Finish composition

Abstract

Provided is a composition for the treatment of fibers, such as PAN precursor fibers. The finish composition includes a polysiloxane; an emulsifier; water; and a dicarboxylic acid having a pK.sub.a from 1 to 4, and boiling point from 200 to 400° C. The dicarboxylic acid may have the following formula: ##STR00001##
where R.sub.1 is absent or a saturated or unsaturated, linear or branched, aromatic substituted or unsubstituted, hydrocarbon group; Y.sub.1 and Y.sub.2 are independently hydrogen, nitrogen, oxygen, sulfur, phosphorus, C.sub.1-C.sub.6 alkyl group, or an alkoxy group; and X.sub.1 and X.sub.2 are independently one or more hydrogen atoms, a metal, a quaternary amine, or a hydrocarbon group having up to 6 carbon atoms, the hydrocarbon group being an alkyl group, an alkylene group, or an aromatic group, which may be branched or linear, and may optionally have one or more heteroatoms selected from the group consisting of nitrogen, oxygen, sulfur and phosphorus.

Claims

1. A finish composition comprising: An amino-modified polysiloxane of general formula: ##STR00041## wherein R.sub.2 is a hydrogen atom, a lower alkyl group or an aryl group; R.sub.3 and R.sub.4 are each a lower alkyl group or an aryl group; R.sub.5 is a hydrogen atom or a group of ##STR00042## wherein R.sub.8 and R.sub.9 are each a lower alkyl group and R.sub.10 is a hydrogen atom, a lower alkyl group or amine substituted lower alkyl group; R.sub.6 and R.sub.7 are each a hydrogen atom, a lower alkyl group or amine substituted lower alkyl group; and A is an alkylene group containing 2 to 5 carbon atoms or phenylene group, and x and y are positive integers which provide a molecular weight of the aminosiloxane of not more than 100,000; an emulsifier; water; a dicarboxylic acid having a pK.sub.a from about 1 to about 4, and a boiling or decomposition point from 200 to 400° C., wherein the dicarboxylic acid has the following formula: ##STR00043## wherein R.sub.1 is either absent or a saturated or unsaturated, linear or branched, aromatic, substituted or unsubstituted, hydrocarbon group; and wherein R.sub.1 does not include an amine or amide group; and a compound selected from the group consisting of (i) an amino acid; and (ii) 2-(dibutylamino)ethanol acetate; wherein the amount of polysiloxane in the composition is from about 50 to 90 weight percent based on the total weight of the composition; and wherein the amount of the emulsifier in the composition is from about 8 to 35 weight percent based on the total weight of the composition.

2. The finish composition according to claim 1, further comprising a monocarboxylic acid having a pK.sub.a greater than 3.7.

3. The finish composition according to claim 2, wherein the monocarboxylic acid is selected from the group consisting of formic acid, acetic acid, propionic acid, butyric acid, isobutyric acid, valeric acid, isovaleric acid, caproic acid, and a hydroxycarboxylic acid of 4 carbon atoms or less.

4. The finish composition of claim 1, wherein the composition comprises β-alanine, glutamic acid, or a mixture thereof.

5. The finish composition of claim 1, wherein the composition comprises 2-(Dibutylamino)ethanol acetate.

6. The finish composition of claim 1, wherein R.sub.1 is selected from the group consisting of: a saturated, branched alkyl chain having 2 to 4 carbon atoms; a linear alkyl chain substituted with one or more of, oxygen, sulfur or phosphorus containing groups, and the number of carbon atoms in the linear alkyl chain is up to 6; and an aromatic group that is optionally substituted with one or more of an alkyl group having 1 to 6 carbon atoms, an oxygen containing group, a sulfur containing group, or a phosphorous containing group.

7. The finish composition of claim 1, wherein R.sub.1 includes one or more of: one or more polyethylene or polypropylene glycol groups; or one or more of an alkene, alkyne, alcohol, carbonyl, ether, phenyl, benzene, furan, or pyran group.

8. The finish composition of claim 1, wherein the dicarboxylic acid has a pK.sub.a from about 2 to 3.5.

9. The finish composition of claim 1, wherein the dicarboxylic acid has a molecular weight from about 100 to 600 g/mol, and a boiling or decomposition point from 200 to 350° C.

10. The finish composition of claim 1, wherein R.sub.1 includes one or more of an alkene, alkyne, alcohol, carbonyl, ether, phenyl, benzene, furan, or pyran group.

11. The finish composition of claim 1, wherein the dicarboxylic acid or derivative thereof is selected from the group consisting of DL-Tartaric acid, L-Tartaric acid, D-Tartaric acid, fumaric acid, mesaconic acid, succinic acid, 2-methyl succinic acid, L-malic acid, DL-malic acid, D-malic acid, mesoxalic acid, muconic acid, oxaloacetic acid, diglycolic acid, 2,2′-oxydipropanoic acid, 3,3′-oxydipropanoic acid, 2,2′-[1,2-ethanediylbis(oxy)]bis-acetic acid, 3,3′-[1,2-ethanediylbis(oxy)]bis-propanoic acid, 3,3′-[oxybis(ethane-2,1-diyloxy)]dipropanoic acid, poly(ethylene glycol)bis-acetic acid, polyethylene glycol bis(carboxymethyl) ether, polyethylene glycol diacid 600, chelidonic acid, 2,5-furandicarboxylic acid, isophthalic acid, terephthalic acid, orthophthalic acid, trimesic acid, 1,4-phenylene diacetic acid, and 1,3-phenylene diacetic acid.

12. The finish composition of claim 1, wherein the amount of the polysiloxane in the composition is from about 60 to 80 weight percent based on the total weight of the composition.

13. The finish composition of claim 1, wherein the emulsifier is nonionic, a water-soluble POE alkyl ether, POE alkylaryl ether or POE fatty acid ester, or a mixture thereof.

14. The finish composition of claim 1, wherein the amount of the emulsifier in the composition is from about 25 to 35 weight percent based on the total weight of the composition.

15. A fiber comprising polyacrylonitrile and having a finish coating according to claim 1, applied to a surface thereof.

16. A method of preparing a treated fiber comprising the steps of: applying a finish composition in accordance with claim 1 to a polyacrylonitrile based fiber to form a coating thereon.

17. The method of claim 16, further comprising the step of carbonizing the fiber to form a carbon fiber.

18. The finish composition of claim 1, wherein the dicarboxylic acid is selected from the group consisting of DL-Tartaric acid, L-Tartaric acid, D-Tartaric acid, fumaric acid, mesaconic acid, succinic acid, 2-methyl succinic acid, L-malic acid, DL-malic acid, D-malic acid, mesoxalic acid, muconic acid, oxaloacetic acid, diglycolic acid, chelidonic acid, 2,5-furandicarboxylic acid, 3,3′-oxydipropanoic acid and 2,2′-[1,2-ethanediylbis(oxy)]bis acetic acid.

19. The finish composition of claim 1, wherein the dicarboxylic acid is selected from the group consisting of DL-Tartaric acid, L-Tartaric acid, D-Tartaric acid, fumaric acid, and mesaconic acid.

20. The finish composition of claim 1, wherein the dicarboxylic acid is fumaric acid.

21. The finish composition of claim 1, wherein the dicarboxylic acid is muconic acid.

22. The finish composition of claim 1, wherein the dicarboxylic acid is succinic acid.

Description

BRIEF DESCRIPTION OF THE SEVERAL VIEWS OF THE DRAWING(S)

(1) Having thus described the invention in general terms, reference will now be made to the accompanying drawings, which are not necessarily drawn to scale, and wherein:

(2) FIG. 1 shows a schematic representation of a Tow Evaluation Line used to evaluate tow properties (e.g., fuzz (broken filament count)).

DETAILED DESCRIPTION

(3) The present inventions now will be described more fully hereinafter with reference to the accompanying drawings, in which some, but not all embodiments of the invention are shown. Indeed, these inventions may be embodied in many different forms and should not be construed as limited to the embodiments set forth herein; rather, these embodiments are provided so that this disclosure will satisfy applicable legal requirements. Like numbers refer to like elements throughout. As used in the specification, and in the appended claims, the singular forms “a”, “an”, “the”, include plural referents unless the context clearly dictates otherwise.

I. Definitions

(4) For the purposes of the present application, the following terms shall have the following meanings:

(5) The term “fiber” can refer to a fiber of finite length or a filament of infinite length.

(6) The term “precursor fiber” refers to a fiber comprising a polymeric material that can, upon the application of sufficient heat, be converted into a carbon fiber having a carbon content that is about 85% or greater, and in particular about 95% or greater, by weight. The precursor fiber can comprise both homopolymers and copolymers of acrylonitrile (AN), and may include copolymers such as methyl acrylate (MA), methacrylic acid (MAA), sodium methallylsulfonate, itaconic acid (IA), vinyl bromide (VB), isobutyl methacrylate (IBMA), and combinations thereof. In one embodiment, the precursor fiber comprises a polyacrylonitrile (PAN) polymer formed primarily from acrylonitrile monomers.

(7) The terms “about” and “substantially” as used herein means a deviation (plus/minus) of less than 10%, and in particular, less than 5%, less than 4%, less than 3%, and less than 2% of the recited value.

(8) Embodiments of the invention are directed to emulsions that are particularly suitable for use as finish compositions in the treatment of PAN precursor fibers. In certain embodiments, the emulsions comprise a silicone oil, an emulsifier; water; and a dicarboxylic acid having a pKa from about 1 to 4, and a molecular weight less than about 1,000 g/mol.

(9) 1. Polysiloxanes

(10) Generally, a wide variety of different silicone oils may be used in embodiments of the present invention. Examples of such silicone oils generally include polysiloxanes, such as polydimethylsiloxanes, methylphenyl polysiloxanes, poly(dimethyl siloxane-co-methylphenylsiloxane), and the like. In addition, the polysiloxanes may be modified with epoxy or amino functional groups, among others.

(11) In one embodiment, the silicone oil comprises an amino-modified polysiloxane. For example, the silicone oil may comprise an amino-modified siloxane having a nitrogen content in amino groups of 0.05-3.2 wt. %, and in particular, 0.05 to 2.0 wt. %. Further discussion of polysiloxanes that may be used in embodiments of the invention are discussed in U.S. Pat. No. 5,726,241, the contents of which are hereby incorporated by reference.

(12) The structure of an amino-modified siloxane is not particularly limited to any particular structure. For instance, in some embodiments the amino groups, i.e., modifying group, in the amino-modified siloxane can be bonded to the side chain of the main chain, i.e., silicone, to the terminal of the main chain, or to both. The amino group can either be a monoamine or polyamine, and both of them can exist in one molecular of the amino-modified siloxane.

(13) In one embodiment, the silicone oil comprises an amino-modified polysiloxane having the following formula;

(14) ##STR00003##

(15) wherein R.sub.2 is a hydrogen atom, a lower alkyl group or an aryl group; R.sub.3 and R4 are each a lower alkyl group or an aryl group; R.sub.5 is a hydrogen atom or a group of

(16) ##STR00004##

(17) wherein R.sub.8 and R.sub.9 are each a lower alkyl group and R.sub.10 is a hydrogen atom or a lower alkyl group); R.sub.6 and R.sub.7 are each a hydrogen atom or a lower alkyl group; and A is an alkylene group containing 2 to 5 carbon atoms or phenylene group, and x and y are positive integers which provide a molecular weight of the aminosiloxane of not more than 100,000.

(18) In one embodiment, the aminosiloxane is a random copolymer consisting essentially of substituted siloxyl and aminosiloxyl recurring units, as shown by the above-mentioned general formula, and a liquid polymer having a molecular weight of not more than 100,000 is generally used. The lower limit of such an aminosiloxane should be generally about 2000, and it is preferable that the ratio (x:y) of the substituted siloxyl units (x) to the aminosiloxyl units (y) should be 4-200:1. The lower alkyl groups selected as R.sub.2, R.sub.3, R.sub.5, R.sub.6, R.sub.7, R.sub.8, R.sub.9 and R.sub.10 are generally those having 1-6 carbon atoms, and those having not more than 4 carbon atoms are used preferably. A further discussion of such amino-modified polysiloxanes are described in U.S. Pat. No. 4,009,248, the contents of which are hereby incorporated by reference.

(19) In a further embodiment, the polysiloxane comprises an amino-modified polysiloxane having the following formula:

(20) ##STR00005##
where x is a number from 100 to 5,000, and in particular from 200 to 1,000; and y is a number from 1 to 100, and in particular from 5 to 50. In a preferred embodiment, the ratio of x:y is from about 10 to 1,000, and in particular, from about 10 to 400.

(21) In certain embodiments, the polysiloxane comprises an amino-modified polysiloxane having the following formula:

(22) ##STR00006##
where R.sub.12 is a C1-20 alkyl or aryl group, preferably a C1-10 alkyl or aryl group, more preferably a C1-5 alkyl group, and further more preferably a methyl group. The plurality of R.sub.12s in the formula can either be the same or different. R.sub.13 is a group represented by the following chemical formula:

(23) ##STR00007##

(24) R.sub.11 is a group represented by R.sub.12, R.sub.13 or —OR.sub.10, and preferably R.sub.12. The plurality of R.sub.11s can either be the same or different. R.sub.10 is a hydrogen atom or C.sub.1-6 alkyl group, preferably a hydrogen atom or C.sub.1-C.sub.4 alkyl group, and more preferably a hydrogen atom or methyl group; p is a number ranging from 10 to 10000, preferably from 50 to 5000, and more preferably from 100 to 2000; and q is a number ranging from 0.1 to 1000, preferably from 0.5 to 500, and more preferably from 1 to 100.

(25) In the above formula, each of R.sub.14 and R.sub.16 is independently a C.sub.1-C.sub.6 alkylene group, and preferably a C.sub.1-C.sub.3 alkylene group. Each of R.sub.15, R.sub.17 and R.sub.18 is independently a hydrogen atom or C.sub.1-C.sub.10 alkyl or aryl group, preferably a hydrogen atom or C.sub.1-C.sub.5 alkyl group, and more preferably a hydrogen atom; and r is a number ranging from 0 to 6, preferably from 0 to 3, and more preferably from 0 to 1.

(26) Other polysiloxanes that may be used in certain embodiments of the invention include the following:

(27) ##STR00008##
where x is a number from 100 to 5,000, and in particular from 200 to 1,000; and y is a number from 1 to 100, and in particular from 10 to 50;

(28) ##STR00009##
where x is a number from 100 to 5,000, and in particular from 200 to 1,000; and y is a number from 10 to 500, and in particular from 10 to 100;

(29) ##STR00010##
where x is a number from 10 to 5,000, and in particular from 50 to 1,000; and y is a number from 1 to 100, and in particular from 10 to 50, and n is a number from 1 to 100, and in particular, from 5 to 50.

(30) The viscosity of the polysiloxanes at 25° C. is not specifically restricted, though excessively low viscosity of the polysiloxane can make the resultant finish composition prone to be dropped off from fiber or deteriorate the stability of the aqueous emulsion of the resultant finish composition to cause nonuniform finish application on fiber and failure in preventing the fiber from fusing. On the other hand, excessively high viscosity of the polysiloxane can result in increased stickiness and gumming up of the silicone. In some embodiments, it may be desirable for the viscosity of the polysiloxane at 25° C. to range from 100 to 100,000 cps, and in particular from 100 to 15,000 cps, more particularly from 500 to 10,000 cps, and further more particularly from 1,000 to 5,000 cps.

(31) In some embodiments, the silicone oil may include a mixture of different polysiloxanes. For example, in certain embodiments the silicone oil may comprise an amine-modified polysiloxane in combination with one or more of a polydimethylsiloxane or polymethylphenylsiloxane, or a polyether-modified or epoxy-modified or other-modified polysiloxane.

(32) The amount of silicone oil in the finish composition is typically from about 50 to 95 weight percent based on the total weight of the finish composition, and in particular, from about 65 to 90, and more particularly from about 60 to 80 weight percent, based on the total weight of the finish composition.

(33) Desirably, the polysiloxane, such as an amino-modified polysiloxane, should be introduced into the PAN precursor fiber in an amount of at least 0.01%, and preferably at least 0.05% based on the weight of the PAN precursor fiber. With an amount of introduction of less than 0.01%, it is difficult to sufficiently display the effect of the present invention. On the other hand, introduction of too much an amount of the polysiloxane is not economical since no better effect is expected. Therefore, it is desired that the upper limit of the amount of introduction of the aminosiloxane should be in the order of about 5% based on the weight of the PAN precursor fiber.

(34) 2. Dicarboxylic Acids

(35) As noted previously, it has been discovered that the inclusion of a dicarboxylic acid having a pKa from about 1 to 4, a molecular weight of less than 1,000 g/mol, and a boiling/decomposition point of from 200 to 400° C. in the finish composition provides an emulsion having improved stability, heat resistance, and which results in carbon fibers having less fuzz and reductions in broken filaments.

(36) In one embodiment, the dicarboxylic acid has the following formula:

(37) ##STR00011##
wherein R.sub.1 is absent or a saturated or unsaturated, linear or branched, aromatic, substituted or unsubstituted, hydrocarbon group;
Y.sub.1 and Y.sub.2 are independently a nitrogen, oxygen, sulfur or phosphorus containing group, hydrogen, C.sub.1-C.sub.6 alkyl groups, alkoxy groups, and/or phenyl groups.
X.sub.1 and X.sub.2 are independently a hydrogen, a metal, a quaternary amine, an alcohol, or a hydrocarbon group having up to 6 carbon atoms, the hydrocarbon group being an alkyl group, an alkylene group, or an aromatic group, which may be branched or linear, and may optionally have one or more heteroatoms selected from the group consisting of nitrogen, oxygen, sulfur and phosphorus.

(38) Examples of metals for X.sub.1 and X.sub.2 include alkali metals, such as lithium, potassium, and sodium.

(39) Generally, R.sub.1 is not limited to any particular chain length or moiety provided that the pK.sub.a1 of the dicarboxylic acid is about 4 or less. For example, if the R.sub.1 is a saturated, linear alkyl chain then the number of carbon atoms will generally be 4 or less. However, if R.sub.1 includes additional moieties, such as nitrogen, oxygen, sulfur or phosphorous containing groups, aromatic groups, alkenes or alkynes, the number of carbon atoms (if any) in R.sub.1 can be higher provided the pK.sub.a1 of the resulting acid is about 4 or less.

(40) By way of guidance, some examples of possible embodiments of R.sub.1 are provided below in which R.sub.1 is selected from a hydrocarbon having any one or more of the following:

(41) a saturated, branched alkyl chain having up to 4 carbon atoms;

(42) a saturated, linear alkyl chain having 2 to 3 carbon atoms;

(43) a saturated, linear or branched alkyl chain substituted with one or more of nitrogen, oxygen, sulfur or phosphorus containing groups (examples of such groups include carbonyls, ethers, amides, amines, alcohols, and the like);

(44) an unsaturated, branched or linear alkyl group having up to 6 carbon atoms;

(45) an unsaturated, branched or linear alkyl group substituted with one or more of nitrogen, oxygen, sulfur or phosphorus containing groups, and wherein the number of carbon atoms in the linear alkyl chain is up to 6 (examples of such groups include carbonyls, ethers, amides, amines, alcohols, and the like);

(46) one or more polyethylene glycol or polypropylene glycol groups;

(47) an aromatic group that is optionally substituted with one or more of an alkyl group having 1 to 6 carbon atoms, a nitrogen containing group, an oxygen containing group, a sulfur containing group, or a phosphorous containing group (examples of such groups include carbonyls, ethers, amides, amines, alcohols, and the like); and

(48) one or more of an alkene, alkyne, alcohol, carbonyl, ether, amine, amide, phenyl, benzene, furan, pyridine, or pyran group, or imidazole group.

(49) In some embodiments, R.sub.1 may also include combinations of the foregoing exemplary hydrocarbon groups. It should also be recognized that in some embodiments R.sub.1 may be absent.

(50) Typically, the pK.sub.a1 of the dicarboxylic acid is from about 1 to 4, and in particular, from about 2 to 3.5.

(51) In addition to the restriction on the pK.sub.a1 of the dicarboxylic acid, it is also desirable that the dicarboxylic have a molecular weight from about 50 to 1,000 g/mol, and in particular, from about 75 to 500, and more particularly, from about 100 to 250 g/mol.

(52) In one embodiment, the dicarboxylic acid has a molecular weight that is less than 1,000 g/mol, less than 950 g/mol, less than 900 g/mol, less than 850 g/mol, less than 800 g/mol, less than 750 g/mol, less than 700 g/mol, less than 650 g/mol, less than 600 g/mol, less than 550 g/mol, less than 500 g/mol, less than 450 g/mol, less than 400 g/mol, less than 350 g/mol, 300 g/mol, less than 250 g/mol, less than 200 g/mol, less than 150 g/mol, and less than 100 g/mol.

(53) In one embodiment, the dicarboxylic acid has a molecular weight that is greater than 50 g/mol, greater than 100 g/mol, greater than 150 g/mol, greater than 200 g/mol, greater than 250 g/mol, greater than 300 g/mol, greater than 350 g/mol, greater than 400 g/mol, greater than 450 g/mol, greater than 500 g/mol, less than 550 g/mol greater than 600 g/mol, less than 650 g/mol, greater than 700 g/mol, 750 g/mol, greater than 800 g/mol, greater than 850 g/mol, greater than 900 g/mol, and greater than 950 g/mol.

(54) In certain embodiments, the dicarboxylic acid has a boiling point that is from about 200 to 400° C. For instance, the boiling point/decomposition temperature of the dicarboxylic acid may be from about 225 to 375° C., and in particular, from about 250 to 350° C., and more particularly, from about 275 to 350° C. Preferably, the boiling point/decomposition temperature of the dicarboxylic acid is less than 350° C., but not less than 200° C.

(55) The amount of dicarboxylic acid present in the finish composition may range from about 0.1 to 10 weight percent, based on the total weight of the composition, and in particular, from about 0.5 to 10, and more particularly, from about 1 to 10 weight percent, based on the total weight of the composition. In some embodiments, the amount of dicarboxylic acid present in the finish composition is from about 1 to 8 weight percent, and in particular, from about 2 to 6 weight percent, and more particularly, from about 3 to 5 weight percent.

(56) Examples of dicarboxylic acid that may be used in certain embodiments of the invention include DL-Tartaric acid, L-Tartaric acid, D-Tartaric acid, fumaric acid, mesaconic acid, oxamic acid, succinic acid, 2-methyl succinic acid, L-malic acid, DL-malic acid, D-malic acid, aspartic acid, mesoxalic acid, muconic acid, oxaloacetic acid, glutamic acid, diglycolic acid, Iminodiactetic acid, 2,2′-oxydipropanoic acid, 3,3′-oxydipropanoic acid, 2,2′-[1,2-ethanediylbis(oxy)]bis-acetic acid, 3,3′-[1,2-ethanediylbis(oxy)]bis-propanoic acid, 3,3′-[oxybis(ethane-2,1-diyloxy)]dipropanoic acid, poly(ethylene glycol)bis-acetic acid, polyethylene glycol bis(carboxymethyl) ether, polyehtylene glycol diacid 600, chelidonic acid, dipicolinic acid, 2,5-furandicarboxylic acid, isophthalic acid, terephtalic acid, orthophthalic acid, trimesic acid, 1,4-phenylene diacetic acid, 1,3-phenylene diacetic acid and their derivatives, such as, ammonium tartrate dibasic, potassium tartrate monobasic, ammonium hydrogenoxalate, monomethyl fumarate, and monoethyl fumarate, and mixtures thereof.

(57) In some embodiments, the dicarboxylic acid may comprise a ketoacid, such as one or more of the following hydroxypyruvic acid, alpha-ketoglutaric and beta-ketoglutaric, alpha-ketoadipic acid, α-ketovaleric acid, levulinic acid, 4-hydroxy-2-oxopentanoic acid, and 4-hydroxyphenylpyruvic acid.

(58) In one embodiment, the dicarboxylic acid comprises oxamic acid or an oxamic derivative in accordance with one of the following exemplary formula:

(59) ##STR00012##

(60) In oxamic acid, R.sub.1 is absent and X.sub.1Y.sub.1 is an amine, and X.sub.2Y.sub.2 is an OH group. Oxamic acid has a pK.sub.a1 of 2.49 and a molecular weight of 89.05 g/mol.

(61) In one embodiment, the dicarboxylic acid comprises a keto acid, such as α-ketovaleric acid or a derivative thereof in accordance with one of the following exemplary formulas:

(62) ##STR00013##

(63) In ketovaleric acid acid, R.sub.1 is absent and one of X.sub.1Y.sub.1 and X.sub.2Y.sub.2 is a propyl group, and the other is an OH group. In the second structure above, the keto acid is α-ketoisovaleric acid having a pK.sub.a1 of 3.37.

(64) In one embodiment, the dicarboxylic acid comprises 4-hydroxy-2-oxopentanoic acid, or a derivative thereof in accordance with one of the following exemplary formula:

(65) ##STR00014##

(66) In 4-Hydroxy-2-oxopentanoic acid, R.sub.1 is absent and one of X.sub.1Y.sub.1 and X.sub.2Y.sub.2 is a propyl alcohol, and the other is an OH group. 4-Hydroxy-2-oxopentanoic acid has a molecular weight of 132.11 g/mol.

(67) In one embodiment, the dicarboxylic acid comprises 4-hydroxyphenylpyruvic acid, or a derivative thereof in accordance with one of the following exemplary formula:

(68) ##STR00015##

(69) In 4-hydroxyphenylpyruvic acid, R.sub.1 is absent and one of X.sub.1Y.sub.1 and X.sub.2Y.sub.2 is a methyl phenol, and the other is an OH group. 4-hydroxyphenylpyruvic acid has a melting point of 219° C., has a pK.sub.a1 of 2.98.

(70) In one embodiment, the dicarboxylic acid comprises hydroxypyruvic acid or a derivative thereof in accordance with one of the following exemplary formula:

(71) ##STR00016##

(72) In hydroxypyruvic acid, R.sub.1 is absent and X.sub.1Y.sub.1 is an OH group, and X.sub.2Y.sub.2 is a methyl alcohol. Hydroxypyruvic acid has a boiling point of 257° C., a pK.sub.a1 of 2.57 and a molecular weight of 104.06 g/mol.

(73) In one embodiment, the dicarboxylic acid comprises an oxaloacetic acid or an oxaloacetic derivative in accordance with one of the following exemplary formula:

(74) ##STR00017##

(75) In this embodiment, R.sub.1 includes a carbonyl group, and X.sub.1Y.sub.1 and X.sub.2Y.sub.2 are both OH groups. Oxaloacetic acid has a pK.sub.a1 of 2.22 and a boiling point of 217° C.

(76) In one embodiment, the dicarboxylic acid comprises tartaric acid or a tartaric acid derivative in accordance with the following exemplary formula:

(77) ##STR00018##

(78) In this embodiment, R.sub.1 includes two alcohols (OH groups), and X.sub.1Y.sub.1 and X.sub.2Y.sub.2 are both OH groups. DL-tararic acid has a boiling point of 273° C., and a pK.sub.a1 of 3.22.

(79) In one embodiment, the dicarboxylic acid comprises fumaric acid or a fumaric acid derivative in accordance with the following exemplary formula:

(80) ##STR00019##

(81) In fumaric acid R.sub.1 is an ethylene group, and X.sub.1Y.sub.1 and X.sub.2Y.sub.2 are both OH groups. Fumaric acid has a decomposition temperature of 287° C., and a pK.sub.a1 of 3.03.

(82) In one embodiment, the dicarboxylic acid comprises mesaconic acid or a mesaconic acid derivative in accordance with the following exemplary formula:

(83) ##STR00020##

(84) Mesaconic acid has a decomposition temperature of 250° C., and a pK.sub.a1 of 3.72.

(85) In one embodiment, the dicarboxylic acid comprises succinic acid or a succinic acid derivative in accordance with one of the following exemplary formulas:

(86) ##STR00021##

(87) Succunic acid has a acid has a boiling point of 235° C., and a pK.sub.a1 of 4.2.

(88) In one embodiment, the dicarboxylic acid comprises malic acid or a malic acid derivative in accordance with the following exemplary formula:

(89) ##STR00022##

(90) In malic acid, R.sub.1 include an OH group. Malic acid has a decomposition temperature of 225° C., and a pK.sub.a1 of 3.4.

(91) In one embodiment, the dicarboxylic acid comprises aspartic acid or an aspartic acid derivative in accordance with the following exemplary formula:

(92) ##STR00023##

(93) In this embodiment, R.sub.1 includes an amine group, and X.sub.1Y.sub.1 and X.sub.2Y.sub.2 are both OH groups. Aspartic acid has a decomposition temperature of 324° C., and a pK.sub.a1 of 3.9.

(94) In one embodiment, the dicarboxylic acid comprises mesoxalic acid or a mesoxalic acid derivative in accordance with the following exemplary formula:

(95) ##STR00024##

(96) In this embodiment, R.sub.1 includes a carbonyl group, and X.sub.1Y.sub.1 and X.sub.2Y.sub.2 are both OH groups. Mesoxalic acid has a pK.sub.a1 of 1.23.

(97) In one embodiment, the dicarboxylic acid comprises muconic acid or a muconic acid derivative in accordance with the following exemplary formula:

(98) ##STR00025##

(99) Muconic acid has a decomposition temperature of 345° C., and a pK.sub.a1 of 3.87.

(100) In one embodiment, the dicarboxylic acid comprises glutamic acid or a glutamic acid derivative in accordance with the following exemplary formula:

(101) ##STR00026##

(102) Glutamic acid has pK.sub.a1 of 2.19.

(103) In one embodiment, the dicarboxylic acid comprises diglycolic acid or a diglycolic acid derivative in accordance with the following exemplary formula:

(104) ##STR00027##

(105) In this embodiment, R.sub.1 includes an ether, and X.sub.1Y.sub.1 and X.sub.2Y.sub.2 are both OH groups.

(106) In one embodiment, the dicarboxylic acid comprises iminodiacetic acid or a iminodiacetic acid derivative in accordance with the following exemplary formula:

(107) ##STR00028##

(108) In iminodiacetic acid, R.sub.1 includes an amide and X.sub.1Y.sub.1 and X.sub.2Y.sub.2 are both OH groups. Iminodiacetic acid has a pK.sub.a of 1.873, a boiling point of 371° C., and a molecular weight of 133.1 g/mol.

(109) In one embodiment, the dicarboxylic acid comprises oxydipropanoic acid or an oxydipropanoic acid derivative (e.g., 2,2′-oxydipropanoic acid and 3,3′-oxydipropanoic acid) in accordance with the following exemplary formula:

(110) ##STR00029##

(111) In the oxydipropanoic acids, R.sub.1 includes an ether group, and X.sub.1Y.sub.1 and X.sub.2Y.sub.2 are both OH groups. 2,2′-oxydipropanoic acid has a boiling point of 392° C., and a molecular weight of 162.14 g/mol. 3,3′-oxydipropanoic acid has a boiling point of 371.4° C. and a molecular weight of 162.14 g/mol.

(112) In one embodiment, the dicarboxylic acid comprises 2,2′-[1,2-ethanediylbis(oxy)]bis acetic acid or a derivative thereof in accordance with the following exemplary formula:

(113) ##STR00030##

(114) 2,2′-[1,2-ethanediylbis(oxy)]bis acetic acid has a molecular weight of 178.14 g/mol.

(115) In one embodiment, the dicarboxylic acid comprises 3,3′-[1,2-ethanediylbis(oxy)]bis-propanoic acid or a derivative thereof in accordance with the following exemplary formula:

(116) ##STR00031##

(117) 3,3′-[1,2-ethanediylbis(oxy)]bis-propanoic acid has a molecular weight of 206.19 g/mol.

(118) In one embodiment, the dicarboxylic acid comprises potassium tartrate monobasic or a derivative thereof in accordance with the following exemplary formula:

(119) ##STR00032##

(120) In one embodiment, the dicarboxylic acid comprises ammonium tartrate dibasic or a derivative thereof in accordance with the following exemplary formula:

(121) ##STR00033##

(122) In one embodiment, the dicarboxylic acid comprises a chelidonic acid or derivatives thereof in accordance with the following exemplary formula:

(123) ##STR00034##

(124) Chelidonic acid has a decomposition temperature of 257° C., and a pK.sub.a1 of 1.7.

(125) In one embodiment, the dicarboxylic acid comprises a dipicolinic acid or derivatives thereof in accordance with the following exemplary formula:

(126) ##STR00035##

(127) Dipicolinic acid has a decomposition temperature of 248° C., and a pK.sub.a1 of 3.24.

(128) In one embodiment, the dicarboxylic acid comprises a furane derivative such as 2,5-furanedicarboxylic acid or derivatives thereof in accordance with the following exemplary formula:

(129) ##STR00036##

(130) 2,5-furanedicarboxylic acid has a pK.sub.a1 of 2.28.

(131) In one embodiment, the dicarboxylic acid comprises 1,3-phenylenediacetic acid or 1,4-phenylenediacetic acid or derivatives thereof in accordance with the following exemplary formulas:

(132) ##STR00037##

(133) In one embodiment, the dicarboxylic acid comprises phthalic acid, or phthalic acid derivative, such as orthophthalic acid, isophthalic acid, terephthalic acid, and trimesic acid, or derivatives thereof in accordance with the following exemplary formulas:

(134) ##STR00038##

(135) In one embodiment, the dicarboxylic acid comprises a fumaric acid derivative, such as monomethyl fumurate or monoethyl fumurate thereof in accordance with the following exemplary formulas:

(136) ##STR00039##

(137) 3. Emulsifiers

(138) The finish composition may also include an emulsifier. Generally, the emulsifier is a surfactant that is used to emulsify or disperse the polysiloxanes mentioned above in water. The emulsifier is not specifically restricted, and can be selected from nonionic, anionic, cationic and amphoteric surfactants known to those skilled in the art. One of or a combination of at least two of such emulsifiers can be used.

(139) The nonionic emulsifiers include, for example, linear polyoxyalkylene alkylethers, such as polyoxyethylene hexyl ether, polyoxyethylene octyl ether, polyoxyethylene decyl ether, polyoxyethylene lauryl ether and polyoxyethylene cetyl ether; branched polyoxyalkylene primary alkyl ethers, such as polyoxyethylene 2-ethylhexyl ether, polyoxyethylene isocetyl ether and polyoxyethylene isostearyl ether; branched polyoxyalkylene secondary alkyl ethers, such as polyoxyethylene 1-hexylhexyl ether, polyoxyethylene 1-octylhexyl ether, polyoxyethylene 1-hexyloctyl ether, polyoxyethylene 1-pentylheptyl ether and polyoxyethylene 1-heptylpentyl ether; polyoxyalkylene alkenyl ethers, such as polyoxyethylene oleyl ether; polyoxyalkylene alkylphenyl ethers, such as polyoxyethylene octylphenyl ether, polyoxyethylene nonylphenyl ether, and polyoxyethylene dodecylphenyl ether; polyoxyalkylene alkylarylphenyl ethers, such as polyoxyethylene tribenzyl phenyl, polyoxyethylene dibenzylphenyl ether, and polyoxyethylene benzylphenyl ether; polyoxyalkylene fatty acid esters, such as polyoxyethylene monolaurate, polyoxyethylene monooleate, polyoxyethylene monostearate, polyoxyethylene monomyristylate, polyoxyethylene dilaurate, polyoxyethylene dioleate, polyoxyethylene dimyristylate, and polyoxyethylene distearate; sorbitan esters, such as sorbitan monopalmitate and sorbitan monooleate; polyoxyalkylene sorbitan fatty acid esters, such as polyoxyethylene sorbitan monostearate and polyoxyethylene sorbitan monooleate; glycerin fatty acid esters, such as glycerin monostearate, glycerin monolaurate and glycerin monopalmitate; polyoxyalkylene sorbitol fatty acid esters; sucrose fatty acid esters; polyoxyalkylene castor oil ethers, such as polyoxyethylene castor oil ether; polyoxyalkylene hydrogenated castor oil ethers, such as polyoxyethylene hydrogenated castor oil ether; polyoxyalkylene alkyl aminoethers, such as polyoxyethylene lauryl aminoether and polyoxyethylene stearyl aminoether; oxyethylene-oxypropylene block or random copolymers; terminally alkyletherified oxyethylene-oxypropylene block or random copolymers; and terminally sucrose-etherified oxyethylene-oxypropylene block or random copolymers.

(140) Of those nonionic emulsifiers, branched polyoxyalkylene primary alkylethers, branched polyoxyalkylene secondary alkylethers, polyoxyalkylene alkenyl ethers, polyoxyalkylene alkylphenyl ethers, polyoxyalkylene fatty acid esters, oxyethylene-oxypropylene block copolymers and terminally alkyletherified oxyethylene-oxypropylene block copolymers are preferable for their excellent performance to emulsify silicone compounds in water. Furthermore, oxyethylene-oxypropylene block or random copolymers and terminally alkyletherified oxyethylene-oxypropylene block copolymers are more preferable for their performance to change into a tarry substance on fiber in baking process so as to protect fiber from damage.

(141) The anionic emulsifiers include salts of various acids, such as salts of fatty acids, salts of hydroxyl-group-containing carboxylic acids, such as hydroxyacetic acid, potassium hydroxyacetate, lactic acid and potassium lactate; salts of polyoxyalkylene alkylether acetic acids, such as the sodium salt of polyoxyalkylene tridecyl ether acetic acid; salts of carboxyl-polysubstituted aromatic compounds, such as potassium trimellitate and potassium pyromellitate; slats of alkylbenzene sulfonic acids, such as salts of dodecylbenzene sulfonic acid; salts of polyoxyalkylene alkylether sulfonic acids, such as salts of polyoxyethylene 2-ethylhexyl ether sulfonic acids; salts of higher fatty acid amide sulfonic acids, such as salts of stearoyl methyltaurine, salts of lauroyl methyltaurine, salts of myristoyl methyltaurine and salts of palmitoyl methyltaurine; salts of N-acyl sarcosine acids, such as salts of lauroyl sarcosine acid; salts of alkyl phosphonic acids, such as salts of octyl phosphonate, salts of aromatic phosphonic acids, such as the potassium salt of phenyl phosphonate; salts of alkyl phosphonic acid alkyl phosphates, such as salts of 2-ethylhexyl phosphonate mono-2-ethylhexyl ester; salts of nitrogen-containing alkyl phosphonic acids, such as salts of aminoethyl phosphonic acid and its diethanol amine salt; salts of alkyl sulfates, such as salts of 2-ethylhexyl sulfate; salts of polyoxyalkylene sulfates, such as salts of polyoxyethylene 2-ethylhexyl ether sulfate; salts of long-chain sulfosuccinate salts, such as sodium di-2-ethylhexyl sulfosuccinate and sodium dioctyl sulfosuccinate; and long-chain N-acyl glutamates, such as monosodium N-lauroyl glutamate and disodium N-stearoyl-L-glutamate.

(142) The cationic emulsifiers include, for example, quaternary ammonium salts, such as lauryltrimethyl ammonium chloride and oleylmethylethyl ammonium ethosulfate; and (polyoxyalkylene) alkylaminoether salts, such as (polyoxyethylene) lauryl aminoether lactate salt, stearyl aminoether lactate salt, and (polyoxyethylene) lauryl aminoether trimethyl phosphate salt.

(143) The amphoteric emulsifiers include, for example, imidazoline amphoteric surfactants, such as sodium 2-undecyl-N,N-(hydroxyethyl carboxymethyl)-2-imidazolinate and disodium 2-cocoyl-2-imidazolinium hydroxyde-1-carboxyethyloxiate; betaine amphoteric surfactants, such as 2-heptadecyl-N-carb oxymethyl-N-hydroxyethyl imidazolium betaine, lauryldimethyl aminoacetic acid betaine, alkyl betaine, amidobetaine and sulfobetaine; and amino acid amphoteric surfactants, such as N-lauryl glycine, N-lauryl-.beta.-alanine and N-stearyl-.beta.-alanine.

(144) Of those emulsifiers mentioned above, ionic surfactants can change with time in the emulsion of a precursor finish and can influence on the cross-linking performance of silicones. Thus nonionic emulsifiers are preferable for a finish composition owing to their stability through a storage period, minimum influence on silicone cross-linking performance and excellent performance to emulsify silicones.

(145) Preferred emulsifiers are further described in U.S. Pat. No. 5,726,241. In particular, preferred emulsifiers may include nonionic emulsifiers, such as water-soluble POE alkyl ether, POE alkylaryl ether or POE fatty acid ester, or a mixture thereof. The weight ratio of the emulsifier in the finish composition of the present invention should preferably range from 1 to 40 wt %, more preferably from 5 to 30 wt %, and further more preferably from 8 to 25 wt %.

(146) In one embodiment, the amount of emulsifier is from about 5 to 40 weight percent, based on the total weight of the composition, and in particular from 20 to 40 weight percent, and more particularly, from about 25 to 35 weight percent, based on the total weight of the composition.

(147) 4. Monocarboxylic Acids

(148) In some embodiments, the finish composition may also include weakly acidic species, such as monocarboxylic acids having a pK.sub.a1 greater than about 3.7, such as a Pk.sub.a1 from 3.77 to 4.88. Such monocarboxylic acids are described in greater detail in U.S. Pat. No. 5,726,241. In one embodiment, the monocarboxylic acid comprises a lower aliphatic monocarboxylic acid of 6 carbon atoms or less. In the 247 patent, the monocarboxylic acid may be added to accelerate the emulsification of the polysiloxane. Examples monocarboxylic acids include formic acid, acetic acid, propionic acid, butyric acid, isobutyric acid, valeric acid, isovaleric acid, caproic acid, etc., or a hydroxycarboxylic acid of 4 carbon atoms or less, such as glycolic acid, lactic acid, etc. These monocarboxylic acids may be used either alone or as a mixture of 2 or more thereof.

(149) 5. Viscosity Modifiers

(150) In some embodiments, the finish composition may include one or more viscosity modifiers. In general, the viscosity modifier includes any composition that desirable modifies the viscosity without inhibiting the effect of the present invention. In some embodiments, the viscosity modifier may comprise an aminocarboxylic material, such as carboxylic acid salts of alkylamines, carboxylic acid salts of arylamines, carboxylic acid salts of alkylarylamines, amino acids and betaine compounds. In a preferred embodiment, the viscosity modifier comprises β-alanine or 2-(Dibutylamino) ethanol acetate.

(151) When present, the amount of viscosity modifier is from about 0.1 to 10 weight percent, based on the total weight of the finish composition, and in particular, from about 0.5 to 8 weight percent, and more particularly, from about 1 to 8 weight percent.

(152) 6. Additional Components

(153) In addition to the above mentioned components, the finish composition of the present invention may further contain components so far as those components do not inhibit the effect of the present invention. Those components may include antioxidants, such as phenolic, amine, sulfur, phosphorus or quinone compounds; antistats, such as sulfate salts of higher alcohol or higher alcoholic ethers, sulfonate salts, phosphate salts of higher alcohol or higher alcoholic ethers, cationic surfactants of quaternary ammonium salts, and cationic surfactants of amine salts; lubricants, such as alkyl esters of higher alcohol, ethers of higher alcohol, and waxes; antibacterial agents; antiseptics; anticorrosive agents; and hygroscopic agents.

EXAMPLES

(154) Tensile Strength

(155) Tensile strengths of the carbon fiber samples were measured in accordance with the procedures set forth in ASTM D-4018.

(156) Viscosity

(157) All viscosity measurements were taken on emulsions containing 20% solids at 20° C. on a DV-I Prime viscometer (Brookfield) equipped with a constant temperature water bath.

(158) pH

(159) All pH readings the emulsions were taken with ab Accumet Basic pH meter (Fischer Scientific) equipped with temperature compensating probe.

(160) Turbidities

(161) Turbidities of 20% solid emulsions were measured on Hach 2100AN Turbidimeter (Hach USA) and were reported in NTU units.

(162) Tow Property Evaluation

(163) Following carbonization, the carbon fibers were evaluated for fuzz (broken filament count). This evaluation was performed using the Tow Evaluation line, a representation of which is shown schematically in FIG. 1.

(164) Fuzz:

(165) Broken filament count (Fuzz 1 and Fuzz 2) was analyzed by laser occlusion. A piece of tape corresponding to the width of the tow was placed along the path of the tow on detectors “LX2-12” and nitrogen was blown at the rate of 30 cfph upwards just before the detector perpendicular to the fiber path. Detectors “LX2-12” were connected to amplifiers “LX2-70” and “PG-610” which were connected to “RC-2” counters, all manufactured by Keyence.

(166) All results are based on 250 feet of fiber processed on Tow Evaluation line ran at 800 ft/hr. Measurements were taken every 3 sec.

(167) Measurement of Aminosiloxane Finish Oil Content

(168) A sample of the finish composition treated PAN precursor fiber was alkali-fused with potassium hydroxide/sodium butyrate and then dissolved in water, and the pH is adjusted to 1 with hydrochloric acid. To this was added sodium sulfite and ammonium molybdenate for color development, colorimetry (wavelength: 815 m t) was carried out with silica molybdenum blue to determine the silicon content. Using the value of this silicon content and the silicon content of crude amino-polysiloxane determined in advance by the same method, the polysiloxane content of the sample was calculated.

(169) The materials used in the finish compositions are identified below. All percentages are weight percents unless indicated otherwise. All physical property and compositional values are approximate unless indicated otherwise.

(170) “Emulsifier” refers to an ethoxylated tridecyl alcohol available from Ethox under the product name ETHAL® TDA-9.

(171) The acetic acid (ACS Reagent Grade≥99%) was obtained from Sigma-Aldrich.

(172) The oxamic acid (98%) was obtained from Acros Organics.

(173) The fumic acid (99%) was obtained from Sigma-Aldrich.

(174) The D,L-tartaric acid (DL-2,3-Dihydroxybutanedioic acid) (≥99%) was obtained from Sigma-Aldrich.

(175) β-alanine (99%) was obtained from Sigma-Aldrich, and used as a viscosity modifier.

(176) 2-(dibutylamino)ethanol (99%) was obtained from Sigma-Aldrich. It was reacted with equimolar amount of acetic acid and the resulting product was used as viscosity reducing agent.

(177) The polysiloxane used in the Examples was an amine-modified polysiloxane having a viscosity of 2100 cps, and an amine content of 14 mg KOH/g. The polysiloxane had the following structure:

(178) ##STR00040##

(179) The properties of the acids used in the Examples are summarized below in Table 1.

(180) TABLE-US-00001 TABLE 1 Acid properties Boiling/Decomposition point Acid pK.sub.a1 (° C.) Acetic acid 4.76 118 DL-tartaric acid 3.22 275 Fumaric acid 3.03 287 (decomp.) Oxamic acid 2.49 210 (decomp.) L-Aspartic acid 3.9 324 (decomp.)

(181) In the following examples, two different methods of preparing emulsions were utilized as set forth below.

(182) Emulsification Procedure A: a silicone oil was prereacted with an organic acid at ambient temperature with agitation for 2 hours. A water solution of the emulsifier and any additional additives was then mixed with the silicone oil mixture at a temperature of 60° C. The combined mixture was mixed under high shear at a temperature of 58° C. for 1 hour.

(183) Emulsification Procedure B: a water solution of the emulsifier, any additives, and organic acid were introduced into a mixer at a temperature of 60° C. Silicone oil was then slowly added to the mixture under higher shear at 58° C. for 1 hour.

(184) The emulsion compositions were prepared in a PVM-2 mixer (Charles Ross & Son Co.) with temperature control.

Comparative Example 1

(185) Comparative Example 1 was prepared in accordance with the teachings of U.S. Pat. No. 5,726,241. The finish composition of Comparative Example 1 was prepared by adding 3 parts of β-alanine to 102 parts of a 66/33/3 mixture of polyaminosiloxane/Ethal TDA-9 (C13EO10)/acetic acid. An aqueous emulsion of a 20 wt. % solids content was prepared with Emulsification Procedure A described above.

(186) The finish composition of Comparative Example 1 also served as the base formulation for Examples 1-5 to which a dicarboxylic acid was added at ambient temperature and stirred magnetically until dissolution.

Inventive Example 1

(187) 5 parts of the DL-tartaric acid was dissolved in the emulsion of Comparative Example 1.

Inventive Example 2

(188) In Inventive Example 2, 3 parts of fumaric acid were dissolved into the emulsion of Comparative Example 1.

Inventive Example 3

(189) In Inventive Example 4, 2 parts of oxamic acid were dissolved into the emulsion of Comparative Example 1.

Inventive Example 4

(190) In Inventive Example 4, 3 parts of oxamic acid replaced the acetic acid in the formulation of Comparative Example 1. In addition, Emulsification Procedure B as described above was used in preparing the emulsions.

Comparative Example 2

(191) Again, the emulsion composition of Comparative Example 2 was based on the emulsion composition described in U.S. Pat. No. 5,726,241. Comparative Example 2 served both as a control and a stock composition for the preparation of the emulsions of Examples 5-6. In examples 5-8 dicarboxylic acid was added to the formulation under ambient and stirred magnetically, until dissolved. The emulsions of Comparative Example 2 were prepared by adding 4.5 parts of dibutylethanolamine acetic acid salt to 102 parts of a 66/33/3 mixture of polyaminosiloxane/Ethal TDA-9 (C13EO10) as emulsifier/acetic acid. An aqueous emulsion of a 20 wt. % solids content was prepared with Emulsification Procedure A described above.

Inventive Example 5

(192) Inventive Example 5 was prepared by dissolving 3 parts of fumaric acid into the emulsion composition of Comparative Example 2.

Inventive Example 6

(193) Inventive Example 6 was prepared by dissolving 2 parts of oxamic acid into the emulsion composition of Comparative Example 2.

Inventive Example 7

(194) In Inventive Example 7, 3 parts of Oxamic acid completely replaced the 2 parts of acetic acid in emulsion composition described in Comparative Example 2. In addition, Emulsification Procedure B as described above was used in preparing the emulsion.

Comparative Example 3

(195) Again, the emulsion composition of Comparative Example 3 was based on the emulsion composition described in U.S. Pat. No. 5,726,241. Comparative Example 3 served both as a control and a stock composition for the preparation of the emulsions of Examples 8-9. In examples 8-9 dicarboxylic acid was added to the formulation under ambient and stirred magnetically, until dissolved. The emulsions of Comparative Example 3 were prepared by adding 4.5 parts of dibutylethanolamine acetic acid salt to 104 parts of a 66/33/3/2 mixture of polyaminosiloxane/Ethal TDA-9 (C13EO10) as emulsifier/acetic acid/AO-26 antioxidant (Adeka Corp.). An aqueous emulsion of a 20 wt. % solids content was prepared with Emulsification Procedure A described above.

Inventive Example 8

(196) Inventive Example 8 was prepared by dissolving 3 parts of fumaric acid into the emulsion composition of Comparative Example 3.

Inventive Example 9

(197) Inventive Example 9 was prepared by dissolving 3 parts of L-Aspartic acid into the emulsion composition of Comparative Example 3.

Inventive Example 10

(198) In Inventive Example 10, 2.2 parts of L-Aspartic acid completely replaced the 3 parts of acetic acid in emulsion composition described in Comparative Example 3. In addition, Emulsification Procedure B as described above was used in preparing the emulsion.

(199) The properties of the Emulsions of Comparatives Examples 1-3 and Inventive Examples 1-10 were then evaluated. The results are summarized in Table 2 below.

(200) TABLE-US-00002 TABLE 2 Emulsion Properties Example Emulsification Viscosity No. Procedure pH (cps) Turbidity Comparative Example 1 A 4.5 5.9 50.4 Inventive Example 1 A 3.6 3.1 68.0 Inventive Example 2 A 3.8 3.2 84.8 Inventive Example 3 A 3.9 3.7 79.4 Inventive Example 4 B 3.8 3.6 126 Comparative Example 2 A 4.5 3.5 49.6 Inventive Example 5 A 3.7 3.2 82.8 Inventive Example 6 A 3.7 3.5 61.9 Inventive Example 7 B 3.8 3.3 119 Comparative Example 3 A 4.5 3.5 55 Inventive Example 8 A 3.7 3.2 75 Inventive Example 9 A 4.0 3.6 62 Inventive Example 10 B 5.9 3.4 132

(201) The performance of the emulsions of Comparative Examples 1-3 and Inventive Examples were then evaluated during the carbonization process. As discussed below, tows of PAN precursor fibers were coated with the emulsions, and then passed through oxidation and carbonization furnaces to produce carbon fibers. The process of preparing the PAN precursor fibers are discussed below.

(202) The polyacrylonitrile (PAN) precursor fibers used in the examples were prepared as follows. The fibers were made from a copolymer comprising 98 mol % acrylonitrile and 2% methacrylic acid by air gap wet spinning. A single tow pilot spinning line was employed. The spinning and coagulant solutions were based on an aqueous sodium thiocyanate. The fibers were stretched during spinning compared to their length after extrusion from the spinnerets.

(203) The precursor fibers were bundled in tows of 3,000 (3K) filaments per tow, with filament deniers of 1.3 dpf. The tows were then passed through a bath comprising a 5.5 wt. % aqueous emulsion of finish compositions described above (Comparative Examples 1-2 and inventive Examples 1-7) in which immersed kiss rolls applied the finish composition. The fibers were then dried on dryer rolls, and contained about 1 wt. % of the finish composition.

(204) In Examples 1-4 and Comparative Example 1, 1.5 kg (fiber weight) spools of 3K precursor fibers were converted into carbon fibers by Hexcel proprietary procedure on a pilot carbon fiber line. The resulting fiber tows were not surface treated. At the last stage all fibers were sized with Hexcel's proprietary G-size. The amount of the size on all fibers was 1 wt. %. The fibers were than subjected to tensile testing and tow property evaluation.

(205) In examples 5-10 and Comparative Examples 2-3, 20 kg (fiber weight) spools of 3K precursor fibers were converted into carbon fibers by Hexcel proprietary procedure on a Production line. The resulting fiber tows were surface treated. At the last stage all fibers were sized with Hexcel's proprietary G-size. The amount of the size on all fibers was 1 wt. %. Results are summarized in Table 3.

(206) TABLE-US-00003 TABLE 3 Carbon Fiber Properties Finish Oil Content on Broken Example Precursor Fiber UTS Fuzz Fuzz Filament No. (%) (ksi) 1 2 Count Comparative 1.08 623 16 26 42 Example 1 Inventive Example 1 0.93 642 4 1 5 Inventive Example 2 0.83 630 9 8 17 Inventive Example 3 1.00 635 18 7 25 Inventive Example 4 0.89 612 5 3 8 Comparative 1.02 714 259 230 489 Example 2 Inventive Example 5 0.81 685 14 8 22 Inventive Example 6 1.09 681 11 14 25 Inventive Example 7 0.89 678 52 17 69 Comparative 0.97 652 85 88 173 Example 3 Inventive Example 8 0.92 651 27 41 68 Inventive Example 9 0.98 645 30 30 60 Inventive Example 10 0.83 679 37 49 86

(207) From Table 3, it can be seen that while the measured tensile strengths of the carbon fiber did not fluctuate significantly between the Comparative and Inventive Examples, the difference between the measured fuzz and broken filaments was significant. In particular, Inventive Examples 1-5 exhibited an average Fuzz 1 of 9 in comparison to a Fuzz 1 value of 16 for Comparative Example 1. This is a percent decrease in Fuzz 1 of 43.8%. These results are improved further if the results of Inventive Example 3 are not included as this value appears to be an outlier. In that case, the average Fuzz 1 based on Inventive Examples 1, 2 and 5 is 6, which is a 62.5% decrease in Fuzz 1. With respect to Fuzz 2 values, the difference is even more significant. The average Fuss 2 values for Inventive Examples 1-4 is 4.75 in comparison to a Fuzz 2 value for Comparative Example 1 of 26. This is a percent difference of 81.7%. With respect to the comparison of Inventive Examples 5-7 to Comparative Example 2, the differences in Fuzz values is even more pronounced.

(208) In addition, the broken filament count of the Inventive Examples is also significantly improved in comparison to the Comparative Examples. Inventive Examples 1-4 had an average broken filament count of 13.8 whereas the broken filament count for Comparative Example 1 is 42, which resulted in a decrease in broken filament count of 67.1%. With respect to the comparison of Inventive Examples 5-7 to Comparative Example 2, the differences in broken filament counts is even more pronounced.

(209) In Inventive Examples 8-10, it can be seen that the inventive finish composition provides improvements in broken filament count and Fuzz in comparison to Comparative Example 3, which did not include a dicarboxylic acid. While not as pronounces as the earlier examples, the improvement in fiber performance is still significant.

(210) Thus, it can be seen that the inclusion of the dicarboxylic acids having molecular weights less than 1,000 g/mol, boiling/decomposition temperatures from 200 to 400° C., and pK.sub.a of less than 4 significantly improved the performance of the carbon fibers in comparison to the finish compositions that did not include the dicarboxylic acids.