Security element
10625532 · 2020-04-21
Assignee
Inventors
Cpc classification
Y10T29/49
GENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
B42D25/00
PERFORMING OPERATIONS; TRANSPORTING
Y10T29/49826
GENERAL TAGGING OF NEW TECHNOLOGICAL DEVELOPMENTS; GENERAL TAGGING OF CROSS-SECTIONAL TECHNOLOGIES SPANNING OVER SEVERAL SECTIONS OF THE IPC; TECHNICAL SUBJECTS COVERED BY FORMER USPC CROSS-REFERENCE ART COLLECTIONS [XRACs] AND DIGESTS
International classification
B42D25/00
PERFORMING OPERATIONS; TRANSPORTING
Abstract
The present invention relates to a security element (16) for security papers, value documents and the like, having a microoptical moir-type magnification arrangement for depicting a moir image (84) having one or more moir image elements (86), having a motif image that includes a periodic or at least locally periodic arrangement of a plurality of lattice cells (24) having micromotif image portions (28, 28, 28), for the moir-magnified viewing of the motif image, a focusing element grid (22) that is arranged spaced apart from the motif image and that includes a periodic or at least locally periodic arrangement of a plurality of lattice cells having one microfocusing element (22) each,
wherein, taken together, the micromotif image portions (28, 28, 28) of multiple spaced-apart lattice cells (24) of the motif image each form one micromotif element (50) that corresponds to one of the moir image elements (86) of the magnified moir image (84) and whose dimension is larger than one lattice cell (24) of the motif image.
Claims
1. A security element for security papers, value documents and the like, having a microoptical moir-type magnification arrangement for the non-overlapping depiction of a specified moir image having multiple moir image elements, having a motif image that includes a periodic or at least locally periodic arrangement of a plurality of lattice cells having micromotif elements, each micromotif element corresponding to one of the moir image elements, for the moir-magnified viewing of the motif image, a focusing element grid that is arranged spaced apart from the motif image and that includes a periodic or at least locally periodic arrangement of a plurality of lattice cells having one microfocusing element each, wherein the motif image is broken down into areal regions that are each allocated to one of the moir image elements and correspond in position and size to the allocated moir image element, each areal region being allocated to a moir image element independent from the adjacent areal region; wherein the micromotif elements corresponding to a moir image element are each arranged repeatedly in the areal region of the motif image that is allocated to this moir image element, and wherein each areal region is precisely so large that the motif image therein is not repeated.
2. The security element according to claim 1, characterized in that the security element exhibits an opaque cover layer to cover the moir-type magnification arrangement in some regions.
3. The security element according to claim 1, characterized in that the motif image and the focusing element grid are arranged at opposing surfaces of an optical spacing layer.
4. The security element according to claim 1, characterized in that the focusing element grid is provided with a protective layer whose refractive index differs from the refractive index of the microfocusing elements preferably by at least 0.3.
5. The security element according to claim 1, characterized in that the security element is a security thread, a tear strip, a security band, a security strip, a patch or a label for application to a security paper, value document or the like.
6. A method for manufacturing a security element having a microoptical moir-type magnification arrangement for the non-overlapping depiction of a specified moir image having multiple moir image elements, in which a motif image having a periodic or at least locally periodic arrangement of a plurality of lattice cells having micromotif elements is produced, each micromotif element corresponding to one of the moir image elements, a focusing element grid for the moir-magnified viewing of the motif image, having a periodic or at least locally periodic arrangement of a plurality of lattice cells having one microfocusing element each, is produced and arranged spaced apart from the motif image, wherein the motif image is broken down into areal regions that are each allocated to one of the moir image elements and correspond in position and size to the allocated moir image element, each areal region being allocated to a moir image element independent from the adjacent areal region; wherein the micromotif elements corresponding to a moir image element are each arranged repeatedly in the areal region of the motif image that is allocated to this moir image element, and wherein each areal region is precisely so large that the motif image therein is not repeated.
7. The method according to claim 6, characterized in that the motif grid lattice cells and the focusing element grid lattice cells are described by vectors {right arrow over (u)}.sub.1 and {right arrow over (u)}.sub.2 or {right arrow over (w)}.sub.1 and {right arrow over (w)}.sub.2, and these are modulated location dependently, the local period parameters |{right arrow over (u)}.sub.1|, |{right arrow over (u)}.sub.2|, ({right arrow over (u)}.sub.1, {right arrow over (u)}.sub.2) and |{right arrow over (w)}.sub.1|, |{right arrow over (w)}.sub.2|, ({right arrow over (w)}.sub.1, {right arrow over (w)}.sub.2) changing only slowly in relation to the periodicity length.
8. The method according to claim 6, characterized in that the motif image and the focusing element grid are arranged at opposing surfaces of an optical spacing layer.
9. The method according to claim 6, characterized in that the focusing element grid is provided with a protective layer whose refractive index differs from the refractive index of the microfocusing elements preferably by at least 0.3.
10. The method according to claim 6, characterized in that the motif image is printed on a substrate, the micromotif elements formed from the micromotif image portions constituting microcharacters or micropatterns.
11. The method according to claim 6, characterized in that the security element is further provided with an opaque cover layer to cover the moir-type magnification arrangement in some regions.
Description
(1) Further exemplary embodiments and advantages of the present invention are described below with reference to the drawings. To improve clarity, a depiction to scale and proportion was dispensed with in the drawings.
(2) Shown are:
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
(11)
(12)
(13)
(14)
(15)
(16)
(17)
(18) The invention will now be explained using a security element for a banknote as an example. For this,
(19) Both the security thread 12 and the transfer element 16 can include a moir-type magnification arrangement according to an exemplary embodiment of the present invention. The operating principle and the inventive manufacturing method for such arrangements are described in greater detail in the following based on the transfer element 16.
(20)
(21) The top of the substrate foil 20 is provided with a grid-shaped arrangement of microlenses 22 that form, on the surface of the substrate foil, a two-dimensional Bravais lattice having a prechosen symmetry. The Bravais lattice can exhibit, for example, a hexagonal lattice symmetry, but due to the higher counterfeit security, lower symmetries, and thus more general shapes, are preferred, especially the symmetry of a parallelogram lattice.
(22) The spacing of adjacent microlenses 22 is preferably chosen to be as small as possible in order to ensure as high an areal coverage as possible and thus a high-contrast depiction. The spherically or aspherically designed microlenses 22 preferably exhibit a diameter between 5 m and 50 m and especially a diameter between merely 10 m and 35 m and are thus not perceptible with the naked eye. It is understood that, in other designs, also larger or smaller dimensions may be used. For example, in the case of moir magnifier patterns, the microlenses can exhibit, for decorative purposes, a diameter between 50 m and 5 mm, while in moir magnifier patterns that are to be decodable only with a magnifier or a microscope, also dimensions below 5 m can be used.
(23) On the bottom of the substrate foil 20, a motif layer 26 is arranged that includes a likewise grid-shaped arrangement of a plurality of lattice cells 24 having different micromotif image portions 28, 28, 28. As explained in greater detail below, taken together, the micromotif image portions of multiple spaced-apart lattice cells (24) of the motif layer (26) each form one micromotif element that corresponds to one of the moir image elements of the magnified moir image and whose dimension is larger than one lattice cell (24) of the motif image.
(24) The arrangement of the lattice cells 24 likewise forms a two-dimensional Bravais lattice having a prechosen symmetry, a parallelogram lattice again being assumed for illustration. As indicated in
(25) The optical thickness of the substrate foil 20 and the focal length of the microlenses 22 are coordinated with each other such that the motif layer 26 is located approximately the lens focal length away. The substrate foil 20 thus forms an optical spacing layer that ensures a desired constant spacing of the microlenses 22 and of the motif layer having the micromotif image portions 28, 28, 28.
(26) Due to the slightly differing lattice parameters, the viewer sees, in each case, when viewing from above through the microlenses 22, a somewhat different sub-region of the micromotif image portions 28, 28, 28, such that, overall, the plurality of microlenses 22 produces a magnified image of the micromotif elements formed from the micromotif image portions. Here, the resulting moir magnification depends on the relative difference between the lattice parameters of the Bravais lattices used. If, for example, the grating periods of two hexagonal lattices differ by 1%, then a 100 moir magnification results. For a more detailed description of the operating principle and for advantageous arrangements of the motif grids and the microlens grids, reference is made to German patent application 10 2005 062 132.5 and international application PCT/EP2006/012374, the disclosures of which are incorporated herein by reference.
(27) Now, the distinctive feature of the present invention consists in that the micromotif elements of the motif layer 26 that correspond to the moir image elements of the magnified moir image are larger than the dimension of a lattice cell 24 of the motif layer 26 and thus, due to the occurring overlaps, can not simply be arranged periodically repeated in the motif layer. Rather, according to the present invention, the micromotif elements are broken down in a suitable manner into micromotif image portions that are each accommodated within one of multiple spaced-apart lattice cells 24 and that, taken together, form the respective micromotif element. Here, the breakdown of a micromotif element into micromotif image portions and the distribution of the image portions to lattice cells must be done according to certain rules if the image portions are to be composed, correctly and without gaps, to form a high-contrast, magnified moir image element for the viewer.
(28) With the described breakdown of larger motifs according to the present invention, especially particularly thin moir magnifiers can be manufactured: for technical reasons, the thickness of a moir magnifier arrangement is approximately equal to the line screen of the motif grid. Since, according to the background art, the motifs must each fit in a motif lattice cell, customarily, it is not possible to make the thickness smaller than the smallest possible technically realizable motif size. This obstacle is overcome according to the present invention in that the motif extends across multiple lattice cells.
(29) For example, there is a method in the background art to produce motifs that are just 10 m in size and suitable for moir magnifiers; the resolution of the method is not sufficient for smaller motifs. Such a 10 m motif just fits in a 10 m grid such that, customarily, no moir magnifiers that are thinner than 10 m can be manufactured with this method. According to the present invention, however, a 10 m motif can be accommodated broken down into four lattice cells of a 5 m grid, and a 5-m-thin moir magnifier thus manufactured. Of course, the 10 m motif according to the present inventive method can also be accommodated broken down into more than four lattice cells and, in this way, practically arbitrarily thin moir magnifiers manufactured.
(30) To explain the approach according to the present invention, the required variables will first be defined and briefly described with reference to
(31)
(32) The arrangement of the micromotif image portions in the motif plane 32 is described by a two-dimensional Bravais lattice whose unit cell can be represented by vectors {right arrow over (u)}.sub.1 and {right arrow over (u)}.sub.2 (having the components u.sub.11, u.sub.21 and u.sub.12, u.sub.22). In compact notation, the unit cell can also be specified in matrix form by a motif grid matrix (below also often simply called motif grid):
(33)
(34) In the same way, the arrangement of microlenses in the lens plane 34 is described by a two-dimensional Bravais lattice whose unit cell is specified by the vectors {right arrow over (w)}.sub.1 and {right arrow over (w)}.sub.2 (having the components w.sub.11, w.sub.21 and w.sub.12, w.sub.22). The unit cell in the moir image plane 36 is described with the vectors {right arrow over (t)}.sub.1 and {right arrow over (t)}.sub.2 (having the components t.sub.11, t.sub.21 and t.sub.12, t.sub.22).
(35)
designates a general point in the motif plane 32,
(36)
a general point in the moir image plane 36. To be able to describe, in addition to vertical viewing (viewing direction 35), also non-vertical viewing directions of the moir-type magnification arrangement, such as the general direction 35, between the lens plane 34 and the motif plane 32 is additionally permitted a displacement that is specified by a displacement vector
(37)
in the motif plane 32. Analogously to the motif grid matrix, the matrices
(38)
(referred to as the lens grid matrix or simply lens grid) and
(39)
are used for the compact description of the lens grid and the image grid.
(40) In the lens plane 34, in place of lenses 22, also, for example, circular apertures can be used, according to the principle of the pinhole camera. Also all other types of lenses and imaging systems, such as aspherical lenses, cylindrical lenses, slit apertures, circular or slit apertures provided with reflectors, Fresnel lenses, GRIN lenses (Gradient Refractive Index), zone plates (diffraction lenses), holographic lenses, concave reflectors, Fresnel reflectors, zone reflectors and other elements having a focusing or also a masking effect, can be used as microfocusing elements in the focusing element grid.
(41) In principle, in addition to elements having a focusing effect, also elements having a masking effect (circular or slot apertures, also reflector surfaces behind circular or slot apertures) can be used as microfocusing elements in the focusing element grid.
(42) When a concave reflector array is used, and with other reflecting focusing element grids used according to the present invention, the viewer looks through the in this case partially transmissive motif image at the reflector array lying therebehind and sees the individual small reflectors as light or dark points of which the image to be depicted is made up. Here, the motif image is generally so finely patterned that it can be seen only as a fog. The formulas described for the relationships between the image to be depicted and the moir image apply also when this is not specifically mentioned, not only for lens grids, but also for reflector grids. It is understood that, when concave reflectors are used according to the present invention, the reflector focal length takes the place of the lens focal length.
(43) If, in place of a lens array, a reflector array is used according to the present invention, the viewing direction in
(44) The moir image lattice results from the lattice vectors of the motif plane 32 and the lens plane 36 in=
.Math.(
).sup.1
and the image points of the moir image plane 36 can be determined with the aid of the relationship
{right arrow over (R)}=.Math.(
).sup.1.Math.({right arrow over (r)}{right arrow over (r)}.sub.0)
from the image points of the motif plane 32. Conversely, the lattice vectors of the motif plane 32 result from the lens grid and the desired moir image lattice through=
.Math.(
+
).sup.1.Math.
and
{right arrow over (r)}=.Math.(
+
).sup.1.Math.{right arrow over (R)}+{right arrow over (r)}.sub.0.
(45) If the transformation matrix =
.Math.(
).sup.1 is defined that transitions the coordinates of the points in the motif plane 32 and the points in the moir image plane 36,
{right arrow over (R)}=.Math.({right arrow over (r)}{right arrow over (r)}.sub.0) and {right arrow over (r)}=
.sup.1.Math.{right arrow over (R)}+{right arrow over (r)}.sub.0,
then, from two of the four matrices ,
,
,
in each case, the other two can be calculated. In particular:
=
.Math.
=
.Math.(
).sup.1.Math.
=(
).Math.
(M1)
=
.Math.(
+
).sup.1.Math.
=
.sup.1.Math.
=(
.sup.1).Math.
(M2)
=
.Math.(
).sup.1.Math.
=(
).sup.1.Math.
=(
).sup.1.Math.
.Math.
(M3)
=
.Math.(
).sup.1=(
+
).Math.
.sup.1=
.Math.
.sup.1(M4)
applies, designating the identity matrix.
(46) As described in detail in the referenced German patent application 10 2005 062 132.5 and the international application PCT/EP2006/012374, the transformation matrix describes both the moir magnification and the resulting movement of the magnified moir image upon movement of the moir-forming arrangement 30, which derives from the displacement of the motif plane 32 against the lens plane 34.
(47) The grid matrices T, U, W, the identity matrix I and the transformation matrix A are often also written below without a double arrow if it is clear from the context that matrices are being referred to.
EXAMPLE 1
(48) The design of moir-type magnification arrangements normally starts from a magnified moir image as the target motif that is visible when viewed, the desired magnification factor and the desired movement behavior of the moir images when the arrangement is tilted laterally and when tilted forward/backward. The desired magnification and movement behavior of the target motif can be combined in the transformation matrix .
(49) Also the arrangement of the microlenses can, as in the present example, be specified via the lens grid matrix . Alternatively, also only certain limitations or conditions can be placed on the lens arrangement, and the required lens arrangement calculated together with the motif image.
(50) For illustration,
(51) The magnification and movement behavior is specified in the exemplary embodiment in the form of the transformation matrix
(52)
which describes a pure magnification by a factor of 7. Let it be emphasized here that, to illustrate the inventive principle, deliberately simple exemplary embodiments are described that allow for good and approximately true-to-scale graphical depiction. For this, in this and in the following examples, simple and high-symmetry lattice arrangements and simple transformation matrices are chosen.
(53) From the cited specifications, the micromotif to be introduced into the motif plane is obtained in the manner described above by applying the inverse matrix .sup.1 to the target motif. Also the motif grid
in which the micromotif elements must be arranged is defined by the given specifications and results according to relationship (M2) through
=(
.sup.1).Math.
.(B1-2)
(54)
L.sub.U=6/7*L.sub.W,
as yielded by the relationships (B1-1) and (B1-2).
(55) As can further be seen in
(56) To eliminate these overlaps and facilitate the depiction of a gapless, high-contrast moir image having non-overlapping moir image elements, according to the present invention, uniform motif subsets of the micromotif element arrangement 66 in
(57) Here, the fact that the identified motif subsets are all to be uniform meant that the motif subsets together with the corresponding lens subsets of the lens grid 42 each form moir-type magnification arrangements that, according to the above-indicated relationships between the image points of the moir image plane and the image points of the motif plane
{right arrow over (R)}=.Math.(
).sup.1.Math.({right arrow over (r)}{right arrow over (r)}.sub.0) and {right arrow over (R)}=
.Math.({right arrow over (r)}{right arrow over (r)}.sub.0),
lead to the same target motif.
(58) To determine such uniform motif subsets in the concrete exemplary embodiment, first, a superlattice grid of the motif grid 52 is identified in which the micromotif elements 50 can be arranged without overlaps. A superlattice grid is understood here to be a grid whose unit cell includes multiple lattice cells of the motif grid.
(59)
(60) If the micromotif element 50 is now arranged repeatedly in the motif plane with the periodicity of the motif superlattice grids 62, so in the exemplary embodiment with the periodicity length L.sub.U, then, in accordance with the choice of the superlattice grid 62, no more overlaps of the micromotif elements 50 result, as shown in
L.sub.U*L.sub.U=L.sub.U*L.sub.U
includes only one fourth of the original elements.
(61)
(62) As evident from
(63) With reference to a superlattice cell 64, the four subgrids 52-1, 52-2, 52-3 and 52-4 exhibit an offset that is described in each case by a subgrid displacement vector v.sub.1, v.sub.2, v.sub.3, or v.sub.4 (
v.sub.1=0;
v.sub.2=u.sub.1;
v.sub.3=u.sub.2; and
v.sub.4=u.sub.1+u.sub.2.
(64) Likewise drawn in in
(65) Through the above-indicated relationship (M3), a superlattice grid 72 of the lens grid 42 corresponds to the superlattice grid 62 of the motif grid 52. In the exemplary embodiment, in which each superlattice cell 64 of the motif superlattice grid 62 consists of 22 lattice cells 54 of the motif grid 52, the lens superlattice grid 72 is formed from superlattice cells 74 that likewise consist of 22 lattice cells 44 of the lens grid 42. The periodicity length L.sub.W of the lens superlattice grid 72 is thus twice as large in both directions as the periodicity length L.sub.W of the lens grid 42.
(66) This lens superlattice grid 72, which forms the starting point for the further approach, is depicted in
(67) Analogously to the breakdown of the motif grid 52 in
(68) As now explained with reference to
(69) First, the first subgrid 42-1 is selected, as shown in
(70) Then, as shown in
(71) This approach is then repeated with the third subgrid 42-3 and the fourth subgrid 42-4, the motif image element arrangement 66 in
(72) It is understood that, for another choice of superlattice, also another number and arrangement of the subgrids can result. For example, in a lens and motif superlattice composed of 23 lattice cells, there are 6 subgrids whose offset can be expressed in each case by subgrid displacement vectors v.sub.1 to v.sub.6. Accordingly, 6 intersections of the subgrids are then produced with the appropriately displaced motif image element arrangements.
(73) Lastly, the four sectional images 80-1, 80-2, 80-3 and 80-4 are composed in accordance with the relative position of the subgrids 42-1, 42-2, 42-3 and 42-4 such that the finished motif image 82 illustrated in
(74) If this motif image 82 is now viewed with the lens array in
EXAMPLE 2
(75) Example 2 starts, like example 1, from the target motif 40 in the form of the letter P specified in
(76) In example 2, the magnification and movement behavior is specified by the transformation matrix
(77)
with which, in addition to a magnification, also an approximately orthoparallactic movement effect is described.
(78) As in example 1, from the transformation matrix A and the lens grid matrix W is first obtained, with the aid of the inverse matrix A.sup.1, the micromotif element to be introduced into the motif plane, and the motif grid U.
(79) Also in example 2, the chosen specifications lead to a micromotif element 90 (
(80) To eliminate these overlaps and to depict a gapless, high-contrast moir image having non-overlapping moir image elements, a superlattice grid of the motif grid U is identified in which the micromotif elements 90 can be arranged free of overlaps.
(81) Then the motif grid is broken down into four subgrids and the subgrid displacement vectors v.sub.j (j=1 . . . 4) for the offset of the appropriate subgrid determined.
(82) Further, the lens superlattice grid corresponding to the motif superlattice grid is determined and likewise broken down into four subgrids. One of these four subgrids 94-j is depicted in
(83) Now, analogously to the approach described for
(84) If this motif image 95 is now viewed with the lens array in
(85) With the magnification and movement matrix A applied in example 2, an approximately orthoparallactic movement effect is achieved: when the moir arrangement consisting of the motif image 95 in
EXAMPLE 3
(86) Example 3 illustrates an alternative and particularly simple method to accommodate large image motifs in a moir magnifier arrangement. For example, an entire alphabet can be accommodated in a moir magnifier, the approach being explained for the first letters of the alphabet based on
(87)
EXAMPLE 4
(88) With reference to the example 4 illustrated in
(89) Let a denote the lens spacing in the hexagonal lens grid in
(90)
(91) If m is the desired moir magnification factor, then a vertical movement in the moir image upon tilting laterally is described by the movement matrix
(92)
(93) An opposite vertical movement in the image upon tilting laterally while maintaining the movement direction upon tilting vertically is described by the movement matrix
(94)
(95) For the motif arrangements for the motif letters A (202-A) and C (202-C) in the fields 204-A and 204-C of the motif layer 200 (
(96)
(97) For the motif arrangement for the motif letters B (202-B) in the field 204-B in
(98)
(99) For grid arrangements chosen in this way, when tilted laterally in the tilt direction 210 (to the top right, to the bottom left), the letters A (206-A) and C (206-C) in
(100) If the letters are to move oppositely also when tilted vertically, the following movement matrix is applied. A particular effect in such opposite movements is that the letters assemble into an easily perceptible sequence (e.g. a word, in the exemplary embodiment ABC) only in certain tilt directions.
(101)
(102) These movement sequences are cited merely by way of example. Other movement sequences in arbitrary directions upon tilting can be calculated in accordance with the teaching of PCT/EP2006/012374, the disclosure of which is incorporated herein by reference. Also, the movement direction and/or magnification can change locally, the regional widths and regional limits being adjusted accordingly.
EXAMPLE 5
(103) As set forth in the application PCT/EP2006/012374, already mentioned multiple times, and also incorporated in the present description in this respect, it is possible to use, in the moir magnifier, motif lattice cells that are extended infinitely in one direction (e.g. vertically) and that have arbitrarily long motifs. In other directions (e.g. laterally), the lattice cell size is limited. Hereas explained in PCT/EP2006/012374either cylindrical lenses or two-dimensional lens arrays can be used.
(104) If, in one direction, a larger motif having 1:1 imaging is present, it is possible to apply the approach of example 1, modified accordingly.
(105) For examples 1 to 5, for illustration, deliberately simple examples were chosen that allow for good and approximately true-to-scale drawing. Simple, very symmetrical lattice arrangements W (hexagonal or square) were chosen, and simple magnification and movement matrices A (only magnification or magnification with rotation). The present invention comprises, of course, for the matrix W, all two dimensional Bravais lattices, especially also those of low symmetry, and for A, all two-dimensional matrices, i.e. all products of magnification, mirroring, rotating and shear mapping, as explained in detail in, for example, the publication PCT/EP2006/012374, which, in this respect, is incorporated in full in the present application.