, the micro-focusing elements defining a focal plane; ii) a first array of microimages in an ink of a first color and located in a plane coincident with the focal plane of the micro-focusing elements; and iii) a second array of microimages, in an ink of a second color different from the first color, and located in a plane coincident with the focal plane of the micro-focusing elements, the second array of microimages being laterally offset from the first, wherein pitches of the micro-focusing elements and first and second arrays of microimages and their relative locations are such that the array of micro-focusing elements cooperates with each of the first and second arrays of microimages to generate respective magnified versions of the microimages of each array due to a moir effect, and such that when viewing the arrays of microimages simultaneously, an interruption zone of non-zero width is perceived between the magnified version of the first microimage array and the magnified version of the second microimage array, the interruption zone exhibiting no magnified version of either microimage array, wherein the periodic array of micro-focusing elements comprises first and second periodic arrays of micro-focusing elements laterally spaced from one another by a boundary region of non-zero width which is free of functioning micro-focusing elements, the boundary region being aligned with the transition between the first array of microimage elements and the second, thereby giving rise to the perceived interruption zone, and wherein the width of the micro-focusing element-free boundary region is greater than a maximum pitch of either of the micro-focusing element arrays.
17. The device according to claim 16, wherein the boundary region comprises a layer of material formed on micro-focusing elements in that region, the material being of a same refractive index as that of the micro-focusing elements, such that the micro-focusing elements in the boundary region are non-functional.
18. The device according to claim 16, wherein the boundary region comprises a region devoid of micro-focusing elements.
19. The device according to claim 16, wherein the micro-focusing elements comprise microlenses.
20. The device according to claim 16, wherein the microimages are printed on the substrate or are formed as grating structures, recesses or other relief patterns on the substrate.
21. A security device according to claim 16.
22. The security device according to claim 21, formed as a security thread, label or patch.
23. The security device according to claim 21, the security device being provided in a transparent window of a security document.
24. An article provided with an optical device according to claim 16, wherein the article comprises one of a banknote, a check, a passport, identity card, certificate of authenticity, fiscal stamp and other document of security value or personal identity.
25. A security document comprising a document substrate having at least two transparent or translucent windows spaced apart from one another, and a device comprising a transparent substrate carrying: i) a periodic array of micro-focusing elements on a first surface, the micro-focusing elements defining a focal plane; ii) a first array of microimages in an ink of a first color and located in a plane substantially coincident with the focal plane of the micro-focusing elements; and iii) a second array of microimages, in an ink of a second color different from the first color, and located in a plane coincident with the focal plane of the micro-focusing elements, wherein at least a portion of the first array of microimages is not overlapped by the second, and at least a portion of the second array of microimages is not overlapped by the first; and wherein pitches of the micro-focusing elements and first and second arrays of microimages and their relative locations are such that the array of micro-focusing elements cooperates with each of the first and second arrays of microimages to generate respective magnified versions of the microimages of each array due to a moir effect, the device being incorporated into or applied on to the document substrate in alignment with the at least two windows, the device being registered to the document substrate such that, simultaneously, the magnified version of the first microimage array is visible through a first window of the two windows and the magnified version of the second microimage array is visible through a second window of the two windows, and such that a part of the first microimage array and a part of the second microimage array is concealed by the document substrate between the two windows thereby providing that a transition between the two microimage arrays is concealed by the document substrate between the two windows.
Description
(1) Some examples of security devices according to the invention will now be described with reference to the accompanying drawings, in which:
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(32) It should also be noted that the Figures are not to scale: in practice, the individual microimage elements may be many orders of magnitude smaller than the magnified versions seen by a viewer. Further, the cross sections do not accurately represent the relative thicknesses of the various components.
(33) In
(34) The microimage element arrays 100 from which the image panels 11, 12 are generated are shown in
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(36) In this embodiment, any visible interference between the image panels 11, 12 is avoided by forming the underlying microimage element arrays 110, 120 in accurate register with one another. That is, the maximum registration error between the arrays is less than or equal to 100 microns. Whilst this has proved difficult using conventional techniques, as described below with reference to
(37) In the present example, the pitch of both respective image arrays is the same such that the two synthetically magnified image panels 11, 12 will appear to be located on the same plane some distance behind or in front of the device. However, generally, it is preferable to have the two image panels 11, 12 located on different image planes and which is achieved through the use of different microimage element array pitches as will be discussed further below. In other examples, the synthetic image panel generated by any one of the respective micro element arrays could include areas appearing to lie in more than one plane using methods already known in the art (see for example EP-A-1695121)for example alternate elements of the magnified 20's image array may be provided on two separate image planes.
(38) Thus, forming the two microimage arrays in accurate register ensures that, when the device is viewed, there is no visible interference (i.e. overlap) between the image panels. This results in a distinctive visual appearance and hence the device is effective for many applications. However, the device may yet suffer from other distracting effects when viewed at different angles or even along the normal if there is mis-register between the microimage arrays and the microfocusing element array.
(39) As mentioned above,
(40) However a more typical scenario is shown in
(41) In terms of appearance, the effects of tilting the device and misregister between the microfocusing element array and microimage arrays are similar, causing lateral displacement of the magnified images. As a consequence of this vertical image displacement the two synthetic image panels 11, 12 typically do not remain in aesthetically preferred locations relative to the boundary zones.
(42) Taking first the example of tilting the device, as the viewing direction is moved off normal then the synthetically magnified images exhibit parallax motion commensurate with their perceived depth or distance from the plane of the device. In particular even if the magnified images when viewed normally are as positioned as shown in
(43) The same effects illustrated in
(44) Thus, it should be understood that displacement of the synthetic magnified images is driven not only by changes in viewing angle but also by changes in register between the micro-focusing element array and the respective microimage element arrays or indeed a combination of both. In practice a shift in register between the micro-focusing element array and the microimage element arrays equal to say half a micro image width will result in an equal relative displacement of the synthetically magnified image. Suppose by way of an example the designed level of moir magnification is 100, then an (unintentional) change in register between micro image array and microfocusing element array (in a direction orthogonal to the panel boundary line) of only 0.015 mm will generate a shift in the position of the synthetic image array of 1.5 mm. Thus any image whose edge or perimeter falls within 1.5 mm of the boundary will be caused to overlap and be fractioned by the boundary.
(45) In practice what this means is that, in order to obtain the preferred placement of the synthetically magnified images within a viewing zone or indeed within a respective image panel, a mutual registration accuracy between the microimage element and microfocusing element arrays of less than half the repeat distance of the arrays (typically <20 microns) is needed, which is not currently achievable.
(46) Thus, positioning of the synthetically magnified images in predetermined positions within their respective image panels with minimal image discontinuity either side of the boundary zone presents a significant manufacturing challenge (requiring registration at the few tens of micrometers or less). Nonetheless, through suitable image choice, array arrangement and spacing the deleterious effect of such boundary discontinuity can be reduced to a level which doesn't distract the viewer and indeed could be presented as a describable visible security effect, and as such devices such as that described with reference to
(47) However, it would be desirable to provide a device in which such fractioning at image panel boundaries is controlled, without having to achieve perfect registration between the micro-focussing element array and the micro-image element arrays. Further, in practice it may not always be desirable or possible to minimise or eliminate registration error between the two microimage element arrays. For instance, if the micro-image arrays are to be formed by printing using existing printing apparatus, that apparatus will determine the minimum registration that can be achieved. As such, the present invention also provides techniques whereby problems arising from unavoidable registration errors are eliminatedthat is, eliminating visual effects which would otherwise be generated when the adjacent printed micro image panels do not maintain mutual register and thus do not accurately butt up to each other (as was shown in
(48) An example of microimage array mis-registration is shown in
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(51) Each interruption zone can be generated either by incorporating a boundary region into the design of the microimage element array(s) 100 or by incorporating a gap in the micro-focussing element array, or both.
(52) Thus, in a second embodiment of the invention, the device incorporates an interruption zone between adjacent image panels 11, 12 which is formed through the provision of a boundary region between the first and second microimage element arrays 110, 120 which is free from microimage elements associated with either adjacent array.
(53) The design template D includes a boundary region 150 between first microimage element array 120 and second microimage element array 110, and another between second microimage element array 110 and third array 120. The width of this boundary region 150 in the design template (which is denoted 2) preferably exceeds the relative register (i.e. the registration error, ) with which the microimage element arrays can be formed (e.g. printed) relative to one another, noting that the first and third arrays 120, 120 will be formed in one working whereas the second array 110 will be formed in another. Typically, the registration error of the arrays relative to one another we expect using techniques known in the art will vary from as little as 25 microns to as much as 1000 microns or more.
(54) Thus, depending on the manufacturing process, the design width 2 of the boundary region 150 may be between 25 and 3000 microns. Within that range, the design width is preferably at least 50 microns, more preferably 100 microns. However, to reduce the visual impact of the interruption zone, preferably the design width is no more than 1500 microns, more preferably no more than 1000 microns, still preferably no more than 300 microns, most preferably no more than 150 microns. In one example, the design width is between 100 and 200 microns. In another preferred example, the design width is between 0.05 mm and 0.25 mm. However, from a design perspective the width of the boundary region is desirably minimised to reduce its impact on the appearance of the device.
(55) More generally, it is preferred that the design width of the boundary region 150 is greater than the size of an individual micro-image element of either array in the spacing direction between the arrays (here, the relevant dimension is the height, h, of the element as indicated in
(56) If the registration error is sufficiently large to be noticeable to the human eye (e.g. greater than about 100 to 150 microns), the design width of boundary region 150 may also be adjusted to take into account symmetry in the device. How much the width of the boundary region must exceed the inter array print registration error to take device symmetry into account will now be considered with reference to
(57) As noted above,
(58) By making this association we see that for the scenario where the two colour arrays are in strict register, the partial boundary regions 150a, 150b butt up to each other.
(59) We also note that the length of each array 110, 120, 120 is P.sub.isuch that if P.sub.1=length of array 110 (20 icons) and P.sub.2=length of each array 120, 120 (crest icons) then the following repeat length R.sub.p is conserved regardless of variance in inter panel register:
R.sub.p=P.sub.1+P.sub.2+2
(60) This is illustrated with reference to
(61) Suppose we next add an error in the register of one printed colour array relative to the other of modulus value , and the sense or direction of this register shift is as shown in
(62) As a consequence, the actual boundary region 150 between the finished arrays 110 and 120 increases to (2+), whilst in the lower transition zone the width of boundary region 150 is reduced to (2). Thus the arrays formed on the device are not identical to the design template D on which they are based (at least in terms of inter-array registration).
(63) The perceived asymmetry between the upper and lower void zone is expressed by the ratio =(2)/(2+).
(64) When this ratio equals unity, there is no perceived asymmetry between the upper and lower boundary regions associated with the inter array mis-registerboundary symmetry will be perceived by the viewer as part of the regular and repeating design characteristics of the design and in psycho-optical terms will be well tolerated. In other words, for the scenario where register variations are sufficiently large to be visualised (e.g. >100 um) then it is preferable to ensure the boundary zone ratio approaches unity.
(65) Now it is apparent that the ratio will have a value which generally satisfies the condition 1.0.
(66) Decreasing values of this ratio below unity indicate a decreasing symmetry between the two boundariesfor example when >2 (i.e. when the arrays overlap across one interface) then the ratio becomes negative, this denotes a greater degree of asymmetry than when = (i.e. when the arrays butt up on the same said panel).
(67) To approach a value of unity requires the design width of the boundary region to be substantially greater than the registration error (i.e. 2>>), and thus in the ideal: the registration variance is made either vanishingly small by comparison with the void zone width 2 or the boundary region design width is made very considerably larger than the registration variation.
(68) However in practice, the registration variance has a minimum value set by engineering limits of the manufacturing system, and the boundary width has a maximum value set by the need for its size to harmonise with the synthetically magnified image array.
(69) To give an example, a typical registration tolerance between sequential print heads in a modern polymer web based print system is of order of 0.15 mm.
(70) If the presently disclosed device were to be used as a windowed thread feature, the dimensions of the thread window set a scale for the size of the magnified image elements and their repeat spacing. Let us assume the windows dimensions have a typical value 3-4 mm in width by 4-6 mm in height. Then the optical device designer will choose a magnified image size circa 2-3 m mm and with an image repeat less than 4 mm.
(71) It then follows that the finished boundary region width should be preferably less than the dimension of the magnified image elements and their respective inter image gaps, such that the void zone appears to naturally fit with the remainder of the device imagery. The objective is to determine the minimum effective void zone width and more particularly the maximum tolerable value for the ratio =(2)/(2+).
(72) The inventors have found that acceptable visual symmetry is achieved for values of 0.8 (where the registration error is sufficiently large so as to be noticeable, e.g. 150 um).
(73) Thus in the present example, taking =150 um and choosing to have a value at the minimum value of 0.8then we obtain from the expression for a minimum acceptable value for the boundary region design width of 1.35 mm. This value is appreciably less than the dimensions of the magnified image elements and it will also be less than the inter age spacing in the magnified panels.
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(77) Thus to manage the potentially deleterious asymmetrical effects of inter array register, the inventors have created a design rule which states that the boundary region design width 2 must be as a minimum some 9 times that of the value of the register error. This applies when the registration variance is of a size that can be visualised by the naked eyewhich is generally greater than 100 um or 150 um for a normally sighted person
(78) However, for registration errors of a scale which cannot be discerned by the naked eye (i.e. 100 um or 150 um) then it is not necessary to address the potential asymmetry. In such circumstances it is preferable to use the boundary region to reduce only the contrast of the image panel overlap. In this case it is sufficient to make the boundary region design width (2) equal to or only slightly exceeding the registration variance .
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(80) The focal length of the microlenses 22 (as measured from their planar back surface) is substantially equal to the thickness t of the optical spacer layer which in this example comprises the thickness of the substrate 20 plus the thickness of a print receptive layer 21 on the opposite surface of the substrate 20 to the microlens array 22 so as to define a focal plane 24 substantially co-incident with the surface of the print receptive layer. On the print receptive layer 21 is formed the microimage element arrays 100. For example, first the microimage array 110 of 20 icons may be printed as a first working in a red colour. Next, the microimage arrays 120, 120 are printed as a second working in a blue colour. It will be seen in
(81) It should be recognised that in principle the print receptive layer 21 is not essential however in practice its presence serves to accommodate for the fact that substrate materials such as PET and BOPP are typically provided in a number of standard thickness's or gauges, most typically 19 um and 23 um and thus the substrate thickness itself cannot be adjusted or tuned to ensure the print is coincident or coplanar with the focal plane of the lens array. Thus the thickness of the transparent print receptive layer is adjusted to ensure that the focal point of the lenses is coincident with the printed micro images subsequently applied to this coating.
(82) Between each microimage element array and the next (i.e. between adjacent array pairs) is a boundary region 150 which is devoid of microimage elements. In the example shown in
(83) In order to create the phenomena of moir magnification and enable the generation of moving images, pitch mismatches are introduced between the microimage arrays 100 and the microlens array 22. As already mentioned, the mismatch can be the same for each of the arrays 110, 120 but in preferred examples it will be different. One method of providing a mismatch is to have a microlens and microimage array with substantially the same pitch where the pitch mismatch is achieved by introducing a small rotational misalignment between the microimage and microlens array. The degree of rotational misalignment between the microimage and microlens array is preferably in the range 15-0.05, which results in a magnification range of between 4-1000 for the microimage array. More preferably the rotational misalignment is in the range 2-0.1, which results in a magnification range of between 25-500 for the microimage array.
(84) Alternatively the microimage array and microlens array are in substantially perfect rotational alignment but with a small pitch mismatch. A small pitch mismatch would equate to a percentage increase/decrease of the pitch of the microimage array relative to the microlens array in the range 25%-0.1%, which results in a magnification range of between 4-1000 for the microimage array. More preferably the percentage increase/decrease of the pitch of the microimage array relative to the microlens array is in the range 4%-0.2%, which results in a magnification range of between 25-500 for the microimage array.
(85) It is also possible to use a combination of a small pitch mismatch and a small rotational misalignment to create the phenomena of moir magnification and enable the generation of moving images.
(86) The result of the pitch mismatch between the arrays 110, 120 and the spherical lens array 22 causes moir magnification of the microimages at different depths (as seen in
(87) The degree of magnification achieved is defined by the expressions derived in The Moire magnifier, M. Nutley, R Hunt, R Stevens & P Savander, Pure Appl. Opt. 3 (1994) pp. 133-142.
(88) To summarise the pertinent parts of this expression, suppose the micro image pitch=A and the micro lens pitch=B, then magnification M is given by:
M=A/SQRT[(B cos(Theta)A).sup.2(B sin(Theta)).sup.2]
where, Theta equals angle of rotation between the 2 arrays. For the case where AB and where Theta is very small such that cos(Theta)1 & sin(Theta)0:
M=A/(BA)=S/(1S)
(89) Where S=B/A
(90) However for large M>>10 then S mustunity and thus
M1/(1S)
(91) The depth of the synthetic image relative to the surface plane of the device derives from the familiar lens equation relating magnification of an image located a distance v from the plane of lens of focal length f, this being:
M=v/f1
Or, since typically v/f>>1
Mv/f
Thus the depth v of the synthetically magnified image=M*f.
(92) As an example, suppose the structure of
Df*2(n1)
and therefore D0.04*2(1.51), giving D0.04 mm.
(93) We might then choose a value for D of 0.035 mm and a lens pitch B of 0.04 mm (along each axis), resulting in a lens array with a f/# number close to unity with reasonable close packing (inter lens gap 5 um).
(94) In a first example suppose we required the first image panel 11 to appear to be located 2 mm behind the surface plane of the substrate and the second image panel 12 to be located 6 mm behind the surface plane (note images behind the surface plane are by definition virtual and a more detailed analysis shows them to be non-inverted relative to micro image object array). For further illustrative simplicity we assume that the pitch of each microimage array 110, 120 is equal in the x and y-axis directions (i.e. A.sub.1y=A.sub.1x and A.sub.2y=A.sub.2x).
(95) Given M=v/f, then it follows if f=0.04 mm and v=2 mm, then the magnification of the first array 110, M.sub.1 is 2/0.04=50. Hence the first image panel 11 must display the microimage array 110, magnified 50 times.
(96) Therefore since M.sub.1=A/(BA)=50, it follows that 50 (BA.sub.1)=A.sub.1 giving A.sub.1=B (50/51). Substituting B=0.04 mm we obtain A.sub.1=0.0392 mm, which is the required pitch between the microimage elements in the first array 110.
(97) Similarly, the magnification of the second array M.sub.2=6/0.04=150 and thus 150 (BA.sub.2)=A.sub.2, giving A.sub.2=B (150/151)=0.0397 mm, which is the required pitch between the microimage elements in the second array 120.
(98) In a second example suppose we require the first image panel 11 to be located 2 mm in front of the surface plane, whilst the second image panel 12 remains located 6 mm behind the surface plane.
(99) In contrast to the previous example, here the first image array 11 will form a real inverted image and thus the sign of the magnification will be negative (which follows from assigning a negative value for the image distance v in the previous expression for magnification).
(100) Hence M.sub.1=2/0.04=50 and thus 50(BA.sub.1)=A.sub.1, giving A.sub.1=50/49 B=0.0408 mm.
(101) Thus we see that for the first image panel 11 to be located in front of the surface plane (i.e. appearing to float) its micro image array 110 must have a pitch larger than the lens pitch. Conversely if the image pitch is less than the lens pitch then the image array will appear to be located below the surface plane.
(102) The present invention is not limited to any specific type or geometry of microlens, the only requirement being that the microlens can be used to form an image. Microlenses suitable for the present invention include those that refract light at a suitably curved surface of a homogenous material such as plano-convex lenslets, double convex lenslets, and fresnel lenses. Preferably the present invention will comprise spherical microlenses but lenses of any symmetry including cylindrical lenses could be employed. Both spherical and aspherical surfaces are applicable to the present invention. It is not essential for the microlenses to have a curved surface. Gradient refractive index (GRIN) lenses image light by a gradual refraction throughout the bulk of the material as a result of small variations in refractive index. Microlenses, based on diffraction, such as Fresnel zone plates can also be used. GRIN lenses and amplitude or mask based fresnel zone plates enable the surface containing the microlens array to be planar and offers advantage in print receptivity and durability.
(103) It is preferable to use a periodic array of lenses generated by a replication process. Master microlens arrays can be produced by number of techniques such as photothermal techniques, melt and reflow of photoresist and photoresist sculpture. Such techniques are known to those skilled in the art and are detailed in chapter 5 of Micro-Optics: Elements, Systems, and Applications edited by Hans Peter Herzig, published by Taylor and Francis, reprinted 1998. The master microlens structure can then be physically copied by commercially available replication techniques such as hot embossing, moulding or casting. Materials into which the microlens structures can be replicated include but are not limited to thermoplastic polymers such as polycarbonate and polymethylmethacrylate (PMMA) for the hot embossing and moulding processes and acrylated epoxy materials curable by heat or radiation for the casting process. In a preferred process the microlens array is replicated via casting into a UV curable coating applied to a carrier polymer film such as PET.
(104) For simplicity all of the examples and embodiments herein, with the exception of that described with reference to
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(106) Since there is no synthetic magnification arising from the interruption layer, there is no parallax motion of any imagery or pattern elements within the stripi.e. it provides a stationary datum which bounds the parallax motion of the magnified images. Thus when the magnified versions of the adjacent microimage arrays are interrupted or fractioned by the transition (described above with reference to
(107) In the sixth and seventh embodiments the interruption layer 155 (or transition band) is preferably applied (e.g. printed) to the structure in tandem with the first moir (or integral) micro image array 110, i.e. in the same working. For instance the interruption layer and the first micro image element array 110 may be present on the same print roller and there is therefore no registration variance between the interruption layer 155 and the first microimage array 110in effect the transition band 155 bounds or terminates the first array 110 at either end. However approach also means that the transition band at both ends necessarily has the same colour as the first micro image array 110, which may be undesirable. Hence the interruption layer could alternatively be applied in a separate working (and in a different colour). Preferably this would be applied before either of the microimage arrays 110, 120.
(108) Following application of the first printed microimage array 110 and associated transition bands 155, we then apply the second printed micro image array 120.
(109) The use of an interruption layer 155 in the boundary region provides a particularly versatile and practical way of managing the image discontinuity or interference which would otherwise occur across the inter panel boundary. In particular, since the transition band 155 hides the edges of the second print array 120 and thus prevents any visualisation of register error relative to the first print panel, the requirements on the width of the transition band can be relaxed. Hence in the present embodiments, the width of the transition band (which will be the same in the design template and on the finished product, since it is the result of a single working) only needs to exceed the inter panel print register variance, . Therefore, in
(110) In all of the above examples, the interruption zone between the magnified image panels 11, 12 is formed by incorporating a boundary region free from microimage elements in between the microimage arrays. However, the interruption zone could instead (or additionally) be generated by modifying the micro-focusing (e.g. microlens) array instead.
(111)
(112) In more detail, the operation of the lenses is dependent on a refractive index difference between the material of the lens and air. If air is replaced with a resin 255 which has substantially the same refractive index as the polymer material used for the lens 22, the light rays will not be significantly refracted at the resin/lens interface and the micro lenses will not function. Thus, in the eighth embodiment (
(113) However the boundary edges of each respective micro image array 110, 120 will still be discernable if the resin 255 is transparent or highly translucent and, as the gap between arrays will alternately increase or decrease by an amount at each boundary due to inter panel print mis-register (as explained previously), this may not be desirable from the view point of public recognition. As such, in a variation of this embodiment uncoloured light scattering pigment (such as TiO.sub.2) may be added to the resin 255 to make it substantially opaque thus preventing discernment of the underlying print without making the presence of the resin band readily visible to the observer. Alternatively, the resin band could be incorporated into the design of the feature in which case it may be formed with a (translucent or opaque) colour by incorporating suitable pigments or dyes. In another example, a different non-transparent coating such as ink could be used in place of resin, and if the level of opacity is sufficiently high, the requirement for the coating's refractive index to match that of the lens material can be relaxed or eliminated.
(114) Since there is no active imaging in the boundary region 250 defined by the resin band 255, the width r of this band 255 needs to only exceed the sum of the colour panel print register variation () and the register variation between the printed resin and the underlying colour panel which we call i.e. r(2+2).
(115) In the ninth embodiment (
(116) As in the eighth embodiment, the width of the void zone r needs to just exceed the sum of the inter array register and the variation in register or placement of the lens void zones with respect to the inter panel boundary location, i.e. r=2(+).
(117) In both embodiments, the repeat distance of the boundary region 250 will match that of the inter array repeat distance R.sub.p/2 (=P+).
(118) As noted above, the boundary region 250 in the lens array 22 may be used to generate the interruption zone alone or in combination with a boundary region 150 between the microimage element arrays 110, 120. In either case, however, it is preferable that the microimage array 110, 120 underlying each part 22, 22, 22 of the microlens array extends laterally beyond the respective part of the microlens array. For example, in
(119) In the embodiments so far, the boundary regions 150 and 250 are depicted as extending in a straight (rectilinear) line across the width of the device. However, this need not be the case. For example, the boundary region could be curved or zig-zagged. What is important is that a boundary region exists between the adjacent arrays at least along one axis, which will usually be that axis parallel to the direction in which the substrate travels through the manufacturing process. This is because it is along this direction that registration between two sequential workings cannot be guaranteed: typically, registration in the orthogonal direction will be much more accurate. However, in other examples the boundary region may extend along both axis so that any mis-registration along the orthogonal axis is also dealt with.
(120)
(121) Thus the inter panel interruption zone need not be limited to a straight line or rectangular zone but can also be a more complex inter locking pattern. The interlocking pattern can again be comprised of linear sections but it also feasible that it may be of curvilinear formfor example an interlocking sinusoid boundary.
(122) One benefit of such interlocking boundaries is that they make the interruption zone less spatially defined and abrupt, and thereby less readily identified or detected by the observer.
(123) The devices described so far all employ a two-dimensional (2D) moir magnification effect. However, as already mentioned, one-dimensional (1D) magnification could be employed instead.
(124) Thus,
(125)
(126) In the above examples, the microfocusing elements have taken the form of microlenses. However, in all cases the security device could alternatively be fabricated as a mirror-based moir device, of which an example is shown in
(127) It should be noted that the focal length of a concave mirror is equal to half its radius of curvature R and therefore can have a limiting minimum value approaching one quarter of the mirror base diameter. In simple terms, for a given base diameter the focal length and F number of a mirror can be one quarter of the value of equivalent lens (assuming typical refractive index of 1.5). However as reducing F number equates to reducing depth of focus, then in practice it will often be desirable to have a mirror base diameter much less than 2R.
(128) For example considering the preferred device thicknesses cited earlier we may require the mirror focal length to be 40 umthen this requires the mirror radius R to have a value 80 um and thus a maximum theoretical base diameter approaching 160 um and thus an F number f/#=0.25 mm. However we may choose to limit the base diameter to 80 um
(129) This structure is intended for viewing only in reflection mode and thus is most relevant for application onto opaque substrates (strip & patch) or partially embedding into opaque substrates (windowed thread). As per the lens system the printed micro images must be coincident with the focal plane of the mirrors to a precision determined by the depth of focus or field of the mirror system.
(130) If an interruption layer is to be incorporated, this should preferably be applied to the print receptive layer 23 or substrate 20 first or concurrently with the first microimage array 110, then followed by the application of the second micro image array 120. This ensures that the reflected image pertaining to the interruption layer is visualised as being in front of any elements forming part of the second microimage array which may be applied over the interruption layer doe to mis-registration.
(131) Also since the incident light has to pass through or be transmitted by the printed micro image arrays 110, 120 (i.e. spatially modulated) before being reflected back as collimated light by the mirror array, then it follows that if the print micro images are substantially opaque the synthetically magnified images will take on a blackish colour or hue against the metallic hue provided by the mirror background. For the synthetically magnified images to appear with the colour of their corresponding micro image array then it is necessary that the micro images are at least partially translucent. The more translucent the micro images the brighter the colour of the synthetic imageshowever at a cost of reduced image contrast relative to the background. If a interruption layer is included, however, this is preferably substantially opaque to avoid overlying microimage elements being revealed.
(132) If the metal coating on the mirrors is white reflector such as Aluminium then the background hue or colour surrounding the synthetic images will be silverwhite or achromat in appearance. However it should be recognised that other affordable coloured metals such as Copper or it alloys maybe be used. Other metals such as Silver, Gold, Platinum, Chrome, Nickel, Nickel-Chrome, Palladium, Tin etc may be used where there.
(133) In all of the embodiments, the microlens array 22 or concave mirror array 40 can be integrally moulded into the polymer substrate 20 or could be formed on the surface of the substrate 20, for example by cast-curing or the like.
(134) In each of the above embodiments, a single micro-image array 110, 120 is used to form each magnified image panel, with the two or more arrays being laterally spaced from one another. However, it should be recognised that in any of the embodiments, it also possible to have a third microimage array provided behind either or both of the first and second arrays. That is, a third (and possibly fourth, etc) microimage array may be formed which at least partially overlaps with either or both of the arrays 110, 120. Preferably the third microimage array is provided in a colour different from that of the array(s) it overlaps, and is formed in a separate working. So as not to interfere with the magnified versions of the first and second arrays, the third array is preferably formed at a pitch different from that of the array(s) it overlaps. As discussed previously, the depth of the magnified image perceived by the viewer will depend on the pitch mismatch between the microimage array and the microfocusing element array and as such the magnified version of the third array will appear to lie in a different plane from that of the first and/or second array, thereby avoiding confusion. For example the design might comprise alternating panels of blue 20 symbols (first array 110) and red crest symbols (second array 120), with a third common layer of stars or other icons, or a line pattern located behind the first two image arrays. In other examples, the third array could be arranged at a pitch such that its magnified version appears in front of the first and/or second arrays.
(135) The third array could be printed in an ink that is invisible under normal lighting conditions but visible under UV illumination, in this case the magnified background will only be observed under UV illumination. Alternatively either one or both of the first and second arrays 110, 120 could be printed in an ink that changes colour on exposure to UV radiation such that a change in colour of the magnified image is observed under UV radiation.
(136)
(137) The apparatus shown in
(138) The first printing station 90 comprises an inking roll 70 coupled via a roll chain 72 to an ink reservoir 74. Ink is transferred by the roll 70 onto a print roll 76 carrying recessed printing elements 78 corresponding to the microimage elements of the array concerned. A doctoring blade 84 contacts and removes ink or colorant off the non-recessed areas of the print roller 82. The substrate 20 is fed between the print roll 76 and an impression roller 80 and the image elements of the first array 110 are printed onto the substrate 20.
(139) The second printing station 91, provided downstream of the first, comprises identical components: inking roll 71, roll chain 73, reservoir 75, print roll 77 with recessed elements 79, doctoring blade 85 and impression roller 81, and is used to print the second array 120 of image elements.
(140) Alternatively, the print stations 90, 92 could include print rolls 76, 77 carrying proud printing elements corresponding to the microimage elements of the array concerned, in which case no doctoring blade 84 is required.
(141) To enable the two arrays 110, 120 to be printed adjacent one another, only a portion (preferably no more than half) of each respective print roller 76, 78 is provided with printing elements such that only a portion of the roller's circumference imparts micro image print onto the substrate web 20. As such, at the output of the first print station 90, the web carries the first microimage element arrays 110, spaced by empty regions of the web. On arrival at the second print station 92, the second microimage element arrays are printed onto the spaces between the first microimage element arrays. Thus, each print cylinder 76, 77 alternately prints micro image panels of length P onto the web.
(142) If a boundary region 150 is to be provided between the arrays, the repeat distance between printed panels of a particular colour, Rp, is 2(P+) where 2 is the design width of the boundary region 150. If no boundary region is required (e.g. for producing the devices of
(143) To control the relative register between the two print heads 90, 92, a path length adjusting unit 91 is provided. This comprises a number of web transfer rollers TR1 to TR4 whose action is to adjust the tension of the web in the machine direction MD. Specifically, roller TR3 can move up or down (i.e. out of the plane of the web, in the z-axis), thereby increasing or reducing the path length between the two print stations 90, 92. A detector such as camera 95 may be provided downstream of the second print station 92 to detect the size of the inter-array gap (the boundary region) achieved, and supply an error signal corresponding to the magnitude of the detected gap. The path length adjusting unit is controlled by a controller (not shown) in response to the error signal provided by the camera system so as to minimise the variation in that gap (i.e. feedback control).
(144) It is also envisaged that one or both of the print cylinders 76, 77 could have their position moved transverse to the web direction (i.e. in the x-axis direction) by the action of a transducer provided on the shaft of either roller so that the printed panels have transverse alignment. As discussed above with respect to
(145) Following application of the two printed panels the web is inverted or flipped over and the micro lens or micro mirror array applied to the reverse side. For example, microlenses or concave micromirrors can be provided on the opposite surface of the substrate 20 by cast-curing, moulding or the like.
(146) In the examples described above, the microimage elements have been provided by printing onto the substrate. It would also be possible to provide some or all of the image elements as relief structures and examples of some of these are shown in
(147)
(148) These structures can be combined. For example,
(149)
(150)
(151)
(152) The various embodiments of the device construction described above can be slit or cut into patches, foils, stripes, strips or threads for incorporation into plastic or paper substrates in accordance with known methods.
(153)
(154) In a further example the mask coat and one of the micro image arrays have overtly the same color, however one or other entity has been provided with a metameric property. Examples of metameric inks are provided in GB1407065. Consequently under normal viewing the relevant micro image array is only weakly discerned (if at all) against the background colour of the opaque maskhowever when viewed under a metameric filter said micro image array or more pertinently its synthetically magnified image becomes strongly evident. Alternatively the mask coat may be provided with a fluorescent additive such that when viewed under a fluorescent light the mask coat provides a fluorescent background against which the absorbing micro image arrays form black synthetically magnified images.
(155) The mask coat may also function as a durability enhancing layer.
(156) Referring again to
(157) In another embodiment a device according to any of the embodiments could be incorporated into a security document as a windowed thread. Examples of such a configuration are shown in
(158)
(159)
(160) As explained above, the device 10 is registered to the substrate 5 using techniques available in the art such that each of the interfaces between adjacent microimage arrays is concealed by the substrate 5 between windows 8. Each window 8 is aligned with either the first array 110 or the second array 120.
(161) In this arrangement, the device could operate in both reflection and transmission modes, since the device 10 is applied at least partially over a transparent aperture 8 within the substrate 5. In this case the synthetically magnified image may be viewed in reflection and/or transmission through the viewing aperture 8 in the substrate 5. The observer will only see magnified image when located in position O.sub.1. If the opaque mask coat 7 is omitted, the same observer can observe the moir magnification system in transmission. It is also a requirement that the adhesive layer have good optical clarity (i.e. low scatter, low absorption)
(162) It should be noted that if the printed micro-images 110, 120 are formed from an ink or colorant that is substantially opaque, then the synthetically magnified image will be coloured when viewed in reflection, but will form a high contrast essentially black image when viewed in transmission.
(163) A requirement for a coloured image to be viewed in transmission is that the micro images must have some degree of translucency. Light must be able to pass through the printed images and the desired colour transmitted. It should be recognised that in regions were the two arrays 110, 120 and therefore magnified images overlap we will have additive colour mixing. For example if the two array colours are red and blue then in areas of overlap the image will be magenta.
(164) Note also that if the observer views the device from location O.sub.2, then no synthetically/moir magnified image is observed, but instead an unmodified or direct image of the micro image patterns (or simply the mask coat 7, if present).
(165) In the alternative of
(166) In further examples, the security device also includes one or more other optical security features. An example of this is shown in
(167) The holographic generating structures 400 can be in the form of holograms or DOVID image elements. In the label construction shown in
(168) In the case of the holographic structures 400, 401 these can have any conventional form and can be fully or partially metallised. Alternatively the reflection enhancing metallised layer can be replaced with a substantially transparent inorganic high refractive index layer, such as ZnS.
(169) Whatever arrangement is defined, it is advantageous if the individual regions allocated to the two different optical effects in
(170) The security devices shown in the previous Figures are suitable to be applied as labels to secure documents which will typically require the application of a heat or pressure sensitive adhesive to the outer surface of the device which will contact the secure document. In addition an optional protective coating/varnish could be applied to the exposed outer surface of the device. The function of the protective coating/varnish is to increase the durability of the device during transfer onto the security substrate and in circulation.
(171) In the case of a transfer element rather than a label the security device is preferably prefabricated on a carrier substrate and transferred to the substrate in a subsequent working step. The security device can be applied to the document using an adhesive layer. The adhesive layer is applied either to the security device or the surface of the secure document to which the device is to be applied. After transfer the carrier strip can be removed leaving the security device as the exposed layer or alternatively the carrier layer can remain as part of the structure acting as an outer protective layer. A suitable method for transferring security devices based on cast cure devices comprising micro-optical structures is described in EP1897700,
(172) The security device of the current invention can also be incorporated as a security strip or thread. Security threads are now present in many of the world's currencies as well as vouchers, passports, travellers' cheques and other documents. In many cases the thread is provided in a partially embedded or windowed fashion where the thread appears to weave in and out of the paper. One method for producing paper with so-called windowed threads can be found in EP0059056. EP0860298 and WO03095188 describe different approaches for the embedding of wider partially exposed threads into a paper substrate. Wide threads, typically with a width of 2-6 mm, are particularly useful as the additional exposed area allows for better use of optically variable devices such as the current invention. The device structures shown in any of
(173) The security device of the current invention can be made machine readable by the introduction of detectable materials in any of the layers or by the introduction of separate machine-readable layers. Detectable materials that react to an external stimulus include but are not limited to fluorescent, phosphorescent, infrared absorbing, thermochromic, photochromic, magnetic, electrochromic, conductive and piezochromic materials.
(174) Additional optically variable materials can be included in the security device such as thin film interference elements, liquid crystal material and photonic crystal materials. Such materials may be in the form of filmic layers or as pigmented materials suitable for application by printing.
(175) The security device of the current invention may comprise an opaque layer.
(176)
(177) In a further example and in reference to the mirror-based moir example shown in
(178) One way to produce partially metallised/demetallised films in which no metal is present in controlled and clearly defined areas, is to selectively demetallise regions using a resist and etch technique such as is described in US-B-4652015. Other techniques for achieving similar effects are for example aluminium can be vacuum deposited through a mask, or aluminium can be selectively removed from a composite strip of a plastic carrier and aluminium using an excimer laser. The metallic regions may be alternatively provided by printing a metal effect ink having a metallic appearance such as Metalstar inks sold by Eckart.
(179) The presence of a metallic layer can be used to conceal the presence of a machine readable dark magnetic layer. When a magnetic material is incorporated into the device the magnetic material can be applied in any design but common examples include the use of magnetic tramlines or the use of magnetic blocks to form a coded structure. Suitable magnetic materials include iron oxide pigments (Fe.sub.2O.sub.3 or Fe.sub.3O.sub.4), barium or strontium ferrites, iron, nickel, cobalt and alloys of these. In this context the term alloy includes materials such as Nickel:Cobalt, Iron:Aluminium:Nickel:Cobalt and the like. Flake Nickel materials can be used; in addition Iron flake materials are suitable. Typical nickel flakes have lateral dimensions in the range 5-50 microns and a thickness less than 2 microns. Typical iron flakes have lateral dimensions in the range 10-30 microns and a thickness less than 2 microns.
(180) In an alternative machine-readable embodiment a transparent magnetic layer can be incorporated at any position within the device structure. Suitable transparent magnetic layers containing a distribution of particles of a magnetic material of a size and distributed in a concentration at which the magnetic layer remains transparent are described in WO03091953 and WO03091952.
(181) In a further example the security device of the current invention may be incorporated in a security document such that the device is incorporated in a transparent region of the document. The security document may have a substrate formed from any conventional material including paper and polymer. Techniques are known in the art for forming transparent regions in each of these types of substrate. For example, WO8300659 describes a polymer banknote formed from a transparent substrate comprising an opacifying coating on both sides of the substrate. The opacifying coating is omitted in localised regions on both sides of the substrate to form a transparent region.
(182) EP1141480 describes a method of making a transparent region in a paper substrate. Other methods for forming transparent regions in paper substrates are described in EP0723501, EP0724519, EP1398174 and WO03054297.
(183) One or more of the microimage arrays of the present invention may be printed with inks comprising materials that respond visibly to invisible radiation. Luminescent materials are known to those skilled in the art to include materials having fluorescent or phosphorescent properties. It is also well known to use other materials that respond visibly to invisible radiation such as photochromic materials and thermochromic materials. For example only one of the magnified arrays might be visible in normal daylight conditions with the second magnified image becoming visible only under UV illumination. Alternatively the two magnified arrays could appear the same colour in normal daylight conditions and different colours when viewed using a filter or when viewed under UV illumination.