Methods and apparatuses for noninvasive determinations of analytes
09597024 ยท 2017-03-21
Assignee
Inventors
- M Ries Robinson (Albuquerque, NM, US)
- Russell E Abbink (Sandia Park, MN, US)
- Robert D Johnson (Federal Way, WA)
Cpc classification
G01J3/0208
PHYSICS
A61B5/14546
HUMAN NECESSITIES
A61B5/0075
HUMAN NECESSITIES
G01J3/021
PHYSICS
A61B5/14532
HUMAN NECESSITIES
International classification
A61B5/145
HUMAN NECESSITIES
A61B5/1455
HUMAN NECESSITIES
Abstract
The present invention provides methods and apparatuses for accurate noninvasive determination of tissue properties. Some embodiments of the present invention comprise an optical sampler having an illumination subsystem, adapted to communicate light having a first polarization to a tissue surface; a collection subsystem, adapted to collect light having a second polarization communicated from the tissue after interaction with the tissue; wherein the first polarization is different from the second polarization. The difference in the polarizations can discourage collection of light specularly reflected from the tissue surface, and can encourage preferential collection of light that has interacted with a desired depth of penetration or path length distribution in the tissue. The different polarizations can, as examples, be linear polarizations with an angle between, or elliptical polarizations of different handedness.
Claims
1. An apparatus for determining the presence, concentration, or both, of an analyte based upon a response of tissue to incident light, comprising: (a) an illumination subsystem comprising a polarizing beamsplitter configured to communicate light having a first polarization to a surface of the tissue; (b) a collection subsystem comprising said polarizing beamsplitter configured to collect light having a second polarization communicated from the tissue after interaction with the tissue; wherein the first polarization is different from the second polarization; (c) a multiplexing spectrometer to measure the collected light at a plurality of wavelengths; (d) an analysis subsystem configured to determine the presence, concentration, or both, of an analyte from the measured light.
2. An apparatus as in claim 1, wherein the first polarization is different from the second polarization such that the collection system preferentially collects light returned from deeper than the tissue surface and the superficial layer.
3. An apparatus as in claim 1, wherein the first and second polarizations are linear, with a nonzero relative angle between the first and second polarizations.
4. An apparatus as in claim 1, wherein the first and second polarizations are elliptical, and wherein the first and second polarizations are different handed.
5. An apparatus as in claim 1, wherein the multiplex spectrometer also utilizes a Jacquinot's advantage.
6. An apparatus as in claim 1, wherein the plurality of wavelengths comprises 10 or more wavelengths.
7. An apparatus as in claim 1, wherein the illumination system is configured to communicate light having any of a first plurality of polarization states to a tissue surface; or the collection system is configured to collect light having any of a second plurality of polarization states communicated from the tissue after interaction with the tissue; or both.
8. An apparatus as in claim 1, wherein at least one of the illumination system or the collection system comprises optics having a variable focus.
9. An apparatus as in claim 8, further comprising an interface quality detector, and wherein the focus of the illumination system, the focus of the collection system, or both, are varied responsive to the interface quality detector.
10. An apparatus as in claim 1, further comprising a tissue location system.
11. An apparatus as in claim 10, wherein the tissue location system comprises a system that images a component of the vascular system of a human subject whose tissue is being sampled.
12. An apparatus as in claim 10, further comprising a feedback system to communicate to a user the location of the tissue surface relative to the sampler.
13. An apparatus as in claim 10, wherein the physical relationship, relative to the tissue surface, of at least one of (a) the illumination system and (b) the collection system, can be varied responsive to the tissue location system.
14. The apparatus of claim 1 where the illumination area and the collection area are non-concentric.
15. A method of determining the presence, concentration, direction of change, rate of change, or a combination thereof, of an analyte from examination of the response of tissue to incident light, comprising: (a) providing an apparatus as in claim 1, and (b) applying a smoothing agent to a portion of the tissue surface; (c) using the apparatus, illuminating the portion of the tissue surface such that illumination light impinges on the smoothing agent before impinging on the tissue surface, and collecting light communicated from the tissue surface without physically contacting the smoothing agent with the optical sampler, and determining the presence, concentration, or both, of the analyte from the measured light.
16. A method as in claim 15, further comprising analyzing the light measurements from the multiplexing spectrometer to determine the presence of the smoothing agent.
17. A method as in claim 16, wherein the smoothing agent has a characteristic absorption, and wherein analyzing the light measurements comprises determining whether the collected light has interacted with a material having the characteristic absorption.
18. A method as in claim 17, further comprising determining a thickness of smoothing agent that has interacted with the light from the light measurements.
19. An apparatus as in claim 1, wherein the illumination subsystem and the collection subsystem are configured to collect spectroscopic information at a first polarization state and at a second polarization state, where the first and second polarization states are distinct, and wherein the multiplexing spectrometer utilizes multiplex advantage, and wherein the analysis subsystem is configured to use at least a portion of the information obtained at each of the two polarization states.
20. An analyte measurement system as in claim 19 where the analysis subsystem is configured to use the information from the two polarization states to characterize tissue differences.
21. An analyte measurement system as in claim 20, where the information obtained from the two polarization states is used to calculate the degree of polarization.
22. An analyte measurement system as in claim 20 where the analysis subsystem is configured to select a measurement method responsive at least in part to the tissue differences.
23. A method of determining the response of portions of a tissue sample deeper than the superficial layer to light, comprising (a) providing an apparatus as in claim 1, wherein the collection subsystem is further configured to collect light having a third polarization communicated from the tissue after interaction with the tissue; and: (b) using the illumination subsystem to illuminate the tissue sample with light having a first polarization; (c) using the collection system to collect light, in a non-imaging manner, having a second polarization; (d) using the collection system to collect light, in a non-imaging manner, having a third polarization to preferentially select photons from tissue deeper than the superficial layer; (e) wherein the second polarization, and the third polarization are each different from one another; and (f) measuring the collected light at a plurality of wavelengths using the multiplexing spectrometer.
24. A method as in claim 23, wherein the first, second, and third polarizations are linear.
25. A method as in claim 23, wherein the first, second, and third polarizations are elliptical, and wherein the second and third polarizations are different handed.
26. A method as in claim 23, wherein the tissue is illuminated and light collected from substantially the same tissue portion at each of the first, second, and third polarizations.
27. A method as in claim 23, further comprising determining the presence or concentration of an analyte from the measured light in step (f).
28. An apparatus as in claim 1, wherein the analyte is glucose, and wherein the analysis system is configured to determine a glucose concentration from multivariate analysis of at least 10 wavelengths of light.
Description
BRIEF DESCRIPTION OF THE DRAWINGS
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DETAILED DESCRIPTION OF THE INVENTION
(26) The pathlength assumptions used for Beer's law are not well satisfied in the realities of making measurements in human tissue. In a medium such as tissue, photons are scattered and do not travel a single path but instead travel a distribution of paths. The distribution of paths results in a distribution of pathlengths (the length of a path traveled by a photon; a set of pathlengths having a particular distribution of lengths a pathlength distribution or PLD). In simple terms, this distribution will have a number of rays that traveled the typical path length, as well as rays that traveled shorter and longer paths through the sample via the random nature of scattering interactions. The properties of this path length distribution can be further characterized with statistical properties, such as the distribution's mean and standard deviation. These properties are not necessarily fixed for a measurement system as they can depend, in complex ways, on sample properties including the number of scattering particles, size and shape of the scatter particles, and wavelength. Additionally, the PLD of a specific volume of tissue is sensitive to the inherent properties of the tissue as well as the way in which the tissue is sampled. Any change in the PLD between noninvasive measurements or during a noninvasive measurement will cause a change in path such that the assumptions of Beer's law are not satisfied. The net result is an error in the noninvasive measurement. Changes in the optical properties cause changes in the observed PLD. Changes in the PLD can result in analyte measurement errors.
(27) Simplified Physical Model.
(28) A simplified model can be useful in understanding the principles of operation of the present invention. With recognition that tissue is a very complex layered media, a simplifying physical model provides a useful construct for explanation and dissection of the problem into simpler parts. Consider the case of making a spectroscopic measurement in a layered set of sponges. The sponges resemble tissue in that sponges have a solid structure with surrounding fluid. This physical model is similar to tissue in that tissue has a solid matrix composed of cells and collagen surrounded by interstitial fluid. This physical model of a sponge and its relationship to tissue will be systematically described with increasing complexity.
(29) Consider a sponge as a heterogeneous structure. Depending on the size of the sampling area relative to the variation in the sponge, different observations of the sponge at different locations can look quite different. Tissue is a heterogeneous medium and thus location to location differences can exist.
(30) Consider the simplified case where two sponges have the same composition but different densities. Density defined here as the ratio of solid sponge material to either air (if dry) or water (if wet) per unit volume. These density differences will cause changes in the light propagation characteristics due to changes in scatter. These differences will then translate into differences in the PLD between sponges. The collagen to water relationship differs in tissue and causes differences in the observed PLD.
(31) Water is able to move into and out of the sponge based upon compression. Compression changes the density of the sponge in a transient manner and thus changes the observed PLD. Tissue is a compressible medium as evidenced by the indents one can make in tissue. Thus, compression of tissue can change the water to collagen ratio and alters the observed PLD.
(32) Skin is composed of different skin layers, similar to a stack of sponges. Each layer in a layered stack of sponges can be of different thickness, and can have different properties (e.g., different densities). The differences in the thickness and other properties of the sponge layers can modify the optical properties of the stack and can cause a change in the observed PLD. The skin thickness of people can vary, e.g., between men and women, and as a result of aging. Thus, differences in skin thickness can cause changes in the optical properties of the media and the observed PLD. See
(33) Returning to Beer's law:
a.sub.=.sub.lc
where I.sub.,o and I.sub. are the incident and excident flux, e.sub.l is the molar absorptivity, c is the concentration of the species, and l is the pathlength through the medium, a.sub.l is the absorption at wavelength l. The same recorded absorbance can be obtained if the product of pathlength and concentration are maintained, see
(34) Sources and Causes of Tissue Noise.
(35) The following discussion of sources of tissue noise and their resulting influence on pathlength distribution can help understand the operation and benefits of various aspects of the present invention.
(36) Inherent Differences Between People.
(37) Human tissue is a complex structure composed of multiple layers of varying composition and varying thickness. Structural differences between people influence how light interacts with the tissue. Specifically, these tissue differences can cause changes in the scattering and absorption characteristics of the tissue. These changes in turn cause changes in the PLD. In experiments with more than a hundred different people, the PLD has been found to differ significantly between people.
(38) Tissue Heterogeneity Differences.
(39) Human tissue is a complex structure composed of multiple layers of composition and varying thickness. Additionally, tissue can be highly heterogeneous with site-to-site differences. For example, skin on a person's palm is quite difference from skin on the same person's forearm or face. These structural differences between varying locations can influence how light interacts with the tissue. Experimental data indicates that the PLD differs depending upon the exact location sampled. Sampling the same tissue volume, or at least tissue volumes that largely overlap, with each repeat sampling of the tissue can reduce the PLD differences. For a given amount of overlap, a very small sampling area will have very tight requirements on repositioning error while a larger sampler will have less stringent requirements. In human testing with a fiber optic sampler we have observed that repositioning errors of only a few millimeters can create significant spectral differences. These spectral differences due to site-to-site differences cause changes in the PLD and result in prediction errors. Thus, a sampling system that samples a large area with a significant amount of overlap between adjacent samples has distinct advantages.
(40) Tissue samplers (sometimes known as optical probes) that obtain optical data at multiple path lengths are susceptible to PLD differences. In multi-path samplers that use a different physical separation between the illumination and collection sites to generate different paths, slightly different locations of the tissue are sampled, introducing additional tissue noise.
(41) Tissue Compression Issues.
(42) In addition to the inherent PLD differences described above, tissue is not a static structure and the PLD can change appreciably during the measurement period. As an example, consider the imprint left in tissue when skin is placed in pressure contact with any hard object. When sampling the arm with a solid lens or surface, the tissue can become slightly compressed during the sampling period. The compression of the tissue occurs due to movement of water and the compression of the underlying collagen matrix. The water and collagen changes result in both absorption (composition) changes and changes in scatter. The influence of contact sampling on absorption and scattering coefficients is described in U.S. Pat. No. 6,534,012. The patent describes a moderately complex system for controlling the pressure exerted on the arm. Changes in the absorbance or scattering coefficients due to the sampling process results in a variable PLD during the sampling period, and a corresponding detrimental effect on measurement accuracy.
(43) Skin Surface Issues.
(44) In addition to internal changes, the interface between the tissue and the optical interface can also change over time. Skin is a rough surface with many wrinkles and cracks. Changes in the skin surface can occur between days, during a single day, and even during a single measurement period. Between day changes can occur, for example, due to sun exposure. Within day changes can occur, for example, due to activities such as taking a shower. Measurement period changes can occur, for example, due to changes in the air spaces or tissue cracks. As cracks or spaces decrease in size, the amount of contact between the lens and the skin improves. This improved contact can change the efficiency of light transfer into and out of the tissue and also can change the effective numerical aperture of the light entering the tissue. The numerical aperture is defined as the cone angle of the light entering and exiting the tissue. A change in the numerical aperture can cause a change in the PLD, resulting in analyte measurement errors. Sampling the tissue with a contact-based sampler can also cause the skin to perspire over the sampling period. Perspiration can change the optical coupling into the tissue and influence the measurement result.
(45) Tissue Location Relative to Sampling System Issues.
(46) Many tissue sampling systems are based upon an assumption that the tissue is in contact with an optically clear element or that the tissue is in a spatially repeatable location. The use of an optically clear element in contact with the skin was discussed above. The fact that tissue is not a rigid structure causes significant difficulty in satisfying the criteria associated with a spatially repeatable location. Most optical systems have a focal point (e.g. like a camera) and location of the tissue in a different position effectively blurs or degrades the spectral data. The location of the tissue, specifically the front surface plane of the tissue, is influenced by differences in the elasticity of tissue, skin tension, activation of muscles, and the influence of gravity. Differences in location can be a source of tissue noise that degrades measurement performance.
(47) Tissue Surface Contamination Issues.
(48) To make a useful noninvasive analyte (e.g., glucose or alcohol) measurement, radiation must interact with a material (e.g., a bodily fluid) that appropriately represents the blood or systemic value of the analyte of interest. Radiation that simply reflects off the front surface of the tissue generally contains little or no useful information, since it has little interaction with the bodily fluid. Radiation that reflects from the front surface or from very shallow depths of penetration will be referred to as specular light. Even radiation that penetrates deeply into the tissue and contains analyte information can be influenced by contaminating substances on the surface because the light passes through the layer of contamination twice. For example syrup on the arm of a patient undergoing glucose testing can result in a measurement error.
(49) Accuracy of spectroscopic measurements in tissue can be improved by reducing the sources of tissue noise, and/or by increasing the information content of the spectral data. Generally, any sampler system that enables the procurement of spectra with a constant or more constant PLD will positively influence measurement accuracy. Any sampler system that provides more unique spectroscopic measurement scenarios (e.g., binocular vs. monocular, or controllable path length sampling) can increase the information content of the spectral data.
(50) The present invention comprises tissue sampling systems that reduce tissue noise, and that can increase the information content of the spectral data acquired. Various embodiments of the present invention include various combinations of the following characteristics:
(51) No contact between the sampler and the tissue. The lack of contact can reduce the influence of tissue compression as well as physiological changes at the tissue surface.
(52) Illumination and collection optics that cover a relatively large area of tissue allowing the signal to be averaged over a large area, and thereby reducing site-to-site variations.
(53) A means of varying the distribution of path lengths or depth of penetration through the tissue in order to exploit these differences in the data processing to arrive at a more accurate estimation of the analyte concentrations.
(54) Ability to sample the same tissue location or have a significant amount of overlap between different samplings of the tissue. A high amount of overlap between sampling can reduce the spectral variation due to site-to-site differences.
(55) System that compensates for differences in the location of the tissue surface and/or provides feedback to the user such that the tissue sampling site is located in a repeatable manner.
(56) Rejection of specular light from the measured spectrum. Since specular or short path length spectral data contain little or no useful analyte information, the rejection of specular light removes or decreases another source of noise.
Example Embodiment
(57) As illustrated in
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(59) Light diffusely reflected from the tissue after interaction with the tissue can be collected by condenser optics 213 and communicated to a detector 212. The optical path from the tissue surface 208 to the detector 213 can also include a second polarizer 211 (sometimes referred to herein as an analyzer), a second quarter wave plate 210, or both. The illumination optics 221 and collection optics 222 can be disposed relative to each other and to the tissue surface 208 to discourage collection of specularly reflected light 209. As an example, the tissue can be placed at the intersection of the optical axis of the illumination optics 221 and the collection optics 222, with the tissue surface forming different angles with the two axes. In one implementation of the present invention, the optics were selected to illuminate an area of tissue approximately 10 mm in diameter, and a positioning apparatus (not shown) used to maintain the tissue surface at the desired location and orientation. Note that the spectrometer can be in either the illumination or the collection side.
(60) The sampling system of
(61) A matrix representation of the way a medium changes the polarization properties can be used in measuring and analyzing polarized light, e.g., the Mueller matrix, a square matrix containing 16 elements. The Stokes vector can be used to describe the state of polarization of the illuminating and collected light. See, e.g., C. Bohren and D. Huffman, Absorption and Scattering of Light by Small Particles (John Wiley & Sons, New York, 1983), pp 41-56, incorporated herein by reference. It can be derived from four independent polarization states, such as vertical linear polarization, horizontal linear polarization, +45 degree linear polarization, and left circular polarization. By illuminating the medium with each of these states and then, at each illumination state, observing the response using an analyzer set to each of these states, a set of 16 independent states can be observed (4 collection states for each of 4 illumination states), making up the elements of the Mueller matrix. Multiplying the input Stokes vector by the Mueller matrix produces the output Stokes vector. Although determining a complete Mueller matrix for individual tissue samples might be useful for characterizing differences between people, it is not necessary to do so to obtain useful information. Measurements using only a few polarizer positions can provide insight into the way one tissue sample scatters light differently than another tissue sample, allowing an improved calibration model to be constructed that takes advantage of this knowledge.
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(64) The specific embodiments defined above satisfy the stringent requirements associated with measuring glucose noninvasively. Specifically, the systems enable the measurement of measurement of multiple wavelengths (greater than 12) with high signal-to-noise while not burning the tissue. This objective is satisfied by utilizing high throughput optical measurement system that leverages Fellgett's advantage or Jacquinot's advantage or both. The instrumentation enables the simultaneous measurement of multiple wavelengths of light resulting in an appropriate/reasonable measurement period. The use of polarization as a photon selection methodology for those photons containing glucose information while not compressing the tissue with a contact based probe creates a tissue sampling methodology that provides repeatable sampling and where the tissue is not mechanically altered by the sampling process.
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(67) The example embodiment represents a major advancement in tissue sampling: a sampler that samples a relatively large area, without requiring contact with the tissue, with strong specular rejection capabilities, and the ability to generate multi-path data by changing the state of polarization between the illumination and collection optics.
Additional Embodiments and Improvements
(68) A sampling system such as described in the example embodiment above can be modified for specific performance objectives by one or more of the additional embodiments and improvements described below.
(69) Auto Focus.
(70) A motorized servo system along with a focus sensor, such as that used in autofocus cameras, can be used to maintain a precise distance between the tissue and the spectral measurement optical system during the measurement period. The tissue, the optical system, or both can be moved responsive to information from an autofocus sensor to cause a predetermined distance between the tissue and the optical system. Such an autofocus system can be especially applicable if the sampling site is the back of the hand or the area between the thumb and first finger. For example if a hand is placed on a flat surface, the auto focus mechanism could compensate for differences in hand thickness.
(71) Tissue Scanning.
(72) The tissue can be scanned during a measurement to create an extremely large sampling area. The scanning process can involve scanning a tissue site by moving the tissue site relative to the sampler, or by moving the sampler relative to the tissue site, or by optically steering the light, or a combination thereof.
(73) Location Feedback on Tissue Surface.
(74) The measurement system can inform the user if the tissue site is inserted into the correct focal plane or location. Many optical location or measurement systems exist, such as those commonly used for the determination of interior wall dimensions. Such a system can provide information of the general location of the tissue plane as well as the tilt of the tissue plane.
(75) Use of Different Input Polarization States.
(76) Because of anisotropy in the structure of the tissue, e.g., anisotropy due to collagen strands, uniquely different path length distributions can be obtained by collecting data at different illumination polarizer angles. These changes in input polarization angle coupled with concurrent changes in collection polarization angle can provide a diversity of pathlength observations.
(77) Use of Different Types of Polarization.
(78) Circular and linearly polarized light can behave differently. The use of different types of polarization can be used to enhance pathlength differences. Circularly polarized light can maintain a larger portion of its original polarization state with each forward scattering event. Thus, the use of different types of polarization can be used for the generation of different pathlength data.
(79) Use of Different Collection and Illumination Angles.
(80) The angles of the illumination optics and collection optics relative to each other and relative to the tissue surface can influence the path length distribution. As described above, the illumination and collection optics are arranged to avoid the collection of direct specular reflection from the tissue surface. Depending upon the relationship between the illumination and collection optics, the system can be configured such that the collected light must undergo the required polarization changes and required changes in direction. Generally, greater required change of direction means longer pathlength in the tissue.
(81) Separation of Illumination Area and Collection Area.
(82) The amount of specular light can be further reduced by separating the illumination and collection areas. As illustrated in
(83) Reduction of Skin Surface Artifacts.
(84) Tissue surface roughness can cause polarization changes that are unrelated to changes in polarization state due to propagation through tissue. The potential problem can be mitigated by coating the tissue surface with a fluid having no or few interfering absorbance features in the spectral region of interest. The use of such a skin smoothing fluid reduces polarization changes due to surface roughness. An oil with few absorbance features is Fluorolube, a fluorinated hydrocarbon oil. A light coating with such a smoothing agent can reduce the signal produced by surface scatter with minimal disturbance of the observed tissue spectra. The proper application of the smoothing agent (e.g., presence, thickness, material) can be determined from spectral features distinguishable as properties of the agent. For example, additives with known absorbance properties can be added to Fluorolube, and the spectroscopic system can determine the characteristics of the Fluorolube agent from observation of those properties. Additionally, the removal or minimization of hair can reduce artifacts due to tissue roughness.
(85) Sampling of the Same Tissue Volume.
(86) Due to the heterogeneous nature of tissue, it is desirous to sample the same tissue location or tissue volume. Several patent applications or patents have sought to address this problem by using an adhesive to temporarily attach various mechanical devices to the arm, such as a metal plate or EKG probes. See, e.g., U.S. Pat. No. 6,415,167, incorporated herein by reference. The arm is then placed on the sampler using these devices to position the arm into a mating receptacle. These devices are, at best, a very temporary means of helping to repeatedly relocate the arm during a short set of measurements. They cannot be used as a permanent fiducial to reduce measurement error over a long period of time.
(87) Two or more ink spots on the arm outside the measurement region have been demonstrated in our laboratory to be useful in guiding positioning of the tissue. A TV camera looking at the arm from the sampler side can be used to visually guide placement of the arm onto the sampler, allowing the person being measured or an assistant to move the arm around until the ink spots are aligned with spots placed on the screen of the TV monitor. This scheme can be used over a long term by permanently tattooing the marks into the skin. Users have generally deemed this unacceptable. It also precludes easily changing measurement locations should a given sampling area become desirable.
(88) Vein or capillary imaging can be used instead of ink spots or tattoos to provide lasting reference marks for positioning of the tissue. Vein or capillary imaging can use an optical illumination and image capture method to make veins or capillaries near the tissue surface visible, for example, on a TV monitor. In practice for analyte measurements, a measurement site can originally be located according to criteria dictated by an end application, such as non-invasive blood glucose measurement. A vein or capillary image can then be recorded either coincident with the measurement site or from surrounding regions. This recorded image can then be used as a template to guide relative placement of the tissue and sampling system in future measurements. It can be used as a visual aid to manually place the tissue in the correct location or it can be used in a servomechanism using image correlation to automatically place and maintain the instrument or tissue in the correct location. An automated system might be especially useful in maintaining position when there is no direct physical contact between the measurement apparatus and the tissue at the measurement location.
(89) Methods of vein imaging have been described in the literature for other applications including biometric identification and assistance devices for blood withdrawal. Vein imaging techniques generally seek to obtain maximum contrast between veins and surrounding tissue. In one described technique, polarized light at 548 nm was used to illuminate the tissue in a small region. See, e.g., http://oernagazine.com/fromTheMagazine/nov03/vein.html, visited Jan. 15, 2006; U.S. Pat. No. 5,974,338, Non-invasive blood analyzer, issued Oct. 26, 1999, each of which is incorporated herein by reference. As the light penetrates the tissue it is scattered, illuminating a larger volume of the tissue. Light back scattered from shallow regions maintains some of its original polarization and thus can be attenuated by a crossed polarizer on the video camera. Light penetrating deeper loses its polarization and is detected by the camera, effectively back illuminating veins in the path. At a selected wavelength, blood has an absorption peak allowing a vein to be seen as a dark object against the brighter background of light scattered from underlying tissue. In other references polarized light from LEDs at 880 nm or at 740 nm are used to flood illuminate the tissue and again a crossed polarizer on a CCD camera helps to reject surface reflections and shallow depth scattered light. See, e.g., http://www.news-medical.net/?id=5395; http://www.luminetx.com/home.html; http://www.nae.edu/NAE/pubundcom.nsf/weblinks/CGOZ-65RKKV/$file/EMBS2004e.pdf, all visited Jan. 15, 2006. At these longer wavelengths the tissue scattering is less than at the shorter wavelength of 548 nm so the light can penetrate a larger distance, allowing deeper veins to be observed. Absorbance of blood at 880 nm is much less than at 548 nm so computer processed contrast enhancement may be needed to clarify the vein images. Other techniques involve injecting a contrast enhancing dye into the blood stream, which might not be acceptable for many analyte measurement applications.
(90) Additional Capabilities
(91) Removal of Surface Contaminants.
(92) Light scattering by tissue gradually randomizes the original polarization state of the illuminating light. Unscattered or weekly scattered light maintains its polarization state, whereas multiple-scattered light is randomly polarized and contributes equally to both copolarization and cross polarization states. Simple subtraction of the two states enables the weakly scattering component to be reduced See, e.g., Morgan, Stephen et al, Surface-reflection elimination in polarization imaging of superficial tissue, Optics Letters Vol 28, No 2, Jan. 15, 2003, incorporated herein by reference. Thus, surface contamination issues such as powered sugar for glucose measurements or liquor on the surface of the arm for noninvasive alcohol measurements can be largely eliminated by effectively processing data from different polarization states.
(93) Processing of the Spectra for Minimization of PLD Differences.
(94) Information from multiple path lengths can be used to explicitly define or resolve the PLD. Another, simpler approach uses the different pathlength data to minimize the differences in the PLD and to create a PLD with the narrowest possible distribution. Suppose that the scattering resulted in photons taking one of two possible pathlengths, l.sub.1=1 and l.sub.2=3 (each with 50% likelihood), then the resulting measured transmission or absorbance is
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(96) This result is unfortunately not linear with respect to concentration. Suppose, however that the optical sampling mechanism can measure the l.sub.2=3 pathlength in isolation. Its reflectance is simply
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(98) In this trivial case, subtracting eq. 4 from eq. 1 gives a differential reflectance
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(100) And R.sub.D actually has a discrete pathlength of l.sub.1. This simple example can be extended to situations where two or more distinct path lengths are generated, as shown in
(101) Use of Different Spectral Resolutions.
(102) Spectral data from the front surface of the tissue often contains little useful analyte information. As shown in
(103) Adaptive Sampling.
(104) Experimental studies as well as simulation studies have shown that the parameters of the optical sampler can influence the PLD obtained. Specifically, the PLD obtained can be influenced by the configuration of the sampler. Important parameters include the numerical aperture of the input and output optics, the launch and collection angles, the separation between the input and output optics, and the polarization (linear or circular) of the input and output optics. The optical system can be adjusted real-time to generate the desired PLD. The adjustment of these parameters alone or in combination allows the system to procure a single spectrum with the most desirous PLD.
(105) Direction of Change Measurements.
(106) In the management of diabetes, the individual with diabetes typically receives a point measurement associated with the current glucose level. This information is very useful but the value of the information can be dramatically enhanced by the concurrent display of the direction of change. It has been desired that the measurement device report the glucose concentration, the rate of change, and the direction of change. Such additional information can lead to improved glucose control and greater avoidance of both hypoglycemic and hyperglycemic conditions. Such a measurement has not been possible with current contact samplers because the tissue becomes compressed during the measurement process. Thus, the path length distribution changes and the highly precise measurement need for direction of change can not be obtained. With a non-contact sampler like that described herein, the tissue is not compressed and the sampling surface does not change due to contact with the sampler, allowing determination of the direction of change of the analyte concentration. See, e.g., U.S. patent application Ser. No. 10/753,50, Non-Invasive Determination of Direction And Rate Of Change of an Analyte, incorporated herein by reference.
Additional Sampler Embodiments
(107) Various additional example embodiments are described to help illustrate advantages possible with the present invention. The example embodiments are illustrative only; those skilled in the art will appreciate other arrangements and combinations of features.
Example Embodiment
(108) The sampler discussed above uses the changes the amount of cross polarization between the illumination and collection optics to measure light that has traveled at two or more different path length distributions. The spatial spread of the light can also be used to generate path length differences in the collected spectra. If the tissue is illuminated by a point source and the diffusely reflected light is received by a collection point, the path length distribution can change as the collection point is moved to different distances from the illumination point. The rate of falloff of the light intensity with distance from the origin will be dependent on the scattering and absorption properties of the tissue. The samplers described in the following text take advantage of this phenomenon.
(109) In an example embodiment incorporating this feature, a variable path sampler uses light from a small source focused onto the tissue by a lens or mirror. A second lens or mirror collects light from a point on the tissue and focuses it onto a detector. Although, in principle, the same lens or mirror can be used for both illumination and collection, it can be advantageous to use separate optical components. This allows for the placement of baffles to help in eliminating collection of light scattered directly from the source-illuminated optics (i.e., without interacting with a sufficient depth of tissue). A spectrometer can be placed either in the path from the source to the tissue or in the path from the tissue to the detector. The physical separation between the illumination and collection spots on the tissue determines the shortest possible path length of light traveling through the tissue. To obtain different path length distributions, data can be collected with different physical separations between the input and output optics.
(110) In practice the input and output need not be limited to single points.
(111) This example sampler has numerous advantages: no mandatory contact with tissue in measurement region; surface scattered light can be rejected through baffling and the imaging properties of the optical system; and path length distribution, especially the minimum path, can be easily changed by changing the physical separation between input and output spots or lines. In some applications, it can be important to position the tissue accurately to maintain the lines in sharp focus.
Example Embodiment
(112)
(113) Another variation of this example embodiment illuminates an annular ring mask and focuses an image of the ring onto the tissue. Light is then collected from a small point in the center of the ring and focused onto the detector. By changing the annular ring mask a series of different separations between source and collector can be achieved. This embodiment can be extended with an optical system that focuses multiple images of the annular ring onto the tissue and collects light from multiple centered points onto a detector.
(114) Any of the examples embodiments can be used with or without a sample positioning window or index matching fluid in contact with the tissue. They can also be used with the spectrometer either in the path before or after the tissue.
Example Embodiment
(115)
(116) Experimental Results
(117) A series of tests were conducted with the various tissue sampling embodiments previously discussed with a goal of demonstrating and measuring their improved performance. These experiments involved both a tissue phantom model composed of scattering beads and tests on human tissue.
(118) The tissue phantoms were sampled in a back scattering mode or via diffuse reflectance similar to the way the samplers would be used to measure human tissue. The tissue phantoms consisted of water solutions in a container with a flat transparent window. Various concentrations of several analytes, such as glucose and urea were included at concentration ranges found in human tissue. A range of concentrations of suspended polystyrene beads was also included to vary the scattering level and thereby the path length distribution of light propagating through the solution. The set used for testing was composed of 9 different scattering concentrations from 4000 mg/dl to 8000 mg/dl. See, e.g., U.S. patent application Ser. No. 10/281,576, Optically similar reference samples, filed Oct. 28, 2002, incorporated herein by reference. This variance in scatter results in a path length variation of approximately 25%. Spectral response data were then collected using a sampler like that described in connection with
(119) Human testing was also conducted with the same optical system. The arm was inserted by placing the elbow on an elbow cup and the subject's hand gripping or placed against a vertical post. The palm of the patient was perpendicular to the ground. No window or other locating device was used to control the subject's arm position.
(120) Large Area Sampled.
(121) As shown in
(122) Similar Information Content of Spectra.
(123) Spectral data were taken with both a conventional fiber optic sampler such as that shown in
(124) Improved Stability During Tissue Measurement.
(125) In previous samplers, contact with the tissue compresses the tissue, and the interface between the tissue and the sampler changes over the sampling period. Data from the same subjects were obtained from a conventional sampler and from the previously described non-contact sampler of
(126) Demonstration that Changing Polarization Changes Pathlength in Tissue Phantoms.
(127) The length of the path over which a photon becomes depolarized depends on its initial state of polarization (linear or circular), the number of scattering events it experiences, and the scattering anisotropy of the particles it interacts with. The degree of polarization of linearly polarized light is dependent on the azimuthal angle, but circular is independent of it. The experimental system was based upon linearly polarized light, and was used to demonstrate that path length could be influenced by changing the amount of cross polarization between the illumination and collection optics.
(128) Demonstration that Changing Polarization Changes Pathlength in Tissue.
(129) The methodology used to demonstrate pathlength variation as a function of polarization angle was repeated in human subjects. Spectral data was acquired from 5 different subjects at 0, 22.5, 45, and 90. The data were averaged together by polarization angle and the change in pathlength quantified by calculating the area under the water absorbance peak at 6900 cm.sup.1 following baseline correction. The resulting spectral data, presented in
(130) Demonstration of the Ability to Quantify Path Length Differences in Scattering Solutions.
(131) With a conventional monocular sampling system, the ability to determine the scattering characteristics of a given sample is very limited. Insertion error and changes in instrument performance can make this process even more difficult. A multi-path system such as that enabled by the present invention allows the determination of relative path length. A set of variable scattering tissue phantoms were created using 9 different scattering concentrations from 4000 mg/dl to 8000 mg/dl. This variance in scatter results in a path length variation of approximately 25%. The 9 scattering levels were sampled at four polarizer settings: 0, 50, 63, 90. The data was processed in the following manner. (1) Determine the path for each sample at each polarization angle. (2) Using all of the acquired data determine the average path as a function of polarization angle across all scattering samples. (3) Plot the determined pathlength for each solution at each different polarization angle versus the average for the solution set, as shown in
(132) Demonstration of Path Length Variance in People.
(133) The method described above was used to examine the pathlength variation between human subjects. The process entailed determination of the average path as a function of angle across multiple subjects, and plotting pathlength at different polarization angles per subject versus the average path for multiple subjects. The slope difference defines the percentage (%) difference between people. As can be seen in
(134) Adaptive Sampling Demonstrated.
(135) For the procurement of tissue spectra that generates the most accurate glucose measurements, the optical system may change such that the desired spectral characteristic is obtained. For example, spectral data with the same or as similar as possible path length may be desirable in some applications. One method of minimizing path variation comprises defining a desired path length and then combining data from two or more different path lengths or polarizations. The method of combination is defined by the following equation:
New Spectra=x%*spectra 63+(1x%)*spectra 90
x=Min(water peak.sub.(Average specta 6900)water peak.sub.(new specta 6900))
(136) Samples from 20 different subjects at 63 and 90 cross polarizations were combined as defined by the above equation. The comparison metric was the variance under the 6900 cm.sup.1 band. The results plotted in
(137) Demonstration of Surface Smoothing.
(138) When using polarization as a method for specular rejection, it can be desirable to have any changes in polarization occur due to within-tissue scattering events. Scattering events on the surface that change the degree of polarization can degrade the quality of the spectral data by increasing the variance in the PLD. To demonstrate the value of skin smoothing, surface oil was applied to the tissue in a non-specific manner. The oil applied was Fluorolube, a fluorinated hydrocarbon oil. This particular oil was selected as it has almost no absorbance in the region of interest. Spectral data was taken on multiple days with and without the skin smoothing oil. Examination of variance in 6900 water band at each polarization angle shows dramatic improvements; see
(139) Other Applications.
(140) An individual can be identified by their spectral differences. See, e.g., U.S. Pat. Nos. 6,816,605; 6,628,809; 6,560,352; each of which is incorporated by reference herein. Samplers according to the present invention can provide an improved biometric capability. Specifically the re-location capability and the additional information provided by multi-path sampling can improve the biometric results. Using the information available via PLD differences (either a system that changes source to detector separation or that changes polarization), one can create a biometrics identification system that can have superior performance to a system that contains information at only one PLD or depth of penetration. This information can be used like different tumblers on a combination lock: for access one must satisfy the biometrics determination at multiple layers.
(141) As previously described, the scatter and absorbance characteristics of the tissue can impact light propagation within the tissue. In simple terms, higher absorbance contributes to shorter the pathlength, and higher scatter contributes to shorter the pathlength. These two parameters can be functions of the wavelength and are therefore not constant over the spectral region of interest. Pathlength variations can have a direct negative impact on quantitative spectroscopic measurements. Spectroscopy measures the interaction of light with a sample. In general, light intensity entering and exiting a sample is compared to extract qualitative or quantitative information. The following section outlines the assumptions inherent in spectroscopy for ideal samples before moving on to more complex systems. For illustrative purposes, this section focuses on absorbance spectroscopy in the visible and infrared regions. The visible region includes wavelengths from 380 to 780 nm. The near infrared region includes wavelengths from 780 to 2500 nm and the mid-infrared region includes wavelengths from 2500 nm to 50000 nm. This illustrative discussion is not restrictive, as the same fundamental principles apply broadly to absorption measurements outside these regions, including absorbers in the ultraviolet region and X-ray region and nuclear magnetic resonance. In the visible and infrared regions, a molecule absorbs light at frequencies characteristic of its chemical structure, which is determined by vibrational and electronic energy levels. In qualitative spectroscopy, the frequency and relative intensities of these characteristic absorbance features are used to identify specific chemical species (such as ethyl alcohol) or a broader class of chemicals (such as alcohols). In quantitative spectroscopy, the magnitude of one or more absorbance features is used to estimate the concentration of an individual chemical species in a sample (such as alcohol levels in blood) or a family of related compounds (such as total proteins in blood). Thus it is understood that the analyte measurement can estimate the concentration of a single species (such as glucose), a composite property (such as octane number of gasoline), a physical property (such as sample temperature), or a subjective sample property (such as fruit ripeness).
(142) An idealized system for absorbance measurements is shown in
T=l/l.sub.o
(143) The sample absorbance (A) is calculated from transmission with a logarithmic transform
A=log.sub.10(T)=log.sub.10(l.sub.o/l)
(144) Absorbance spectra are generally used for quantitative and qualitative analysis because, in these ideal systems, their magnitude is linearly related to concentration through Beer's law:
A=elc
(145) Where e is molar absorptivity, l is path length, and c is concentration of the absorbing species. Note that in the measurement example shown in
(146) Also note, that the Beer's law notation is easily extend to a spectrum measured at multiple wavelengths using a vector notation,
A.sub.v=e.sub.vlc
(147) where A.sub.v is a vector containing the absorbance measured at each wavelength (v), ev is a vector containing the molar absorptivity at each wavelength (v) and path length, l, is still a scalar quantities as it is the same for all wavelengths. For a measurement system with a fixed pathlength, the change in absorbance at each wavelength for a unit change in concentration will be called the pure component spectrum, Kv
K.sub.v=e.sub.vl
(148) The cuvette example shown in
(149) Noninvasive tissue measurements can also include significant scattering variations due, in part, to physiological variations in collagen-to-water ratios and collagen fibril diameter changes as a function of age and disease state. It should also be noted, that the very act of placing skin on an optical sampling element can change its scattering properties through compression, tension, temperature, and humidity changes.
(150) As noted previously, the attenuation of light in tissue is described, according to light transport theory, by the effective attenuation coefficient .sub.eff, i.e.:
I=I.sub.0e.sup..sup.
Where:
.sub.eff={square root over (3.sub.a(.sub.a+.sub.s))}
(151) The pathlength traveled by the photons collected by the system and there corresponding PLD will be directly impaced by the .sub.a and .sub.s. Therefore, if these parameters can be measured or their influence measured indirectly it could be used to compensate or correct for the measurement errors due to PLD differences. Any change in the PLD between noninvasive measurements or during a noninvasive measurement can cause a change in path such that the assumptions of Beer's law are not satisfied. The net result is an error in the noninvasive measurement. Changes in the optical properties either between subjects or during a measurement cause changes in the observed PLD. Changes in the PLD can result in analyte measurement errors.
(152) The current invention enables the measurement of spectra in both parallel (S.sub.par) and perpendicular (S.sub.per)) polarizations states such that the degree of polarization (DOP) can be calculated. The (S.sub.par) spectrum will contain the superficially reflected light (R.sub.s) plus one half of the deeply penetrating light (Rd). The term deeply penetrating refers to light that has penetrated into the tissue and scattered such that the polarization state has been altered. The S.sub.par spectra is described as:
(153)
When the analyzer is oriented perpendicular to the illumination to acquire a spectra called S.sub.per. The S.sub.per spectra rejected the superficially polarized light but accepted half of the deeply penetrating light. The S.sub.per spectra is described
(154)
The Degree of Polarization is as follows:
(155)
(156)
(157) The ability to make glucose, alcohol or other analyte determinations across the entire population can be limited by the differences in tissue types that cause PLD differences. These differences occur due to the way light interacts with the tissue. The key parameters of significance are scattering and absorbance. As the DOP measurement is sensitive to both parameters it can be used as a metric for compensation or identification of tissue types that have similar types of scatter and absorbance. Specifically, tissue with similar DOP will have similar PLDs. The selection of a subset of subjects with similar PLDs by use of DOP for development of calibration models and for subsequent prediction will reduce one of the largest error sources in noninvasive glucose measurements.
(158)
(159) The present invention provides a system for accurate noninvasive determination of tissue properties by (1) measuring of multiple wavelengths (greater than 12) with high signal-to-noise while concurrently not burning the tissue, (2) procuring such high quality spectroscopic data in a reasonable period of time and (3) optically sampling the tissue in a repeatable manner where the tissue is not mechanically altered by the sampling process and the measured photons are preferentially selected so as to contain glucose information. In addition to these capabilities the system enables the procurement of parallel and perpendicular polarization spectra such that the degree of polarization can be calculated on the same tissue sample to be used for noninvasive analyte measurements. The DOP can subsequently be used to parameterize tissue properties and specifically to select tissue with similar PLDs. The selection of similar PLDs reduces the deviations for Beers Law behavior. Other measures of polarization or polarization characterization could be use in a manner similar to degree of polarization, such as ratio parallel and perpendicular, subtraction, etc.
(160) The particular sizes and equipment discussed above are cited merely to illustrate particular embodiments of the invention. It is contemplated that the use of the invention may involve components having different sizes and characteristics. It is intended that the scope of the invention be defined by the claims appended hereto.