Security device and method of manufacture
09802437 · 2017-10-31
Assignee
Inventors
Cpc classification
G02B3/0056
PHYSICS
B42D25/328
PERFORMING OPERATIONS; TRANSPORTING
B42D25/351
PERFORMING OPERATIONS; TRANSPORTING
B42D25/425
PERFORMING OPERATIONS; TRANSPORTING
B42D25/00
PERFORMING OPERATIONS; TRANSPORTING
G02B3/0068
PHYSICS
International classification
B42D25/00
PERFORMING OPERATIONS; TRANSPORTING
B42D25/328
PERFORMING OPERATIONS; TRANSPORTING
G07D7/00
PHYSICS
Abstract
A security device is presented, including: an array of focusing elements, each focusing element being adapted to focus light in at least two orthogonal directions, the focusing elements being arranged on a regular two-dimensional grid; and an array of elongate image elements overlapping the array of focusing elements, configured such that each focusing element can direct light from any one of a respective set of at least two elongate image elements to the viewer, in dependence on the viewing angle. In a first region of the security device, the elongate image elements extend along a first direction, and in a second region of the security device, the elongate image elements extend along a second direction which is different to the first direction.
Claims
1. A security device comprising: an array of focusing elements, the focusing elements being arranged on a regular two-dimensional grid extending in two orthogonal directions, each focusing element being adapted to focus light in the two orthogonal directions; and an array of elongate image elements overlapping the array of focusing elements, configured such that each focusing element can direct light from any one of a respective set of at least two elongate image elements to the viewer, in dependence on the viewing angle; wherein in a first region of the security device, the elongate image elements extend along a first direction, and in a second region of the security device, the elongate image elements extend along a second direction which is different to the first direction.
2. A security device according to claim 1, wherein the first and second directions are orthogonal.
3. A security device according to claim 2, wherein, when viewed at at least one viewing angle, the first and second regions together present a recognisable image to the naked eye of the viewer made up by image portions from each region, wherein the elongate image elements define different views of the respective image portion such that as the security device is tilted about an axis parallel to either the first or second direction, the respective image portion from one of the regions appears to move laterally, while the other image portion remains stationary.
4. A security device according to claim 1, wherein the array of focusing elements is continuous across and between the first and second regions.
5. A security device according to claim 1, wherein the array of elongate image elements is continuous across and between the first and second regions.
6. A security device according to claim 1, wherein the first and second regions are arranged adjacent one another.
7. A security device according to claim 1, wherein the array of elongate image elements is configured such that the first region or the second region, or both, displays a series of at least two different images as the security device is tilted about an axis parallel to the direction along which the elongate image elements extend in the respective region.
8. A security device according to claim 7, wherein the or each image comprises one of a letter, number, symbol, character, logo, portrait or graphic.
9. A security device according to claim 1, wherein the array of elongate image elements is configured such that the first region or the second region, or both, displays a series of at least two different colours as the security device is tilted about an axis parallel to the direction along which the elongate image elements extend in the respective region.
10. A security device according to claim 9, wherein at at least one viewing position, the first and second regions both display the same colour such that the first and second regions have the same appearance.
11. A security device according to claim 9 wherein the relative arrangement of the first and second regions defines an image which is recognisable at at least one viewing angle due to contrast between the colour of the first region and the colour of the second region at that viewing angle.
12. A security device according to claim 1, wherein the array of elongate image elements is configured such that the first region or the second region, or both, displays the appearance of a moving image as the security device is tilted about an axis parallel to the direction along which the elongate image elements extend in the respective region.
13. A security device according to claim 1, wherein the array of focusing elements is registered to the array of elongate image elements.
14. A security device according to claim 1, wherein the security device is formed as a security thread, strip, foil, insert, label or patch.
15. An article provided with a security device according to claim 1.
16. An article according to claim 15, wherein the article is selected from banknotes, cheques, passports, identity cards, certificates of authenticity, fiscal stamps and other documents for securing value or personal identity.
17. An article according to claim 15, wherein the article comprises a substrate with a transparent portion, on opposite sides of which the focusing elements and elongate image elements respectively are provided.
18. A security device according to claim 1, wherein the regular two-dimensional grid on which the focusing elements are arranged is a square, rectangular or hexagonal grid.
19. A method of manufacturing a security device, the method comprising: providing an array of focusing elements, the focusing elements being arranged on a regular two-dimensional grid extending in two orthogonal directions, each focusing element being adapted to focus light in the two orthogonal directions; and overlapping an array of elongate image elements with the array of focusing elements, the array of elongate image elements being configured such that each focusing element can direct light from any one of a respective set of at least two elongate image elements to the viewer, in dependence on the viewing angle; wherein in a first region of the security device, the elongate image elements extend along a first direction, and in a second region of the security device, the elongate image elements extend along a second direction which is different to the first direction.
20. A method according to claim 19, wherein the first and second directions are orthogonal.
21. A method according to claim 19 adapted to manufacture a security device comprising: an array of focusing elements, each focusing element being adapted to focus light in at least two orthogonal directions, the focusing elements being arranged on a regular two-dimensional grid; and an array of elongate image elements overlapping the array of focusing elements, configured such that each focusing element can direct light from any one of a respective set of at least two elongate image elements to the viewer, in dependence on the viewing angle; wherein in a first region of the security device, the elongate image elements extend along a first direction, and in a second region of the security device, the elongate image elements extend along a second direction which is different to the first direction.
22. A method according to claim 19, wherein the regular two-dimensional grid on which the focusing elements are arranged is a square, rectangular or hexagonal grid.
Description
(1) Examples of security devices will now be described and contrasted with comparative examples with reference to the accompanying drawings, in which:
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(18) A comparative example of a lenticular device 1 in accordance with the principles described in WO-A-2011/051669 is shown in
(19) Under each lens 4 of the lenticular array, one image strips from each of regions A to G is provided, forming a set of image strips for each lens. Under the first lens, the strips will correspond to a first segment of images A to G and under the next lens, the strips will each correspond to the second segment of images A to G and so forth. Each lens 4 is arranged to focus substantially in the plane of the image strip ⅞ such that only one strip can be viewed from one viewing position through each lens 4. As such, at any viewing angle, within each region, only the strips corresponding to one of the images (A, B, C etc.) will be seen through the lenses. For example, as depicted in
(20) The strips are arranged as slices of an image, i.e. the strips A are all slices from one image, similarly for strips B and C etc. As a result, as the region is tilted a series of different images will be seen. The images could be related or unrelated. The simplest device would have two images within the region that would flip between each other as the device is tilted. Alternatively, the images within the region could be a series of images that have been shifted laterally strip to strip, generating a lenticular animation effect so that the image appears to move. Similarly, the change from image to image could give rise to more complex animations (e.g. parts of the image changing in a quasi-continuous fashion), morphing (one image transforms in small steps to another image) or zooming (an image gets larger or smaller in steps).
(21) Thus, as the device is tilted about the Y axis, region R.sub.1 will display a lenticular effect as described. However, the orientation of the lenses and image strips in region R.sub.2 are such that the same tilting motion will not lead to any lenticular effect in region R.sub.2. Similarly, when the device is tilted in the orthogonal direction (i.e. about the X axis), region R.sub.2 will display a lenticular effect as the lenses direct light from different image strips to the observer, whilst now region R.sub.1 will appear static. This different response from the two regions to the same tilt motion can be employed to create devices with distinctive visual effects.
(22) However, the device shown in
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(24) Thus, the distinction between regions R.sub.1 and R.sub.2 may not be apparent from the focusing element array but will be defined by the array of image elements. In the first region R.sub.1 of the device, the elongate image elements 17 are aligned along a first direction D.sub.1, which here is parallel to the Y axis, whilst in the second region R.sub.2 the elongate image elements 18 are aligned with a second direction D.sub.2, which here is parallel to the X axis. It should be noted that the first and second directions D.sub.1 and D.sub.2 need not be orthogonal to one another although this is preferred as will be discussed below. It should also be noted that neither directions D.sub.1 nor D.sub.2 need be aligned with the orthogonal directions of the grid in which focusing elements 14 are arranged, but could take any relative orientation provided that the focusing elements 14 are capable of focusing light in the direction perpendicular to the elongate direction of the underlying image elements (i.e. the directions in which the elongate image elements are periodic in each region). Where the focusing elements 14 are capable of focusing light in any direction in the X-Y plane (such as spherical and aspherical lenses), there is no limitation on the orientation of the elongate image elements relative to the lenses. This is always true for hemispherical lenses, but not for toroidal lenses for example, which have two orthogonal focal axis of planes of focus, with the result that accurate focus will only be achieved in the two orthogonal directions. In intermediate directions, the focus will become astigmatic which is highly undesirable.
(25) The appearance of the device 10 at different viewing angles will be further described with reference to
(26) It will be appreciated that if the device were to be tilted about the orthogonal direction (i.e. about the X axis), the appearance of region R.sub.1 would remain static whilst now region R.sub.2 will display a lenticular transition between the images defined by strips 18a and 18b respectively.
(27) Thus, the two regions R.sub.1 and R.sub.2 produce different responses to the same tilt motion, which can be used to produce distinctive visual effects of which examples will be given below. This is achieved without the need for high registration accuracy between the focusing array 14 and the array 16 of elongate image elements, since the same type (and orientation) of focusing elements can be used in both regions of the device without need for any alignment. For example, a continuous regular array of lenses or other focusing elements can be used across the device 10 with the different regions being defined solely by the applied elongate image elements and their directions.
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(29) Defined within the unit cell 16a are a number of elongate image elements (in region R.sub.1 ) and 18 (in region R.sub.2 ). In this example, each unit cell is divided in half to define two elongate image elements 17a, 17b (in region R.sub.1 ) and 18a, 18b (in region R.sub.2 ). In a first region R.sub.1 of the device, the elongate direction of the image elements 17a and 17b is aligned with the X axis of the device. The image element 17a, taking up the upper portion of each unit cell 16a, carries a portion of an image N, whilst in the lower half of each unit cell, image element 17bcarries a portion of another image S. In the second region R.sub.2 of the device, the left hand half of each unit cell, image element 18a, carries a portion of another image W, whilst in the right hand half of each unit cell 16b, image element 18bcarries a portion of a fourth image E.
(30) Thus, when the device is tilted about the X axis from the position of observer O.sub.ato that of observer O.sub.b, region R.sub.1 will appear to undergo a lenticular transition from image S to image N, whilst region R.sub.2 will appear unchanging. If the device is tilted instead about the Y axis from the position of observer O.sub.c to that of observer O.sub.d, the first region R.sub.1 of the device will now appear static whilst region R.sub.2 will display a change from image E to image W. If the device is tilted about some other axis lying in the X-Y plane, both regions R.sub.1 and R.sub.2 will exhibit transitions between their respective images simultaneously (although the switch will not necessarily take place at the same angle of tilt).
(31) Some examples of security devices in accordance with embodiments of the invention which utilise this principle to display distinctive visual effects will now be described. For reference,
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(33) When viewed on-axis from the position of observer O.sub.1, the region R.sub.1 appears as a first colour and the region R.sub.2 appears in a different colour, each dependent on the image strips which are directed to the viewer by the focusing elements within each region. When the device is tilted about the X axis to the position of observer O.sub.a, the appearance of region R.sub.1 changes to a second colour (i.e. a second image), defined by a different set of image strips which are now directed to the observer, whilst the appearance of region R.sub.2 is unchanged. Similarly, when the device is tilted in the opposite direction about the X axis (observer O.sub.b ), the colour of region R.sub.1 changes to a third colour (i.e. a third image) whilst again the appearance of region R.sub.2 remains substantially constant. Thus, the contrast between the two regions appears to change as tilt occurs.
(34) When the device is tilted about the Y axis to the position of observer O.sub.c, now region R.sub.1 remains unchanged relative to the on-axis viewing position whilst region R.sub.2 changes in appearance to a fourth colour (i.e. a fourth image). When the device is tilted in the opposite direction about the Y axis to the position of observer O.sub.d, again the appearance of region R.sub.1 remains unchanged whilst that of region R.sub.2 changes to a fifth colour (i.e. a fifth image). Again, the contrast between the two regions will therefore be observed to change.
(35) In this example it will be noted that each region R.sub.1 and R.sub.2 changes in appearance between three different colours (or images). This can be achieved either by providing (at least) three corresponding image strips in the unit cell in each region (e.g. in region R.sub.1, one image strip corresponding to the light colour (first image) seen by observer O.sub.a, a second image strip corresponding to the medium colour (second image) seen by observer O.sub.1, and a third image strip corresponding to the dark colour (or third image) seen by observer O.sub.b, for each lens). Alternatively, the colour perceived at one or more of the viewing positions may be the result of the observer receiving a mixture of light from two adjacent image elements with each set (unit cell). For example, if the image element array is as shown in
(36) In the
(37) In this example, the first region R.sub.1 is a substantially rectangular area which abuts and surrounds the second region R.sub.2 which has the shape of a star. Again, in this example, the images exhibited by each region at various angles of tilt are solid colours although this is not essential. When the device is viewed on-axis from the position of observer O.sub.1, the background region R.sub.1 appears in a first colour, as determined by a first image strip within each set which is directed to the viewer in this configuration, whilst the star shaped region R.sub.2 appears to have a second, different colour as determined by the relevant image strip in that region. When the device is tilted about the X axis to the position of observer O.sub.a, the background region R.sub.1 changes colour from the first colour to the second colour whilst the appearance of star-shaped region R.sub.2 does not change. This is because, as before, in the region R.sub.1 the elongate image elements are aligned with the X axis whereas in the second region R.sub.2, they are aligned with the Y axis. The presence of the star-shaped region R.sub.2 is thus concealed and the star symbol appears to disappear. It should be noted that the star-shaped outline illustrated in
(38) Similarly, in this embodiment when the device is tilted about the X axis from the position of observer O.sub.1 to that of observer O.sub.b, again the colour of region R.sub.1 appears to change to match that of the star shaped region R.sub.2 such that once again the presence of the star-shaped symbol is concealed. This sequence of transitions can be provided for example by arranging at least three elongate image elements in the set corresponding to each focusing element in region R.sub.1, of which the centremost displays the light background colour seen by observer O.sub.1 whilst the two outer elements each display the darker colour seen by observer O.sub.a and O.sub.b.
(39) Returning to the on-axis viewing position, when the device is tilted about the Y axis to the position of observer O.sub.c, now the appearance of background region R.sub.1 is unchanging whilst that of the star-shaped region R.sub.2 changes from the second colour seen from the on-axis viewing position to the first colour, i.e. matching that of the background region R.sub.1. Thus, again the presence of star-shaped region R.sub.2 is concealed. Similarly, when the device is tilted in the opposite direction about the Y axis to the position of observer O.sub.d the same change takes place. Again, this sequence of transitions can be provided by arranging at least three elongate image elements of the appropriate colours in each set in the region R.sub.2.
(40) It will be appreciated that in the embodiment of
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(42) In this example, the security device 10 comprises four regions R.sub.1, R.sub.2, R.sub.3 and R.sub.4 which are spaced from each other to form a cross-shape around the centre of the device 10, with the four regions only touching one another at their inner corners. Each region of the device carries an array of focusing elements 14 which, as in previous embodiments, is arranged according to an orthogonal grid aligned with the X and Y axis. Again, the individual focusing elements 14 could be spherical or aspherical lenses for example. In regions R.sub.1 and R.sub.3, the respective elongate image elements underlying the lens array are aligned along the X axis (it should be noted that, whilst in
(43) In the regions R.sub.2 and R.sub.4, meanwhile, the elongate image elements 18 are arranged parallel to the Y axis and again combine to present an image of a chevron I, in each case. Thus, as the device undergoes the above-described tilting action about the X axis, the regions R.sub.2 and R.sub.4 do not exhibit any lenticular movement effect.
(44) When the document 100 is tilted in the W-E direction (i.e. the device 10 is tilted about the Y axis) the reverse is true. Now, the regions R.sub.1 and R.sub.3 appear static whilst regions R.sub.2 and R.sub.4 exhibit the lenticular motion effect. Again, it is preferred that the animation is designed such that the chevron images I, in the regions R.sub.2 and R.sub.4 move in mutually opposite directions upon tilting such that the two chevrons appear to move either towards the centre of the device 10 or away from the centre of device 10, simultaneously. It will be appreciated that the animation effect can take place in any direction since it is purely dependent on the art work.
(45) In the
(46) Arrangements such as that depicted in
(47) An example of such a device is illustrated in
(48) In yet further embodiments it may be advantageous to provide two regions in which the respective sets of elongate image elements are not at 90 degrees to each other but at some other (non-zero) angle. For example, the two devices shown in
(49) Another example in which regions having image elements aligned along non-orthogonal directions may be desirable is where one region forms a boundary between two other regions, or a perimeter around one region. In such cases it may be desirable for the image elements in the region forming the boundary or perimeter to lie at an angle which is non-orthogonal with the image elements in the region(s) on either side. In this case, the boundary or perimeter region will exhibit a lenticular effect whichever of the two orthogonal directions required seeing the main effect the device is tilted in. The same applies to a framing element which may not be immediately adjacent the other region(s). For instance, in the
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(51) In this example, the device 10 comprises two regions R.sub.1 and R.sub.2 abutting one another in a manner similar to that shown in
(52) Returning to the on-axis viewing position at observer O.sub.1, when the device is tilted about the Y axis to the position of observer O.sub.c or O.sub.d, now the first region R.sub.1 remains static whilst the image displayed in region R.sub.2 appears to move to the left or to the right, giving the impression of sliding the two halves of the numeral relative to one another.
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(54) It will readily be seen from
(55) In general, registration between the lenses 14 and the image strips 16 is desirable since this enables control over which images are displayed at which viewing angles, as is utilised for example in the
(56) As previously mentioned, in preferred examples the individual focusing elements may have spherical or aspherical focusing surfaces. However, this does not require the footprint of each focusing element to be circular, as illustrated in
(57) However, in other cases focusing elements having circular (or oval) footprints may be used and an example of such an embodiment is shown in
(58) As mentioned above, whilst for clarity's sake most of the Figures depict the provision of two elongate image elements per lens, in practice, many more image strips may be provided in order to exhibit a greater number of different images at different tilt angles.
(59) As illustrated in
(60) In the majority of the previous embodiments, the elongate image elements are aligned with the X or Y axes of the device and in particular with the grid arrangement of focusing elements. However, this is not essential and the image strips could be aligned along any direction provided that the focusing elements are capable of focusing light in the perpendicular direction. This will automatically be the case where the focusing elements are spherical or aspherical lenses, for example. Thus,
(61) Finally, it should also be appreciated that the image element array need not be based on an orthogonal arrangement but the unit cells could for example take a non-orthogonal shape such as the parallelogram or rhombus depicted in
(62) It should be appreciated that whilst many of the embodiments described above refer only to first and second device regions, in practice any plural number of regions could be provided, depending on the complexity of the desired device. Each region could have its elongate image elements arranged along a different (non-parallel) direction from each of the other regions. However in many cases a subset of regions may have their elongate image elements arranged in the same direction (i.e. parallel to one another), so that they are responsive to the same tilt direction. This may be appropriate for instance in the case where a series of letters/numbers or a complex logo or other graphic is to be defined by the contrast between the regions in the manner of the
(63) In all of the above examples, the image elements (strips) could be formed in various different ways. For example, the image elements could be formed of ink, for example printed onto the substrate 12 or onto an underlying layer which is then positioned adjacent to the substrate 12. However, in other examples the image elements can be formed by a relief structure and a variety of different relief structure suitable for this are shown in
(64) In another approach, the relief structures can be in the form of diffraction gratings (
(65) Such diffraction gratings for moth eye/fine pitch gratings can also be located on recesses or bumps such as those of
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(67) Further, in some cases the recesses of
(68) Finally,
(69) Additionally, image and non-image areas could be defined by combination of different element types, e.g. the image areas could be formed from moth eye structures whilst the non-image areas could be formed from gratings. Alternatively, the image and non-image areas could even be formed by gratings of different pitch or orientation.
(70) Where the image elements are formed solely of grating or moth-eye type structures, the relief depth will typically be in the range 0.05 microns to 0.5 microns. For structures such as those shown in
(71) In practice, however the image elements are formed, the width of the image elements is directly influenced by two factors, namely the pitch of the focusing element (e.g. lens) array and the number of image elements required within each lens pitch or lens base width. The former however is also indirectly determined by the thickness of the lenticular device. This is because the focal length for a plano-convex lens array (assuming the convex part of the lens is bounded by air and not a varnish) is approximated by the expression r/(n−1 ), where r is the radius of curvature and n the refractive index of the lens resin. Since the latter has a value typically between 1.45 and 1.5 then we may say the lens focal approximates to 2 r. Now for a close packed lens array, the base diameter of the lens is only slightly smaller than the lens pitch, and since the maximum value the base diameter can have is 2r, it then follows that the maximum value for the lens pitch is close to the value 2 r which closely approximates to the lens focal length and therefore the device thickness.
(72) To give an example, for a security thread component as may be incorporated into a banknote, the thickness of the lenticular structure and therefore the lens focal length is desirably less than 35 μm. Let us suppose we target a thickness and hence a focal length of 30 μm. The maximum base diameter we can have is from the previous discussion equal to 2 r which closely approximates to the lens focal length of 30 μm. In this scenario the f-number, which equals (focal length/lens base diameter), is very close to 1. The lens pitch can be chosen to have a value only a few μm greater than the lens diameter—let us choose a value of 32 μm for the lens pitch. It therefore follows for a two channel lenticular device (i.e. two image element strips per unit cell) we need to fit two image strips into 32 μm and therefore each strip is 16 μm wide. Such a strip or line width is already well below the resolution of conventional web-based printing techniques such as flexo-graphic, lithographic (wet, waterless & UV) or gravure, which even within the security printing industry have proven print resolutions down to the 50 to 35 μm level at best. Similarly for a four channel lenticular the problem of print resolution becomes more severe as the printed line width requirement drops down to 8 μm (in this example), and so on.
(73) As a result, for ink based printing of the image elements, the f-number of the lens should preferably be minimised, in order to maximise the lens base diameter for a given structure thickness. For example suppose we choose a higher f-number of 3, consequently the lens base diameter will be 30/3 or 10 μm. Such a lens will be at the boundary of diffractive and refractive physics−however, even if we still consider it to be primarily a diffractive device then the we may assume a lens pitch of say 12 μm. Consider once again the case of a two channel device, now we will need to print an image strip of only 6 μm and for a four channel device a strip width of only 3 μm. Conventional printing techniques will generally not be adequate to achieve such high resolution. However, suitable methods for forming the image elements include those described in WO-A-2008/000350, WO-A-2011/102800 and EP-A-2460667.
(74) This is also where using a diffractive structure to provide the image strips provides a major resolution advantage: although ink-based printing is generally preferred for reflective contrast and light source invariance, techniques such as modern e-beam lithography can be used generate to originate diffractive image strips down to widths of 1 μm or less and such ultra-high resolution structures can be efficiently replicated using UV cast cure techniques.
(75) As mentioned above, the thickness of the device 10 is directly related to the size of the focusing elements and so the optical geometry must be taken into account when selecting the thickness of the transparent layer 12. In preferred examples the device thickness is in the range 5 to 200 microns. “Thick” devices at the upper end of this range are suitable for incorporation into documents such as identification cards and drivers licences, as well as into labels and similar. For documents such as banknotes, thinner devices are desired as mentioned above. At the lower end of the range, the limit is set by diffraction effects that arise as the focusing element diameter reduces: e.g. lenses of less than 10 micron base diameter (hence focal length approximately 10 microns) and more especially less than 5 microns (focal length approximately 5 microns) will tend to suffer from such effects. Therefore the limiting thickness of such structures is believed to lie between about 5 and 10 microns.
(76) In the case of relief structures forming the image elements, these will preferably be embossed or cast cured into a suitable resin layer on the opposite side of the substrate 12 to the lens array 14. The lens array 14 itself can also be made using cast cure or embossing processes, or could be printed using suitable transparent substances as described in U.S. Pat. No. 6,856,462. The periodicity and therefore maximum base diameter of the lenticular focusing elements is preferably in the range 5 to 200 μm, more preferably 10 to 60 μm and even more preferably 20 to 40 μm. The f number for the lenticular focusing elements is preferably in the range 0.1 to 16 and more preferably 0.5 to 4.
(77) Whilst in the above embodiments, the focusing elements have taken the form of lenses, in all cases these could be substituted by an array of focusing mirror elements. Suitable mirrors could be formed for example by applying a reflective layer such as a suitable metal to the cast-cured or embossed lens relief structure. In embodiments making use of mirrors, the image element array should be semi-transparent, e.g. having a sufficiently low fill factor to allow light to reach the mirrors and then reflect back through the gaps between the image elements. For example, the fill factor would need to be less than 1/√2 in order that that at least 50 % of the incident light is reflected back to the observer on two passes through the image element array.
(78) Security devices of the sort described above can be incorporated into or applied to any article for which an authenticity check is desirable. In particular, such devices may be applied to or incorporated into documents of value such as banknotes, passports, driving licences, cheques, identification cards etc.
(79) The security device or article can be arranged either wholly on the surface of the base substrate of the security document, as in the case of a stripe or patch, or can be visible only partly on the surface of the document substrate, e.g. in the form of a windowed security thread. Security threads are now present in many of the world's currencies as well as vouchers, passports, travellers' cheques and other documents. In many cases the thread is provided in a partially embedded or windowed fashion where the thread appears to weave in and out of the paper and is visible in windows in one or both surfaces of the base substrate. One method for producing paper with so-called windowed threads can be found in EP-A-0059056. EP-A-0860298 and WO-A-03095188 describe different approaches for the embedding of wider partially exposed threads into a paper substrate. Wide threads, typically having a width of 2 to 6 mm, are particularly useful as the additional exposed thread surface area allows for better use of optically variable devices, such as that presently disclosed.
(80) The security device or article may be subsequently incorporated into a paper or polymer base substrate so that it is viewable from both sides of the finished security substrate. Methods of incorporating security elements in such a manner are described in EP-A-1141480 and WO-A-03054297. In the method described in EP-A-1141480, one side of the security element is wholly exposed at one surface of the substrate in which it is partially embedded, and partially exposed in windows at the other surface of the substrate.
(81) Base substrates suitable for making security substrates for security documents may be formed from any conventional materials, including paper and polymer. Techniques are known in the art for forming substantially transparent regions in each of these types of substrate. For example, WO-A-8300659 describes a polymer banknote formed from a transparent substrate comprising an opacifying coating on both sides of the substrate. The opacifying coating is omitted in localised regions on both sides of the substrate to form a transparent region. In this case the transparent substrate can be an integral part of the security device or a separate security device can be applied to the transparent substrate of the document. WO-A-0039391 describes a method of making a transparent region in a paper substrate. Other methods for forming transparent regions in paper substrates are described in EP-A-723501, EP-A-724519, WO-A-03054297 and EP-A-1398174.
(82) The security device may also be applied to one side of a paper substrate so that portions are located in an aperture formed in the paper substrate. An example of a method of producing such an aperture can be found in WO-A-03054297. An alternative method of incorporating a security element which is visible in apertures in one side of a paper substrate and wholly exposed on the other side of the paper substrate can be found in WO-A-2000/39391.
(83) Examples of such documents of value and techniques for incorporating a security device will now be described with reference to
(84)
(85) The opacifying layers 52a and 52b are omitted across a region 55 which forms a window within which the security device is located. As shown best in the cross-section of
(86) In
(87) In
(88) A further embodiment is shown in
(89) Alternatively a similar construction can be achieved by providing paper 53 with an aperture 65 and adhering the strip element 60 on to one side of the paper 53 across the aperture 65. The aperture may be formed during papermaking or after papermaking for example by die-cutting or laser cutting.
(90) In general when applying a security article such as a strip or patch carrying the security device to a document, it is preferable to have the side of the device carrying the image element array bonded to the document substrate and not the lens side, since contact between lenses and an adhesive can render the lenses inoperative. However, the adhesive could be applied to the lens array as a pattern that the leaves an intended windowed zone of the lens array uncoated, with the strip or patch then being applied in register (in the machine direction of the substrate) so the uncoated lens region registers with the substrate hole or window It is also worth noting that since the device only exhibits the optical effect when viewed from one side, it is not especially advantageous to apply over a window region and indeed it could be applied over a non-windowed substrate. Similarly, in the context of a polymer substrate, the device is well-suited to arranging in half-window locations.
(91) The security device of the current invention can be made machine readable by the introduction of detectable materials in any of the layers or by the introduction of separate machine-readable layers. Detectable materials that react to an external stimulus include but are not limited to fluorescent, phosphorescent, infrared absorbing, thermochromic, photochromic, magnetic, electrochromic, conductive and piezochromic materials.
(92) Additional optically variable devices or materials can be included in the security device such as thin film interference elements, liquid crystal material and photonic crystal materials. Such materials may be in the form of filmic layers or as pigmented materials suitable for application by printing. If these materials are transparent they may be included in the same region of the device as the security feature of the current invention or alternatively and if they are opaque may be positioned in a separate laterally spaced region of the device.
(93) The security device may comprise a metallic layer laterally spaced from the security feature of the current invention. The presence of a metallic layer can be used to conceal the presence of a machine readable dark magnetic layer. When a magnetic material is incorporated into the device the magnetic material can be applied in any design but common examples include the use of magnetic tramlines or the use of magnetic blocks to form a coded structure. Suitable magnetic materials include iron oxide pigments (Fe.sub.2 O.sub.3 or Fe.sub.3 O.sub.4 ), barium or strontium ferrites, iron, nickel, cobalt and alloys of these. In this context the term “alloy” includes materials such as Nickel:Cobalt, Iron:Aluminium:Nickel:Cobalt and the like. Flake Nickel materials can be used; in addition Iron flake materials are suitable. Typical nickel flakes have lateral dimensions in the range 5 -50 microns and a thickness less than 12 microns. Typical iron flakes have lateral dimensions in the range 10 -30 microns and a thickness less than 2 microns.
(94) In an alternative machine-readable embodiment a transparent magnetic layer can be incorporated at any position within the device structure. Suitable transparent magnetic layers containing a distribution of particles of a magnetic material of a size and distributed in a concentration at which the magnetic layer remains transparent are described in WO03091953 and WO03091952.
(95) Negative or positive indicia may be created in the metallic layer or any suitable opaque layer. One way to produce partially metallised/demetallised films in which no metal is present in controlled and clearly defined areas, is to selectively demetallise regions using a resist and etch technique such as is described in U.S. Pat. No. 4,652,015. Other techniques for achieving similar effects are for example aluminium can be vacuum deposited through a mask, or aluminium can be selectively removed from a composite strip of a plastic carrier and aluminium using an excimer laser. The metallic regions may be alternatively provided by printing a metal effect ink having a metallic appearance such as Metalstar® inks sold by Eckart.