Electronic device and method for non-contact capacitive and optical pin hole fingerprint detection
10599909 ยท 2020-03-24
Assignee
Inventors
Cpc classification
H04M2250/12
ELECTRICITY
H04M1/026
ELECTRICITY
G06V40/1318
PHYSICS
International classification
Abstract
An electronic device and method are provided having an optical image sensor and a capacitive proximity sensor. A pin hole opening within a ring electrode of the capacitive proximity sensor is integrated into and used by the optical sensor. Inner and outer electrodes of the ring electrode can be centered about the pin hole opening and spaced apart to perform capacitive proximity detection of a live finger. When brought in proximity to the ring electrode, the finger can be imaged using the present integrated capacitive proximity sensor with an optical sensing mechanism that utilizes the pin hole to not only allow for micro-imaging of an object, such as a finger, but also to provide high resolution fingerprint comparison and blood oxyhemoglobin saturation comparison for biometric control and access to an electronic device, such as a mobile phone.
Claims
1. An electronic device, comprising: an optical image sensor; a transparent cover; a single pin hole opening within a mask layer between the optical image sensor and the transparent cover, wherein light from a finger placement area passes through the single pin hole opening and onto the optical image sensor; and wherein the mask layer comprises a ring electrode of a capacitor arranged coplanar with the mask layer and having the pin hole opening through a central axis of the ring electrode to function as capacitor plates of a capacity proximity detector integrated circuit.
2. The electronic device as recited in claim 1, wherein the transparent cover comprises optically transmissive material.
3. The electronic device as recited in claim 1, wherein the finger placement area is the entire area of a single finger needed for an identifiable sample fingerprint.
4. The electronic device as recited in claim 1, wherein the single pin hole opening is the only opening within the mask layer to allow light to pass onto the optical image sensor.
5. The electronic device as recited in claim 1, wherein the mask layer is arranged in a plane that is parallel to and between the optical image sensor and the transparent cover.
6. The electronic device as recited in claim 1, wherein the ring electrode comprises an inner electrode and an outer electrode spaced outside the inner electrode co-planar with the inner electrode with the optical image sensor directly below the pin hole and centered below the inner electrode.
7. The electronic device as recited in claim 6, wherein the inner and outer electrodes comprise spaced co-planar concentric rings patterned behind the transparent cover and substantially conductive and opaque.
8. The electronic device as recited in claim 1, wherein the ring electrode comprises a patterned conductive layer arranged on the transparent cover.
9. The electronic device as recited in claim 1, further comprising at least one light emitting diode configured to emit light from a periphery outside the optical image sensor and pin hole opening and toward the finger placement area.
10. The electronic device of claim 1, further comprising: a plurality of light emitting diodes (LEDs) configured to emit light in at least a first wavelength and a second wavelength; and a pulse oximeter to detect reflected LED light emissions and to provide blood oxygen partial pressure measurements.
11. The electronic device of claim 10 wherein the first wavelength is in the visible spectrum and selected from the group consisting of about 550 nanometers (nm) or about 660 nm; and wherein the second wavelength is in the infra-red spectrum at about 880 nm.
12. An electronic device, comprising: an optical image sensor; a cover made of optically transmissive material; a single pin hole opening arranged between the optical image sensor and the transparent cover through which all light reflected from a finger spaced above and in non-contact with the transparent cover passes onto the optical image sensor for taking the entirety of a sample fingerprint; and wherein the single pin hole opening comprises an aperture through a substantially conductive, planar ring.
13. The electronic device as recited in claim 12, wherein all light that passes onto the image sensor passes through the single pin hole opening.
14. The electronic device as recited in claim 12, wherein all light needed for taking the entirety of a fingerprint passes at substantially the same time through the single pin hole opening.
15. The electronic device as recited in claim 12, wherein the single pin hole opening comprises an aperture through a substantially opaque, planar ring.
16. The electronic device as recited in claim 12, wherein the finger remains a spaced distance from the cover during all times in which the entirety of the sample fingerprint is taken.
17. The electronic device as recited in claim 12, wherein the sample fingerprint is compared to a stored fingerprint to unlock the electronic device.
18. The electronic device of claim 12, further comprising: a plurality of light emitting diodes (LEDs) configured to emit light in at least a first wavelength and a second wavelength; and a pulse oximeter to detect reflected LED light emissions and to provide blood oxygen partial pressure measurements.
19. The electronic device of claim 18 wherein the first wavelength is in the visible spectrum and selected from the group consisting of about 550 nanometers (nm) or about 660 nm; and wherein the second wavelength is in the infra-red spectrum at about 880 nm.
20. A method of using an electronic device, comprising: activating a light source to direct light from the electronic device onto a finger arranged a spaced distance from the electronic device; capturing light reflected from the finger placement area through a single pin hole opening within a ring electrode and onto an optical image sensor while maintaining the finger a spaced distance from the electronic device; comparing a sample fingerprint of the finger to a stored fingerprint; and unlocking the electronic device if the sample fingerprint compares favorably to the stored fingerprint.
21. The method as recited in claim 20, wherein said activating comprises turning on the light source, absent touching the electronic device with the finger, whenever a capacitive value read on a capacitor coupled to the electronic device exceeds a pre-defined minimum.
22. The method as recited in claim 20, wherein said activating comprises turning on the light source, absent touching the electronic device with the finger, whenever a capacitive reading on the ring electrode exceeds a pre-defined minimum.
Description
BRIEF DESCRIPTION OF THE DRAWINGS
(1) Other objects and advantages of the invention will become apparent upon reading the following detailed description and upon reference to the accompanying drawings.
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(18) While the invention is susceptible to various modifications and alternative forms, specific embodiments thereof are shown by way of example in the drawings and will herein be described in detail. It should be understood, however, that the drawings and detailed description thereto are not intended to limit the invention to the particular form disclosed, but on the contrary, the intention is to cover all modifications, equivalents and alternatives falling within the spirit and scope of the present invention as defined by the appended claims.
DETAILED DESCRIPTION
(19) Turning now to the drawings,
(20) The cover placed over the display is preferably transparent, translucent and/or transmissive to light, both visible and invisible light. Not all of cover 12 need be light transparent, as long as at least a portion of cover 12 is light transparent. The portion of cover 12 that is light transparent is configured to receive light from an emitter directed upon a finger, and reflected from that finger back onto the electronic device 10 and through cover 12 for fingerprint detection. As shown in
(21) Popular slim electronic devices, less than 5 mm in thickness, are ones having an edgeless display. Moreover, the transparent cover of many such electronic devices 10 comprise glass, sometimes known as gorilla glass. Glass of cover 12 in the popular mobile phone market, while light transparent, must be relatively thick in order to protect the underlying display. For example, the display glass cover of most modern smart phones has a thickness greater than 500 microns. Cover 12 of the present electronic device 10 is one that need not be cut out or selectively thinned. No matter where pin hole 16 exists beneath cover 12, fingerprint detection can occur without modifying the relatively thick glass of 500 microns above that pin hole opening 16. Accordingly, a fingerprint can be taken anywhere along the display, for edgeless displays covered by a relatively thick (greater than 500 microns) glass cover 12 to achieve in-display fingerprint detection. Conventional capacitive fingerprint detection cannot be achieved for in-display arrangement, since the intermediate cover thickness is simply too thick to discern the fringing field changes correlated to the peaks and valleys of a fingerprint, whether brought in contact with cover 12 or not.
(22) Turning now to
(23) Image sensor 20 includes an Integrated Circuit (IC) substrate, and image sensing circuitry carried by the IC substrate. Popular optical image circuitry includes a CMOS or CCD imaging array, oftentimes simply referred to as a CMOS or CCD image capture camera. A popular CMOS camera is one obtainable from Asia Optical, having a pixel size of approximately 3 microns3 microns with an effective focal length of approximately 5 mm.
(24) A popular emitter 22 used to direct light onto finger 14 includes one or more Light Emitting Diodes (LEDs), which can be part of the display. The light emitted can be at least visible light. However, if a second LED is used, then the second LED can emit invisible light, such as Infra Red (IR). IR light from one LED may penetrate deeper within a user's finger 14 compared to other colors of light, for example, visible light of blue chromaticity. It may be desirable that the IR emitter 22 be synchronized with the visible light emitter 22, and also synchronized with the optical image sensor 20 for signal acquisition of an optical image, such as a fingerprint, as well as other biometric data of a live finger.
(25) Capacitive sensors 24 preferably have selective sensitivity, and are generally referred to as LC-based, variable sensitivity capacitive sensors 24. Proximity capacitive sensors 24 are capable of reading capacitances less than 1 femto Farad (10.sup.15 F) detect the proximity of finger 14. Capacitive sensors 24 are therefore known as proximity sensors that can utilize capacitance-to-digital conversion circuitry based on, for example, an LC resonator sensor. A conductive sensor plate or ring electrode 26, as shown in
(26) As a proximity capacitive sensor 24, when a finger 14 approaches cover 12 of electronic device 10 and, specifically, the ring electrode 26 (
(27) A popular yet conventional capacitive proximity sensor is available from Texas Instruments, part number FDC2x1y. Though conventional LC-based capacitive proximity sensors prove adequate at measuring peaks and valleys in the micron range of resolution, they are nonetheless inadequate at measuring or detecting fingerprint of the in-display, relatively thick covers of modern-day portable electronic devices 10. Thus, while LC-based capacitive proximity sensors can be used in the present embodiment, they are purposefully not used for detecting peaks and valleys of a fingerprint. Instead, they are used solely to determine the presence or proximity of a finger 14. Typical LC-based capacitive proximity sensors require contact of finger 14 onto cover 12, albeit a cutout or on/off region of cover 12. The present embodiment neither requires capacitive fingerprint detection, nor does it require any modification to cover 12. The present LC-based capacitive proximity sensor 24 thereby operates to detect only presence of a finger 14 when finger 14 is properly positioned above yet not in contact with electronic device 10 and, specifically, cover 12 of electronic device 10.
(28) Also shown in
(29) Yet further shown in
(30) Turning now to
(31) Memory 34 is configured for storing finger matching biometric template data, for example. Memory 34 can also store other or additional types of data. Processor 32 cooperates with transceiver 30 and memory 34, but also cooperates with display 38 to, for example, show a menu of available software applications based upon pressing or input to the touch display.
(32) As noted above, the capacitive proximity sensor 24 is purposefully designed so as not to detect ridges and valleys of a fingerprint, but instead senses only the proximity of a finger for triggering the optical image sensor, that includes both optical image sensor 20 as well as the light emitter or emitters 22. Capacitive proximity sensor 24 includes a variable capacitive plate, or ring electrode 26, as well as a capacitor-to-digital converter 28.
(33) Referring to
(34) The inner electrode 26a outer circumference preferably has an outer radius of R1 and the outer electrode 26b outer circumference preferably has an outer radius of Rout, signifying the outer radius of the entire ring electrode 26. A space of s denotes radial distance between the conductive the inner electrode 26a and outer electrode 26b.
(35) Although not shown in
d=2{square root over (f.sub.D.Math.)} where f.sub.Dt.sub.ED
where is the wavelength of the light traversing the pin hole 16 and, of course, f.sub.D is the focal length from the pin hole to the optical image sensor, viewed as the perpendicular distance from the pin hole plane where the sharpest image would occur. For visible light, the wavelength range in nm (10.sup.9 m) is given by,
380780 nm
Focal depth f.sub.D then becomes,
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(41) Depending upon the wavelength of light reflected from the fingerprint onto the optical image sensor 20 via pin hole 16, f.sub.D increases quadratically relative to pin hole diameter d. Applying ray optics to
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(43) The combination of pin hole 16 and optical image sensor 20 forms a pin hole camera system having a specific field of view diameter necessary to capture the entire fingerprint d.sub.VIEW. Assuming that there is no refraction along the optical path, d.sub.VIEW can be computed as:
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where z is the distance between cover 12 and the finger 14 captured as d.sub.VIEW, and t.sub.C (or t.sub.G) is the thickness of the glass cover 12, and of course, f.sub.D is the focal length and d is the pin hole diameter. Assuming Zn=0, if the finger were to touch the cover and t.sub.G is approximately 500 microns, knowing the thickness of the electronic device constrains focal length to be much less than 5000 microns if the finger is touching cover 12, the finger may be in focus but the image detected by optical image sensor 20 will only display a circular area of the finger with a diameter d.sub.VIEW of approximately 30 microns with sufficient clarity. Unfortunately, a larger diameter of the finger d.sub.VIEW for fingerprint recognition purposes is needed. To have a large enough d.sub.VIEW such as 0.5 to 1 cm, the finger must be distanced from cover 12, and that distance z must be in the order of 1 cm. One can get pin hole diameter d solving for finger to glass cover distance z.sub.n of 1-2 cm.
(45) For example, a single off-the-shelf smart phone camera, with correctly placed pin hole 16 with a correctly calculated pin hole diameter d placed behind the cover glass thickness of 5000-1000 micron thickness or even greater, can capture in 0.5-1 cm diameter in-focus high resolution image of a finger under normal indoor illumination conditions. The image capture system hereof can also fit within a 5 mm smart phone thickness. Also, the above approximations for the image capture system are adequate for a system with just a CCD imager with no optics in front of the optical sensor 20. A smart phone camera module has at least one micro lens in front of its high-resolution CCD imager which has 2-5 micron pixel dimensions. Smart phones having three micro lens optics are common. Since the above expressions do not take any of the effects presented by the refractive optics present in the camera module, experimental approach to determine the proper pin hole diameter is necessary but such expressions provide a sufficient starting point for the experimental procedure.
(46) The experimental approach shown in
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(48) The patterned glass cover 12 is placed on top of a smart phone camera module connected electrically to the smartphone with an extender ribbon. Smart phone electronics is used to display the fingerprint images yet obtained through the properly configured focal length and pin hole diameter of the experimental retrofitted mobile phone of
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(50) Having a pin hole with the proper diameter in front of a standard smart phone camera system as explained in this invention also gives macro photography (extreme close up photography) or even microscopy capability to the smart phone. As an example cameras used for macro photography use expensive, heavy lenses which are 45-200 mm long and can focus from infinity to 18 mm from the object clearly. As can be seen in the actual image shown in
(51) If optical fingerprint detection is taken in rapid succession from Z.sub.1 to Zn, without the finger 14 touching cover 12 and between 8 cm to the closest distance of 1 cm, and entire fingerprint of d.sub.VIEW can be taken of, for example, 0.5 to 1 cm in diameter. This assumes that the proper d and f.sub.D is selected.
(52) Knowing that the t.sub.ED of a portable electronic device, such as a mobile phone is less than 5 mm, f.sub.D must be less than 5000 microns, and preferably is in the range of 1000 to 2500 microns, for achieving d of approximately 45 to 75 microns, or vice versa. Using the above equation for d.sub.VIEW, and maintaining capacitive measurements of fingerprint detection of a finger 14 that begins approximately 8 cm from cover 12 and extends downward but does not touch cover 12 and ends detection approximately 1 cm above cover 12 for Zn, and a thickness of the cover glass t.sub.G of approximately 5 mm with the thickness or space t.sub.S between cover 12 and pin hole plane of ring electrode 26 is relatively small if not zero, and at the wavelength ranges described above as well as the d and f.sub.D ranges shown in
(53) The second level of security afforded by the dual security optical pin hole fingerprint detection methodology avoids hacking or spoofing in order to gain access to the electronic device. Using the integrated pulse oximetry and heart-rate monitor modules available from, for example, Maxim, part numbers MAX30100 for mobile electronic devices, and also utilizing both red; visible spectrum and infrared; invisible spectrum LEDs. The emission spectrums for the red and IR LED's are (600<<700 nm) and (800<<900 nm) respectively. There are other types of pulse oximetry and heart-rate monitor modules which are employed in smart watches which use green light (450<<490 nm) instead of red (635<<700 nm) LED as in MAX30100, wherein the operational principal are the same.
(54) Referring to
(55) Colors of LED fall within different wavelengths as shown in
(56) A live tissue is red due to blood circulation within the vessels of the live tissue. If the tissue, i.e., finger, is illuminated by two different wavelengths, the wavelengths outside the red and infrared spectrum will be absorbed by the tissue to a greater degree. Therefore the finger is illuminated by the two different wavelength light emitters in sequence, and the relative differences in the absorption and reflection of the light beams at the two different wavelengths from the human tissue at the photodetector receiver, for example, will give the ratio of the oxygenated and deoxygenated blood oxyhemoglobin saturations known as oxygen partial pressure, or SpO.sub.2. A live finger oxyhemoglobin saturation for a healthy person must be over 95%. These readings can be performed every 30 milliseconds, which is far less than the duration that the finger is physically brought in proximity to the sensor. The variation of the measured finger oxyhemoglobin as a function of time will give the pulse rate. Since pulse rate for a living human certainly should not be less than 40 beats per minute, accurate heart pulse measurement will require 15 seconds of measurement time, which is longer than desired time for fingerprint image capture. This feature is used for basic health monitoring function of the integrated electro-optical sensor. MAX30102's LED's and its photodetector center to center is separated by 2.62 mm and the entire semiconductor surface with associated spacing can fit in 1.97 mm4.424 mm of space, well within the confines of the home button area. MAX30102 also has an IR proximity detector which can be used instead or together with the capacitive proximity detector as explained earlier.
(57) Turning now to
(58) Initiating the fingerprint matching methodology begins by, for example, a user touching the electronic device or display 50, such as simply pressing the on/off button. The display may then either prompt the user to bring his or her fingerprint into focus or to set the biometrics 52 if no fingerprint has been previously stored.
(59) If no fingerprint has been previously stored to which the sample fingerprint can be compared, then an activate setting screen may appear 54. This screen will activate the emitters as well as the optical and capacitive sensors 56, prompting the user to move his or her finger a spaced distance towards a pre-defined area 58 of the display. The capacitive sensor will determine when the finger is properly positioned above the cover, and the emitters and optical sensors will then, in succession, illuminate and detect a fingerprint. Once the fingerprint is at the proper f.sub.D corresponding to the proper d.sub.VIEW, the fingerprint is stored 60.
(60) The finger can continue moving downward toward the cover 62 until it touches the display 64. Once the finger touches the display the maximum capacitance value is stored 66, and then the finger can be removed from the display 68 to end the activate setting sequence as well as the sequence used to store a user's fingerprint as well as the maximum capacitance value when the finger touches the display.
(61) After the fingerprint and maximum capacitance value (C.sub.MAX) are stored, and therefore the biometrics are set, the users finger can be removed from the display 70. The capacitive proximity sensor is activated 72, and the finger is moved a spaced distance toward the pre-defined area of the display 74. Capacitive readings are taken every few milliseconds depending on the sample frequency of the capacitance-to-digital conversion circuitry. The measurement electronics for such circuitry is approximately less than 10 MHz with measurements in the order of fF (fempto Farad) range every millisecond or less.
(62) As the finger approaches the cover and, more specifically, the ring electrode beneath the cover, the capacitance value will increase. Once the capacitance value exceeds a minimum threshold value of C.sub.TH shown at step 76, measurements continue until the capacitance value reaches the previously stored maximum capacitance value C.sub.MAX. If the capacitance value reaches C.sub.MAX 80, then the finger is removed from the display 70. However, readings continue can until that moment and, more importantly, the emitter and optical sensor are activated 82 the moment the capacitance value exceeds C.sub.TH until it reaches C.sub.MAX, as shown by block 82. Thus, as the finger moves toward the cover, and until it touches the cover, capacitive values are taken as well as optical images 84. The present electronic device implements an integrated capacitive sensor and optical sensor methodology by which the capacitive sensors merely detects the presence of the finger within range of the optical sensor, and the optical sensor actually performs the fingerprint detection when the finger is known to be within the optical focal length and D.sub.VIEW resolution.
(63) The integrated fingerprint detection methodology can be initiated not only by an indicator on the display, but also by sound or even a recognizable verbal prompt, requesting fingerprint detection initialization. After the user is notified that fingerprint detection is enabled, the user can respond to bring one of his or her designated fingers within range of the electronic device, and specifically the cover, as noted as the response time T.sub.R. If a user does not take sufficient action in this period, the system will remain in a locked mode allowing no access to electronic device 10. However, if the user places the designated finger and maintains that finger above the pre-defined area for a sufficient amount of time such as the hold time or T.sub.H, electronic fingerprint capture is begun. Typically, the fingerprint capture sequence is preferably performed in less than 1 second. After the fingerprint is successfully captured, electronic device 10 acknowledges that capture to the user by any means of user interface supported by the system. Preferably, one way to display the capture data on an electronic device 10 is that of an image. After the user is acknowledged of the successful electronic fingerprint capture, the user can then lift his or her finger by any desired arbitrary motion to lift the finger away from the display. When the fingerprint is electronically captured, it has to be matched with the previously stored fingerprint data. This requires some processing by the processor, as well as extraction from the memory, which requires a fairly short amount of time, known as processing time, or T.sub.P. For better user satisfaction, T.sub.P, similar to T.sub.H, is less than a second. If the captured fingerprint data matches any of the stored fingerprint data in the system, the system will securely open the electronic device for further actions desired by the user. If the captured fingerprint data does not match any of the stored fingerprint data in the system, the electronic device, via the display, will request another try, or will go back to the original initialization process.
(64) Once the capacitive proximity detector detects that finger is touching the glass cover, the second level of security which is the live finger oxyhemoglobin saturation measurement will be conducted. Live finger oxyhemoglobin saturation for a healthy person must be over 95%. If the measured value is above a set limit, such as 90%, the stored video images will be compared with the ones in the processor memory. If not, then inappropriate access may be occurring and the system will remain locked and a message will be sent informing to use a real live finger.
(65) The process of bringing the finger to the designated pre-defined area requires some aiming of the finger to the designated area. The aiming time depends on the user and varies greatly even for the same user time after time, but it should be a short amount of time, such as less than one second. The various times, such as the aiming time, response time and hold time can be set by the user in the setting menu. Regardless of the aim, response, and hold times, the optical image sensor captures the fingerprint image just as it did when it captured the previously stored fingerprint image. The processor extracts that previously stored fingerprint image from the memory and determines whether the captured fingerprint matches the stored fingerprint 88. If there is a match, then the electronic device is unlocked 90. If there is no match, then the finger is removed from the display 68 and the process can begin again if desired.
(66) Acknowledgement is given to Okyar Atilla, Serdar Buyukustun and Erdem Hokenek for their work in literature survey, experimentation and discussions on photography.
(67) It will be appreciated to those skilled in the art having the benefit of this disclosure, that this invention is believed to provide a non-contact capacitive and optical pin hole fingerprint detection methodology. The invention eliminates the need of cutting undesirable home button hole or reducing the cover thickness in the cover glass of a mobile phone and providing desirable all in screen add-on functionalities to a smart phone. The capacitive sensor however, does not detect a fingerprint as in conventional designs, but instead is used to trigger optical sensing. The optical sensing, using a pin hole integrated into the capacitive sensor allows for fingerprint detection within 5 micron5 micron resolution, significantly better than conventional mobile phone camera resolution, along with its anti-spoofing capability by measuring blood oxyhemoglobin saturation. Moreover, the optical fingerprint detection, or sensing, is performed when the finger is properly detected at various spaced distances from a cover, where all reflected light directed to the camera module and optical sensor traverses only one pin hole, instead of an array of pin holes as in conventional designs. Using the integrated capacitive and optical sensing devices and methodology, and the incorporation of a pin hole opening of the optical sensor with a ring electrode surrounding the pin hole of a capacitive sensor not only provides ease of manufacture in the integrated configuration but also ensures proper optical resolution as well as dual, anti-spoofing security. Further modifications and alternative embodiments, and various aspects of the invention, will be apparent to those skilled in the art in view of this description. It is intended, therefore, that the following claims be interpreted to embrace all such modifications and changes and, accordingly, the specification and drawings are to be regarded in an illustrative than a restrictive sense.