Method for estimating direction of arrival of sub-array partition type l-shaped coprime array based on fourth-order sampling covariance tensor denoising
12540996 ยท 2026-02-03
Assignee
Inventors
- Jiming CHEN (Zhejiang, CN)
- Hang ZHENG (Zhejiang, CN)
- Chengwei ZHOU (Zhejiang, CN)
- Zhiguo SHI (Zhejiang, CN)
Cpc classification
G01S3/74
PHYSICS
International classification
Abstract
Disclosed in the present invention is a method for estimating a direction of arrival of a sub-array partition type L-shaped coprime array based on fourth-order sampling covariance tensor denoising. The implementation steps are as follows: constructing an L-shaped coprime array partitioned with linear sub-arrays; modeling a receiving signal of the L-shaped coprime array and deriving a second-order cross-correlation matrix thereof; deriving a fourth-order covariance tensor based on the cross-correlation matrix; realizing fourth-order sampling covariance tensor denoising based on kernel tensor thresholding; deriving a fourth-order virtual domain signal based on denoised sampling covariance tensor; constructing a denoised structured virtual domain tensor; obtaining a direction of arrival estimation result by decomposing the structured virtual domain tensor. The present invention makes full use of the statistical distribution characteristics of the high-order tensor of the constructed sub-array partition type L-shaped coprime array, realizes high-precision two-dimensional direction of arrival estimation through denoised virtual domain tensor signal processing, and can be used for target positioning.
Claims
1. A method for estimating a direction of arrival of a sub-array partition type L-shaped coprime array based on fourth-order sampling covariance tensor denoising, wherein the method comprises the following steps: (1) constructing a linear sub-array partition type L-shaped coprime array using 2+
+2
+
2 physical antenna array elements, wherein the L-shaped coprime array consists of two coprime linear arrays
.sub.i, i=1, 2 located on an x axis and a y axis, and first array elements of the two coprime linear arrays
.sub.1 and
.sub.2 are laid out from positions corresponding to a coordinate of 1 on the x axis and to a coordinate of 1 on the y axis respectively; the coprime linear array
.sub.i contains |
.sub.i|=2
+
1 array elements, and wherein
and
are a pair of coprime integers,
<
, || represents a potential of a set;
.sub.i forming the L-shaped coprime array as follows:
is noise independent of each signal source,
(k) is a steering vector of
.sub.i, and corresponds to a signal source having an incoming wave direction of (.sub.k, .sub.k) and is expressed as follows:
obtained by solving cross-correlation statistics of
and
:
to obtain a fourth-order covariance tensor
:
, that is:
.sub.1, .sub.2,
.sub.2)th element in
is represented as
, .sub.1, .sub.21, 2, . . . , |
.sub.1|,
.sub.1,
.sub.21, 2, . . . , |
.sub.2|,
obeys an approximate complex Gaussian distribution, and an approximate variance thereof
:
=
.sub.1Y.sup.(1).sub.2Y.sup.(2).sub.3Y.sup.(3).sub.4Y.sup.(4), wherein,
represents a kernel tensor, which contains projections from signal and noise components in
, Y.sup.(1)
, Y.sup.(2)
, Y.sup.(3)
and Y.sup.(4)
represent singular matrices corresponding to four dimensions of
; a thresholding is performed on
, that is, elements in
that are less than or equal to a noise threshold are set to zero, and elements larger than the noise threshold are reserved, thus obtaining a thresholded kernel tensor
.sub.dn, where an element in
.sub.dn is expressed as follows:
.sub.(.sub.
.sub.
.sub.
.sub.1, .sub.2,
.sub.2)th element of
, the noise threshold is as follows:
=.sub.1
.sub.2
.sub.1
.sub.2|))}; the thresholded kernel tensor
.sub.dn is multiplied with the four singular matrices Y.sup.(1), Y.sup.(2), Y.sup.(3) and Y.sup.(4) to obtain a denoised sampling covariance tensor
.sub.dn, which is expressed as follows:
.sub.dn=
.sub.dn.sub.1Y.sup.(1).sub.2Y.sup.(2).sub.3Y.sup.(3).sub.4Y.sup.(4); (5) defining dimension sets
.sub.1={1,3} and
.sub.2={2,4}, and obtaining a fourth-order virtual domain signal
by performing tensor transformation of dimension merging on the denoised sampling covariance tensor
.sub.dn:
corresponds to a two-dimensional non-continuous virtual cross array
,
contains a virtual uniform cross array
=
.sub.x
.sub.y, where
.sub.x and
.sub.y are respectively virtual uniform linear arrays on the x axis and the y axis; positions of all virtual array elements in
.sub.x and
.sub.y are respectively expressed as
are extracted from the virtual domain signal
of a non-contiguous virtual cross array
to obtain a fourth-order virtual domain signal
corresponding to
; (6) respectively extracting sub-arrays
.sub.x and
.sub.y as translation windows; then, respectively translating the translation windows
.sub.x|+1)/2, J.sub.y=(|
.sub.y|+1)/2, so that a virtual domain signal corresponding to a virtual uniform sub-array
.sup.J.sup.
by canonical polyadic decomposition (CPD) to obtain an estimated value of each spatial factor of
, that is, {.sub.x(k),.sub.y(k),{circumflex over (v)}.sub.x(k),{circumflex over (v)}.sub.y(k)}; extracting parameters {circumflex over ()}.sub.1(k) and {circumflex over ()}.sub.2(k) from {.sub.x(k),.sub.y(k),{circumflex over (v)}.sub.x(k),{circumflex over (v)}.sub.y(k)}, and obtaining a closed-form solution of a two-dimensional direction of arrival estimation ({circumflex over ()}.sub.k, {circumflex over ()}.sub.k) according to a relationship between {.sub.1(k), .sub.2(k)} and a two-dimensional direction of arrival (.sub.k, .sub.k).
2. The method for estimating a direction of arrival of a sub-array partition type L-shaped coprime array based on fourth-order sampling covariance tensor denoising according to claim 1, wherein a structure of the linear sub-array partition type L-shaped coprime array in step (1) is specifically described as follows: the coprime linear array .sub.i forming the L-shaped coprime array is composed of a pair of sparse uniform linear sub-arrays, two sparse uniform linear sub-arrays respectively contain 2
and
antenna array elements, and array element spacings are respectively
d and
d; the two sparse linear uniform sub-arrays in
.sub.i are combined in a form of overlapping the first array elements to obtain the coprime linear array
.sub.i containing |
|=2
+
1 array elements.
3. The method for estimating a direction of arrival of a sub-array partition type L-shaped coprime array based on fourth-order sampling covariance tensor denoising according to claim 1, wherein, for the fourth-order sampling noise tensor described in step (3), the (,
)th elements in
.sub.), h.sub.(,
.sub.) and n.sub.(,
.sub.), =1, 2, . . . , |
.sub.1|,
=1, 2, . . . , |
.sub.2| respectively, then the (.sub.1,
.sub.1, .sub.2,
.sub.2)th element in
is expressed as follows:
.sub.), h.sub.(,
.sub.) and n.sub.(,
.sub.) respectively obey the approximate complex Gaussian distribution, that is:
also obeys the approximate complex Gaussian distribution, and an approximate variance thereof
4. The method for estimating a direction of arrival of a sub-array partition type L-shaped coprime array based on fourth-order sampling covariance tensor denoising according to claim 1, wherein, for the fourth-order virtual domain signal derivation described in step (5), the virtual domain signal corresponding to the virtual uniform cross array
can be expressed as follows:
.sub.x and
.sub.y, respectively.
5. The method for estimating a direction of arrival of a sub-array partition type L-shaped coprime array based on fourth-order sampling covariance tensor denoising according to claim 1, wherein, for the two-dimensional direction of arrival estimation process described in step (7), parameters {circumflex over ()}.sub.1(k) and {circumflex over ()}.sub.2(k) are extracted from {.sub.x(k),.sub.y(k),{circumflex over (v)}.sub.x(k),{circumflex over (v)}.sub.y(k)}:
6. The method for estimating a direction of arrival of a sub-array partition type L-shaped coprime array based on fourth-order sampling covariance tensor denoising according to claim 1, wherein, in step (7), according to a uniqueness condition of the CPD, the following condition are met for performing the CPD on :
({circumflex over (L)}.sub.x)+({circumflex over (L)}.sub.y)+({circumflex over (V)}.sub.x)+({circumflex over (V)}.sub.y)2K+3, wherein, () represents a Kruskal rank of the matrix, {circumflex over (L)}.sub.x=.sub.x(1), .sub.x(2), . . . .sub.x(K)].sup.J.sup.
.sup.J.sup.
.sup.J.sup.
.sup.J.sup.
; ({circumflex over (L)}.sub.x)=min(J.sub.x, K), ({circumflex over (L)}.sub.y)=min(J.sub.y, K), ({circumflex over (V)}.sub.x)=min (J.sub.x, K) and ({circumflex over (V)}.sub.y)=min (J.sub.y, K) are substituted into an uniqueness conditional inequality of the CPD to obtain K(|
.sub.x|+
.sub.y|1)/2, where represents a round-up operation.
Description
BRIEF DESCRIPTION OF THE DRAWINGS
(1)
(2)
(3)
(4)
(5)
DESCRIPTION OF THE EMBODIMENTS
(6) The technical solutions of the present invention will be described in further detail below with reference to the accompanying drawings.
(7) In order to solve the problems of a damage to a signal structure and noise term interference to high-order virtual domain statistics in an existing method, the present invention proposes a method for estimating a direction of arrival of a sub-array partition type L-shaped coprime array based on fourth-order sampling covariance tensor denoising, wherein high-order tensor statistics of the sub-array partition L-shaped coprime array is derived, a denoising technique for the sampling covariance tensor is designed, and a high-precision two-dimensional direction of arrival estimation is realized based on denoised virtual domain tensor signal processing. Refer to
(8) Step 1: constructing a linear sub-array partition type L-shaped coprime array. At a receiving end, using 2+
+2
+
2 physical antenna array elements to construct a linear sub-array partition L-shaped coprime array, as shown in
.sub.i, i=1, 2 on the x axis and y axis respectively, where
.sub.i contains |
.sub.i|=2
+
1 antenna array elements, wherein,
and
are a pair of coprime integers, || represents a potential of the set; the first array elements of the two coprime linear arrays
.sub.1 and
.sub.2 are laid out from the positions where the coordinates are 1 on the x axis and y axis respectively, so the two coprime linear arrays
.sub.1 and
.sub.2 that make up the L-shaped coprime array do not overlap with each other; respectively using
(9)
to represent the positions of all array element of the L-shaped coprime array on the x axis and y axis, where,
(10)
and the unit interval d is taken as half of the wavelength of an incident narrowband signal; the two partition coprime linear arrays .sub.i constituting the L-shaped coprime array are respectively composed of a pair of sparse uniform linear sub-arrays, and the two sparse uniform linear sub-arrays respectively contain 2
and
antenna array elements,
<
, and the array element spacings are respectively
d and
d, and they are combined in a form of overlapping the first array elements to obtain a coprime linear array
.sub.i containing 2
+
1 array elements.
(11) Step 2: modeling a received signal of the L-shaped coprime array and deriving a second-order cross-correlation matrix thereof. assuming that there are K far-field narrow-band incoherent signal sources from {(.sub.1, .sub.1), (.sub.2, .sub.2), . . . , (.sub.K, .sub.K)} directions, a received signal of the two coprime linear arrays .sub.1 and
.sub.2 forming the L-shaped coprime array is modeled as follows:
(12)
(13) wherein, s.sub.k=[s.sub.k,1, s.sub.k,2, . . . , s.sub.k,T].sup.T is a multi-snapshot sampling signal waveform corresponding to a kth incident signal source, T is the number of sampling snapshots, represents the outer product of the vector, is noise independent of each signal source,
(k) is a steering vector of
.sub.i, and corresponds to a signal source having an incoming wave direction of (.sub.k, .sub.k) and is expressed as follows:
(14)
(15) wherein, .sub.1(k)=sin(.sub.k)cos(.sub.k), .sub.2(k)=sin(.sub.k)sin(.sub.k), j={square root over (1)}, [].sup.T represents a transpose operation; a second-order cross-correlation matrix is obtained by solving cross-correlation statistics of sampling signals
and
of coprime linear arrays
.sub.1 and
.sub.2:
(16)
(17) wherein,
(18)
represents power of a kth incident signal source, E{} represents a mathematical expectation operation, ().sup.H represents a conjugate transpose operation, ()* represents a conjugate operation; by performing the cross-correlation calculation on the received signals, the noise power term introduced by the autocorrelation calculation of the noise is eliminated, that is,
(19)
where
(20)
represents the noise power and I represents the identity matrix.
(21) Step 3: deriving a fourth-order covariance tensor based on the cross-correlation matrix. In order to realize the derivation of an augmented virtual array, based on the second-order cross-correlation statistics, fourth-order statistics of L-type coprime arrays are further derived. Specifically, calculating the autocorrelation of the second-order cross-correlation matrix to obtain a fourth-order covariance tensor
:
(22)
(23) In practice, it can be obtained by estimating the fourth-order statistic of the received signals and
, that is, the fourth-order sampling covariance tensor
:
(24)
(25) is the fourth-order sampling noise tensor. The (, )th elements in
(26)
are expressed as g.sub.(,.sub.), h.sub.(,
.sub.) and n(,
), =1, 2, . . . , |
.sub.1|,
=1, 2, . . . , |
.sub.2| respectively, then the (.sub.1,
.sub.1, .sub.2,
.sub.2)th element in
may be expressed as follows:
(27)
(28) wherein, .sub.1, .sub.2=1, 2, . . . , |.sub.1|,
.sub.1,
.sub.2=1, 2, . . . , |
.sub.2|.Math.g.sub.(,
.sub.), h.sub.(,
.sub.) and n(,
) respectively obey the approximate complex Gaussian distribution, that is:
(29)
(30) also obeys the approximate complex Gaussian distribution, and an approximate variance thereof
(31)
(32) wherein, .sub.1, .sub.2 and .sub.3 represent a combined weight of three sub-variance terms
(33)
(34) Step 4: implementing fourth-order sampling covariance tensor denoising based on kernel tensor thresholding. Performing high-order singular value decomposition on the fourth-order sampling covariance tensor :
=
.sub.1Y.sup.(1).sub.2Y.sup.(2).sub.3Y.sup.(3).sub.4Y.sup.(4),
(35) wherein, represents a kernel tensor, which contains projections from signal and noise components in
, Y.sup.(1)
, Y.sup.(2)
, Y.sup.(3)
and Y.sup.(4)
represent singular matrices corresponding to four dimensions of
; the thresholding is performed on
, that is, elements in
that are less than or equal to a noise threshold are set to zero, and elements larger than the noise threshold are reserved, thus obtaining a thresholded kernel tensor
.sub.dn, where an element in
.sub.dn is expressed as follows:
(36)
(37) and wherein, .sub.(.sub.
.sub.
.sub.
.sub.1, .sub.2,
.sub.2)th element of
, the noise threshold is as follows:
=.sub.1
.sub.2
.sub.1
.sub.2|))}.
(38) Further, the thresholded kernel tensor .sub.dn is multiplied with the four singular matrices Y.sup.(1), Y.sup.(2), Y.sup.(3) and Y.sup.(4) to obtain a denoised sampling covariance tensor
.sub.dn, which is expressed as follows:
.sub.dn=
.sub.dn.sub.1Y.sup.(1).sub.2Y.sup.(2).sub.3Y.sup.(3).sub.4Y.sup.(4).
(39) Step 5: deriving a fourth-order virtual domain signal based on the denoised sampling covariance tensor. By merging dimensions representing spatial information in the same direction in the denoised sampling covariance tensor .sub.dn, the conjugate steering vectors
(40)
corresponding to the two coprime linear arrays .sub.1 and
.sub.2 can form a difference set array on the exponential term, so that augmented virtual linear arrays are respectively constructed on the x axis and the y axis, corresponding to a two-dimensional non-continuous virtual cross array
. Specifically, the first and third dimensions of the denoised sampling covariance tensor
.sub.dn represent the spatial information in the x axis direction, and the second and fourth dimensions represent the spatial information in the y axis direction; to this end, the dimension sets
.sub.1={1, 3} and
.sub.2{2, 4} are defined, and a fourth-order virtual domain signal
corresponding to the non-continuous virtual cross array
is obtained by performing the tensor transformation of dimension merging on the denoised sampling covariance tensor
.sub.dn:
(41)
(42) wherein, by forming difference set arrays on the exponential term, respectively,
(43)
construct the augmented virtual linear arrays on the x axis and y axis, and .Math. represents the Kronecker product. contains a virtual uniform cross array
=
.sub.x
.sub.y, the structure of
is shown in
.sub.x and
.sub.y are virtual uniform linear arrays corresponding to the x axis and y axis, respectively. The positions of all virtual array elements in
.sub.x and
.sub.y are respectively
(44)
where
(45)
(46) The elements corresponding to the positions of all virtual array elements in the virtual uniform cross array are extracted from the virtual domain signal
of the non-continuous virtual cross array
to obtain the virtual domain signal
corresponding to
, which is modeled as follows:
(47)
(48) are steering vectors of .sub.x and
.sub.y, respectively,
(49) Step 6: constructing a denoised structured virtual domain tensor. Considering the two virtual uniform linear arrays .sub.x and
.sub.y that make up the virtual uniform cross array
are respectively symmetric about the x=1 axis and y=1 axis, respectively extracting sub-arrays
(50)
from .sub.x and
.sub.y as translation windows; then, respectively translating the translation windows
(51)
along a negative semi-axis direction of the x axis and the y axis by a virtual array element interval d, to obtain J.sub.x virtual uniform linear sub-arrays
(52)
and J.sub.y virtual uniform linear sub-arrays
(53)
as shown in .sub.x|+1)/2, J.sub.y=(|
|+1)/2, and the virtual domain signal corresponding to the virtual uniform sub-array
(54)
can be expressed as
(55)
There is a one-step translation relationship in the y axial direction between the virtual domain signals
(56)
with adjacent index subscripts. Similarly, there is a one-step translation relationship in the x axial direction between
(57)
Therefore, these virtual domain signals are stacked into structured virtual domain tensors. Specifically, the index subscript of j.sub.y is fixed,
(58)
is superimposed on the third dimension to obtain J.sub.y three-dimensional virtual domain tensors. Then, the J.sub.y three-dimensional virtual domain tensors are superimposed in the fourth dimension to obtain a denoised structured virtual domain tensor .sup.J.sup.
(59)
(60) are steering vectors of
(61)
respectively,
(62)
(63) are translation factors along the x axis and the y axis, respectively.
(64) Step 7: obtaining a direction of arrival estimation result through structured virtual domain tensor decomposition. Using the constructed denoised structured virtual domain tensor , performing tensor decomposition on it by Canonical Polyadic Decomposition (CPD) to obtain the estimated value of each spatial factor
, that is, {{circumflex over (l)}.sub.x(k), {circumflex over (l)}.sub.y(k), {circumflex over (v)}.sub.x(k), {circumflex over (v)}.sub.y(k)}; extracting the parameters {circumflex over ()}.sub.1(k) and {circumflex over ()}.sub.2(k) from {{circumflex over (l)}.sub.x(k), {circumflex over (l)}.sub.y(k), {circumflex over (v)}.sub.x(k), {circumflex over (v)}.sub.y(k)}:
(65)
(66) wherein, () represents an operation of taking the argument of a complex number. Finally, the closed-form solution of the two-dimensional direction of arrival estimation ({circumflex over ()}.sub.k, {circumflex over ()}.sub.k) is obtained according to the relationship between the parameter {.sub.1(k), .sub.2(k)} and the two-dimensional direction of arrival (.sub.k, .sub.k), that is, .sub.1(k)=sin(.sub.k)cos(.sub.k) and .sub.2(k)=sin(.sub.k)sin(.sub.k):
(67)
(68) According to a uniqueness condition of the CPD, the following condition must be met for performing CPD on the tensor :
({circumflex over (L)}.sub.x)+({circumflex over (L)}.sub.y)+({circumflex over (V)}.sub.x)+({circumflex over (V)}.sub.y)2K+3,
(69) wherein, () represents a Kruskal rank of the matrix, {circumflex over (L)}.sub.x=[{circumflex over (l)}.sub.x(1), {circumflex over (l)}.sub.x(2), . . . {circumflex over (l)}.sub.x(K)].sup.J.sup.
.sup.J.sup.
.sup.J.sup.
.sup.J.sup.
; ({circumflex over (L)}.sub.x)=min (J.sub.x, K), ({circumflex over (L)}.sub.y)=min (J.sub.y, K), ({circumflex over (V)}.sub.x)=min (J.sub.x, K) and ({circumflex over (V)}.sub.y)=min (J.sub.y, K) are substituted into the uniqueness conditional inequality of the CPD to obtain K(|
.sub.x|
.sub.y|1)/2, where represents a round-up operation; therefore, the maximum target number of the direction of arrival estimation that can be achieved in the proposed method of the present invention is (|
.sub.x|+|
.sub.y|1)/2.
(70) The effects of the present invention will be further described below in conjunction with a simulation example.
(71) The simulation example: the sub-array partition L-shaped coprime array is used to receive the incident signals, and its parameters are selected as =
=2,
=
=3, that is, the constructed L-shaped coprime array contains 2
+
+2
+
2=12 antenna elements. Assuming that there are 22 incident narrowband signals, the two-dimensional parameters .sub.1(k) and .sub.2(k) of the direction of arrival are uniformly distributed on [0.97,0.97] respectively. Subvariance combination weights are .sub.1=1, .sub.2=0.25, .sub.3=1. Comparing the method for estimating a direction of arrival of a sub-array partition type L-shaped coprime array based on fourth-order sampling covariance tensor denoising proposed by the present invention and the traditional TensorMultiple Signal Classification (Tensor MUSIC) method, under the condition that the signal-to-noise ratio is SNR=5 dB and the number of sampling snapshots is T=500, the two-dimensional direction of arrival estimation performance of the above methods under the underdetermined condition are shown in
(72) It can be seen that under the underdetermined condition, the method proposed in the present invention can accurately estimate the two-dimensional direction of arrival of all signal sources, while the Tensor MUSIC method cannot effectively estimate the two-dimensional direction of arrival of all signal sources. Compared with the traditional Tensor MUSIC method, the method proposed in the present invention realizes the accurate estimation of the two-dimensional direction of arrival under the premise of suppressing noise power and sampling high-order noise interference by constructing a denoised virtual domain tensor. Under the underdetermined condition, it has better performance of direction of arrival estimation.
(73) To sum up, the present invention exploits the statistical distribution characteristics of the high-order sampling covariance tensor by constructing the correlation between the multi-dimensional virtual domain of the L-shaped coprime array and the denoising high-order tensor statistics, and designs the denoising processing method of high-order sampling covariance tensor; furthermore, a structured space segmentation and superposition mechanism for denoising high-order virtual domain signals is established, so as to construct a denoised structured virtual domain tensor, and through performing the tensor decomposition on it, the accurate estimation of the two-dimensional direction of arrival is achieved, and its closed-form solution is given.
(74) The above descriptions are only preferred embodiments of the present invention. Although the present invention has been disclosed above with preferred examples, it is not intended to limit the present invention. Any person skilled in the art, without departing from the scope of the technical solutions of the present invention, can make many possible changes and modifications to the technical solution of the present invention by using the methods and technical contents disclosed above, or modify them into equivalent examples having equivalent changes. Therefore, any simple modification, equivalent change and modification made to the above embodiments according to the technical essence of the present invention without departing from the contents of the technical solutions of the present invention still fall within the protection scope of the technical solutions of the present invention.