Conductivity based on selective etch for GaN devices and applications thereof

Abstract

This invention relates to methods of generating NP gallium nitride (GaN) across large areas (>1 cm.sup.2) with controlled pore diameters, pore density, and porosity. Also disclosed are methods of generating novel optoelectronic devices based on porous GaN. Additionally a layer transfer scheme to separate and create free-standing crystalline GaN thin layers is disclosed that enables a new device manufacturing paradigm involving substrate recycling. Other disclosed embodiments of this invention relate to fabrication of GaN based nanocrystals and the use of NP GaN electrodes for electrolysis, water splitting, or photosynthetic process applications.

Claims

1. An integrated optoelectronic device comprising: a first layer comprising gallium nitride located on a substrate; a second layer comprising porous gallium nitride having an n-type conductivity located on a side of the first layer opposite the substrate and forming one layer of a distributed Bragg reflector; and an active region formed on a side of the second layer opposite the substrate.

2. The integrated device of claim 1, wherein a refractive index of the second layer is less than a refractive index of the first layer.

3. The integrated device of claim 2, wherein the optoelectronic device is configured to emit in a direction away from the second layer.

4. The integrated device of claim 2, wherein the integrated optoelectronic device comprises a vertical-cavity surface-emitting laser or light-emitting diode.

5. The integrated device of claim 1, wherein the second layer has a dopant density greater than 210.sup.18 cm.sup.3.

6. The integrated device of claim 1, further comprising a third layer comprising porous gallium nitride having an n-type conductivity located on a side of the first layer opposite the substrate.

7. The integrated device of claim 6, wherein the third layer has a conductivity and refractive index different from the second layer.

8. The integrated device of claim 7, wherein the integrated optoelectronic device is configured to emit light in a direction away from the second layer.

9. The integrated device of claim 7, wherein the integrated optoelectronic device comprises a vertical-cavity surface-emitting laser or light-emitting diode.

10. A method for making an integrated optoelectronic device, the method comprising: forming a first layer comprising gallium nitride on a substrate; forming a second layer comprising gallium nitride having an n-type conductivity on a side of the first layer opposite the substrate; forming an active region on a side of the second layer opposite the first layer; and electrochemically etching the second layer to form a first porous layer that is one layer of a distributed Bragg reflector.

11. The method of claim 10, wherein forming the second layer comprises doping the second layer to greater than 210.sup.18 cm.sup.3.

12. The method of claim 11, wherein electrochemically etching comprises laterally etching the second layer in a direction parallel to a surface of the substrate with an etchant and without applying optical radiation for etching the second layer.

13. The method of claim 12, further comprising applying a bias voltage between the second layer and the etchant that is between 5 volts and 30 volts, and wherein the etchant comprises oxalic acid, hydrochloric acid, or potassium hydroxide.

14. The method of claim 11, wherein electrochemically etching comprises vertically etching the second layer in a direction perpendicular to a surface of the substrate with an etchant and without applying optical radiation for etching the second layer.

15. The method of claim 14, further comprising applying a bias voltage between the second layer and the etchant that is between 5 volts and 30 volts, and wherein the etchant comprises oxalic acid, hydrochloric acid, or potassium hydroxide.

16. The method of claim 14, further comprising applying a first bias voltage between the second layer and the etchant at a first time and a second bias voltage between the second layer and the etchant at a second time to form the first porous layer and a second porous layer having a different porosity than the first porous layer.

17. The method of claim 11, wherein the integrated optoelectronic device comprises a vertical-cavity surface-emitting laser or light-emitting diode.

18. The method of claim 10, further comprising: forming a third layer comprising gallium nitride having an n-type conductivity that is different from the n-type conductivity of the second layer; and electrochemically etching the third layer to form a second porous layer that is a second layer of the distributed Bragg reflector.

19. A method of lateral etching to form porous gallium nitride layers for optoelectronic devices, the method comprising: forming a first layer comprising gallium nitride on a substrate; forming a second layer comprising gallium nitride having an n-type conductivity on a side of the first layer opposite the substrate; forming a third layer comprising gallium nitride having a first conductivity on a side of the second layer opposite the first layer; exposing a side wall of the second layer; and electrochemically and laterally etching the second layer between the first and third layers to form a first porous gallium nitride layer.

20. The method of claim 19, wherein forming the second layer comprises doping the second layer to greater than 210.sup.18 cm.sup.3.

21. The method of claim 20, wherein electrochemically etching comprises etching the second layer using oxalic acid, hydrochloric acid, or potassium hydroxide.

22. The method of claim 21, wherein electrochemically etching comprises applying an electrical bias between the second layer and etchant and does not require optical radiation for the electrochemical etching.

23. The method of claim 22, wherein the bias is between 5 volts and 30 volts.

24. The method of claim 23, further comprising forming an active region on a side of the second layer opposite the substrate.

Description

BRIEF DESCRIPTION OF THE DRAWINGS

(1) The accompanying drawings, which are incorporated herein and form part of the specification, illustrate the present invention and, together with the description, further serve to explain the principles of the present invention and to enable a person skilled in the relevant art(s) to make and use the present invention.

(2) FIG. 1 is a illustration of the GaN electrochemical etch (EC) process, according to an embodiment of the invention.

(3) FIG. 2 is an illustration of the observed phase diagram for the EC process, according to an embodiment of the invention.

(4) FIGS. 3a-d illustrate SEM micrographs of NP GaN resulting from the EC process, according to an embodiment of the invention.

(5) FIGS. 4a and 4b illustrate a multi-layer NP GaN structure resulting from switching from a low to high voltage repeatedly during the EC process, according to an embodiment of the invention.

(6) FIGS. 5a and 5b illustrate another multi-layer NP GaN structure resulting from a multi-layer doping profile used in the EC process, according to an embodiment of the invention.

(7) FIGS. 6a and 6b illustrate a more complicated multi-layer NP GaN structure resulting from the EC process, according to an embodiment of the invention.

(8) FIG. 7 illustrates the process of GaN regrown on NP GaN, according to an embodiment of the invention.

(9) FIGS. 8a-c illustrate the principle of enhanced light extraction from an LED device with a buried NP GaN layer, according to an embodiment of the invention.

(10) FIG. 9a-c illustrate an LED device structure with a buried NP GaN layer, fabricated according to an embodiment of the invention.

(11) FIGS. 10a-h illustrate two approaches used to separate a NP GaN continuous crystalline layer from a bulk substrate, according to an embodiment of the invention.

(12) FIGS. 11a-c illustrate the complete separation of a continuous crystalline layer from a bulk substrate in an electrolyte, according to an embodiment of the invention.

(13) FIG. 12a-d illustrate plane-view SEM images: (a) at the breakage of NP GaN membrane from the substrate, (b) the surface of a NP GaN membrane, (c) the surface of exposed underlying GaN, and (d) inclined view from an edge of a free-standing GaN membrane. These materials were generated according to embodiments of the invention.

(14) FIG. 13 is a schematic drawing of a route to fabricating vertical thin-film devices and recycling/reclaiming GaN and other substrates, according to an embodiment of the invention.

(15) FIGS. 14a-e illustrate a first process for making GaN nanocrystals, according to an embodiment of the invention.

(16) FIGS. 15a-c illustrate: (a) high-resolution TEM images of individual GaN nanocrystals, (b) GaN particulates from the aggregation of GaN nanocrystals, and (c) photoluminescence and absorbance measurements from GaN nanocrystals, according to an embodiment of the invention.

(17) FIGS. 16a and 16b illustrate a second process for making GaN nanocrystals involving a NP membrane, according to an embodiment of the invention.

(18) FIGS. 17a-c show: (a) a picture of free-standing GaN membrane/film in solution, including one large sheet (pointed by the upper two arrows) and smaller pieces and flakes (bottom arrow), (b) after one hour of sonication, and (c) luminescence photo of colloidal GaN nanocrystals under UV light, according to an embodiment of the invention.

(19) FIG. 18 is an illustration of the apparatus used in water splitting experiments using a NP GaN electrode, according to an embodiment of the invention.

(20) FIG. 19 illustrates the beneficial use of a NP GaN electrode in a water splitting experiment resulting in reduced current density saturation, according to an embodiment of the invention.

(21) FIG. 20 illustrates a cross-sectional SEM of nanoporous GaN before (left) and after (right) a high temperature annealing.

(22) FIG. 21. illustrates optical images after liftoff GaN.

(23) FIG. 22 illustrates X-ray rocking curves of GaN before and after lift-off.

(24) FIG. 23 illustrates a summary of as-etched (a, c, and e) and transformed (b, d, f) NP GaN samples.

(25) FIG. 24 is a mapping of the phase diagram of the EC etching for GaN based on the observed surface morphology.

(26) FIG. 25 illustrates (a) Inclined SEM image at a region where a portion of the tethered upper layer was intentionally removed to reveal the underlying nanoposts. (b) a close-up view of the underlying layer surface and the nearly ideal airgap that will be used for LED lift-off.

(27) FIG. 26 illustrates plane-view (a) and inclined view (b) of EC porosified bulk GaN wafer (from Furukawa). The insets show close-ups of the respective images.

(28) FIG. 27 illustrates a top view SEM of nanoporous GaN after liftoff top overgrowth GaN layer by epitaxial liftoff (left) and after liftoff GaN epilayer by electrochemical etching (right).

(29) FIG. 28 illustrates optical images of GaN grown on recycled substrate.

(30) FIG. 29 illustrates a cross-section SEM image of GaN grown on recycled substrate.

(31) FIG. 30 illustrates inclined SEM images of InGaN epilayers (0.2 m) grown directly on (left) planar GaN template, and (right) on a nanoporous GaN template. The samples were grown side by side in the same run. The scale bar is 2 m.

(32) FIG. 31 illustrates RT-PL spectra of 200 nm InGaN grown on planar and NP GaN templates by MOCVD

(33) FIG. 32 illustrates SEM images of gallium nitride and nanoporous gallium nitride as photoanodes after water splitting.

DETAILED DESCRIPTION

Methods of Generating Porous GaN

(34) This invention provides methods of generating nanoporous (NP) gallium nitride (GaN) across large areas (e.g., greater than one square centimeter) with controlled pore diameters, pore density, and porosity. In addition, these methods are equally applicable for generating NP GaN over smaller areas.

(35) Although GaN is emphasized throughout this specification, these techniques are also applicable to other III-nitride systems such as InGaN. Thus the term GaN should be broadly interpreted throughout the specification to mean any III-nitride material such as InGaN, AlGaN, etc. Thus the phrase NP GaN can also be interpreted as NP InGaN etc.

(36) Nanoporous GaN has great potential for use in re-growth, micro-machining, chemical sensing, and other applications such as semiconductor electronic and optical device manufacturing. It also has applicability for use in nanotechnology applications as described herein. The methods disclosed here can be used to directly produce planar GaN wafers with no need of UV-laser, reactive ion etching, or the like. The methods disclosed are robust and compatible with existing semiconductor manufacturing techniques.

(37) Nanoporous GaN is considered to be a new member of the family of III-nitride compounds. It possesses high crystallinity and optoelectronic quality despite its considerably increased surface area. Several important physical properties are summarized as follows: (1) NP GaN is electrically conducting with measured conductivities comparable to n-type GaN, an attribute important for electrical injection devices, (2) the optical index of refraction can be tuned with porosity for optical confinement and engineering, (3) the elastic compliance (or stiffness) can be modified greatly (sponge-like behavior) while maintaining its single-crystalline nature, and (4) over-growth or re-growth on NP GaN can be carried out in a homoepitaxial manner where the NP surface can be sealed up into atomic smoothness in less than 10 nm of GaN growth while the NP nature can still be preserved.

(38) III-Nitride materials are of interest for optical devices (LED, laser) and electronic devices (Enhancement mode and depletion mode HEMTs) due to its special properties (wide direct bandgap, high electrical field drift speed, large thermal conductivity). The presence of high quality III-Nitride materials and devices are c-plane Gallium-polar and Nitrogen-polar III-Nitride, which grown on c-plane sapphire, or Silicon Carbide (SiC). But c-plane III-Nitride materials system has a very strong polarization (spontaneous and piezoelectric polarization), which affects the performance of optical devices (LED, laser etc.), and the Enhancement mode HEMTs. In contrast, nonpolar (a-plane, m-plane) and semipolar (11-22, 20-21, etc) III-Nitride system has no or weak polarization. But the quality of nonpolar and semipolar III-Nitride materials are still poor (high dislocation and stacking faults density, rough surface). In order to improve the quality of nonpolar and semipolar III-Nitride, ELO, interlayer, homoepitaxy, etc. methods were used. In this invention, use porous structures are used as substrate to grow high quality nonpolar and semipolar III-Nitride materials, and to make high performance optical and electrical devices (LED, laser, HEMTs, etc.), and to make the large area nonpolar and semipolar III-Nitride bulk substrates, and reduce the cost.

(39) First, to grow GaN thin film on sapphire (or III-Nitride, SiC, Si, ZnO, LiNbO3, LiAlO2, etc.). Then, to prepare nanoporous (porous) III-Nitride structures by electrochemical etching in acid or alkali solution (e.g. Oxalic Acid (C2O2(OH)2), KOH, NaOH, HF, HCl, HBr, etc.), followed by high quality III-Nitride thin film regrowth on nanoporous structures by MOCVD or HYPE after proper cleaning. Finally, to fabricate high performance optical and electrical devices (LED, LD, HEMTs, etc.) on high quality III-Nitride material, or separating the high quality III-Nitride thin film from the nano-porous substrates. Nanoporous GaN shows good electrical conductivity, comparable to as-grown GaN.

(40) Nanoporous GaN. A new member of III-nitrides. Epitaxial single-crystalline with strain relaxed. Good electrical conductivityvertical LED. Reduced index of refractionlight extraction. Effective in defect filteringquality improvement. Reduced bonding strengthsubstrate liftoff. Reduced mechanical stiffnesscompliant. High surface/volume ratio. None-dependent on crystallographic orientations.

(41) According to embodiments of the present invention, a heavily doped (i.e., 10.sup.17 to 10.sup.19 cm.sup.3) GaN can be selectively removed by an electrochemical (EC) etching with an electrolyte. Both horizontal and vertical etching processes are possible. Horizontal etching starts with epitaxial growth of an n-type doped GaN layer underneath an undoped GaN top layer. Dry etching or cleaving is then employed to expose the sidewalls of the bi- or multi-layer structures. Electrochemical etching then proceeds horizontally and selectively through the n-type GaN underlayers to achieve the undercutting. This invention describes methods of vertical etching of a planar n-type GaN from the surface, where the etching propagates in a direction generally perpendicular to the wafer surface. These methods are disclosed in detail below.

(42) The EC etching process according to embodiments of the invention is illustrated schematically in FIG. 1. In an embodiment, oxalic acid is used as an electrolyte 104 at room temperature. In other embodiments, other electrolytes such as KOH or HCL can be used. An n-type doped GaN sample 102 and a platinum wire 108 comprise an anode and cathode, respectively which are connected to a power supply 106 to form a circuit. The power supply 106 is used to energize the circuit that drives a current through the material, which modifies its physical properties and generates a porosity profile in the material. In various embodiments, either the current or voltage can be controlled by recording the current and voltage using measuring devices, shown as 110 and 112, and using a reference electrode 114 (e.g., made of Ag/AgCl) to monitor a potential difference between the reference and anode electrodes. As discussed in the following paragraph, voltages in the range 5-60 V and n-type GaN doping in the range 10.sup.18 to 10.sup.19 cm.sup.3 are typically employed.

(43) Various time-dependent energizing techniques may be employed in which the voltage or current can be pulsed, ramped, or the like. In embodiments of this method, after the EC etching, samples can be rinsed in deionized water, methanol, and pentane, sequentially to minimize surface tension in the final drying process, which ensures complete dissolution of any residue etching chemicals.

(44) The EC etching process is controlled by the degree of n-type doping and the applied voltage as. The observed etching morphology is correlated with the applied voltage (5-30 V) and n-type GaN doping (10.sup.18 to 10.sup.19 cm.sup.3). The concentration of the oxalic acid can be varied between 0.03 and 0.3 M with no strong dependence observed. The phase diagram of EC etching is shown in FIG. 2. Three regions are identified based on scanning electron microscopy (SEM) imaging, including no etching 202 (region I), formation of NP Ga 204 (II), and complete layer removal or electropolishing 206 (III, including voltages greater than 30 V), with increasing conductivity or applied voltage. In embodiments, EC etching can be performed at 10, 15, and 20 V on n-type GaN with a doping concentration in the range 10.sup.17 to 10.sup.19 cm.sup.3, for example.

(45) The NP GaN morphology resulting from the above described method is illustrated in FIGS. 3a-3c. FIGS. 3a-3c show plan-view SEM images NP GaN prepared at 10V (302), 15V (304) and 20V (306), respectively. FIG. 3d is a cross-sectional SEM image of a resulting NP GaN film 308 prepared at 15V.

(46) Using the electrochemical process described above, one is able to vertically nano-drill through GaN layers and create GaN layers of different pore sizes and porosity, corresponding to layers with different indices of refraction. In embodiments, GaN multi-layer structures can be created by varying an applied voltage, current, or GaN doping profile. Layering structures with a designed index profile, including a quarter-wavelength distributed Bragg reflector (DBR), have many utilities for optical or biomedical applications.

(47) Embodiments will now be described wherein useful opto-electronic structures and devices can be generated. GaN based opto-electronic devices can be used to solve problems in solid state lighting, displays, and power electronics. GaN-based vertical cavity surface emitting lasers (VCSELs) and resonant-cavity light-emitting diodes (RCLEDs) are examples of such devices. An important requirement for the operation of these devices is the need for high reflectance mirrors, usually in the form of distributed Bragg reflectors (DBRs). VCSELs require highly reflective DBR mirrors on both sides of the active region to form a laser cavity, while for the RCLEDs the high reflectance DBRs underneath the active region can improve output power and the emission spectrum. The DBR structures are particularly important for GaN VCSELs in two aspects. First, the threshold current density of a GaN VCSEL can be reduced by an order of magnitude with an increase of the DBR peak reflectance from 90% to 99%. Second, the DBRs should have large stop bandwidth. This is important because the active region of a GaN-based VCSEL is typically made of InGaN multiple quantum wells (MQWs), and the emission peak of the InGaN MQWs tends to fluctuate with small variations in either the growth conditions or the process parameters. A DBR with wide stop band can provide sufficient coverage of such spectral variation in emission wavelength.

(48) Embodiments directed to methods of forming NP GaN multilayer structures are disclosed. FIG. 4 illustrates an embodiment utilizing the dependence of porosity on anodization parameters such as applied voltage or current density 402. For example as shown in FIG. 4a, by switching between a high 406 or low 402 voltage or current density during the anodization process, layers of high and low porosities (low and high refractive indices, respectively) can be obtained as shown in 408 of FIG. 4b. FIG. 4b illustrates a cross-sectional SEM image of a multilayer NP GaN obtained by switching between high and low voltage or current densities during the anodization process. Features 410 and 414 illustrate high porosity while features 412 and 416 illustrate low porosity of the resulting multi-layer structure.

(49) FIG. 5 illustrates another embodiment utilizing the dependence of both pore morphology and porosity on the conductivity of an individual layer, which in turn can be controlled by doping concentration during epitaxial growth as shown in FIG. 5a. High 512 and low 510 porosity NP GaN layers can be obtained by doping the starting material with high 506 and low 504 doping regions, respectively as shown in FIG. 5b. In this case, a suitable porosity profile can be obtained using a constant voltage or current etching.

(50) For the embodiments illustrated in FIGS. 4 and 5, the resulting effective dielectric function is rendered depth dependent, due to both the different porosities and GaN nanocrystal sizes remaining within the NP GaN layers. The former embodiment has the advantage of not requiring epitaxial growth to achieve layers of different dopant concentrations, yet the interface between low- and high-porosity GaN layers is sometimes rougher. The latter embodiment has the advantage of a precise control of the thickness and interface abruptness.

(51) In another embodiment, a pulsed-etching method is used, to achieve very high porosity toward a very low refractive index, as illustrated in FIGS. 6a and 6b. This pulsed-etching is distinct from the modulation of refractive index at optical wavelength scale as was employed in the embodiments of FIGS. 4 and 5. The pulsed-etching method, illustrated in FIG. 6, comprises alternating between a high voltage 606 and low-voltage 604 (or zero voltage). Etching then proceeds with a repetitive cycle. The pulsed-etching technique is used to achieve a very high porosity region 612 as shown in the SEM micrograph in FIG. 6b, where the low porosity layer 610 is produced before the pulsed etching using a constant low-voltage etching not shown in FIG. 6a.

(52) Having established a control of the porosity in NP GaN, one can envision a new class of monocrystalline NP GaN layers with a tunable index of refraction. Examples of such materials are shown in feature 608 of FIG. 6b. Feature 608 illustrates four pieces of NP GaN epilayer on sapphire, for example. The change of index of refraction alters the optical cavity length, shifting the Fabry-Perot interference peak from sample to sample. Under white light illumination, these materials appear iridescent, exhibiting a range of colors including purple, green, orange, and pink, for example.

(53) A NP GaN layer with about 30% porosity can produce a index contrast tantamount to that of an AlN layer, while the AlGaN cladding layers typically employed in 410-nm laser diodes (AI-15%, thickness-0.5 micron) can be replaced by NP GaN layers with about 5% porosity for effective wave-guiding.

(54) These embodiments provide a simple, flexible way to fabricate large-scale NP GaN multilayer for optical and biomedical applications. Advantages and applications thereof include: (1) GaN-based DBR pairs with increased refractive index contrast, (2) low cost GaN-based VCSELs and RCLEDs, (3) Fabry-Perot filters, (4) antireflection coatings for energy conversion, (5) optical biosensors, and (6) substrates for III-nitride materials and device growth.

Nanoporous Substrates for Device Applications

(55) Further embodiments directed to methods of using NP substrates include techniques to: (1) make polar, nonpolar and semipolar NP III-Nitride structures on sapphire (or III-Nitride, SiC, Si, ZnO, LiNbO.sub.3, LiAlO.sub.2, etc.) substrates by electrochemical etching, (2) grow high quality polar, nonpolar and semipolar III-Nitride materials on NP structures, (3) fabricate polar, nonpolar and semipolar III-Nitride optoelectronic devices (LEDs, laser, etc.) and electronic devices such as high electron mobility transistors (HEMTs) using re-grown III-Nitride materials, and (4) produce polar, nonpolar and semipolar III-Nitride bulk substrates using the re-grown III-Nitride materials on NP III-Nitride structure by HYPE.

(56) FIG. 7 illustrates a process flow along with experimental results of an embodiment that yields a NP GaN template that is suitable for device fabrication. In this embodiment one begins with a semipolar (1122) GaN surface grown using standard epitaxial techniques. Such a surface is shown in feature 702. Despite a high density of defects (dislocations310.sup.9 cm.sup.2; stacking faults105 cm.sup.1) such a surface is suitable for the fabrication of green-emitting LEDs, for example. A substrate with a greatly reduced density of defects, however, can be generated by applying an embodiment of the EC etching technique to produce a NP GaN surface as shown in feature 704 in plan view. A cross sectional image of this surface is shown in the lower right portion of FIG. 7. This image illustrates a multi-layer structure comprising a NP GaN layer 706 on top of a layer of non-porous GaN 708 grown on a sapphire substrate 710.

(57) The NP GaN surface, illustrated in the upper and lower right portions of FIG. 7, provides a higher quality substrate on which to grow GaN with reduced defect densities. The process of growing high-quality GaN on a NP GaN template (substrate) is called re-growthand the result of such a re-growth process is illustrated in the lower left portion of FIG. 7 in which (1122) semipolar GaN has been re-grown. The EC porosification process is not sensitively dependent on the crystallographic orientations. The process described in FIG. 7 has been repeated on polar, nonpolar, and semipolar GaN layers, including the porosification and the re-growths.

Photonics Applications

(58) FIG. 8 illustrates the application of previously disclosed embodiments for the fabrication of an InGaN/GaN active structure with enhanced light extraction properties due to the presence of a buried NP GaN layer (828 in FIG. 8c). Such a structure is formed by growing an InGaN/GaN active structure on a NP GaN template fabricated as discussed in the previous section and illustrated in FIG. 7. FIG. 8c illustrates an InGaN/GaN active region with a buried NP GaN layer 828, while FIG. 8b illustrates a more traditional InGaN/GaN active region structure.

(59) FIG. 8c illustrates the sapphire substrate 826 on which an undoped GaN layer 824 and a NP GaN layer 828 has been grown. Another undoped GaN layer 822 is then grown above the NP layer followed by the multiple quantum well (MQW) structure 820 above that. The presence of the buried NP GaN layer 828 increases the scattering of light in the device 818 leading to enhanced light extraction.

(60) FIG. 8b illustrates a traditionally grown InGaN/GaN active structure without the buried NP layer. In this structure, there is an undoped GaN layer 814 grown on a sapphire substrate 816 followed by the MQW LED structure 812 grown using standard techniques. Without the buried NP layer, the light suffers from multiple total internal reflections and re-absorption within 810 leading to less efficient light extraction.

(61) FIG. 8a presents a plot of photoluminescence (PL) as a function of lateral distance from the laser spot. The three curves 804, 806, and 808 correspond to devices, fabricated according to embodiments disclosed above, comprising: no porous layer, a porous layer with 40 nm pore size, and 70 nm pore size respectively. This figure illustrates that light extraction efficiency with the buried NP layer is larger for the device with 70 nm pores in comparison with the other two devices.

(62) FIG. 9 illustrates in more detail a device structure of an LED grown on a NP GaN template 906. The right side, in FIGS. 9b and 9c, shows the cross sectional SEMs of the LED grown on the NP layer and a close up of the transformed voids 932 underneath LED layers. Features 920 encompasses the device layers 908 through 912 of the schematic device in FIG. 9a, while the n-GaN layer 908 on the left can be seen in the micrograph on the right as feature 930. The NP layer 906 on the left is seen as the voided layer 932 on the right while the undoped GaN indicated by 904 on the left is seen as feature 934 in the micrograph.

Separation of Continuous Crystalline Layers

(63) FIG. 10 illustrates further embodiments of the present invention for generating free-standing GaN membranes and layers. One embodiment is based on a uniformly doped GaN layer 1018, and proceeds with EC etching under a low-voltage condition (feature 1004 in FIG. 10a), resulting in the generation and vertical downward propagation of nanopores 1020 and 1024 with a low density (less than 10.sup.9 cm.sup.2) and small diameters (about 30 nm). Once a desirable thickness is achieved, corresponding to the thickness of the final membrane, the etching voltage is increased (from 1004 in FIG. 10a) corresponding to a lateral move of etching condition on the phase diagram (to point 1008 in FIG. 10a). This condition produces rapid branching and lateral eetching of GaN into a high porosity layer 1026 underneath the low-porosity layer 1024. The formation and detachment of a continuous crystalline layer 1030 is illustrated schematically in FIGS. 10b-e.

(64) Experimental results corresponding to the embodiments of FIG. 10 are illustrated in FIG. 11. The first and second voltage conditions were set to be 10 and 15 V, respectively. The etching rate during step one is 200 nm/min; a five-minute etching is sufficient to produce a low-porosity layer of around 1 micron in thickness. Upon increasing the voltage to 15 V, the electrochemistry is accelerated with observation of bubbles generated at both GaN surface (anode) and the platinum counter electrode. The detachment of a GaN thin layer from sample edges was achieved in under one minute, as shown by features 1104, 1108, and 1112 in FIG. 11. Continuing the EC etching at 15V lead to the floating off of the entire layer over a large macroscopic area 1108. In this case the size of the thin layer that was detached was of order 1 cm.sup.2 limited by the sample size as illustrated by features 1104, 1108, 1112 and 1116 in FIG. 11. The free-standing GaN thin film in solution was taken from solution and transferred to a glass slide 1116 (FIG. 10b). This procedure can conceivably be extended to larger wafers (e.g., 2 inches, or larger).

(65) SEM images in FIG. 12 show the difference in porosity (1204 and 1206) observed from the surface of the NP GaN membrane. The horizontal arrow in FIGS. 12a and 12b shows that the detached membrane has a finer NP morphology 1206 than the remaining surface 1204. FIG. 12d shows an inclined SEM view of the edge of a free standing NP membrane indicating that the NP nature of the membrane is well preserved and the separation process is confined near the etching front 1214 above the GaN substrate 1216.

(66) This realization enables us to design growth processes where we can grow GaN on a nanoporous template and quickly planarize the surface. Concurrently the buried nanoporous layer undergoes transformation to form large voids through which the attachment of the upper epitaxial layer to the underlying layer or substrate is greatly weakened. In other words we disclose a process of epitaxial growth of GaN layers and devices on a metastable nanoporous single-crystalline template, with a surface morphology sufficiently smooth to support initial nucleation and planarization. The metastable nanoporous GaN itself undergoes void formation in-situ with weakening bonding between the upper layers and the substrates. At the same time this transformation does not adversely affect the epitaxial process. After growth, the nanoporous GaN layer remains loosely attached to the substrate, an example is shown in FIG. 20 where a 2-m GaN was grown on NP GaN. While the surface and upper portion of the GaN layer is perfect with device quality, the thermal annealing of the NP GaN creates a void and cleaved region, making the sample ready for layer transfer. Standard wafer bonding procedure can be applied, in this case by pressing a silicon wafer to the as-grown GaN/NP-GaN/sapphire sample with epoxy in between. No high-temperature curing is used in this case and the sample is left at room temperature overnight. Applying a lateral force (pry with a wedge-shape blade) causes the separation of the two substrates, namely silicon and sapphire. We observed, as shown in FIG. 21, complete transfer of 2-m GaN unto a silicon substrate. As illustrated in FIG. 21. The area of the GaN epilayer transferred onto silicon is around 1 cm1 cm in this proof-of-concept experiment.

(67) An important point to emphasize is that macroscopic crystallinity, over hundreds or even thousands of micrometers, is preserved since the GaN layers or devices are mechanically supported throughout every step. In FIG. 22 we demonstrated x-ray diffraction rock curve measurement using GaN (002) diffraction. The as-grown GaN has a linewidth of 0.1 while the transferred thin film, now on silicon, has a linewidth of only 0.14, over an area of 10 mm5 mm.

(68) Alternatively, in a further embodiment, GaN thin layers with engineered doping profiles can be conducive to a simpler EC etching procedure. This process is illustrated in of FIGS. 10f-h. In this embodiment (procedure B) a two-layer GaN structure with a lightly doped layer 1034 is grown on a heavily-doped layer 1036. With such an engineered profile, the EC etching process requires only a constant voltage. Under such conditions the NP etching proceeds spontaneously from 1014 to 1008 in FIG. 10a, traversing the phase diagram vertically to produce a similar effect. Very similar results have been observed (i.e., detachment of layer 1038 and 1044) like those illustrated in FIGS. 11 and 12. The use of embedded doping profile yields better control and flexibility given the contemporary advances in epitaxial techniques.

(69) The above disclosed embodiments can provide a simple, large-area transfer of GaN epilayers for device fabrication that could dramatically lower the cost while enhancing their functionality. The only competing technique is laser lift-off (LLO) which is expensive, time-consuming, not scalable, and has a problematic yield.

(70) Using a novel electrochemical process, we are able to (nano)drill through GaN layers and create buried high-porosity (or two layer) region. The buried high-porosity region undergoes transformation during thermal annealing and MOCVD growth into large bubbles and coalesced voids that will facilitate in-plane fracturing, layer separation, and epitaxial wafer transfer, a process that has never been proposed in GaN fabrication and is likely to change the paradigm in III-nitride material growth and device fabrication. Key steps include (1) electrochemical porosification (FIGS. 1-7), (2) annealing and transformation, (3) homoepitaxial nucleation, (4) III-nitride thin film or device growth, (5) post growth wafer bonding, (6) separation or de-bonding, and (7) surface smoothing and reclaiming. We note that the same concept can be implemented on Al.sub.2O.sub.3 (as an LLO replacement), SiC, Si, GaN and other substrates. This invention is to recycle the substrates used for III-nitride materials growth and devices fabrication, leading to reduced cost.

(71) A two-step porosification process was developed to create a vertical profile with a high porosity region around 0.5 to 1 m below the surface, protected (or sealed) by a low-porosity region (FIG. 23e). It is important to comment that the EC etching takes place selectively near the tips of the columnar pores (due to curvature-driven field concentration). As the porosification process proceeds into the GaN layer, the etching front becomes buried. By using a two-step etching with an initial low-voltage condition (such as Point 1 in the upper left corner of FIG. 24), followed by a high-voltage condition (Point 2 in FIG. 24), one can create a buried high-porosity layer at an arbitrarily designed depth through the initial nano-drilling under condition 1.

(72) After annealing we observed the desirable morphology (FIG. 23f) with a continuous, planar GaN surface on top of a nearly voided region. The upper GaN layer is tethered to the bottom GaN/substrate through a low density of nano-pillars (10.sup.8 cm.sup.2) while its crystallinity is by no means compromised, in fact most likely improved through mass-transport based dislocation reduction.

(73) The morphology shown in FIG. 23f is by no means optimal. Parameters such as starting porosity, thickness of the porous layer, annealing temperature/duration, carrier gas all affect the shape transformation. One very recent discovery by us is that the use of a very thin (<0.2 m), high porosity buried layer helps a confined coalescence of pores into an nearly ideal airgap with the upper and lower layers joined by a low density (<10.sup.8 cm.sup.2) of nanoposts (FIG. 25).

(74) Applications of the disclosed embodiments include transfer of GaN on a silicon wafer to another template that has good thermal expansion match with GaN. One can prepare a thin GaN layer on very large silicon wafers (greater than about six inches), while maintaining pseudomorphism. This would be a unique approach to produce 6 inch, 8 inch or even 12 inch NP GaN substrates for future LED and transistor industry.

(75) The ability to transfer thin films from one substrate to another has other useful device applications, such as transferring NP GaN LED thin films and transistors to flexible and/or transparent substrates. As another application, it is possible to transfer GaN thin layers from bulk HYPE-grown GaN substrates. As such, this approach would be a simple and inexpensive method to mass-produce dislocation-free NP GaN thin films.

Device Manufacturing Methods with Substrate Recycling

(76) A further embodiment, shown in FIG. 13, illustrates the concept of substrate recycling for III-nitride materials and devices using NP GaN. Using the novel electrochemical process introduced above, one is able to form NP GaN layers 1304 of a desirable porosity profile. The nanoporous structures 1304 can be loaded back into epitaxial chamber for annealing and regrowth. The NP region undergoes transformation into large bubbles or voids 1310. Additional regrowth of GaN layers or devices 1312 will simultaneously produce a buried high-porosity region undergoes transformation 1310 during thermal annealing in which large bubbles coalesce to form voids 1314. Such voids facilitate in-plane fracturing, layer separation, and epitaxial wafer transfer.

(77) A device structure 1322 can be grown (e.g., using a method such as MOCVD) on the NP substrate 1320. The device structure can be bonded to a carrier wafer 1324 and the combined device structure/carrier wafer system 1326/1328 can be separated from the NP substrate. The remaining NP substrate 1330 can be further smoothed and reclaimed so that the process can be repeated.

(78) We note that the same concept can be implemented on Al.sub.2O.sub.3 (as an LLO replacement), SiC, Si, GaN and other substrates. This embodiment enables one to recycle the substrates used for III-nitride materials growth and device fabrication, leading to reduced cost.

(79) The remaining surface is still NP, after wafer splitting, as shown previously in FIG. 12. A further embodiment provides a combination of annealing and epitaxial planarization processes that recover the smoothness of GaN on Al.sub.2O.sub.3 without the need of wafer polishing. The observed roughness comprises mounds with a height of 0.1-0.3 microns and area density 10.sup.9 cm.sup.2. This level of roughness is similar to the roughened and transformed LT GaN buffer that is employed in the standard two-step MOCVD process. As the intrinsic crystallinity of these hills and mounds is preserved by the original GaN underlayers, defect-free coalescence of these mounds during high-temperature MOCVD growth takes place in 1 to 2 microns of growth, making the overall composite structure identical to the starting structure before EC porosification.

(80) The same reclaiming cycle illustrated in FIG. 13 can be applied to both the GaN/Al.sub.2O.sub.3 composite system and bulk HYPE substrate provided that electrochemical porosification of HYPE GaN can be implemented. In FIG. 26 we demonstrated the formation of NP GaN on HYPE wafers acquired from Furukawa (n10.sup.17 cm.sup.3). Using a similar EC etching process, we observed the formation of very ordered nanoporous GaN up to 6 m in approximate 15 minutes (FIGS. 26a and 26b for plane- and inclined views, respectively, insets are close-ups). We feel this initial evidence provide a strong support to the prospect of smart-cutting the HYPE wafers in bringing down the cost and greatly increasing the equivalent production volume of HYPE wafers.

(81) FIG. 27 Top view SEM of nanoporous GaN after liftoff top overgrowth GaN layer by epitaxial liftoff (left) and after liftoff GaN epilayer by electrochemical etching (right). FIG. 28 shows the Nomarski of GaN epilayer grown on recycled substrate, the optical smooth surface is obtained. FIG. 29 shows the cross section SEM image of 2 mm GaN epilayer grown on recycled substrate. The interface between overgrowth GaN layer and remained GaN on Al.sub.2O.sub.3 is clearly seen, and a little few air bubbles were formed at the interface.

(82) The above disclosed device manufacturing embodiments provide a simple, robust route to recycle the substrates for III-nitride thin film growth and device fabrication that can dramatically lower the cost while enhancing functionality.

(83) Several economic advantages and applications of the disclosed substrate recycling methods include the following. These methods can dramatically reduce the price of III-nitride materials and the fabrication of devices, such as vertical LEDs. These methods are equally applicable for use with other common substrates (such as sapphire, SiC, Si, GaN, AlN etc.) used to grow III-nitride materials. These methods also enable the production of GaN-on-Insulator (GaNOI) structures for electronics applications as well as enabling the production of high quality GaN epilayers.

Nanotechnology Applications of Porous GaN

(84) A further embodiment of the invention relates to the generation of NP GaN based nanocrystals. Using the electrochemical process disclosed in previous embodiments, fibrous-like monocrystalline GaN materials with greatly weakened mechanical strength, can be produced. The reduction in mechanical strength is due to a change in the aspect ratio and the greatly increased surface area of the fibrous-like materials. The NP GaN is more susceptible to mechanical fracturing and breaking through a sonication (or grinding) process into nanometer-size nanocrystals that are of interest in fluorescence-labeling, photovoltaics, display-lighting, and nanoelectronics.

(85) An embodiment for producing GaN nanocrystals is illustrated in FIGS. 14a-e. A n-type GaN layer (can be an epilayer 1406 on sapphire 1402, or GaN substrate 1402, for example) is first porosified 1410 from the top surface using the EC etch embodiments disclosed above. A plan-view SEM image of a NP GaN is shown in 1418. The resulting NP GaN 1410 on sapphire 1416 is placed into a suitable solution 1426 (e.g., comprising water, polar or nonpolar solvents) and sonicated (in an example embodiment, for about two hours). After sonication, using standard techniques, the surface comprises GaN ridges and stumps 1422. At the end of the procedure the liquid becomes slightly turbid 1426, in contrast to the clear and transparent deionized water 1424.

(86) The observed turbidity in the sonicated solution is due to the aggregate of GaN nanocrystals (NC) into micron-size particulates causing diffusive scattering. FIG. 15b shows a TEM image of such a particulate consisting of many GaN NCs 1512 and 1516. A higher magnification TEM image in FIG. 15a shows that these GaN NCs 1506 and 1510 have random orientations, indicating that the original NP GaN matrix has been sufficiently fractured. Finally, the dried GaN particulates exhibit characteristic photoluminescence emission peak 1522 and an absorption peak 1520 as shown in FIG. 15c.

(87) A further embodiment of the porosification-sonication process incorporates a two-stage electrochemical etching process. The particular step required in EC porosification is to create a buried layer with very high porosity to undercut and release the upper NP GaN layer into a membrane form, as shown in FIG. 16b and disclosed above (FIG. 10a-h). The free-standing, floating NP GaN membrane 1610 can be transferred into a container as shown in FIG. 17a, and be sonicated into fine nanocrystals. A distinction between these embodiments is the form of the NP GaN at the start of sonication: in the previous embodiment, the NP GaN is epitaxially attached to the substrate, while in the embodiment of FIG. 15 the NP GaN film/membrane is floating in solution and is more susceptible to sonication-based fracturing. The optical activity of these sonicated GaN NCs can be observed by the visual fluorescence emitted when the sample was irradiated by UV light as seen in FIG. 17c.

(88) The above embodiments provide an elegant method to produce colloidal GaN and InGaN nanocrystals. Economic advantages and possible applications to this new technique include but are not limited to: fabricating light emitting diodes or Laser diodes using nanocrystals, use of nanocrystals as fluorescent biological labels for biomedical applications, use of nanocrystal GaN or InGaN Hybrids with polymers for photovoltaic applications, and use of nanocrystal GaN or InGaN hybrids with catalytic metal (like gold, nickel, etc.) for energy applications.

(89) A further embodiment relates to the use of NP GaN and NP InGaN as the photo-anode or photo-cathode in photosynthetic processes, water splitting, and hydrogen production. The electrochemical etching process used to produce NP GaN was described above. The use of NP GaN or NP InGaN has the advantages of (1) enhanced photon absorption, (2) improved photosynthetic efficiency, and (3) reduced photo electrode degradation.

(90) Factors such as heteroepitaxial strain (11% mismatch between InN and GaN), dislocations, nanoscopic morphology such as faceting/roughening, and surface kinetics, are all responsible for the complex interplay. An emerging consensus is that the interaction of the aforementioned factors could lead to a macroscopic (over the length scale of 50-100 nm) inhomogeneous distribution of In composition in InGaN epilayer or quantum well, producing fluctuations in the bandgap of a few hundreds of meV (400 meV). Furthermore, regions with high band gaps (or low In compositions) tend to coincide with the presence of non-radiative dislocations due to either reduced incorporation or enhanced desorption of Indium. Carriers are therefore localized in regions away from dislocations. Such a self-screening process is thought to be crucial in achieving high IQE. The growth of InGaN under optimal conditions to induce nonplanar and inhomogeneous incorporations of Indium has been the conventional approach adopted by many companies and may be reaching its limitation.

(91) In this invention, we explore the growth of InGaN on an inherently three-dimensional (3D) and nanoporous (NP) GaN template. The preparation of NP GaN by an electrochemical etching was described in an earlier provisional disclosure (61/326,722 disclosed on Apr. 22, 2010). We feel the new NP GaN template offers advantages for the preparation of InGaN active medium over conventional planar GaN templates in the following ways: 1) The NP GaN provides numerous crystallographic facets concurrently over nanometer scale; this will accentuate the disparity and anisotropy in the incorporation of Indium and enhance the localization effect. 2) The NP GaN template, with its percolated nature, would provide a built-in, in-plane localization based on geometry. 3) The NP GaN is likely to have a reduced density of dislocations. 4) The NP GaN template, with its fibrous nature and a very high surface-to-volume ratio, will help to relieve heteroepitaxial strains during InGaN growth.

(92) To test this idea, we have grown InGaN (0.2 m) on NP GaN with different porosities (40 nm and 60 nm pores), as well as a standard planar GaN template. The NP GaN and standard planar GaN templates were loaded into a MOCVD reactor, heated briefly to 1000 C. in a H.sub.2/NH.sub.3 mixture for cleaning, then lowered to 820 C. in H.sub.2/NH.sub.3 when growth of InGaN commenced after temperature stabilization. FIG. 30 shows inclined views by SEM of InGaN epilayers grown on planar GaN (left) and on a 60 nm nanoporous matrix directly (right image). The nonplanar nature of the InGaN is clearly seen.

(93) The photoluminescence spectra of the 3 samples are shown in FIG. 31. There is a pronounced red shift of InGaN grown on NP templates, from around 420 nm to 540 nm. This suggests the creation of high In-containing regions under identical conditions. The integrated PL intensity for InGaN grown on NP templates is consistently brighter, up to 5 times, while the wavelength is 120 nm longer. The much-increased FWHM also suggests the enhanced effect of compositional inhomogeneity. The enhanced incorporation of Indium is independently confirmed by XRD. We note the growth of InGaN on NP GaN, through an intermediate GaN buffer, has been patented previously by Chua et al. However, the present work offers advantages (1)-(4) that were not considered or disclosed in Chua's patent.

(94) The advantages of InGaN layers grown directly on nanoporous GaN have been listed above in Section II.C. Possible impacts of this invention may include: 1. The fabrication of long wavelength (green, yellow, amber, and red) LEDs with high efficiency to overcome the so-called green-gap issue. 2. A solution of efficiency droop in InGaN LEDs. 3. Applications in the fields of high efficiency Photovoltaic devices (solar cell, photoelectrochemical cell, et al.)

(95) FIG. 18 illustrates the experimental apparatus for a water splitting experiment using a NP GaN or InGaN electrode 1808 as an anode. In this embodiment, a NP InGaN or GaN electrode is first fabricated using the EC etch procedure disclosed above. Such an anode is placed in water 1812 and connected to a metal (e.g., Pt) electrode 1810 so as to form a circuit. Solar radiation or radiation from another source, such as a Hg(Xe) lamp 1806 incident on the anode, drives an electrochemical reaction and produces water splitting with the liberation of oxygen 1814 and hydrogen 1815.

(96) The use of NP GaN or NP indium gallium nitride (InGaN) has the advantages of 1) enhanced photon absorption, 2) improved photosynthetic efficiency, and 3) reduced photoelectrode degradation. Water splitting Experiments. Electrolyte: 1M NaCl, 1M KOH, 1M HCL. Light source: 200 W Hg(Xe) lamp focused onto 11 cm.sup.2 spot. Nanoporous GaN. Increased surface area. Better chance for photo-excited carriers to reach semiconductor-electrolyte interface.

(97) Nanoporous GaN was used as a photoanode for WS. Improved WS efficiency. No photocurrent saturation at large bias. Increased surface area. Light scattering by nanoporous structure. Enhanced PC stability. Distributed WS reaction on nanopore walls. Immune to the PEC etching near top surface. Nanoporous GaN is an important photoanode material for WS. Better efficiency under concentrated solar light. FIG. 32 illustrates gallium nitride and nanoporous gallium nitride photoanodes for water splitting showing surface corrosion during water splitting. Photo-enhanced electrochemical etching was observed and different etching morphology from nanoporous etching.

(98) An advantage of using a NP anode is illustrated in measurements presented in FIG. 19. The use of a NP anode leads to greatly reduced current saturation 1904 as compared to the situation in which the electrode is not porous 1902. The NP electrode effectively has a higher surface area that gives a better chance that photo-excited carriers will reach the semiconductor/electrolyte interface leading to higher conversion efficiency.

CONCLUSION

(99) It is to be appreciated that the Detailed Description section, and not the Summary and Abstract sections, is intended to be used to interpret the claims. The Summary and Abstract sections may set forth one or more but not all exemplary embodiments or advantages of the present invention as contemplated by the inventor(s), and thus, are not intended to limit the present invention and the appended claims in any way.

(100) The foregoing description of the specific embodiments will so fully reveal the general nature of the invention that others can, by applying knowledge within the skill of the art, readily modify and/or adapt, for various applications, such specific embodiments, without undue experimentation, without departing from the general concept of the present invention. Therefore, such adaptations and modifications are intended to be within the meaning and range of equivalents of the disclosed embodiments, based on the teaching and guidance presented herein. It is to be understood that the phraseology or terminology herein is for the purpose of description and not of limitation, such that the terminology or phraseology of the present specification is to be interpreted by the skilled artisan in light of the teachings and guidance.

(101) The breadth and scope of the present invention should not be limited by any of the above-described exemplary embodiments, but should be defined only in accordance with the following claims and their equivalents.