Security devices and methods of manufacture thereof
09902187 ยท 2018-02-27
Assignee
Inventors
Cpc classification
B42D25/328
PERFORMING OPERATIONS; TRANSPORTING
B42D25/00
PERFORMING OPERATIONS; TRANSPORTING
International classification
B42D25/00
PERFORMING OPERATIONS; TRANSPORTING
B42D25/328
PERFORMING OPERATIONS; TRANSPORTING
Abstract
A security device is provided including a transparent layer having a first optically variable effect generating relief structure formed in a surface thereof; a reflection enhancing body extending over the first relief structure and following the contour of the first relief on a first side of the reflection enhancing body; and a second optically variable effect generating relief structure formed in a second side of the reflection enhancing body. The reflection enhancing body includes at least a first reflection enhancing layer defining the first and/or second sides of the reflection enhancing body and the first reflection enhancing layer includes a binder having reflective particles dispersed therein. When the device is viewed through the transparent layer, the optically variable effect of the first relief structure is visible and when the device is viewed from the other side, the optically variable effect of the second relief structure is visible.
Claims
1. A security device comprising a transparent layer having a first optically variable effect generating relief structure formed in a surface thereof; a reflection enhancing body extending over the first relief structure and following the contour of the first relief on a first side of the reflection enhancing body; and a second optically variable effect generating relief structure formed in a second side of the reflection enhancing body, the reflection enhancing body comprising at least a first reflection enhancing layer defining the first and/or second sides of the reflection enhancing body, the first reflection enhancing layer comprising a binder having reflective particles dispersed therein, wherein when the device is viewed through the transparent layer, the optically variable effect of the first relief structure is visible and when the device is viewed from the other side, the optically variable effect of the second relief structure is visible.
2. A security device according to claim 1, wherein the thickness of the reflection enhancing body is sufficient that the first and second relief structures do not interfere with each other.
3. A security device according to claim 1, wherein the reflection enhancing body has a thickness greater than the maximum profile depths of each of the first and second relief structures.
4. A security device according to claim 1, wherein the lateral extent of the reflection enhancing body is less than the full area of the security device.
5. A security device according to claim 1, wherein the first reflection enhancing layer defines one of the first and second sides of the reflection enhancing body, and the reflection enhancing body further comprises a second reflection enhancing layer defining the other of the first and second sides.
6. A security device according to claim 5, wherein the lateral extent of the first reflection enhancing layer corresponds to that of the second reflection enhancing layer.
7. A security device according to claim 5, wherein the second reflection enhancing layer comprises any of: one or more metals or alloys thereof; an optical interference thin film structure; a layer containing metallic particles, optically variable particles or optically variable magnetic particles; a photonic crystal layer; or a liquid crystal layer.
8. A security device according to claim 5, wherein the first reflection enhancing layer comprises a resist material which is resistant to etchant suitable for removing material of the second reflection enhancing layer from the device.
9. A security device according to claim 5, wherein the visible colour of the first reflection enhancing layer is different from that of the second reflection enhancing layer at least under illumination at selected wavelengths, such that the optically variable effect of the first relief structure exhibits a different colour from that of the optically variable effect of the second relief structure.
10. A security device according to claim 1, wherein the reflection enhancing body comprises a screened working of discontinuous elements.
11. A security device according to claim 1, wherein the first reflection enhancing layer comprises a polymeric binder having reflective particles dispersed therein.
12. A security device according to claim 1, wherein the first reflection enhancing layer comprises a material with a forming temperature less than that of the transparent layer.
13. A security device according to claim 1, wherein the first reflection enhancing layer comprises two or more materials, each comprising a binder having reflective particles dispersed therein, the two or more materials being optically distinguishable from one another and arranged to define a pattern.
14. A security device according to claim 1, wherein the first optically variable effect generating relief structure is different from the second optically variable effect generating relief structure such that the first and second optically variable effects are different.
15. A security device according to claim 1, wherein the first and second optically variable effect generating relief structures each comprise any of: a diffractive structure from one of a hologram, a diffraction grating, or a Kinegram?; or a non-diffractive micro-optical structure.
16. A security device according to claim 1, wherein either the first transparent layer forms an integral part of a substrate, or the first transparent layer is disposed on a substrate.
17. A method of manufacturing a security device, comprising: forming a first optically variable effect generating relief structure in a surface of a transparent layer; applying a reflection enhancing body over the first relief structure such that a first side of the reflection enhancing body follows the contour of the first relief, the reflection enhancing body comprising at least a first reflection enhancing layer defining the first and/or second sides of the reflection enhancing body, the first reflection enhancing layer comprising a binder having reflective particles dispersed therein; and forming a second optically variable effect generating relief structure in the second side of the reflection enhancing body; such that when the device is viewed through the transparent layer, the optically variable effect of the first relief structure is visible and when the device is viewed from the other side, the optically variable effect of the second relief structure is visible.
18. A method according to claim 17, wherein the thickness of the reflection enhancing body is sufficient that the first and second relief structures do not interfere with each other.
19. A method according to claim 17, wherein the reflection enhancing body has a thickness greater than the maximum profile depths of each of the first and second relief structures, preferably equal to or greater than the sum of the maximum profile depths of the first and second relief structures.
20. A method according to claim 17, wherein the reflection enhancing body is applied across less than the full area of the security device.
21. A method according to claim 17, wherein applying the reflection enhancing body comprises applying a second reflection enhancing layer over the first relief structure before or after applying the first reflection enhancing layer, such that the first reflection enhancing layer defines one of the first and second sides of the reflection enhancing body, and the second reflection enhancing layer defines the other of the first and second sides.
22. A method according to claim 21, wherein the second reflection enhancing layer comprises any of: one or more metals or alloys thereof; an optical interference thin film structure; a layer containing metallic particles, optically variable particles or optically variable magnetic particles; a photonic crystal layer; or a liquid crystal layer.
23. A method according to at least claim 21, further comprising: after applying the first reflection enhancing layer, removing the material of the second reflection enhancing layer from regions of the device in which the second reflection enhancing layer is not covered by the first reflection enhancing layer, such that the lateral extent of the first and second reflection enhancing layers correspond.
24. A method according to claim 23, wherein the material of the second reflection enhancing layer is removed by etching, the first reflection enhancing layer acting as an etch resist.
25. A method according to at least claim 21, wherein the visible colour of the first reflection enhancing layer is different from that of the second reflection enhancing layer at least under illumination at selected wavelengths, such that the optically variable effect of the first relief structure exhibits a different colour from that of the optically variable effect of the second relief structure.
26. A method according to claim 17, wherein the first reflection enhancing layer is applied as a screened working of discontinuous elements.
27. A method according to claim 17, wherein the first reflection enhancing layer comprises a polymeric binder having reflective particles dispersed therein.
28. A method according to any of claim 17, wherein the first reflection enhancing layer comprises a material with a forming temperature less than that of the transparent layer.
29. A method according to claim 17, wherein the first reflection enhancing layer comprises a photoactive curing agent, the method further comprising partially curing the first reflection enhancing layer before forming the second optically variable relief structure and/or fully curing the first reflection enhancing layer after forming the second optically variable relief structure.
30. A method according to claim 17, wherein applying the first reflection enhancing layer comprises applying two or more materials, each comprising a binder having reflective particles dispersed therein, the two or more materials being optically distinguishable from one another and arranged to define a pattern.
31. A method according to claim 17, wherein the first optically variable effect generating relief structure is different from the second optically variable effect generating relief structure such that the first and second optically variable effects are different.
32. A method according to claim 17, wherein the first and second optically variable effect generating relief structures each comprise any of: a diffractive structure from one of a hologram, a diffraction grating or a Kinegram?; or a non-diffractive micro-optical structure.
33. A method according to any of claim 17, wherein the first and second optically variable effect generating relief structures are formed in register with one another.
34. A method according to claim 17, wherein the transparent layer either forms an integral part of a substrate, or the first transparent layer is disposed on a substrate.
35. A security device made in accordance with claim 17.
36. A security article comprising a security device according to claim 1.
37. A security document comprising a security device according to claim 1.
Description
(1) Preferred embodiments of security devices and manufacturing methods in accordance with the present invention will now be discussed and contrasted with comparative examples, with reference to the accompanying Figures, in which:
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(20) The description below will focus on examples of security devices having optically variable effect generating relief structures in the form of holograms. By this we mean the relief is a structure which generates graphical images by the mechanism of diffraction of light. However, more generally the term optically variable effect means that an appearance is generated which varies depending on the viewing angle. Other examples of optically variable effects which might be implemented through the described relief structures include diffraction gratings, Kinegrams? and prismatic effects, as mentioned above.
(21)
(22) The security device 10 comprises a transparent layer 3 into which a holographic (or other optically variable) relief structure 4 is formed. It should be noted that the transparent layer 3 may in practice be formed of multiple layers laminated to one another, and this applies to all layers mentioned throughout this disclosure. The transparent layer 3 can be formed of any suitable transparent material in which a relief structure 4 can be formed, for example a conventional embossing lacquer such as a thermoplastic polymer or a radiation curable resin. The transparent layer 3 includes a colorant such as a suitable dye which imparts a tint to the layer 3. The tint may or may not be visible to the human eye under illumination at visible wavelengths. For example, the colorant could be invisible unless irradiated with selected wavelengths outside the visible spectrum, such as UV or IR, and could be phosphorescent, fluorescent or luminescent. However, in the most preferred examples, the colorant is visible under ambient lighting conditions in order that the colour effect is readily apparent without the need for specialist equipment.
(23) The relief structure 4 (shown in
(24) Following the formation of the relief structure 4, a reflection enhancing layer 5 such as a metal is applied, preferably by vacuum metallisation. The reflection enhancing layer 5 conforms to the relief structure 4, on both sides. As shown in the Figures, the metallisation covers the full area of the device.
(25) Finally, in this example an optically clear adhesive 6 is applied over the reflection enhancing layer 5 to allow for easy adhesion of the device 10 to a document substrate. However, in other examples an adhesive layer 6 could be provided on the opposite side of the device (between layer 3 and support layer 2), on both sides of the device, or omitted entirely, e.g. if the security device is to be incorporated into a document during the paper-making process, or if adhesive is provided on the document's surface itself.
(26)
(27) The security device 10 is visible from both sides of the security document 15 as illustrated by observers A and B. From the location of observer A, the optically variable effect generated by relief structure 4 (e.g. a holographic image) in combination with reflection enhancing layer 5 is visible, as denoted in
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(29) After applying the reflection enhancing layer 5 (e.g. by vacuum metallisation), a coloured print 7 is applied by conventional printing techniques. The coloured print 7 may cover the full area of the device, or define a continuous shape as shown in
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(32) The security device 20 comprises a first transparent layer 21 carrying an optically variable effect generating relief structure 22 formed in its surface. A reflection enhancing body 23 conforms to the relief 22 on one of its sides 23a. The reflection enhancing body 23 comprises reflective material as will be described further below and therefore renders the optically variable effect generated by relief 22 visible in the region where the body 23 is present. The second side 23b of reflection enhancing body 23 carries a second optically variable effect generating relief structure 26 formed in the surface of the body 23. In this and other preferred embodiments, the second optically variable effect generating structure 26 is different from the first optically variable generating relief structure 22 such that the two optically variable effects which are generated are different, e.g. in their information content and/or in the mechanism on which they operate. However, in other cases the two relief structures 22 and 26 could be substantially identical, and give rise to optically variable effects which are the same. Nonetheless, as described below, the two relief structures 22 and 26 are formed independently of one another.
(33) In this example, the reflection enhancing body 23 comprises a layer of material in which reflective particles, such as metal flakes, are dispersed. For example, layer 23 may comprise a transparent binder carrying a dispersion of aluminium flakes to give an overall impression of a substantially opaque, silver-coloured reflective material. The reflective nature of the layer 23 renders each of the optically variable effects generated by relief structures 22 and 26 visible from the two respective sides of the device, and thus no metallisation steps are necessary.
(34) The reflective body 23 is present only across a region which is less than the whole area of the device 20, such that each of the optically variable effects generated by relief structures 22 and 26 will only be visible in the same sub-region of the device. Since the boundaries of the two optically variable effects will be defined by the same reflective layer 23, their lateral extent will automatically be exactly the same.
(35) Surrounding the reflection enhancing body 23, a transparent adhesive 28 is provided which secures the device 20 to the document 15 in the region of window 16. Preferably, the transparent layer 21 and transparent adhesive 28 are colourless such that the optically variable effect region appears invisibly suspended within the device. However, either of these layers could carry a coloured tint if preferred.
(36)
(37) Thus, a single device achieves the appearance of two different holographic effect devices in exact register within one another. The result is a device with strong visual impact which cannot be readily imitated. For instance, it would be extremely difficult to achieve the necessary alignment through the use of two separate devices.
(38) As noted above, the first and second relief structures 22 and 26 could be identical, but preferably are different giving rise to different optically variable effects. For example, one of the relief structures could define a hologram whilst the other may define a kinegram or pixelgram. In other examples, both of the relief structures may operate on the same principle as one another, but have different information content. For example, one relief structure may give rise to a first holographic image and the other may replay as a second, different holographic image. For instance, the first relief structure 22 may replay a holographic image of a currency symbol (e.g. ?), whilst the second relief structure 26 may display an image representing a denomination (e.g. 10). In particularly preferred examples, the two images generated by the relief structures, whichever mechanism(s) are utilised, are conceptually related to one another. For example, both images may be of the same object but from different viewpoints, most preferably separated by 180?. For instance, the first relief structure 22 may replay an image of a person's head viewed from the front and the second relief structure 26 may replay an image of the person's head viewed from the rear. Alternatively, the two images may be of an object such as a combination of symbols, with the first relief 22 displaying for example the number 5 positioned in front of a star symbol, and the second relief 26 showing an image of the star symbol in front of the 5 (and both symbols may be shown in reverse). By providing a strong visual relationship between the two images, the impact of the device is enhanced and the secure effect is more readily describable.
(39) In this example, the reflective layer 23 takes the form of a sun-shaped symbol but any decorative or secure shape or pattern could advantageously be used, such as letters, numbers, symbols or other indicia, or a geometrical shape or fine line pattern. Preferably, the shape or pattern includes at least two visibly discontinuous regionsi.e. areas of the reflective body 23 which are sufficiently large and spaced by a sufficient distance that they can be individually distinguished by the naked eye, such as the central circular region and surrounding triangular areas making out the sun-shaped symbol in the present case. This increases the complexity and visual impact of the design. Within each such region (which appears continuous and unbroken, to the naked eye), the reflective body 23 could be applied in a contiguous, all-over layer, or could be applied as a screened workingthat is, an array of spaced screen elements. The dimensions of a screen are typically sufficiently small such that the elements cannot be individually distinguished by the naked eye, and the region appears to the naked eye as if the layer is continuous. Nonetheless, this can be used to make the device semi-transparent, since light can be transmitted through the screen.
(40) A first preferred method for manufacturing a security device such as that shown in
(41) Whichever technique is adopted, it is important that the integrity of the surface relief structure 22 is not compromised or affected by subsequent processing required to form the second relief structure 26. The first transparent layer 21 should therefore comprise a material which both has a high softening temperature (or high glass transition temperature) and is mechanically hard. For instance, the first relief structure should preferably be able to withstand applied pressure at temperatures of around 130 to 150 degrees C. Where relief structure 22 is to be formed in a thermoplastic layer 21, it is preferable that the layer 21 has a suitable UV cross-linking system added such that once the relief 22 has been embossed into its surface, the layer can be exposed to UV (or other appropriate radiation) and thus cross-linked, thereby increasing its softening temperature and hardness following the embossing. Of course, other types of curing or hardening agents could be used analogously. Cast curing methods of forming the relief 22, on the other hand, are generally inherently suitable since once cured the resin in which the relief is formed will be robust. If the first transparent layer is cross-linked (either through the use of a cross-linking agent added to a thermoplastic, or through the use of a cast-cure resin), its softening temperature effectively becomes infinite.
(42) In step S102, the reflection enhancing body 23 is formed by applying a layer containing reflective particles to the relief 22. The reflective layer is formable in that, after application, it will accept the impression of a further relief structure and retain it. For example, the reflective layer could comprise a clear thermoplastic resin which acts as a binder for a dispersion of metallic flakes (e.g. a thermoplastic metallic ink). Alternatively the reflective particles could be optically variable particles comprising e.g. metal/dielectric stacks or dielectric/dielectric stacks, or optically variable magnetic particles which are of similar construction but additionally incorporate magnetic material. It is desirable that the softening temperature of the thermoplastic binder is significantly less than that of the transparent layer 21 supporting the first relief structure 22.
(43) In more detail, the reflective particles may be metallic particles derived from metals such as aluminium, copper, zinc, Nickel, chrome, gold, silver, platinum, or any other metals or associated alloys such as copper-aluminium, copper-zinc or nickel-chrome which may be deposited under vacuum. Organic colorants or dyes may be added to the binder to achieve the desired colour.
(44) It is preferable, though not essential, that the reflective particles be highly platelet or lamella in naturethat is the dimensions of the reflective particles along the axis parallel to the reflective interface (the platelet length) is significantly greater than the dimensions transverse to the reflective interface (the platelet thickness). By significantly greater we mean the platelet length should be at least 2 to 5 times the thickness and desirably more. Platelet thickness depending on the basic method of production may range 10 nm to 100 nm, but for application to holographic or diffractive structures the preferred thickness is in the range 10 nm to 100 nm and more especially 20-50 nm. It is desirable to ensure that the flake conforms to the shape of the optical microstructure relief with a good spatial fill factor and this can be achieved by choosing that platelet length and width, are such that both dimensions exceed the periodicities present in the optically variable diffractive micro-structure. Also the fact that the flakes lengths and widths are on average 40 times their thickness means that they are not mechanically stiff enough to be self-supporting under the influences of gravity and the compressive forces experienced by the dispersion as it dries or cures. Thus they will tend to conform readily to the shape of the grating reliefs as the inks dries. This improved conformance to the shape of the grating profiles together with the fact that typically each individual flake will without interruption tend to span one grating groove will provide much higher diffraction efficiency than for 100 nm flakes. Further improvement in diffraction efficiency will be delivered by further increases in platelet length and width. Specifically if we regard each diffraction groove as a single secondary source of disturbance within a chain or series of coherent secondary sources (that is the grating array) then it is known from basic diffraction theory that full diffraction efficiency is not achieved until there is an uninterrupted array of 8-10 or more coherent secondary sources i.e. reflective grating grooves. Thus in an exemplary scenario the platelet flakes would have a length or width sufficient to span at least 8-10 grating grooves. Thus for a typical diffractive optically variable image device, especially preferred platelet lengths and widths will be of the order 10,000 nm or more.
(45) The first reflection enhancing layer may be curable by UV radiation in the same manner as the curable transparent material mentioned above or the reflection enhancing layer may be physically drying and may be water or solvent based. For a physically drying material the binder may comprise any one or more selected from the group comprising nitrocellulose, ethyl cellulose, cellulose acetate, cellulose acetate propionate (CAP), cellulose acetate butyrate (CAB), alcohol soluble propionate (ASP), vinyl chloride, vinyl acetate copolymers, vinyl acetate, vinyl, acrylic, polyurethane, polyamide, rosin ester, hydrocarbon, aldehyde, ketone, urethane, polythyleneterephthalate, terpene phenol, polyolefin, silicone, cellulose, polyamide and rosin ester resins.
(46) The composition may additionally comprise a solvent. The solvent used in the metallic ink may comprise any one or more of an ester, such as n-propyl acetate, iso-propyl acetate, ethyl acetate, butyl acetate; an alcohol such as ethyl alcohol, industrial methylated spirits, isopropyl alcohol or normal propyl alcohol; a ketone, such as methyl ethyl ketone or acetone; an aromatic hydrocarbon, such as toluene; or water.
(47) For a UV curable material the binder may comprise an acrylic based UV curable clear embossable lacquer or coating. Such UV curable lacquers can be obtained from various manufacturers, including Kingfisher Ink Limited, product ultraviolet type UVF-203 or similar. Other suitable materials for the binder include UV curable polymers employing free radical or cationic UV polymerisation. Examples of free radical systems include photo-crosslinkable acrylate-methacrylate or aromatic vinyl oligomeric resins. Examples of cationic systems include cycloaliphatic epoxides. Hybrid polymer systems can also be employed combining both free radical and cationic UV polymerization.
(48) The reflective layer 23 is applied over the relief 22 across a defined region which is less than the full area of the device (e.g. less than the full lateral extent of the transparent layer 21). The reflective layer 23 is preferably laid down in the form of a decorative or secure shape or pattern such as letters, numbers, symbols or other indicia or a shape or fine line pattern. For instance, the reflective layer 23 may be laid down in the shape of a sun symbol as previously discussed. In order to achieve a high degree of control over the arrangement of the reflective layer 23, the material is preferably laid down using a printing technique, such as gravure printing. However, other application techniques such as coating, deposition or transfer methods could be used as appropriate.
(49) The reflective layer could be made up of two or more different materials containing reflective particles, e.g. having different colours. For instance, in one region (e.g. the central circular region of the sun shaped symbol), the reflective layer 23 may comprise a material containing aluminium particles, whilst in another region (e.g. the surrounding triangular regions) the layer 23 may comprise a material containing copper particles. Alternatively or in addition, the binder in which the particles are dispersed may be different in different regions, e.g. containing different optically effective substances such as colourants. The different materials may be arranged to display a pattern within layer 23. Embodiments such as these can be implemented by laying down a first material (e.g. by printing) followed by a second material in register.
(50) Optionally, the reflective material(s) used to form layer 23 may include a curing or hardening agent, such as a UV curing agent, in which case once the layer has been applied it may be exposed to appropriate radiation or another stimulus (e.g. heat) in order to achieve partial (incomplete) curing of the material. That is, the viscosity of the material would be increased, but the material would remain formable. This assists in fixing the position of the reflective layer and protecting the first relief structure 22 whilst allowing for the later formation of the second relief structure 26. However, the reflective nature of layer 23 may make radiation-curing techniques inherently inefficient and so alternative curing agents such as heat-activated agents may be preferred.
(51) In step S103, the second relief structure 26 is formed in the second side of the reflection enhancing body 23, e.g. using a conventional embossing process under heat and pressure. As discussed above, it is preferred but not essential that the second relief structure 26 is different from the first relief structure 22. The second relief structure 26 may or may not be formed in register with the first relief structure 22, depending on design requirements.
(52) If the reflective material 23 includes a curing or hardening agent, after or during the formation of the second relief structure 26, the layer 23 may be fully cured or hardened, e.g. by radiation with UV, to fix the second relief structure.
(53) Subsequent processing steps represented by box S104 in
(54)
(55) A first relief structure 32 is formed in a transparent layer 31 in the same way as discussed above. Again, a reflection enhancing body 35 is provided in a region of the device which covers less than its whole area. In this example, as before, the reflection enhancing region 35 takes the form of a sun-shaped symbol. As before, a first side 35a of the reflection enhancing body conforms to the first relief structure 32 and renders it visible. A second optically variable effect generating relief structure 36 is formed in the second side 35b of the reflection enhancing body, giving rise to a second optically variable effect.
(56) In this case however the reflection enhancing body 35 is formed of two reflection enhancing layers. First reflection enhancing layer 33 is a layer containing reflective particles as in the case of layer 23 described above. Second reflection enhancing layer 34 in this example is a metal layer (i.e. a layer consisting solely of metal(s)), e.g. aluminium or copper. In this embodiment, the second reflection enhancing layer 34 forms the first surface 35a of reflection enhancing body 35 and thus conforms to the first relief structure 32 rendering it visible. The first reflection enhancing layer 33, comprising reflective particles, contacts the metal layer 34 on one side and its other surface carries the second relief structure 36, rendering its optically variable effect visible by virtue of its reflective nature. As in this example, the two reflection enhancing layers 33 and 34 preferably have different compositions, with the second reflection enhancing layer 34 preferably not comprising a dispersion of reflective particles but rather taking the form of a reflective layer which follows to the relief structure, such as a metal layer in the example given. In this way, each of the optically variable effect generating relief structures will have different reflection characteristics. For example, in the present embodiment the metal layer 34 will give rise to a brighter holographic replay from relief structure 32 than that from relief structure 36 achieved by reflective particle layer 33. This difference in appearance may be relatively subtle but can be used as an additional authenticity check by an experienced handler. The first and second reflective layers preferably have the same lateral extent as one another such that an optically variable effect generated by relief structures 32 and 36 will only be rendered visible in exactly the same regions of the device. Thus, in this example, both reflective layers 33 and 34 define exactly the same sun-shaped symbol, with the same dimensions and position.
(57) In alternative examples, the second reflection enhancing layer 34 could comprise an optical interference thin film structure; a layer containing metallic particles, optically variable particles or optically variable magnetic particles; a photonic crystal layer; or a liquid crystal layer. Such materials can be used to provide the device with additional visual effects, e.g. exhibiting different colours at different viewing angles (colour shift), which will appear superimposed on the visual effect produced by the relief structure.
(58)
(59) The appearance of device 30 from the position of observer B is depicted in
(60) It will be appreciated that, if desired, the order of layers 33 and 34 could be swapped, with reflective particle layer 33 conforming to first relief structure 32 and rendering it visible for observer A, and metal layer 34 forming the other side of reflective body 35 into which the second relief structure 36 is formed.
(61) The colour of the two reflection enhancing layers 33 and 34 could be substantially the same, e.g. silver where for example layer 33 comprises aluminium particles and layer 34 is an aluminium layer. This gives rise to the impression that a single device is present yet one which appears different from different sides of the device. Alternatively, the colours of the two reflection enhancing layers 33 and 34 may be different, e.g. layer 33 comprising aluminium particles, appearing silver, and layer 34 comprising a layer of copper and therefore appearing bronze. If desired, an optically effective substance could be incorporated into reflective particle layer 33 such as a colorant typically in the form of a dye or pigment. Various different types of colorant may be used which may or may not be visible to the human eye under normal illumination conditions. For example, the colorant could be visible or detectable only under selected non-visible radiation wavelengths such as ultra violet or infrared. However, in the most preferred embodiments, the colorant is visible under ambient white light and imparts a coloured tint to the layer 33. Thus for example from the position of observer A, the sun-shaped region may appear silver, e.g. due to the use of an aluminium layer 34, whilst from the position of observer B, the sun-shaped region may appear metallic red, yellow or blue etc, due to coloured reflective particle layer 33.
(62)
(63) In the first step S201, a first optically variable effect generating relief structure 32 is formed in the surface of a transparent layer 31 which in this example is carried on substrate 39. Substrate 39 could be for example a support layer of the security article or an integral part of a security document as discussed in relation to the first embodiment. Likewise, transparent layer 31 and relief structure 32 can be formed using any of the techniques previously described.
(64) In step S202, as depicted in
(65) Step S203 is the same as step S102 described above and comprises applying layer 33 containing reflective particles to the surface relief 32 over the metal layer 34, as shown in
(66) As before, the layer 33 preferably comprises reflective particles dispersed within a clear formable material such as a thermoplastic. Suitable examples include vinyl resins such as UCAR? VMCA Solution Vinyl Resin or UCAR? VCMH Solution Vinyl Resin, both of which are supplied by The Dow Chemical Company and are carboxy-functional terpolymers comprised of vinyl chloride, vinyl acetate and maleic acid. Most preferably, the material forming layer 33 is suitable for acting as an etch resist, with the layer 33 protecting the metal layer 34 during a subsequent etching step in which uncovered regions of metal layer 34 are removed, as will be discussed below. Typically this removal step will be achieved by immersing the structure in an etchant solution which dissolves or otherwise removes the uncovered metal. For example, where the metal layer is aluminium, sodium hydroxide can be used as the etchant. Where the reflective layer is copper, an acidic etchant is typically used, such as (i) a mixture of Hydrochloric acid 50% v and Ferric chloride (40 Baume) 50% v, at room temperature; or (ii) a mixture of Sulphuric acid (66 Baume) 5-10% v and Ferrous sulphate 100 g/liter, at 40 to 60 degrees C. Other etchants may also be used such as nitric acid but generally the above systems are the most convenient to work with. The exemplary materials mentioned above for forming the second layer 33 (UCAR? VMCA and UCAR? VMCH) are suitable etch resists for both of these etch systems.
(67) In all embodiments, the thickness t.sub.2 of the reflective particle layer 33 (or, more generally, the reflection enhancing body, where this comprises more than one layer which each contribute significantly to its thickness) in the direction of the device normal (z-axis) should be sufficient such that the relief structure 32 is not automatically replicated in the layers of the opposite surface. Thus for example the layer 33 should have a thickness t.sub.2 greater than the maximum profile depth d.sub.1 of the relief structure 32, preferably significantly greater, such that the layer 33 essentially fills in and smoothes over the relief. The thickness t.sub.2 should also be greater than the maximum profile depth d.sub.2 of the second relief structure to be formed in the opposite surface of the layer 33 (described below). Most preferably, the thickness of the reflection enhancing body should be at least the sum of the maximum profile depths of the first and second relief structures (i.e. at least d.sub.1+d.sub.2. For example, typical diffractive relief structures may have maximum profile depths of the order of 50 to 500 nm, more typically 50 to 150 nm, whilst the layer 33 will preferably have a thickness of at least 0.3 microns, more typically at least 1 micron. Where non-diffractive relief structures of larger dimensions are used, the layer 33 will be correspondingly thicker. Where the reflection enhancing body is made of more than one layer which each makes a significant contribution to its thickness, these preferred dimensions apply to the total thickness of the multiple layers making up the reflection enhancing body, e.g. t.sub.1+t.sub.2 in the present example. Preferred thickness dimensions of this sort also assist in ensuring that the layer 33 fully protects the underlying metal layer 34 during subsequent etching procedures. As mentioned above, optionally, once the reflective particle layer 33 has been laid down it may be partially cured, e.g. by radiation with UV. However, the material should remain formable.
(68) In the next step S204, a second optically variable effect generating relief structure 36 is formed in the surface of layer 33 as shown in
(69) Next, in step S205, regions of metal layer 34 which are not covered by layer 33 are removed, typically by etching. As mentioned above, layer 33 acts as a etch resist and its extent therefore defines the final extent of metal layer 34. As such, the arrangement of layer 33 (e.g. the above described sun-shaped symbol) is exactly replicated in metal layer 33, as shown in
(70) It should be noted that steps S204 and S205 could be reversed in order, with the etching taking place before the second relief 36 is embossed.
(71) The device shown in
(72) By using the reflective particle layer 33 as an etch resist, and only a single metallisation/demetallisation process, the method described with respect to
(73) However, in other embodiments the etching step could be omitted from the method, and
(74) When the device is viewed by observer A, as shown in
(75) In embodiments such as that depicted in
(76) In all of the embodiments described with respect to
(77) In still further embodiments it should be noted that the reflection enhancing body 35 could incorporate additional layers in-between the two reflection enhancing layers described so far. Such intermediate layers will typically not contribute to the appearance of the device and could therefore be of any colour (transparent or opaque), and need not be reflective. In one example, an intermediate magnetic layer could be incorporated between the two reflection enhancing layers 33 and 34; optionally, this could be used to introduce additional coding (e.g. a spatial code) to the device which can be read using a magnetic reader. Alternatively, simply the presence of magnetic material could be used as a machine readable feature. The presence of the magnetic material will be concealed from the viewer by the reflection enhancing layers 33 and 34.
(78)
(79) The substrate web 39, now carrying structures of the form shown for example in
(80) At the output side of chamber 47, the substrate web will carry structures such as that shown in
(81) The apparatus depicted in
(82) It will be appreciated that where the relief structure 32 is to be formed directly in the surface of the substrate web 39, the first printing/coating station 42 can be omitted. Further, in this case, the relief 32 will typically be formed by conventional embossing using heat and pressure in which case embossing roller 43 may be replaced by a conventional embossing nip without any radiation means (akin to station 46). However, in some cases the polymeric substrate web 39 could itself include a radiation activated curing agent in order to promote hardening and retention of the relief structure once formed. In this case, appropriate radiation means may be retained.
(83) An example of a security device according to a sixth embodiment of the invention in which the relief 32 is formed directly in the surface of a substrate 39 is depicted in
(84) The security device could include additional layers to those described above, for example, protective lacquer layers could be applied to either side of the device which will typically be colourless although could if preferred include one or more colorants. The security device could additionally comprise one or more printed layers: for example, printed indicia could be applied before applying the reflective body to the first relief, or to the second surface of the reflective body before or after formation of the second relief. Typically, such printed indicia would be non-transparent meaning that the reflection enhancing body is obstructed locally, thereby masking the optically variable effect according to the shapes defined by the printed indicia. This could be used for example to display text, numbers or other symbols within the device.
(85) The device could also incorporate one or more machine readable substances such as magnetic material. For instance, a transparent magnetic pigment could be incorporated into one or both of the transparent layers, optionally in accordance with a spatial code. This applies to all embodiments.
(86)
(87) It should be noted that a similar construction could be achieved using a paper/plastic composite banknote in which the opacifying layers 53a and 53b are replaced by paper layers laminated (with or without adhesive) to an internal transparent polymer layer 52. The paper layers may be omitted from the window region from the outset, or the paper could be removed locally after lamination. In other constructions, the order of the layers may be reversed with a (windowed) paper layer on the inside and transparent polymer layers on the outside.
(88) In
(89)
(90) In each of the examples of
(91)
(92) In this example, the device 30 is one continuous device which extends across both half-window regions. However, in other cases, a plurality of separate security devices, each formed according to the principles described above, could be provided with the same results.
(93)
(94) Many alternative techniques for incorporating security documents of the sorts discussed above are known and could be used. For example, the above described device structures could be formed directly on other types of security document including identification cards, driving licenses, bankcards and other laminate structures, in which case the security device may be incorporated directly within the multilayer structure of the document.