Method and system for obtaining an adaptive angle-doppler ambiguity function in MIMO radars
11415664 · 2022-08-16
Assignee
- IEE INTERNATIONAL ELECTRONICS & ENGINEERING S.A. (Echternach, LU)
- Universite Du Luxembourg (Luxembourg, LU)
Inventors
- Christian Hammes (Trier, DE)
- Yogesh Nijsure (Ottawa, CA)
- Bjorn Ottersten (Luxembourg, LU)
- Thiemo Spielmann (Luxembourg, LU)
- Bhavani Shankar Mysore Rama Rao (Luxembourg, LU)
- Udo Schroder (Fohren, DE)
Cpc classification
G01S13/536
PHYSICS
G01S13/52
PHYSICS
H01Q21/293
ELECTRICITY
International classification
G01S13/58
PHYSICS
G01S13/52
PHYSICS
H01Q21/29
ELECTRICITY
G01S13/536
PHYSICS
G01S13/42
PHYSICS
G01S13/00
PHYSICS
Abstract
A method for obtaining an adaptive angle-Doppler ambiguity function (AF) for a target using multiple-input-multiple-output (MIMO) radar that includes a transmit antenna array having a plurality of antenna elements. The method includes generating transmit signals for transmission by the transmit antenna array, the transmit signals defining at least a first transmit trajectory of a phase center within the transmit antenna array; transmitting the transmit signals using the transmit antenna array and receiving receive signals from the target, the receive signals resulting from the incidence of the transmit signals upon the target; and obtaining at least an angle-Doppler ambiguity function (AF) from the receive signals. The first transmit trajectory is such that, in operation, the phase center undergoes random phase center motion (PCM), such that a phase center position within the transmit antenna array varies randomly with time. A system for obtaining an AF is also disclosed.
Claims
1. A method for obtaining an adaptive angle-Doppler ambiguity function (AF) for a target scene using multiple-input-multiple-output (MIMO) radar, the MIMO radar including a transmit antenna array, the transmit antenna array being at least one-dimensional and having a plurality of antenna elements, the method comprising: generating transmit signals for transmission by the transmit antenna array, the transmit signals defining at least a first transmit trajectory of a phase center within the transmit antenna array; and transmitting the transmit signals using the transmit antenna array; receiving receive signals from the target, the receive signals resulting from the incidence of the transmit signals upon the target; and obtaining at least an angle-Doppler ambiguity function (AF) from the receive signals; wherein the first transmit trajectory is such that, in operation, the phase center undergoes random phase center motion (PCM), such that a phase center position within the transmit antenna array varies randomly with time.
2. The method according to claim 1, wherein the PCM includes correlated and uncorrelated transitions between positions within the transmit antenna array.
3. The method according to claim 1, wherein the first transmit trajectory corresponds to an amplitude modulation (AM) of the transmit signals so as to define a virtual array.
4. The method according to claim 3, wherein the phase center can assume any real position within the virtual array.
5. The method according to claim 1, wherein the PCM χ(i.sub.c) is described by a corresponding probability density function PDF ρ.sub.χ(i.sub.
6. The method according to claim 5, wherein the transmit signals are such that a radiation characteristic Γ(k′.sub.ϕ.sub.
7. The method according to claim 1, wherein the MIMO radar includes a receive antenna array, the receive antenna array being at least one-dimensional and having a plurality of antenna elements, wherein: receiving the receive signals from the object comprises receiving the receive signals using the receive antenna array; and the receive signals define at least a first receive trajectory of a phase center within the receive antenna array.
8. The method according to claim 7, wherein the first transmit trajectory and the first receive trajectory correspond or are identical.
9. The method according to claim 1, wherein obtaining at least an angle-Doppler ambiguity function (AF) from the receive signals comprises down-converting and digitizing the receive signals to obtain digitized receive signals written in matrix notation Y∈.sup.I.sup.
10. The method according to claim 9, wherein obtaining at least an angle-Doppler ambiguity function (AF) from the receive signals further comprises rearranging the digitized receive signals in a data-cube, where a first dimension contains the intra-chirp samples, a second dimension denotes the inter-chirp samples and a third dimension refers to the data from each receive antenna element.
11. The method according to any of the preceding claims, claim 1, wherein obtaining at least an angle-Doppler ambiguity function (AF) from the receive signals further comprises using a trajectory matched filter bank to extract Doppler and angular information from the receive signals.
12. The method according to claim 11, wherein a matched filter is applied to each dimension in order to compress the continuous wave such that the range, angle and Doppler information can be extracted.
13. The method according to claim 11, wherein obtaining at least an angle-Doppler ambiguity function (AF) from the receive signals further comprises squaring the output [Y].sub.i.sub.
14. The method according to claim 13, further wherein obtaining at least an angle-Doppler ambiguity function (AF) from the receive signals further comprises averaging [{tilde over (Y)}].sub.p,q(l) to obtain
15. A system for obtaining an angle-Doppler ambiguity function (AF) for a target using multiple-input-multiple-output (MIMO) radar, the system comprising: a transmit antenna array, the transmit antenna array being at least one-dimensional and having a plurality of antenna elements; and processing circuitry, coupled to the transmit antenna array, the processing circuitry being configured to carry out the method of claim 1.
16. The system according to claim 15, further comprising a receive antenna array coupled to the processing circuitry, the receive antenna array being at least one-dimensional and having a plurality of antenna elements.
17. A non-transitory computer readable medium storing instructions which, when executed by processing circuitry, perform the method of claim 1.
18. The method according to claim 1, wherein the PCM is described by the second order PDF ρ.sub.χ(k),χ(l) where k, l are chirp or sample index, and/or the correlated PCM is described by its PDF and the auto-correlation function,
r.sub.χ(k,l)=E{e.sup.−jω(χ(k)-χ(l))} for any ω and indices k, l and wherein r.sub.χ(k, l) is a function of the difference in indices, i. e., r.sub.χ(k, l)=r.sub.χ(k−l).
19. The method according to claim 13, further wherein obtaining at least an angle-Doppler ambiguity function (AF) from the receive signals further comprises averaging [{tilde over (Y)}].sub.p,q(l) to obtain
20. A method according to claim 1, wherein the phase center motion (PCM) is designed based on the design of the autocorrelation function to impose nulls at specific Doppler locations, indexed by ω′.sub.D.sub.
Description
BRIEF DESCRIPTION OF THE DRAWINGS
(1) Further details and advantages of the present invention will be apparent from the following detailed description of not limiting embodiments with reference to the attached drawing, wherein:
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DESCRIPTION OF PREFERRED EMBODIMENTS
(14) In the following, like numerals will be used to indicate like elements.
I. INTRODUCTION
(15) Embodiments of the present invention involve one or more of the following considerations. It should be noted that the presented FMCW implementation serves only for illustration purposes and the PCM principle is compatible with other radar waveforms such as OFDM or PMCW.
(16) A phase center motion is nothing other than a space time code of a certain signal. Therefore, one signal can have different space time codes. It can be shown that these space time codes can be orthogonal even though the excitation signal of the antenna elements is the same. The space time code can be expressed by trajectories within the antenna array, therefore, orthogonality in trajectory is introduced as a new degree of freedom.
(17) A random Phase Center Motion (PCM) technique is presented herein, based on Frequency Modulated Continuous Wave (FMCW) radar, in order to suppress the angle-Doppler coupling in Time Division Multiplex (TDM) Multiple-Input-Multiple-Output (MIMO) radar when employing sparse array structures. Embodiments exploit an apparently moving transmit platform or PCM due to spatio-temporal transmit array modulation. In particular, the techniques involve a framework utilizing a random PCM trajectory. The statistical characterization of the random PCM trajectory is devised, such that the PCM and the target motion coupling is minimal, while the angular resolution is increased by enabling the virtual MIMO concept. In more detail, embodiments of the present invention involve sidelobe suppression approaches within the angle-Doppler Ambiguity Function (AF) by introducing a phase center probability density function within the array. This allows for enhanced discrimination of multiple targets. Simulation results demonstrate the suppression angle-Doppler coupling by more than 30 dB, even though spatiotemporal transmit array modulation is done across chirps which leads usually to strong angle-Doppler coupling Further, the temporal characteristics of the PCM, governed by the filtering operation, provide additional degrees of freedom for the adaptive design of AF. In particular, the correlation of PCM can be used to obtain desired AF in regions of interest towards enhancing the detection of weak targets in addition to the improvement in the angle-Doppler coupling.
(18) In contrast to the deterministic PCM in the above-references Hammes et al. paper, the approach used here develops a framework for PCM trajectories where the phase center position varies randomly in time. Embodiments of the present invention utilize random PCM trajectories whose statistical characterization is based on uncorrelated transitions. Such a PCM implies high trajectory fluctuations, which are different from smooth target trajectories, due to the inertia of real targets. Therefore, PCM and the target trajectory can be decoupled due to their independent trajectories. In addition to the uncorrelated transitions, the PCM is described by the Probability Density Function (PDF). An interesting aspect is that the PDF impacts the angle-Doppler determination. Embodiments of the present invention involve the exploitation of the PDF to enhance target discrimination. Since the PCM trajectory parameters are known, a trajectory matched filter bank can be employed in order to extract Doppler and angular information. Embodiments of the present invention involve the development of a matched filter operating on the FMCW samples, chirps and the number of antennas to provide multiple target information. Throughout, the operator ∥⋅∥ is used for the l.sub.2-norm. [⋅].sub.η,γ defines a matrix entry with row index η and column index γ. The notation [⋅].sub.η indicates a column vector element with the index η. The E{⋅} is the expectation operator. The symbol defines the set of complex numbers.
II. SYSTEM MODEL
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(20) The back-scattered signal, which is a superposition of single target back-scatters, is captured by the dense receive array. The receive array contains M collocated antenna elements with an inter-element spacing of d.sub.R. Due to the FMCW scheme, the captured signal at each receiver is down-mixed by an instantaneous local oscillator signal and subsequently converted to the digital domain. The accumulated data is rearranged in a data-cube, where the first dimension contains the intra-chirp samples, the second dimension denotes the inter-chirp samples and the third dimension refers to the data from each receive antenna element. A matched filter is applied to each dimension in order to compress the continuous wave such that the range, angle and Doppler information can be extracted. The matched filter output squaring provides the range-angle-Doppler AF.
(21) A. Transmitted Signal
(22) The transmitted signal u∈.sup.l.sup.
(23)
(24) Since the antenna elements are assumed to be point-like isotropic radiators mounted in x-direction, the propagation vector for x-direction is denoted as k.sub.ϕ=k.sub.0 sin(ϕ), where k.sub.0 is the free space wave number and j the complex number. The FMCW parameters are the center angular frequency ω.sub.0, the angular bandwidth B and the chirp duration T.sub.c.
(25) B. Received Signal
(26) The received signal is sampled by the intra-chirps sampling time denoted by T.sub.s, while i.sub.s describes the intra-chirp sample index. If the signal is reflected by multiple point-like moving targets, the captured down-mixed and digital converted received signals are written in matrix notation Y∈.sup.I.sup.
(27)
(28) The complex constant
(29)
which is a result of the FMCW down-mixing procedure and propagation effects, contains the κ-th target radar cross section together with the signal attenuation σ.sub.κ. The propagation delay
(30)
includes the target range r.sub.k and speed of light c.sub.0. The κ-th target moves continuously during the coherent processing interval, therefore the Doppler shift ω.sub.Dk appears in the entire sequence considered by the term ω.sub.D.sub.
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C. Trajectory Matched Filter
(32) After the formation of data-cube, a three dimensional matched filter is applied with a subsequent squaring. Since the matched filter correlates the received signal with its conjugate complex signal, the matched filter operation in is and m direction has the form of a DFT. The matched filter for the inter-chirp dimension i.sub.c has to extract Doppler and angular information simultaneously. Further, during the extraction, the angular information in i.sub.c direction has to be synchronized with the angular information in m direction. The synchronization problem is solved by zero padding in m dimension such that the spatial DFT wave number resolution is proportional to the inverse virtual array size. While p denotes the index for the Doppler dimension, the index q denotes the angular dimension. The angular resolution depends on the virtual array size
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(D. Bliss, K. torsythe, G. Fawcett, “MIMO Radar: Resolution, Performance, and Waveforms,” in Proceedings of ASAP, 2006). The Doppler resolution is proportional to the inverse coherent processing interval
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(P. Setlur and M. Rangaswamy, “Waveform Design for Radar STAP in Signal Dependent Interference,” IEEE Trans. Signal Process., vol. 64, no. 1, January 2016) and the range resolution is defined as
(35)
By reformulating the range resolution expression, the actual limiting factor for resolution is the angular bandwidth B. Furthermore, (3) illustrates the range migration due to range-Doppler coupling in the FMCW radar. The squared output of the matched filter [{tilde over (Y)}].sub.p,q (l) for the p-th Doppler bin, q-th angular bin and l-th range bin is,
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(37) Further, it can be shown, if two targets κ.sub.1 and κ.sub.2 are in different resolution bins, the cross terms, which are outputs of the squaring, can be neglected. Therefore the squared matched filter output can be formulated as a superposition of targets,
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(39) Conveniently, the range and angular filter response are defined as
(40)
Due to the squaring operation the phase term from FMCW processing vanishes and just the κ-th target attenuation factor σ.sub.κ is left. Moreover, for the sake of convenience, the angular coordinates are transferred to k′.sub.ϕ.sub.
III. RANDOM PHASE CENTER MOTION: UNCORRELATED TRANSITIONS
(41) Unlike a deterministic function for PCM as considered in [7], the PCM χ(i.sub.c) is considered as a random process. In particular, let ρ.sub.χ(i.sub.
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(43) Since the PCM is a white random process, (4) considers an estimate of the expected matched filter output or angle-Doppler AF. Based on this, for further analysis, the average value of (4) is considered,
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(45) The consideration of the latter term in (5) leads to an expression of a rectangular windowed periodogram,
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(47) The autocorrelation function r(i) depends on the relative time shift i=i.sub.c1−i.sub.c2. Since the PDF ρ.sub.χ(i.sub.
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(49) The function Γ(k′.sub.ϕ.sub.
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(51) The result matches to array factor investigations (see (i) S. Yang, Y.-B. Gan, P. Khiang Tan, “Linear Antenna Arrays With Bidirectional Phase Center Motion,” IEEE Trans. Antennas Propag., vol. 53, no. 5, April 2005, (ii) G. Li, S. Yang, Z. Nie, “Direction of Arrival Estimation in Time Modulated Linear Array With Unidirectional Phase Center Motion,” IEEE Trans. Antennas Propag., vol. 58, no. 4, 2010, (iii) S. Yang, Y.-B. Gan, A. Qing, “Sideband Suppression in Time-Modulated Linear Arrays by the Differential Evolution Algorithm,” IEEE Antennas Wireless Propag. Lett., vol. 1, 2002, (iv) L. Poli, P. Rocca, L. Manica, A. Massa, “Pattern synthesis in timemodulated linear array through pulse shifting,” IET Microwave, Antennas and Propagation, February 2009 and (v) J. Guo, S. Yang, S.-W. Qu, Jun Hu, Zaiping Nie, “A Study on Linear Frequency Modulation Signal Transmission by 4-D Antenna Arrays,” IEEE Trans. Antennas Propag., vol. 63, no. 12, December 2015), where the array factor is the Fourier Transform over the antenna weightings. Therefore, the PDF becomes a design parameter of the ambiguity function shape in angular direction and can be exploited for sidelobe suppression.
(52) The periodogram ƒ.sub.Ψ(q, p) can be further evaluated,
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(54) The function W (ω′.sub.D.sub.
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has its maximum at the target position with an amplitude value of one, the latter term
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has a lower amplitude. Further, the latter term is a parasitic effect of the chosen random PCM approach. If the latter term vanishes, the angle-Doppler coupling is no longer present and therefore for a large number of chirps, the angle-Doppler coupling is minimal as it is demonstrated through simulations in Section V “SIMULATION RESULTS”.
IV. RANDOM PHASE CENTER MOTION: CORRELATED TRANSITIONS AND AF ADAPTATION
(57) In this case, we do not consider uncorrelated PCM transitions. While the general expression for correlation in equation (6) holds, the simplification in (7) does not. Using Fourier Transforms, equation (6) can be re-written as,
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where W (ω′.sub.D.sub.
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is the Fourier Transform of the correlation sequence evaluated at ω′.sub.D.sub.
(60) Using (10) and (6) in (5), and, for the sake of argument, focusing on the k=1 target, it can be seen that the ∥ƒ.sub.r.sub.
(61) It is possible to shape the side-lobes in the AF (output of the receiver matched filter) using PCM by controlling its autocorrelation function. The correlation function of the PCM is dependent on the PDF (ρ.sub.χ(i.sub.
(62) The process can be made adaptive. Once a strong target had been detected, the PCM can be adapted to suppress it by minimizing the corresponding ƒ.sub.χ(q, p) in equation (10) to detect a weak target in the vicinity of the suppressed target. The process can be continued by suppressing detected targets in the scene and enhancing the illumination of the weaker targets.
(63) Several possibilities towards design of r.sub.χ(i) can be found. One embodiment is to consider uncorrelated PCM with Gaussian PDF and filter it using a linear filter h( ). For such a scheme, equation (7) reduces to,
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Where χ=[χ(i.sub.c1), χ(i.sub.c2)].sup.T, μ=E[χ] and R.sub.h(τ) is the correlation matrix of χ and takes the form,
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where σ.sub.χ.sup.2 is the variance of χ. After some manipulations, it can be shown that,
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(67) Thus equation (12) indicates that the PCM shaping filter h(τ) plays a role in determining the AF for the case of Gaussian PCM.
(68) If there is no knowledge about the target scenario, it has to be assumed a worst case with no prior knowledge, where targets could be located anywhere and have the same RCS. It can be shown that for such a scenario, the white PCM provides the best SINR. Thus, h (τ) is chosen as an impulse.
(69) When knowledge about the scene is gathered by applying a matched filter threshold, an estimate of some target positions and their reflected power typically corresponding to strong targets, are determined. The responses corresponding to ones with weak backscatter may be missed by the threshold algorithm.
(70) This estimate can be used for signal design and the filter coefficients h(τ) can be adjusted to optimize the SINR in regions where it is poor.
(71) An analytical approach to the identification of these regions involves computing the clutter covariance matrix R.sub.C wherein all the detected targets are considered as clutter. The choice of h(τ) is to ensure that s.sub.d.sup.HR.sub.Cs.sub.d is minimized where s.sub.d is the assumed direction of the desired signal and the superscript H denotes complex conjugation and transposition operations. In fact, s.sub.d=a.sub.T,K.Math.a.sub.R,K, where a.sub.T,K is a I.sub.c×1 column vector with the ith element being
(72)
and a.sub.R,K is a M×1 vector with the m th element being e.sup.jk.sup.
(73) The aforementioned process allows for a better estimation of weaker target contributions to R.sub.C. The process is repeated with the updated until further updates do not add significantly to existing R.sub.C.
V. SIMULATION RESULTS
(74) Single Target Simulation Results: The simulation is carried out with N=4 transmit antennas and M=4 receive antennas, mounted in a collocated manner as depicted in
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(76) Another degree of freedom by the proposed method is the choice of number of chirps, as it increases the sidelobe floor of the AF. The AF in
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(78) Multiple Target Simulations: The simulation is carried out in co-located 4 transmit and 4 receive MIMO configuration, where the four receive antenna elements are mounted along the x-direction with an inter-element spacing of
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and the four transmit antenna elements are mounted along the same axis, but with an inter-element spacing of d.sub.T=4 d.sub.R to achieve the maximum virtual array length. The center frequency is set to 77 GHz leading to a free space wavelength of λ=3.9 mm. The intrapulse modulation scheme is a Frequency Modulated Continuous Wave (FMCW) with a total operating bandwidth of B=250 MHz and CW pulse length of 10 μs. The total number of CW pulses, in a coherent processing interval, is set to 512. The Signal to Noise Ratio (SNR) is defined as 0 dB. All simulation results are based on a two target configuration at an iso-range of r=r.sub.1=r.sub.2=10m, the radial velocities
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and the angular positions are ϕ.sub.1=0.sup.0, ϕ.sub.2=5.sup.0. Further, target one is assumed to have the weak backscatter with a RCS of 1 m.sup.2, while the target two has much larger RCS of 50 m.sup.2.
(81) In these simulations, h(τ)=cos(ω.sub.0τ) and the frequency ω.sub.0 is used as a design parameter. It should be noted that the choice of h(τ) is one of the several possibilities.
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(83)
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(85) Finally, the following table compares the proposed White PCM and Colored PCM (with uncorrelated and correlated transitions respectively) with traditional Frequency Division Multiplexing (FDM, S. Appel, D. Berges, D. Mueller, A. Ziroff, M. Vossiek, “MIMO FMCW Reader Concept for Locating Backscatter Transponders,” IEEE Transactions on Microwave Theory and Techniques, vol. 64, no. 9, September 2016). and the Time Division Multiplexed (TDM) MIMO (D. Zoeke, A. Ziroff, “Phase Migration Effects in Moving Target Localization Using Switched MIMO Arrays,” in Proceedings of the 12th European Radar Conference, September 2015). The colored random PCM is able to adaptively enhance certain regions of the sidelobe floor, such that the performance in terms of sidelobe floor increases and becomes similar to the side lobe floor of FDM for the optimized region but maintaining all properties of enhanced resolution and unambiguous Doppler range.
(86) TABLE-US-00001 White Random Colored FDM TDM MIMO PCM PCM Range Resolution 2.4 m 0.6 m 0.6 m 0.6 m Angular Resolution 0.4 0.4 0.4 0.4 (degrees) Unambiguous Doppler 195 49 195 195 range (m/s) Side Lobe floor −35 dB −45 dB −30 dB 20 dB
VI. CONCLUSION
(87) This disclosure provides a novel technique for enhanced low cost target detection of weak targets masked by strong reflections with the objective of suppressing the angle-Doppler coupling. It considers PCM based on random spatio-temporal modulations of the transmit array followed by a matched filter processing at receiver. The ease of implementation, by just using a switched transmit array and a conventional beamforming technique at the receiver, makes the proposed approach attractive. In addition to the ease of implementation, the method offers degrees of freedom, which act as design parameters to serve the objective. These include the PDF of the PCM which determines how often the transmission takes place from a given antenna as well as the nature of transitions from one antenna to the other (being correlated or otherwise). Simulation results have proven the capability of the proposed method by illustrating the desired shaping of the AF based on the choice of the PDF of PCM. This provides for an additional degree of freedom in designing radar systems for target discrimination.